2019-11-04T10:02:13-06:00 2018-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2018-01-01 132867881 LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE INC LITT 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 READA EDELSTEIN C.E.O 6466725200 2019-10-22 1 ROBERT R LYONS CPA P00227472 2125038800 69.74.165.34 2019-10-22 07:20:47 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 86324AA6648A884C06306129ED8808CB1BD1A3DC 2018 2020-03-31 21:24:44Z READA EDELSTEIN 333 EAST 115TH STREET NEW YORK NY 100292210 7215531 0 0928 X WWW.LITTLESISTERSFAMILY.ORG X 1958 NY LSA'S HOME-BASED AND CENTER-BASED PROGRAMS ARE DESIGNED TO EMPOWER THOSE WHO ARE MOST VULNERABLE AND WHO HAVE LEAST ACCESS TO THE BASIC NECESSITIES OF LIFE, IN THE CONVICTION THAT THE ENTIRE COMMUNITY GROWS WHEN INDIVIDUALS AND FAMILIES ARE AFFIRMED IN THEIR OWN DIGNITY. 18 18 73 77 0 24887 4436856 5938397 110770 128597 561490 220246 422457 390684 5531573 6677924 257152 215395 0 0 3583557 3646713 0 0 1007261 1118800 1413510 4959509 5275618 572064 1402306 6760406 8048711 397189 537951 6363217 7510760 X FOUNDED BY THE LITTLE SISTERS OF THE ASSUMPTION, LSA STRENGTHENS AND EMPOWERS VULNERABLE FAMILIES AND CHILDREN BY MEETING THEIR BASIC NEEDS FOR FOOD, HEALTHCARE, EDUCATION AND A SAFE HOME, IN THE BELIEF THAT AFFIRMING FAMILIES IN THEIR OWN DIGNITY IMPROVES THE ENTIRE COMMUNITY. 0 0 990120 5931 PARENTING AND CHILD DEVELOPMENT WORKS WITH PARENTS TO KEEP VERY YOUNG SOCIALIZATION GROUPS AND PROVIDES ACADEMIC ENRICHMENT AND SOCIAL/EMOTIONAL SUPPORTSTO SCHOOL AGE CHILDREN IN THE GRADES K-3. IN ADDITION, THE PROGRAM SUPPORTS AND PROMOTES PARENT EMPOWEMENT THOUGH A WIDE RANGE OF SERVICES, INCLUDING MENTAL HEALTH COUNSELING, FINANCIAL LITERACY WORKSHOPS, SUPPORTIVE GROUPS, EDUCATIONAL ADVOCACY, WORKSHOPS AND REFERRALS. THE ORGANIZATION ALSO PARTICIPATES IN THE RESEARCH PROJECTS THAT IDENTIFY BEST PRACTICES FOR SERVICING AT-RISK CHILDREN. 815067 4915 PREVENTIVE PROGRAM IS CONTRACTED BY CHILDREN SERVICES TO PROVIDE PREVENTIVE SERVICES TO 60 FAMILIES, TO CHILDREN AT RISK OF FOSTER CARE PLACEMENT. LSA PREVENTIVE SERVICES PROMOTES THE SAFETY OF CHILDREN, STRENGTHEN THE FAMILY AND REINFORCES GENERAL CHILD WELL-BEING. THE SERVICES ARE CHILD CENTERED, FAMILY-FOCUSED AND CULTURALLY COMPETENT. CREATING A COMMUNITY OF CARE, REQUIRES LSA PREVENTIVE PROGRAM TO ACTIVELY COORDINATE LOCAL NEGHBORHOOD RESOURCES. IN ORDER TO CREATE A COHESIVE AND COMPREHENSIVE SYSTEM RESPONSIVE TO FAMILIES LSA IDENTIFY, ASSESS AND ADDRESS HEALTH AND CLINICAL ISSUES SUCH AS MENTAL HEALTH, SUBSTANCE USE DISORDER, DOMESTIC VIOLENCE, SEXUAL ABUSE AND OTHER SERIOUS ISSUES THAT PLACE CHILDREN AT RISK FOR ABUSE AND NEGLECT. 581710 128597 CERTIFIED HOME HEALTH AGENCY PROVIDES FULL-SCOPE NURSING CARE TO A POPULATION COMPRISED OF FIRST-TIME MOTHERS, HIGH-RISK MATERNITY PATIENTS, INFANTS, PEDIATRIC PATIENTS AND THE ELDERLY. OUR VISITING NURSES PRACTICE HOLISTIC, PATIENT CENTERED CARE IN THE HOME SETTING AND ARE ADVOCATES FOR THOSE WE SERVE. OUR PARTNERS AT LOCAL HOSPITALS AND NEIGHBORHOD CLINICS RELY ON LSAFSH'S NURSES TO DELIVER CARE TO THEIR PATIENTS WITH SKILL, COMPASSION AND WARMTH. THROUGH THE INFANT MORTALITY REDUCTION INITIATIVE, OUR NURSES HAVE HELPED REDUCE THE DISPROPORTIONATELY HIGH RATE OF INFANT DEATHS IN EAST HARLEM. 1353500 204549 THE ENVIRONMENTAL PROGRAM WHICH PROVIDES ASSISTANCE TO FAMILIES IN ADDRESSING ENVIRONMENTAL CONDITIONS THAT AFFECT THEIR HEALTH, PARTICULARLY ASTHMA TRIGGERS; EDUCATION AND YOUTH SERVICES OFFERING AFTER SCHOOL PROGRAM, FREE ARTS, SUMMER READING PROGRAM, GIRLS MENTORING, EDUCATION AND ADVOCACY ON SCHOOL ADMISSIONS AND OTHER RELATED ISSUES; ADVOCACY PROGRAM WHICH HELPS CLIENTS WITH A WIDE RANGE OF SOCIAL SERVICES INCLUDING AN EMERGENCY FOOD PANTRY AND ACCESS TO AND ADVOCACY FOR RESOURCES TO HELP ADDRESS POVERTY; A THRIFT SHOP STORE WHICH PROVIDES USED CLOTHING AT AFFORDABLE PRICES TO THE RESIDENTS OF EAST HARLEM. 1353500 204549 3740397 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 26 0 1 73 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY CA CT FL MA PA WI X LAWRENCE MITCHELL 6466725200 333 EAST 115TH STREET NEW YORK NY 100292210 AUDRA TINER DIRECTOR 1.00 X 0 0 0 BARBARA BRENNER DIRECTOR & SECRETARY 1.00 X X 0 0 0 CECILIA SERRANO VONDERHEIDE DIRECTOR 1.00 X 0 0 0 DARREN WILSON TREASURER 1.00 X X 0 0 0 ELIZABETH KING DIRECTOR 1.00 X 0 0 0 GLENN R SARNO DIRECTOR 1.00 X 0 0 0 JOHN CAPETTA DIRECTOR (OUTGOING) 0.00 X 0 0 0 JUDITH GARSON DIRECTOR 1.00 X 0 0 0 MARGARET LEONARD DIRECTOR 1.00 X 0 0 0 MARIA PEREZ-BROWN DIRECTOR (OUTGOING) 1.00 X 0 0 0 MARK J MORAN DIRECTOR 1.00 X 0 0 0 PETER STONBELY DIRECTOR 1.00 X 0 0 0 RALPH A SICILIANO DIRECTOR 1.00 X 0 0 0 RICHARD J BONFORTE MD DIRECTOR 1.00 X 0 0 0 SCOTT DEPETRIS CHAIRPERSON 5.00 X X 0 0 0 SONIA BALCAZAR DIRECTOR 1.00 X 0 0 0 STACY LOUIZOS DIRECTOR 1.00 X 0 0 0 STEPHANIE COOPER-CLARKE DIRECTOR 1.00 X 0 0 0 SUSAN MCINERNEY DIRECTOR (OUTGOING) 1.00 X 0 0 0 TED HOPPER DIRECTOR 1.00 X 0 0 0 VIRGINIA CHAMBERS DIRECTOR 1.00 X 0 0 0 LAWRENCE MITCHELL CHIEF OF FINANCE AND ADMINISTRATION 40.00 X 161470 0 24006 READA EDELSTEIN CHIEF EXECUTIVE OFFICER 40.00 X 212269 0 16240 NILSA WELSH DIRECTOR OF PREVENTIVE SERVICE 40.00 X 100541 0 484 474280 0 40730 3 0 1 0 INSPERITY 1251 AVE OF THE AMERICAS NEW YORK NY 10020 HR SERVICES 202442 1 4000 826960 1135226 3972211 684175 5938397 MEDICAID 621610 64557 64557 OTHER THIRD PARTIES 621610 64040 64040 128597 13573 13573 561650 354977 206673 206673 206673 179900 826960 182630 -2730 -2730 383969 0 383969 383969 OTHER INCOME 900099 9445 9445 9445 6677924 128597 0 610930 215395 215395 413405 190166 202569 20670 2679270 2169021 161494 348755 238400 208547 4430 25423 315638 257204 16694 41740 5379 5379 407843 195426 74257 138160 157306 49348 10553 97405 123162 108918 7322 6922 14198 11765 2048 385 40603 22815 9190 8598 166868 131898 21499 13471 81539 72579 4624 4336 SUPPLIES 299532 62364 1168 236000 FUNDRAISING EVENTS 53116 53116 MISCELLANEOUS 32811 19156 4893 8762 EQUIP. LEASES & RENTALS 18895 15699 1840 1356 12258 10096 2162 5275618 3740397 527960 1007261 281203 463691 1004785 422193 560464 2666427 28547 63021 62382 59178 6470280 2507745 4129403 3962535 693622 388481 23185 6760406 8048711 219173 284849 178016 253102 397189 537951 X 5445979 5504575 724938 1813885 192300 192300 6363217 7510760 6760406 8048711 X 1402306 -204841 -49922 X X 0 1 X 1 0 X 3773695 4780049 4125364 4436856 5938397 23054361 3773695 4780049 4125364 4436856 5938397 23054361 5061446 17992915 35289 21216 15568 17210 13573 102856 574283 567649 552156 534264 573314 2801666 25958883 1871592 0.69310 0.83150 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: THRIFT STORE - 2014 AMOUNT: $ 429,454. 2015 AMOUNT: $ 408,420. 2016 AMOUNT: $ 362,767. 2017 AMOUNT: $ 413,951. 2018 AMOUNT: $ 383,969. OTHER INCOME - 2014 AMOUNT: $ 5,696. 2015 AMOUNT: $ 20,019. 2016 AMOUNT: $ 31,819. 2017 AMOUNT: $ 8,506. 2018 AMOUNT: $ 9,445. FUNDRAISING - 2014 AMOUNT: $ 139,133. 2015 AMOUNT: $ 139,210. 2016 AMOUNT: $ 157,570. 2017 AMOUNT: $ 111,807. 2018 AMOUNT: $ 179,900. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 192300 1022500 3379 3379 1214800 201074 29140 37914 192300 204425 8896 12247 201074 220219 -3693 12101 204425 211313 20672 11766 220219 1.00000 0 0 572119 572119 5384692 2060735 3323957 470764 406108 64656 42705 40902 1803 3962535 GOVERNMENT ADVANCES 253102 253102 X 6480443 -204841 12739 -192102 6672545 5379 5379 6677924 5332900 12739 49922 62661 5270239 5379 5379 5275618 PART V, LINE 4: GENERAL OPERATING SUPPORT PART X, LINE 2: THE AGENCY BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2018 AND 2017 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740 "INCOME TAXES", WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XII, LINE 2D - OTHER ADJUSTMENTS: NON-DEDUCTIBLE TRANSPORTATION BENEFITS 25,887. BAD DEBT EXPENSE 24,035. FALL GALA 955330 806430 148900 105343 46287 JUNIOR BOARD EVENT 51530 20530 31000 31000 1006860 826960 179900 136343 46287 182630 -2730 1 EMERGENCY AND FAMILY ASSISTANCE 4611 215395 COST FOOD, SMALL FURNITURE, BEDDING,ETC PART I, LINE 2: FOOD GRANT BENEFICIARIES RECEIVE ASSISTANCE IN THE FORM OF ACTUAL FOOD, NOT CASH OR CREDIT. ELIGIBILITY IS DETERMINED BASED ON ZIP CODE OF RESIDENCE. RECORDS ARE KEPT AS TO HOW MANY TIMES A FAMILY HAS COME IN FOR FOOD, AND THE LIMIT IS ONCE PER MONTH. THIS COMPRISED OVER 75% OF THE ASSISTANCE. THE OTHER 25% ARE MISCELLANEOUS TYPES OF EMERGENCY ASSISTANCE SUCH AS ASSISTANCE WITH RENT, FURNITURE, TRANSPORTATION ETC., AND ARE WORKED INTO PROGRAM BUDGETS AND APPROVED BY ALL THE APPROPRIATE PARTIES DURING THE BUDGETING AND FUNDING PROCESS. X X 0 0 0 0 0 0 0 1 0 LAWRENCE MITCHELL CHIEF OF FINANCE AND ADMINISTRATION 156470 0 5000 0 0 0 0 0 24006 0 185476 0 0 0 READA EDELSTEIN CHIEF EXECUTIVE OFFICER 212269 0 0 0 0 0 0 0 16240 0 228509 0 0 0 PART I, LINE 7 A BONUS OF $5,000 WAS GIVEN TO LAWRENCE MITCHELL IN DECEMBER 2018 AS APPROVED BY FULL BOARD OF DIRECTORS. X 4 321989 FMV X 214673 126152 WEIGHT (LBS) X DONATED GOODS 96 236034 FMV 0 0 0 PART I, COLUMN (B): THE NUMBER IN COLUMN (B) REPRESENTS THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S BOARD OF DIRECTORS HAS DELEGATED TO THE AUDIT COMMITTEE THE AUTHORITY TO REVIEW THE ORGANIZATION'S FORM 990, PREPARED BY AN INDEPENDENT ACCOUNTANT, PRIOR TO FILING. PURSUANT TO THAT AUTHORITY, AFTER REVIEW BY THE ORGANIZATION'S TAX ADVISORS, A DRAFT OF THE FORM 990 WAS SENT TO THE FULL AUDIT COMMITTEE FOR THE COMMITTEE'S REVIEW AND COMMENT. A COPY OF THE FORM 990 WAS PROVIDED TO EACH MEMBER OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD REQUIRES THAT ITS MEMBERS ANNUALLY SIGN A CONFLICT OF INTEREST STATEMENT. THE CEO IS RESPONSIBLE TO SEE THAT EACH BOARD MEMBER COMPLIES AND FOLLOWS UP WITH BOARD MEMBERS THAT HAVE NOT RESPONDED. IF THERE IS EVER AN OCCASION WHEN A BOARD MEMBER'S BUSINESS IS BEING CONSIDERED FOR A CONTRACT WITH THE AGENCY, COMPETITIVE BIDS ARE REQUIRED, AND THE DISCUSSION AMONG THE BOARD TAKES PLACE WITHOUT THE PRESENCE OF THE PARTICULAR BOARD MEMBER, AND MINUTES OF THE BOARD RECORD THE RESULTING DECISION WITH REASONS GIVEN. FORM 990, PART VI, SECTION B, LINE 15A IN 2018 THE FULL BOARD OF DIRECTORS, IN AN EXECUTIVE SESSION OF A MEETING OF THE BOARD, CONSIDERED AND APPROVED COMPENSATION FOR CERTAIN MEMBERS OF SENIOR MANAGEMENT, AFTER DISCUSSING COMPARABILITY DATA FOR SUCH POSITIONS, AND SUCH ACTION WAS DOCUMENTED IN THE MINUTES OF THE MEETING. FORM 990, PART VI, SECTION C, LINE 19 IN THE ANNUAL REPORT, IT IS STATED "A COPY OF THE MOST RECENT AUDITED FINANCIAL STATEMENTS OF LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICE IS AVAILABLE UPON REQUEST FROM THE FINANCE OFFICE." THE 990 CAN BE FOUND ON THE GUIDESTAR WEBSITE. THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: NON-DEDUCTIBLE TRANSPORTATION BENEFITS -25,887. BAD DEBT EXPENSE -24,035. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.