2019-11-06T08:43:35-06:00 2018-12-31 382322726 TAMA BUDAJ & RAAB PC 32783 MIDDLEBELT ROAD FARMINGTON HILLS MI 483341726 990PF 2018-01-01 300095044 THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION SAMU 2486451307 273 LAKEWOOD DR BLOOMFIELD HILLS MI 48304 JO ELYN NYMAN VICE PRESIDENT 2486451307 2019-10-22 1 JOHN W WEIPERT P00013175 2486263800 2019-10-22 97.78.175.162 2019-10-22 11:04:16 ED P C2CFA2DB439CA10AAD3A7FA9E80F90D337ABF146 38B41E8403165F191EA045E6BA3FCB0502FC08C3 2018 2020-03-31 21:24:44Z X X 20545293 X X 254192 254192 515236 495147 504280 2106124 504280 1273708 1253619 0 0 0 5250 0 0 67106 0 0 28962 0 0 6123 0 0 107441 0 0 690000 690000 797441 0 690000 476267 1253619 1199434 1105263 1105263 842 8321 842 4073184 4068266 4303631 2292674 2044857 2687766 3285323 3889013 3722098 9320553 9606149 8726535 -78285 -136919 0 20101204 20577471 20545293 0 0 X 0 0 0 0 20101204 20577471 20101204 20577471 20101204 20577471 20101204 476267 0 20577471 0 20577471 DJIA LIRN ISSUER CS 25000 SH P 2015-01-29 2018-03-27 340220 250000 90220 90220 DJIA LIRN ISSUER HSBC 15000 SH P 2015-04-23 2018-04-30 195595 150000 45595 45595 BASKET STEPUP ISSUER BAC 20000 SH P 2013-10-24 2018-10-26 200000 200000 0 0 SP500 LIRN ISSUER HSBC 20000 SH P 2015-09-24 2018-03-27 267195 200000 67195 67195 JPMORGAN CHASE & CO 27000 SH P 2013-01-10 2018-10-30 27000 31792 -4792 -4792 FAIRHOLME FUND 157.5 SH P 2017-12-15 2018-04-30 2891 3084 -193 -193 WEITZ PARTNERS 167 SH P 2017-12-27 2018-04-30 5172 5305 -133 -133 WELLS FARGO ASSET 399 SH P 2017-12-27 2018-04-30 5724 5749 -25 -25 HSBC HOLDINGS 3000 SH - REDEMPTION P 2013-01-10 2018-06-04 75000 83548 -8548 -8548 FAIRHOLME FUND 6467 SH P 2016-12-16 2018-04-30 118734 147643 -28909 -28909 WEITZ PARTNERS 1573 SH P 2015-12-29 2018-04-30 48589 47686 903 903 WELLS FARGO ASSET 3582 SH P 2016-12-28 2018-04-30 51438 46952 4486 4486 FAIRHOLME FUND 5342 SH P 2011-12-16 2018-04-30 98079 156753 -58674 -58674 WEITZ PARTNERS 5671 SH P 2009-12-24 2018-04-30 175177 91297 83880 83880 WELLS FARGO ASSET 15401 SH P 2011-12-30 2018-04-30 221158 174774 46384 46384 CEF BLACKROCK DEF 10000 SH - EXCHANGE P 2017-08-21 2018-12-21 46 150 -104 -104 NUVEEN TAXABLE MUNI CASH IN LIEU P 2018-11-21 2018-11-21 5 5 5 PMF TEI FUND P 7965 7111 854 854 CAPITAL GAINS DIVIDENDS P 266136 266136 266136 504280 0 755000 19684851 0.038354 1857488 19944466 0.093133 1510316 20859582 0.072404 1088740 20920382 0.052042 1039991 20323874 0.051171 0.307104 0.061421 20029735 1230246 12536 1242782 690000 25072 0 25072 0 25072 22377 3500 0 25877 106 699 699 0 0 0 0 0 0 0 0 0 0 0 1 1 MI 1 0 0 0 0 1 N/A JO ELYN NYMAN 2486451307 1004 BROOKWOOD BIRMINGHAM MI 48009 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BRUCE FRANKEL 700 ARDMOOR DRIVE BLOOMFIELD MI 48301 PRESIDENT AND TRUSTEE 2.00 0 0 0 JO ELYN NYMAN 1004 BROOKWOOD BIRMINGHAM MI 48009 VICE PRESIDENT, TREASURER, 4.00 0 0 0 GEORGE NYMAN 1004 BROOKWOOD BIRMINGHAM MI 48009 SECRETARY AND TRUSTEE 2.00 0 0 0 NONE 0 NONE 0 0 19182408 1152348 0 20334756 0 0 20334756 305021 20029735 1001487 1001487 25072 25072 976415 0 976415 0 976415 690000 0 690000 0 690000 976415 0 0 288814 288814 690000 0 0 0 690000 0 286415 286415 2399 0 0 0 0 0 0 0 2399 2399 BRUCE FRANKEL X AMERICAN DIABETES ASSOCIATION 1701 NORTH BEAUREGARD STREET ALEXANDRIA VA 22311 NONE 501(C)(3) MEDICAL RESEARCH 35000 BEAR HUG FOUNDATION 139 W MAPLE SUITE F BIRMINGHAM MI 48009 NONE 501(C)(3) OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN 30000 CAMP MAK-A-DREAM 121 W LONG LAKE ROAD BLOOMFIELD HILLS MI 48304 NONE 501(C)(3) ASSISTANCE FOR CHILDREN AND YOUNG ADULTS WITH CANCER 5000 CARE HOUSE OF OAKLAND COUNTY 44765 WOODWARD AVENUE PONTIAC MI 48341 NONE 501(C)(3) ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN 100000 CHRONS & COLITIS FOUNDATION 25882 ORCHARD LAKE ROAD SUITE 102 FARMINGTON HILLS MI 48336 NONE 501(C)(3) MEDICAL RESEARCH 20000 FAR CONSERVATORY 1669 WEST MAPLE ROAD BIRMINGHAM MI 48009 NONE 501(C)(3) ASSISTANCE FOR PEOPLE WITH DISABILITIES 30000 HOSPICE OF MICHIGAN (STATE OF MICHIGAN) 43097 WOODWARD AVE SUITE 102 BLOOMFIELD HILLS MI 48302 NONE 501(C)(3) END OF LIFE CARE AND SUPPORT PROGRAMS 300000 JARC 30301 NORTHWESTERN HIGHWAY SUITE 100 FARMINGTON HILLS MI 48334 NONE 501(C)(3) ASSISTANCE FOR PEOPLE WITH DISABILITIES 100000 MICHIGAN LEAGUE FOR PUBLIC POLICY 1223 TURNER STREET STE G1 LANSING MI 48906 NONE 501(C)(3) ECONOMIC SECURITY AND WELL-BEING FOR PEOPLE IN MICHIGAN 20000 PLANNED PARENTHOOD PO BOX 3673 ANN ARBOR MI 48106 NONE 501(C)(3) SEXUAL AND REPRODUCTIVE HEALTH 50000 690000 0 14 254192 14 515236 14 504280 0 1273708 0 1273708 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 5250 0 0 100000 SHS AMERICAN EXPRESS 103380 98500 73000 SHS JPMORGAN CHASE & CO 85957 71996 100000 SHS METLIFE INC 102005 96100 100000 SHS PNC FINANCIAL SRV 113355 101625 100000 SHS WELLS FARGO & CO 112505 99375 123000 SHS GENERAL ELEC CAP CORP 107933 94095 150000 SHS CITIGROUP 147905 144750 200000 SHS CMS 10 FLOATER ISS BAC 200000 198500 250000 SHS WELLS FARGO & CO 280255 247112 3000 SHS HSBC HLDGS PLC 60919 77310 4000 SHS ALABAMA POWER CO 100000 94960 4000 SHS ARCH CAPITAL GROUP 100000 81320 4000 SHS CAPITAL ONE FINANCIAL 100000 101080 4000 SHS CITIGROUP INC 100000 101680 4000 SHS GABELLI GLOBAL SMALL CAP 98831 97400 4000 SHS STATE STREET CORP 100000 100640 4000 SHS WELLS FARGO 100000 94000 5000 CHARLES SCHWAB CORP 125000 125000 50000 SHS SUNTRUST BANK INC 50670 49500 50000 SHS SUNTRUST BANKS 52130 49500 6000 SHS BANK OF AMERICA CORP 150000 152640 6000 SHS CHS INC 150000 151560 6000 SHS DOMINION RESOURCES 150000 138480 77000 SHS GENERAL ELECTRIC 77968 58905 8000 SHS JP MORGAN CHASE 200000 204320 8000 SHS THE SOUTHERN COMPANY 200000 204080 5000 SHS ALLSTATE CORP 125000 119750 6000 SHS BANK OF AMERICA CORP HH 150000 148620 4000 SHS BERKLEY WR CORP 100000 88200 6000 SHS FIRST REPUBLIC BANK 150000 133320 6000 SHS JPMORGAN CHASE & CO 150000 150180 8000 SHS FANNIE MAE NEW MONEY 45200 47600 1000 SHS EMERSON ELEC CO 44241 59750 1000 SHS GENERAL MOTORS CO 36325 33450 10000 SHS SX5E LIRN ISSUER BOFA 100000 79000 10000 SHS SX5E LIRN ISSUER RBC 100000 100780 1200 SHS NESTLE S A REP 52152 97152 12500 SHS SX7P LIRN ISSUER 125000 80750 1500 SHS WASTE MANGEMENT 47441 133485 17500 SHS SPX ENHANCED STEPUP 175000 175577 2000 SHS COCA COLA 50157 94700 2000 SHS MICROSOFT CORP 51018 203140 2000 SHS RAYONIER INC 65465 55380 2000 SHS UNILEVER PLC 51538 104500 20000 SHS SP500 LIRN ISSUER HSBC 200000 228400 3000 SHS INTEL CORP 59310 140790 3000 SHS WEYERHAUEUSER 91200 65580 6000 SHS NISOURCE INC 39438 152100 700 SHS CATERPILLAR 55916 88949 850 SHS DIAGEO PLC SPSD 50222 120530 850 SHS JOHNSON AND JOHNSON 50633 109692 900 SHS KELLOGG CO 47469 51309 1000 SHS SIEMENS AG 56817 56080 500 SHS UNITED PARCEL SVC 50276 48765 1500 SHS ZURICH INSURANCE GROUP 45239 44707 20000 SHS SX5E LIRN ISSUER WFC 200000 179400 20000 SHS INTL BKT STEPUP 200000 183800 0 0 4068266 4303631 100 SHS WESTERN ASSET MIDDLE MARKET AT COST 103000 71091 10732 SHS NUVEEN TAXABLE MUNI AT COST 199035 207772 10730 SHS ASHMORE EMERGING AT COST 86346 80053 11200 SHS BLACKROCK 2022 GLOBAL AT COST 111268 93187 11215 SHS INVESCO HIGH INCOME AT COST 112154 111366 11650 SHS THE MERGER FUND CL AT COST 183730 189910 11515 SHS PIMCO LOW DURATION FD AT COST 98232 97078 12801 SHS ROYCE GLOBAL VALUE AT COST 111866 113673 13541 SHS NUVEEN PREFERRED AT COST 215419 213677 13759 SHS HARTFORD BALANCED INCOME AT COST 189740 178592 13695 SHS COHEN & STEERS AT COST 159514 153116 14125 SHS NEUBERGER BERMAN LONG SHORT AT COST 162762 181796 14640 SHS ANGEL OAK AT COST 164609 161343 1435 SHS TOCQUEVILLE GOLD FUND AT COST 75000 44153 15961 SHS FPA CRESCENT PORT AT COST 422393 471348 15701 SHS COLUMBIA FLEXIBLE CAPITAL INCOME AT COST 190922 182139 22577 SHS WELLS FARGO ABSOLUTE RETURN AT COST 233279 235480 16579 SHS SHENKMAN SHORT DURATION AT COST 168210 160822 18058 SHS BLACKROCK GLOBAL AT COST 328447 314211 18151 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME AT COST 242678 231431 19129 SHS ADVISORY RESEARCH MLP & ENERGY INCOME AT COST 193639 129889 19143 SHS JOHN HANCOCK STRATEGIC INCOME AT COST 209832 190092 20766 SHS IVA WORLDWIDE AT COST 321353 330810 19949 SHS LORD ABBETT FLOATING RATE FUND AT COST 178827 173367 19581 SHS JP MORGAN INCOME BUILDER AT COST 205845 193266 20301 SHS EATON VANCE RCHRD BRSTN AT COST 254552 290307 20511 SHS PIMCO INCOME FUND AT COST 256523 242240 222 SHS CZECH II SENIOR LOAN AT COST 226250 31920 250 SHS WESTERN ASSET MIDDLE MKT AT COST 254375 169592 3517 SHS JENSEN QUALITY GROWTH AT COST 132889 152872 3209 SHS FIRST EAGLE GOLD FUND AT COST 75000 46920 33749 SHS EATON VANCE SHT DURT STRATEGIC INCOME AT COST 263484 235235 3559 SHS MATTHEWS ASIA DIVIDEND AT COST 59788 57137 35425 SHS PIMCO ALL ASSET AT COST 356364 280927 34946 SHS VIRTUS MULTI SECTOR AT COST 167178 160405 36973 SHS T ROWE PRICE SHORT TERM AT COST 177978 171928 4820 SHS FIRST EAGLE FUNDS OF AMERICA AT COST 156500 108696 4400 SHS NUVEEN REAL ASSET INC AT COST 106288 94442 344 SHS PMF TEI FUND AT COST 34476 38075 4456 SHS NUVEEN PFD AT COST 111039 92378 5363 SHS KINETICS PARADIGM FUND AT COST 195964 223592 5000 SHS RIVERNORTH/DOUBLELINE AT COST 100000 81250 5670 SHS MATTHEWS JAPAN FUND AT COST 110166 105081 6000 SHS GOLDMAN SACHS MLP INCOME AT COST 73320 42060 7594 SHS FIRST EAGLE GLOBAL AT COST 387703 388096 8333 AQR STYLE AT COST 82708 75165 9087 SHS DOUBLELINE INCOME SOLUTION AT COST 202743 157487 10768 SHS DAVIS NEW YORK VENTURE AT COST 371219 270724 10520 SHS WESTWOOD INCOME AT COST 162797 148230 10474 SHS OAKMARK GLOBAL SELECT AT COST 177126 151356 10147 VULCAN VALUE PARTNERS AT COST 214571 176862 19726 SHS JPMORGAN STRATEGIC INCOME AT COST 227048 223896 BASIS ADJUSTMENTS - OTHER INVESTMENTS -78285 -136919 STATE FILING FEE 20 0 0 BOND PREMIUM AMORTIZATION 4919 0 0 PORTFOLIO DEDUCTIONS 1184 0 0 INVESTMENT AND ADVISORY FEES 67106 0 0 FOREIGN TAX WITHHELD 1962 0 0 FEDERAL EXCISE TAX 27000 0 0