2019-11-15T13:09:30-06:00 2018-12-31 AMY THOMAS 7 WILLINGHAM LN LOOKOUT MOUNTAIN TN 37350 990PF 2018-01-01 237159802 ROBERT L & KATHRINA H MACLELLAN FOUNDATION ROBE 4237551857 820 BROAD STREET NO 300 CHATTANOOGA TN 374022604 ROBERT H MACLELLAN PRESIDENT 4237551857 2019-11-14 1 AMY THOMAS P01525903 2055340209 X 66.85.239.144 2019-11-14 08:42:02 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F14E2A6D5D05DD03AF1A2D28DBF8AA28BE14BE56 2018 2020-03-31 21:24:44Z X 49069480 X X 99 99 1092946 1089255 -21586 1683109 16239074 1683109 117244 196565 2893398 2969028 241530 10456 231074 107320 0 107320 21107 5277 15831 249241 249241 0 59305 59305 0 98788 18776 0 13454 0 154499 15450 139049 56296 0 56296 1677 0 1677 745745 423558 142652 1748962 782063 693899 2532403 2532403 4281365 782063 3226302 -1387967 2186965 5 397873 604805 604805 1004428 160561 1004428 1004428 1768933 673412 713978 15893285 19471093 17514300 745568 397853 383846 30716281 26156402 28439065 499324 90266 422512 409058 409058 50105018 48717051 49069480 0 0 X 50105018 48717051 0 0 0 0 50105018 48717051 50105018 48717051 50105018 -1387967 0 48717051 0 48717051 PERSHING 2004 SHORT TERM CAPITAL GAINS 1378564 1133824 244740 244740 PERSHING 2004 LONG TERM CAPITAL GAINS 1829726 1354620 475106 475106 PERSHING 2178 SHORT TERM CAPITAL GAINS 419414 455724 -36310 -36310 PERSHING 1246 SHORT TERM CAPITAL GAINS 48095 42015 6080 6080 PERSHING 1246 LONG TERM CAPITAL GAINS 514895 331818 183077 183077 PERSHING 1300 SHORT TERM CAPITAL GAINS 1095255 963820 131435 131435 PERSHING 1300 LONG TERM CAPITAL GAINS 3592516 2989514 603002 603002 PERSHING 6243 SHORT TERM CAPITAL GAINS 7126 8977 -1851 -1851 PERSHING 6243 LONG TERM CAPITAL GAINS 1084367 731649 352718 352718 PERSHING 1383 SHORT TERM CAPITAL GAINS 296394 301600 -5206 -5206 PERSHING 1383 LONG TERM CAPITAL GAINS 1317330 1368887 -51557 -51557 SHORT TERM CAPITAL GAINS FROM PARTNERSHIPS P 368342 -368342 -368342 LONG TERM CAPITAL GAINS FROM PARTNERSHIPS P 269684 269684 269684 360 ENERGY OPPORTUNITY FUND P 1242604 1242604 0 0 EXCELSIOR ABSOLUTE SPV LTD2 P 178541 -178541 -178541 HAWKEYE CAPITAL OFFSHORE P 1136806 1210900 -74094 -74094 MIDOCEAN CREDIT OPPORTUNITY OFFSHORE P 1705601 1500000 205601 205601 PENNANT WINDWARD FUND P 99696 373130 -273434 -273434 CAPITAL GAINS DIVIDENDS P 201001 201001 201001 1683109 0 2727140 57540700 0.047395 3704797 53510936 0.069234 3812427 55620735 0.068543 3665335 56483702 0.064892 2554337 53359585 0.047870 0.297934 0.059587 52643103 3136845 21870 3158715 3226302 X 21870 0 21870 0 21870 56480 3520 0 60000 365 37765 37765 0 0 0 0 0 0 0 0 0 1 1 0 1 1 TN 1 0 0 0 1 1 HTTP://WWW.MACLELLAN.NET/CMS/ABOUT R H MACLELLAN PRESIDENT TREASURE 4237551857 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H MACLELLAN 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 PRESIDENT & TREASURER 38.00 162117 0 0 ROBERT BOSWORTH 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 ROBERT C DIVINE 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 DONALD J HOLWERDA 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 REID A MACLELLAN 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 THOMAS H MCCALLIE III 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 SECRETARY 1.00 0 0 0 JONATHAN B ROLEN 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 LARA MUNFORD SHIELDS 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 N CARTER NEWBOLD 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 TYLER SIIRA 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 JEROME STAUFFER 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 DIRECTOR 1.00 0 0 0 CHARLES W PHILLIPS 820 BROAD STREET SUITE 300 CHATTANOOGA TN 37402 EXECUTIVE DIRECTOR 19.00 79413 0 0 NONE 0 NONE 0 CONVENING OF LEADERSSCOTLAND CONVENINGS - A GATHERING OF LEADERS FROM THE EVANGELICAL CHURCH AND CHRISTIAN ORGANIZATIONS IN SCOTLAND ARE CONVENED TOGETHER TO DISCUSS CHALLENGES AND OPPORTUNITIES THAT FACE THEIR MINISTRIES. THE GOAL OF THE CONVENINGS IS TO PROVIDE A PLACE FOR DIALOGUE AND LEARNING IN ORDER TO COOPERATIVELY LOOK AT SUPPORING THE CHURCH IN SCOTLAND AS IT ADAPTS TO CHANGING CONDITIONS IN THE NATIONAL CULTURE. THE VENUE ALSO INVITES FUNDERS IN COUNTRY INTERESTED IN THE SAME ISSUES. THE PROGRAM INCLUDES RESEARCH WHICH MAY BE PUBLISHED. THIS CONVENING PROGRAM HAS A VARIETY OF MODEST GRANT INITIATIVES ASSOCIATED WITH IT, PARTICULARLY THOSE PILOT GRANTS THAT TEST NEW APPROACHES AND STRATEGIES TO ACCELERATE CHURCH IMPACT. 73904 0 23597714 908671 28938390 53444775 0 0 53444775 801672 52643103 2632155 2632155 21870 21870 2610285 0 2610285 0 2610285 3226302 0 3226302 21870 3204432 2610285 0 0 893313 893313 3226302 0 0 0 2610285 616017 0 0 1509330 0 0 0 0 0 0 0 1509330 893313 616017 JAN PURDY 820 BROAD STREET SUITE 300 CHATTANOOGA TN 374022604 4237553202 APPLICATIONS MUST BE SUBMITTED ONLINE AT WWW.MACLELLAN.NET WHERE INSTRUCTIONS ARE PROVIDED. NONE REFER TO WWW.MACLELLAN.NET FOR INFORMATION OR CALL GRANTS MANAGER AT (423) 755-3202 1040 CONNECTIONS INC PO BOX 1141 HIXSON TN 37343 NONE PUBLIC CHARITY HOLISTIC MINISTRY 2000 AAA WOMENS SERVICES INC 6232 VANCE RD CHATTANOOGA TN 37421 NONE PUBLIC CHARITY SOCIAL SERVICES 2500 AEGIS LAW ENFORCEMENT OF GREATER CHATTANOOGA INC PO BOX 28023 CHATTANOOGA TN 37424 NONE PUBLIC CHARITY COMMUNITY SERVICES 3000 AMERICAN BIBLE SOCIETY 101 NORTH INDEPENDENCE MALL EAST FL8 PHILADELPHIA PA 19106 NONE PUBLIC CHARITY GENERAL CHARITABLE PROJECTS 250000 ARTSBUILD 301 E 11TH STREET STE 300 CHATTANOOGA TN 37403 NONE PUBLIC CHARITY EDUCATION - ARTS 2000 BETHANY CHRISTIAN SERVICES INC 901 EASTERN AVE NE GRAND RAPIDS MI 49503 NONE PUBLIC CHARITY STRENGTHEN FAMILIES 25000 CALVARY CHAPEL CHATTANOOGA INC PO BOX 2127 CHATTANOOGA TN 37409 NONE PUBLIC CHARITY SPIRITUAL FORMATION 5000 CAMPUS CRUSADE FOR CHRIST INC 100 LAKE HART DRIVE 2100 ORLANDO FL 32832 NONE PUBLIC CHARITY SPIRITUAL FORMATION 1200 CHILD EVANGELISM FELLOWSHIP INCORPORATED PO BOX 348 WARRENTON MO 63383 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 1000 CHALMERS CENTER FOR ECONOMIC DEVELOPMENT AT COVENANT COLLEGE 507 MCFARLAND ROAD SUITE B LOOKOUT MOUNTAIN GA 30750 NONE PUBLIC CHARITY COMMUNITY SERVICES 50000 CHATTANOOGA CHRISTIAN COMMUNITY FOUNDATION (DBA THE GENEROSITY TRUST) 345 FRAZIER AVE CHATTANOOGA TN 37405 NONE PUBLIC CHARITY GENERAL CHARITABLE PROJECTS 1154860 CHATTANOOGA CHRISTIAN SCHOOL INC 3354 CHARGER DRIVE CHATTANOOGA TN 37409 NONE PUBLIC CHARITY EDUCATION 6500 CHATTANOOGA EMPOWERMENT 506 BLUE JAY RD CHATTANOOGA TN 37412 NONE PUBLIC CHARITY STRENGTHEN FAMILIES 40000 CHATTANOOGA FC FOUNDATION PO BOX 4493 CHATTANOOGA TN 37405 NONE PUBLIC CHARITY HOLISTIC MINISTRY - YOUTH 5000 CHATTANOOGA GIRLS LEADERSHIP ACADEMY INC THE 1802 BAILEY AVENUE CHATTANOOGA TN 37404 NONE PUBLIC CHARITY EDUCATION 60000 CHATTANOOGA GOODWILL INDUSTRIES INC 3500 DODDS AVE CHATTANOOGA TN 37407 NONE PUBLIC CHARITY SOCIAL SERVICES 24000 CHATTANOOGA REGIONAL HOMELESS COALITION INC PO BOX 3690 CHATTANOOGA TN 37404 NONE PUBLIC CHARITY SOCIAL SERVICES 30000 CHATTANOOGA ROOM IN THE INN 230 N HIGHLAND PARK AVENUE CHATTANOOGA TN 37404 NONE PUBLIC CHARITY SOCIAL SERVICES 1000 CHATTANOOGA STATE COMMUNITY COLLEGE FOUNDATION 4501 AMNICOLA HIGHWAY CHATTANOOGA TN 37406 NONE PUBLIC CHARITY EDUCATION 1000 COMMUNITY FOUNDATION OF GREATER CHATTANOOGA INC 1270 MARKET STREET CHATTANOOGA TN 37402 NONE PUBLIC CHARITY GENERAL CHARITABLE PROJECTS 228118 CROSSWINDS FOUNDATION FOR FAITH AND CULTURE PO BOX 12143 BIRMINGHAM AL 35202 NONE PUBLIC CHARITY SOCIAL SERVICES - VETERANS 10000 DISCOVERY INSTITUTE FOR PUBLIC POLICY 208 COLUMBIA STREET SEATTLE WA 98104 NONE PUBLIC CHARITY EDUCATION 1500 ERLANGER HEALTH SYSTEM FOUNDATIONS 975 EAST THIRD ST CHATTANOOGA TN 37403 NONE PUBLIC CHARITY HEALTH SERVICES 5000 FELLOWSHIP OF CHRISTIANS IN UNIVERSITIES AND SCHOOLS PO BOX 1027 NEW CANAAN CT 06840 NONE PUBLIC CHARITY YOUTH LEADERSHIP FORMATION 2000 GIRLS PREPARATORY SCHOOL P O BOX 4736 CHATTANOOGA TN 37405 NONE PUBLIC CHARITY EDUCATION 7000 HABITAT FOR HUMANITY OF GREATER CHATTANOOGA AREA INC 1201 EAST MAIN STREET CHATTANOOGA TN 37408 NONE PUBLIC CHARITY STRENGTHEN FAMILIES 40000 HOPE FOR THE INNER CITY INC PO BOX 11584 CHATTANOOGA TN 37401 NONE PUBLIC CHARITY HOLISTIC MINISTRY 31600 HOPE INTERNATIONAL 227 GRANITE RUN DRIVE SUITE 250 LANCASTER PA 17601 NONE PUBLIC CHARITY HOLISTIC FAMILY MINISTRIES 10000 INDEPENDENT YOUTH SERVICES FOUNDATION INC PO BOX 80751 CHATTANOOGA TN 37414 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 1000 KING UNIVERSITY 1350 KING COLLEGE ROAD BRISTOL TN 37620 NONE PUBLIC CHARITY EDUCATION 250000 LAUNCH PO BOX 903 CHATTANOOGA TN 37401 NONE PUBLIC CHARITY LEADERSHIP DEVELOPMENT 30000 LOFTIS MIDDLE SCHOOL 8611 COLUMBUS ROAD HIXSON TN 37343 NONE PUBLIC CHARITY EDUCATION 1500 MCCALLIE SCHOOL INC THE 500 DODDS AVENUE CHATTANOOGA TN 37404 NONE PUBLIC CHARITY EDUCATION 3000 MEMORIAL HEALTH CARE SYSTEM FOUNDATION (SUBSIDIARY OF US CONFERENCE OF CATH 2525 DE SALES AVENUE CHATTANOOGA TN 37404 NONE PUBLIC CHARITY HEALTH SERVICES 2600 METANOIA MINISTRIES PO BOX 11092 CHATTANOOGA TN 37401 NONE PUBLIC CHARITY RESTORATION MINISTRY 2500 MOSE AND GARRISON SISKIN MEMORIAL FOUNDATION INC 1101 CARTER STREET CHATTANOOGA TN 37402 NONE PUBLIC CHARITY EDUCATION - YOUTH 25000 MUSEUM OF THE BIBLE 7507 SW 44TH STREET OKLAHOMA CITY OK 73179 NONE PUBLIC CHARITY EDUCATION 1500 ON POINT 4509 HIXSON PIKE SUITE 1 HIXSON TN 37343 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 50000 PCA MISSION TO NORTH AMERICA (SUBSIDIARY OF PRESBYTERIAN CHURCH IN AMERICA) 1700 NO BROWN RD SUITE 101 LAWRENCEVILLE GA 30043 NONE PUBLIC CHARITY SPIRITUAL FORMATION 1000 PRISON FELLOWSHIP INTERNATIONAL PO BOX 17434 WASHINGTON DC 20041 NONE PUBLIC CHARITY RESTORATION MINISTRY 2000 PRISON PREVENTION MINISTRIES INC PO BOX 3026 CHATTANOOGA TN 37404 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 42500 PUBLIC SCHOOL BIBLE STUDY COMMITTEE PO BOX 4228 CHATTANOOGA TN 37405 NONE PUBLIC CHARITY EDUCATION 8400 SCENIC CITY WOMENS NETWORK INC PO BOX 3148 CHATTANOOGA TN 37404 NONE PUBLIC CHARITY SPIRITUAL FORMATION 7500 SEE JESUS NET PO BOX 197 TELFORD PA 18969 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 1000 SIGNAL MOUNTAIN CHRISTIAN SCHOOL INC 808 KEY-HULSE ROAD SIGNAL MOUNTAIN TN 37377 NONE PUBLIC CHARITY EDUCATION 2000 SODDY DAISY HIGH SCHOOL 618 SEQUOYAH ACCESS ROAD SODDY DAISY TN 37379 NONE PUBLIC CHARITY EDUCATION 1500 TECH TOWN FOUNDATION INC PO BOX 11008 CHATTANOOGA TN 37401 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 15000 UGANDA CHILDRENS PROJECT INC PO BOX 23331 CHATTANOOGA TN 37422 NONE PUBLIC CHARITY HOLISTIC MINISTRY 1125 UNITED WAY OF GREATER CHATTANOOGA 630 MARKET STREET PO BOX 4027 CHATTANOOGA TN 37405 NONE PUBLIC CHARITY GENERAL CHARITABLE PROJECTS 24000 YOUNG MEN'S CHRISTIAN ASSOCIATION OF METROPOLITAN CHATTANOOGA 301 WEST SIXTH STREET CHATTANOOGA TN 37402 NONE PUBLIC CHARITY GENERAL CHARITABLE PROJECTS 60000 2532403 BETHANY CHRISTIAN SERVICES INC 901 EASTERN AVE NE GRAND RAPIDS MI 49503 NONE PUBLIC CHARITY STRENGTHEN FAMILIES 25000 CHALMERS CENTER FOR ECONOMIC DEVELOPMENT AT COVENANT COLLEGE 507 MCFARLAND RD STE B LOOKOUT MOUNTAIN GA 30750 NONE PUBLIC CHARITY COMMUNITY SERVICES / TRAINING 75000 CHATTANOOGA CHRISTIAN COMMUNITY FOUNDATION DBA THE GENEROSITY TRUST 345 FRAZIER AVE CHATTANOOGA TN 37405 NONE PUBLIC CHARITY GENERAL CHARITABLE PROJECTS 20000 CHATTANOOGA EMPOWERMENT 506 BLUE JAY RD CHATTANOOGA TN 37412 NONE PUBLIC CHARITY STRENGTHEN FAMILIES 10000 COMMUNITY FOUNDATION OF GREATER CHATTANOOGA INC 1270 MARKET ST CHATTANOOGA TN 37402 NONE PUBLIC CHARITY GENERAL CHARITABLE PROJECTS 246649 CAMPUS CRUSADE FOR CHRIST INC 100 LAKE HART DRIVE 2100 ORLANDO FL 32832 NONE PUBLIC CHARITY SPIRITUAL FORMATION 12500 GIRLS INCORPORATED OF CHATTANOOGA 4505 BRAINERD RD STE 110 CHATTANOOGA TN 37411 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 30000 HAMILTON COUNTY GOVERNMENT 317 OAK STREET CHATTANOOGA TN 37403 NONE PUBLIC CHARITY COMMUNITY SERVICES 40000 INTERVARSITY CHRISTIAN FELLOWSHIP-USA PO BOX 7895 MADISON WI 53707 NONE PUBLIC CHARITY YOUTH DEVELOPMENT 26000 KING UNIVERSITY 1350 KING COLLEGE RD BRISTOL TN 37620 NONE PUBLIC CHARITY EDUCATION 250000 SCENIC CITY WOMENS NETWORK INC PO BOX 3148 CHATTANOOGA TN 37404 NONE PUBLIC CHARITY SPIRITUAL FORMATION 7500 UNIVERSITY OF CHATTANOOGA FOUNDATION INC FOR THE UNIVERSITY OF TENNESSEE AT 615 MCCALLIE AVENUE DEPT 8606 CHATTANOOGA TN 37403 NONE PUBLIC CHARITY EDUCATION 17500 760149 14 99 14 1089258 3688 16 -21586 14 187285 525990 18 1683109 UNRELATED BUSINESS INCOME 525990 -79321 SECTION 965(A) INCOME INCLUSION 9280 -79321 2938165 12968 2871812 4 TAX EXEMPT INCOME FROM PASSTHROUGH INVESTMENTS 11 SECTION 965(A) INCOME INCLUSION FROM PASSTHROUGH INVESTMENTS 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION FEE 21107 5277 15831 820 BROAD STREET - 4TH FLOOR CONDO 2012-12-27 458748 63732 SL 39.000000000000 11763 0 RENOVATIONS 2013-02-11 26878 2756 SL 39.000000000000 689 0 FURNITURE 2013-01-16 7871 5822 200DB 7.000000000000 585 0 FURNITURE 2013-02-12 1144 846 200DB 7.000000000000 85 0 FURNITURE 2013-03-13 771 570 200DB 7.000000000000 57 0 DELL OUTLET LAPTOP 2013-07-30 1083 1005 200DB 5.000000000000 18 0 CABINET 2015-11-03 1500 1131 200DB 7.000000000000 105 0 DELL OUTLET LAPTOP 2016-12-12 1329 950 200DB 5.000000000000 152 0 INFORMATION ABOUT OFFICERS PART VIII, LINE 1 ROBERT L. & KATHRINA H. MACLELLAN FOUNDATION HAS NO EMPLOYEES BUT REIMBURSES THE MACLELLAN FOUNDATION, INC. FOR ITS SHARE OF DIRECT EMPLOYEE EXPENSES AS WELL AS ANY INCIDENTAL EXPENSES. SERVICES WHICH WERE GENERALLY PROVIDED BY ROBERT H. MACLELLAN, GINA S. PRESTO. JAN PURDY, AND CHARLES W. PHILLIPS WERE FOR VARYING PERCENTAGES OF TIMES. THE ONLY ABOVE MENTIONED PERSON WHO DEVOTES 100% OF HIS TIME TO ROBERT L. & KATHRINA H. MACLELLAN FOUNDATION IS ROBERT H. MACLELLAN WHO RECEIVES FROM THE MACLELLAN FOUNDATION, INC. AN ANNUAL SALARY OF $161,600 PLUS NORMAL MACLELLAN FOUNDATION, INC. BENEFITS. DONOR ADVISED FUNDS FORM 990-PF, PART VII-A, LINE 12 DISTRIBUTIONS TOTALING $1,154,860 WERE MADE IN 2018 TO A DONOR ADVISED FUND AT CHATTANOOGA CHRISTIAN COMMUNITY FOUNDATION (DBA THE GENEROSITY TRUST), EIN# 62-1536731. THE FOUNDATION RETAINED ADVISORY PRIVILEGES. CHATTANOOGA CHRISTIAN COMMUNITY FOUNDATION ("CCCF") IS A SECTION 509(A)(1) ORGANIZATION AS REFERRED TO IN SECTION 170(B)(1)(A)(VI). THE ENTIRE AMOUNT WAS TREATED AS A QUALIFYING DISTRIBUTION IN PART XV, LINE 3, CONTRIBUTIONS, GIFTS, GRANTS PAID. GRANTS TOTALING $1,208,555 WERE AWARDED AND DISTRIBUTED BY THIS DONOR ADVISED FUND IN 2018.THE DONOR-ADVISED FUND AGREEMENT INCLUDES THE FOLLOWING:"CCCF SHALL RECEIVE, REVIEW AND CONSIDER WRITTEN RECOMMENDATIONS FROM THE COMMITTEE CONCERNING GRANTS MADE FROM THE FUND AND ANY CONDITIONS WHICH SHOULD BE PLACED UPON SUCH GRANTS. THE FINAL DECISION CONCERNING SUCH MATTERS SHALL BE MADE BY THE BOARD OF DIRECTORS OF CCCF." "NO INCOME OR PRINCIPAL OF THE FUND SHALL BE USED FOR ANY PURPOSE OR PAID TO ANY BENEFICIARY IF SUCH USE OR PAYMENT WOULD NOT BE PERMITTED BY THE INTERNAL REVENUE CODE (THE "CODE") OR REGULATIONS THEREUNDER FOR AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE CODE, TO WHICH CONTRIBUTIONS ARE DEDUCTIBLE UNDER SECTION 170(C)(2) OF THE CODE." PERSHING 1383- CORPORATE BONDS 397853 383846 PERSHING 6243- CORPORATE STOCK 2268266 2820926 PERSHING 2178- CORPORATE STOCK 1657868 1601211 PERSHING 1383- CORPORATE STOCK 136038 450970 PERSHING 1300- CORPORATE STOCK 12472577 12205550 PERSHING 1246- CORPORATE STOCK 2936344 435643 497439 541031 175973 172947 EXCELSIOR VENTURE PARTNER III LLC AT COST 391071 391071 RESOLUTE CAPITAL FKA TENTH STREET FUND III LP AT COST 834999 834999 RESOLUTE CAPITAL PARTNERS FUND IV AT COST 251569 251569 HARLAN SPECIAL OPPORTUNITIES FUND III AT COST 1065018 1065018 VALOR VENTURE FUND AT COST 787406 787406 GTIS US RESIDENTIAL FUND AT COST 875684 875684 MIDOCEAN TACTICAL FUND AT COST 605508 605508 RENAISSANCE INSTITUTIONAL EQUITIES AT COST 2090096 2090096 SIGNIA VENTURE PARTNERS III, LP AT COST 47752 47752 DAVIDSON KEMPNER AT COST 1931172 1931172 ARROWMARK QP FUND AT COST 1588971 1920270 BLOOM TREE OFFSHORE FUND AT COST 1250000 1425756 CEVIAN CAPITAL LTD AT COST 2817435 2887833 ELLIOTT INTERNATIONAL AT COST 2000000 2566878 GOLUB CAPITAL PARTNERS AT COST 1158676 1750000 KLS DIVERSIFIED FUND AT COST 1500000 1678182 NANOTRONICS SR C PREFERRED STOCK AT COST 24953 815753 NANOTRONICS SR D PREFERRED STOCK2 AT COST 499991 24953 PORTFOLIO ADV SECOND FUND III AT COST 637246 832594 PRINCE STREET INSTITUTIONAL AT COST 2300000 2164675 VALOR GYM PASS2 AT COST 100000 100000 VALOR DICOMPLICA3 AT COST 100000 100000 VALOR SONTRA4 AT COST 100000 100000 VALOR PIPEFY AT COST 100000 100000 VALOR CARGOX AT COST 98855 10000 VALUE ACT CAPITAL INTERNATIONAL AT COST 3000000 3081896 820 BROAD STREET - 4TH FLOOR CONDO 458748 75495 383253 383253 RENOVATIONS 26878 3445 23433 23433 FURNITURE 7871 6407 1464 1464 FURNITURE 1144 931 213 213 FURNITURE 771 627 144 144 DELL OUTLET LAPTOP 1083 1023 60 60 CABINET 1500 1236 264 264 DELL OUTLET LAPTOP 1329 1102 227 227 INSURANCE 6224 622 5602 TECHNOLOGY FEES 36151 3615 32536 SUPPLIES 964 96 868 GRANT EXPENSES CONVENING SCOTLAND 73904 0 73904 GENERAL GRANT EXPENSES 27988 0 27988 TRUSTEE EXPENSES 1039 0 1039 NONDEDUCTIBLE EXPENSES 179535 0 0 POSTAGE 214 0 214 BANK FEES 1247 1247 0 GUEST EXPENSE 501 0 501 PARTNERSHIP PORTFOLIO DEDUCTIONS 2% 8736 8736 0 PARTNERSHIP EXPENSES 383969 383969 0 PASSTHROUGH DEDUCTION UNDER SECTION 965(C) 3687 3687 0 PARTNERSHIP RENTAL LOSSES 21586 21586 0 ORDINARY INCOME THROUGH PARTNERSHIPS 54593 54593 54593 ROYALTY INCOME THROUGH PARTNERSHIPS - SCH ATTACHED 86404 86404 86404 OTHER PORTFOLIO INCOME THROUGH PARTNERSHIPS 484 484 484 OTHER INCOME THROUGH PARTNERSHIPS - SCH ATTACHED 45804 45804 45804 UNRELATED BUSINESS INCOME -79321 -79321 SECTION 965(A) INCOME INCLUSION 9280 9280 9280 INVESTMENT FEES 249241 249241 0 FOREIGN TAX WITHHELD ON DIVIDENDS 18776 18776 0 EXCISE TAX PAYMENTS 80012 0 0