2019-11-11T10:27:18-07:00 2018-12-31 990 2018-01-01 521736502 The National Center on Addiction and Substance Abuse NATI 2128415200 633 Third Avenue 19th Floor New York NY 100176706 Gina Samson Chief Financial Officer 2128415200 2019-11-11 104.129.64.10 2018 2020-03-31 21:24:44Z Gina Samson 633 Third Avenue 19th Floor New York NY 100176706 22697129 0 X WWW.CENTERONADDICTION.ORG X 1991 DC The National Center on Addiction and Substance Abuse is a not-for-profit organization incorporated on April 11, 1991. Our mission is to connect science with policy and practice to better the lives of all people impacted by addiction and substance abuse. Our pioneering work and collaborative partnerships are grounded in a vision of finding lasting solutions that free communities from the devastation of substance use and addiction. 22 20 66 20 34277 143157 2958290 4286132 2774059 2527154 2142573 3536650 -56176 -185209 7818746 10164727 752913 571151 0 0 5795091 6462767 120000 120000 420745 4033674 3667789 10701678 10821707 -2882932 -656980 63916034 43547876 15691536 1808409 48224498 41739467 The National Center on Addiction and Substance Abuse is a not-for-profit organization incorporated on April 11, 1991. Our mission is to connect science with policy and practice to better the lives of all people impacted by addiction and substance abuse. Our pioneering work and collaborative partnerships are grounded in a vision of finding lasting solutions that free communities from the devastation of substance use and addiction. 0 0 4300092 536651 2436342 Responsible for conducting studies to identify effective prevention and treatment strategies for individuals involving risky substance use and addiction and for evaluating and developing more cost effective systems of care to address addiction as a chronic disease. The Division works with researchers at several academic institutions, including Columbia University, personnel at healthcare facilities, such as Northwell Health (formerly Northshore-LIJ Health Systems), as well as with government agencies, such as the New York State Department of Health, in undertaking this work, most of which is funded by HHS and state agencies. 1167097 34500 0 The communications team translates addiction science and policy for a consumer audience. Our website, centeronaddiction.org, serves as a central resource for this work. The team publishes and distributes content on addiction news, science and expert perspectives. They also curate important addiction news and science for a consumer audience through the Center's social media channels. The team regularly works with members of the media, both to connect them with substantive experts and to spread the word about recent studies and white papers. The overall goal is to promote public understanding, discussion, awareness and concern with respect to issues relating to substance abuse and addiction. 985691 0 0 Developing new programs to carry out. 1096119 0 90812 a) Public Policy; Special Projects; 1096119 0 90812 7548999 1 1 0 1 0 0 0 0 1 0 1 1 0 0 0 0 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 22 0 1 66 1 1 1 1 VI 0 0 1 1 1 1 0 0 0 0 0 0 X 22 20 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OR PA RI SC TN UT VA WI WV X X X Chris Clemens 2128415200 633 Third Avenue 19th Floor New York NY 100178155 Joseph J Plumeri Executive Chairman 1 0 X X 0 0 0 James G Niven Co-Chairman 1 0 X X 0 0 0 Creighton Drury CEO 40.00 0 X X 292024 0 70961 Joseph A Califano Jr Founder and Chairman Emeritus, Senior Advisor to the President and CEO 25 0 X 204174 0 0 Ursula M Burns Board of Directors 1 0 X 0 0 0 Columba Bush Board of Directors 1 0 X 0 0 0 Kenneth I Chenault Board of Directors 1 0 X 0 0 0 Victor F Ganzi Board of Directors 1 0 X 0 0 0 Melinda B Hildebrand Board of Directors 1 0 X 0 0 0 Gene F Jankowski Board of Directors 1 0 X 0 0 0 Jeffrey B Lane Chairman Emeritus 1 0 X 0 0 0 Rev Edward A Malloy CSC Board of Directors 1 0 X 0 0 0 Nelle P Miller Board of Directors 1 0 X 0 0 0 Doug Morris Board of Directors 1 0 X 0 0 0 Caroline Netchvolodoff Board of Directors 1 0 X 0 0 0 Manuel T Pacheco PhD Board of Directors 1 0 X 0 0 0 Herbert Pardes MD Board of Directors 1 0 X 0 0 0 James M Ramstad Board of Directors 1 0 X 0 0 0 Michael I Roth Board of Directors 1 0 X 0 0 0 Louis W Sullivan MD Board of Directors 1 0 X 0 0 0 Clyde C Tuggle Board of Directors 1 0 X 0 0 0 Elizabeth Vargas Board of Directors 1 0 X 0 0 0 Emily Feinstein Executive Vice President 40 0 X 189068 0 60928 Susan P Brown Vice President and Secretary-Treasurer 40 0 X 273602 0 46788 Charles J Neighbors Director of Health Services Research 35 0 X 196169 0 24872 Cathleen A Woods-King General Counsel and Director of Grants, Contracts and Legal Affairs 35 0 X 178533 0 19788 Aaron T Hogue Director of Adolescent and Family Research 35 0 X 163713 0 15072 Linda Richter Director of Policy Research & Analysis 35 0 X 156648 0 19516 Carla Lisio Director of Healthcare Reform Consultation 35 0 X 136566 0 26201 1790497 0 284126 11 0 1 0 Dentons US LLP 1900 K Street NW Washington DC 200061102 Legal Services 359214 Siegelvision Corp 9 East 40th Street PH New York NY 10016 Brand Identity Consultant 290500 Diaspark Inc 515 Plainfield Avenue Suite 1 Edison NJ 08817 Application Development, Maintenance and Support 260800 The Farm 107 W 74th Street 3F New York NY 10023 Video Producer 157872 Cambridge Associates LLC PO Box 412015 Boston MA 022412015 Investment Consultant 150500 7 0 0 2005925 0 1829940 450267 32398 4286132 Substance Abuse and Mental Health Services 541700 917438 917438 0 0 Research Foundation for Mental Hygiene 541700 760096 760096 0 0 Patient-Centered Outcomes Research Institute 541700 511323 511323 0 0 NYS Office of Alcoholism and Substance Abuse 541700 161437 161437 0 0 The Council on Recovery 541700 151718 151718 0 0 25142 25142 0 0 2527154 1143359 0 0 1143359 0 0 0 0 0 0 0 0 392869 0 248495 0 144374 0 144374 0 34277 110097 14170424 0 11777133 0 2393291 0 2393291 0 0 2393291 175500 2005925 506774 -331274 0 -331274 0 0 0 0 0 0 0 0 0 0 0 0 Publication Sales 511190 1691 0 0 1691 0 0 0 0 1691 10164727 2527154 34277 3317164 571151 571151 0 0 0 0 0 0 982088 691276 254562 36250 0 0 0 0 3914745 2755527 1014721 144497 342121 243595 85792 12734 886398 631128 222277 32993 337415 240245 84611 12559 0 0 0 0 403353 2294 401059 0 144016 98010 40241 5765 39452 39452 0 0 120000 120000 206101 0 206101 0 998362 1133964 -135601 -1 17885 17885 0 0 97673 50711 45167 1795 377854 110795 260730 6329 0 0 0 0 442340 309670 114454 18216 87471 82842 4629 0 0 0 0 0 152722 136165 16557 0 115338 80744 29844 4750 0 0 0 0 305547 213905 79059 12583 88074 61658 22789 3627 Dues, Subscription and Publications 57450 30159 25136 2155 Equipment rental and maintenenance 27124 0 27124 0 Unrelated business income taxes 8344 0 8344 0 Fundraising Expenses 6043 0 0 6043 92640 47823 44367 450 10821707 7548999 2851963 420745 338967 323203 1113430 476157 3512539 2788176 411826 346571 16219788 8406400 8151814 7813388 6335840 5128431 44051618 26671950 63916034 43547876 1642521 1511487 30298 278196 14000000 0 18717 18726 15691536 1808409 X 43324419 36787142 0 0 4900079 4952325 48224498 41739467 63916034 43547876 -656980 -5621723 0 -206328 0 0 X 0 1 X 1 1 1 X 4727369 6088483 6264471 5732349 6813286 29625958 0 0 0 0 0 0 0 0 0 0 0 0 4727369 6088483 6264471 5732349 6813286 29625958 201944 29424014 1052192 952764 975611 1014722 1143359 5138648 156964 131956 93222 93706 144374 620222 2426 6123 4209 3513 1691 17962 35402790 426750 0.83112 0.79778 X Schedule A, Part II, Line 10 The amount of $1,691 represent payments for sale of the Center's publications received from individuals and organizations. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 40522 40522 10641016 10681538 684077 171019 0 0 603642 636804 687034 684077 2611557 3917336 33150 96729 62708 40522 233109 150911 159201 171759 171019 652890 979335 0 0 0 0 0 0 1 X 0 0 0 0 14353974 6600557 7753417 0 0 0 0 0 334003 326767 7236 0 1531811 1479076 52735 7813388 0 0 303,395.6530 VANGUARD DEVEL MARKETS IDX ADMIRAL 3482982 F 33,295.2980 VANGUARD EMERGING MKTS STK IDX ADM 1171995 F 140,654.1600 VANGUARD TOTAL STOCK MKT IDX ADM 3500882 F 77,338.8620 ACADIAN EMERGING MARKETS INVESTOR CL 1382819 F 118,098.3200 BRIDGEWAY BLUECHIP 35 INDEX 1495125 F 13,975.4040 CLEARBRIDGE AGGRESSIVE GROWTH CL I 2497125 F 108,226.3990 DREYFUS INTL STOCK CL I 1836602 F 7,668.0000 VANGUARD ENERGY ETF 591279 F 3,580.2438 HBK MULTI-STRATEGY OFFSHORE FUND LTD. CLASS A:SUBCLASS A.1:SERIES LEAD 4202527 F FIR TREE INTERNATIONAL VALUE FUND (USTE), LP. 2-CA2-AN-NR-NM 0317 122318 F FIR TREE INTERNATIONAL VALUE FUND (USTE), LP. 2-CA2-AN-NR-NM 0517 22555 F FIR TREE INTERNATIONAL VALUE FUND (USTE), LP. 2-CA2-AN-NR-NM 0916 82 F FIR TREE INTERNATIONAL VALUE FUND (USTE), LP. 2-CA2-AN-NR-NM 1016A 3480 F FIR TREE INTERNATIONAL VALUE FUND (USTE), LP. 2-CA2-AN-NR-NM 1016B 21205 F 27,779.2753 DKIL (BVI) CLASS C TRANCHE 3 01JAN18 3932031 F FIR TREE INTERNATIONAL VALUE FUND (USTE), LP. 2-CA2-AN-NR 2408943 F 26671950 4797898 -5621723 50909 0 755269 -4815545 9613443 206328 344956 551284 10164727 11611154 50909 0 -16731 755269 789447 10821707 0 0 0 10821707 Schedule D, Part IV, Line 2b The National Center on Addiction and Substance Abuse leases a portion of its condominium under an operating lease that expires in June 2019. The amount in the Escrow account represents one month rent deposit plus accrued interest. Schedule D, Part XI, Line 2d Form 990, Part VIII, Line 8b (506,774); Form 990, Part VIII, Line 6b (248,495); Total=(755,269). Schedule D, Part XI, Line 4b Hotel venue costs for Annual Dinner 344,956 . Schedule D, Part XII, Line 2d Form 990, Part VIII, Line 8b (506,774); Form 990, Part VIII, Line 6b (248,495); Total=(755,269). Central America and the Caribbean 0 0 Investments 10713000 Central America and the Caribbean 0 0 Investments -30851 0 0 10682149 0 0 1 1 1 0 Schedule F, Part I, Line 3 The Financial Statements have been prepared on the accrual basis of accounting. X X X X X X X 1 Resource and Event Management Ltd 650 First Avenue Suite 7NW New York NY 10016 Research and Event Fundraising. 1 2181425 120000 2061425 2181425 120000 2061425 AK AL AR CA CO CT DC FL GA HI IL KS KY MA MD ME MI MN MO MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN UT VA WA WI WV 26th ANNIVERSARY GALA 2181425 2005925 175500 0 0 54900 230824 0 221050 0 0 2181425 2005925 175500 0 0 54900 230824 0 221050 506774 -331274 Schedule G, Part I, Line 2b (iii) Fundraiser has possession of dinner patron checks although no authority to cash or deposit, direct the use of, or use the funds. Fundraiser delivers the checks to organization. Schedule G, Part I, Line 2b(v) The agreement provides for a fixed amount in fundraising fees. The agreement also provides for an estimated amount of expenses to be reimbursed - $3,000 - and further provides that the organization will not be responsible to the fundraiser for amounts exceeding the estimate unless prior written consent is obtained by the fundraiser for such expenses. A total of $6,043.31 was invoiced separately by the fundraising firm and reimbursed by the organization as expenses for car service, postage, printing and assembly of event materials. The organization did not enter into any arrangements with any fundraisers under which payments were made exclusively for expenses but not for professional fundraising services. 1 Columbia University PO Box 29789 General Post Office New York NY 100879789 135598093 501(c)(3) 53777 0 Amounts paid in relation to a subcontract resulting from a grant to the Center from the National Institute on Drug Abuse. In tandem with the Center, Columbia University participated in data analysis, interpretation of findings, and presentation of results to scientific and policy audiences of health system-level interventions designed to improve the quality of treatment and health of people living with HIV/AIDS. Sam Houston State University PO BOx 2392 Huntsville TX 77341 746001430 501(c)(3) 32547 0 As per this subcontract funded by the National Institute on Drug Abuse, a Co-Investigator at Sam Houston State University worked in tandem with researchers at the Center to develop a psychometrically valid ecological family therapies (EFT) quality assurance toolkit from existing manualized sources. Virginia Commonwealth University Box 843039 Richmond VA 232843039 546001758 26138 0 Amounts paid for work completed in relation to a subcontract resulting from a grant to the Center from the National Institute on Drug Abuse. Co-Investigators at Virginia Commonwealth University assisted Center staff in the development of coding manuals, the selection and adaption of coding instrumentation and the interpretation of preliminary data analyses. Feinstein Institute for Medical Research-GMO PO Box 95000-7530 Philadelphia PA 191957530 112673595 501(c)(3) 154621 0 Amounts paid relate to subcontracts for services of Jon Morgenstern, PhD, for his time and effort on various Center grants as Principal Investigator. Health Research Incorporated 150 Broadway Suite 560 Menands NY 12204 141402155 501(c)(3) 164332 0 Amounts paid were in relation to a subcontract resulting from a grant to the Center from the National Institute on Drug Abuse. In tandem with the Center, Health Research Incorporated conducted a rigorous analysis of health system-level interventions designed to improve the quality of treatment and health of people living with HIV/AIDS. Research Foundation for Mental Hygiene Inc 150 Broadway Suite 301 Menands NY 12204 141410842 501(c)(3) 76032 0 Amounts paid are with respect to two subcontracts with the Research Foundation for Mental Hygiene (RFMH), one derived from a research grant to the Center from the National Institute on Drug Abuse and another from a Center contract with the Island Peer Review Organization (IPRO) which holds a prime contract awarded by the New York State Department of Health. In each case, RFMH assists the Center with aspects of the research projects including data collection, evaluation and development, data management and analysis, and design implementation of research interventions. Research Foundation Of the City University of New York 55 West 125th Street New York NY 10027 131988190 501(c)(3) 34500 0 Funded by a grant from the American Legacy Foundation (now the Truth Initiative) to the Center, the Research Foundation of the City University of New York (CUNY) expanded recruitment for their NYU-CUNY tobacco project to include Center research. CUNY's recruitment efforts included contacting potential participants, evaluating their eligibility status and following up to ensure completed participation. University of Miami PO Box 405803 Atlanta GA 303845803 590624458 501(c)(3) 28554 0 Amounts paid in relation to a subcontract resulting from a grant to the Center from the National Institute on Drug Abuse. In tandem with the Center, University of Miami participated in developing treatment quality assurance procedures designed to increase the adoption and quality of empirically supported family-based services (FBS) for adolescent substance use (ASU) in usual care, and then test two system level implementation strategies for installing the new quality procedures in ASU treatment sites. 7 1 Schedule I, Part I, Line 2 This organization monitors the use of grant funds by using specific project codes to track income and expenses of each grant, as well as the recipients are required to submit progress and financial reports periodically for our review. X 1 1 X X X X 0 0 0 0 0 0 0 0 1 1 Creighton Drury President and CEO 291701 0 0 0 323 0 30356 0 41526 0 363906 0 0 0 Susan P Brown Vice President and Secretary-Treasurer 271130 0 0 0 2472 0 30356 0 17159 0 321117 0 0 0 Emily Feinstein Executive Vice President 188948 0 0 0 120 0 20081 0 41768 0 250917 0 0 0 Joseph A Califano Jr Founder and Chairman Emeritus, Senior Advisor to the President and CEO 203000 0 0 0 1174 0 0 0 69 0 204243 0 0 0 Charles J Neighbors Director of Health Services Research 195653 0 0 0 516 0 20128 0 5665 0 221962 0 0 0 Cathleen A Woods-King General Counsel and Director of Grants, Contracts and Legal Affairs 177741 0 0 0 792 0 17568 0 3140 0 199241 0 0 0 Aaron T Hogue Director of Adolescent and Family Research 163437 0 0 0 276 0 15072 0 921 0 179706 0 0 0 Linda Richter Director of Policy Research & Analysis 156468 0 0 0 180 0 14772 0 5664 0 177084 0 0 0 Carla Lisio Director of Healthcare Reform Consultation 136174 0 0 0 392 0 11906 0 15185 0 163657 0 0 0 Schedule J, Part I, Line 1a The Senior Advisor to the President and CEO social club dues are paid by the organization because he uses the club solely for business-related breakfasts and lunches. Schedule J, Part I, Line 8 In 2017 Creighton Drury was hired as President pursuant to a binding written employment contract setting a fixed payment as annual base salary for the provision of his services. Immediately before entering into the contract Mr. Drury was not a disqualified person with respect to the Center. The rebuttable presumption procedures were followed with respect to Mr. Drury's compensation. X 2 32398 (Day's High+Day's Low)/2 2 0 1 1 Schedule M, Part I, Line 32b The National Center on Addiction and Substance Abuse uses The Vanguard Group, Inc. to sell noncash contributions, which consist entirely of publicly traded stock. Form 990, Part VI, Section A, Line 4 The bylaws were amended in 2018 to allow for a Chief Executive Officer (CEO) in addition to a President. This was done to accommodate a merger with another non-profit organization (effective January 1, 2019). Form 990, Part VI, Section B, Line 11b Prior to filing, the Form 990 was reviewed by our CEO, Board Chairman and Audit Committee of the Board. Copies of the Form 990 are provided to all members of the Board prior to filing. Form 990, Part VI, Section B, Line 12c The Vice President for Finance and Administration distributes the Conflict of Interest Policy and acknowledgement statement to new Board members upon joining the Board and to all members annually. The same process is followed for officers and key employees. The VP reviews each signed statement and discusses any issues arising from conflict disclosures with the Chairman and President. The VP also reports to the Audit Committee of the Board at least annually on the process. To date there have not been any issues to bring to the attention of the full Board. Our independent auditors also review these documents. Form 990, Part VI, Section B, Line 15 To determine the survey results of the President and CEO as well as other officers and key employees, The National Center on Addiction and Substance Abuse policy requires the use of comparables gathered from the Form 990s of other tax-exempt organizations and compiled into a survey. The comparables are then submitted to the audit committee of the Board of Directors - which serves as the compensation committee and consists only of independent members of the Board. The audit committee is authorized to approve officer and key employee compensation except with respect to the President and CEO. In this case, the audit committee makes a recommendation to the full Board of Directors which must approve the President and CEO compensation. Deliberations and discussion are documented contemporaneously in meeting minutes. Form 990, Part VI, Section C, Line 19 Copies of the Form 990 and Audited Financial Statements are regularly provided, on request, to prospective or existing funders and any member of the public who requests a copy and are also available on The National Center on Addiction and Substance Abuse website. Governing documents are provided, on request, and are frequently requested with grant proposals. The conflict of interest policy is available upon request.