2019-11-01T07:32:56-05:00 2018-12-31 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2018-01-01 250965280 CARNEGIE INSTITUTE CARN 4126223301 4400 FORBES AVENUE PITTSBURGH PA 152134080 KEVIN HILES EXEC VP, COO, INTERIM PRESIDENT 4126223351 2019-10-29 1 SUSAN M KIRSCH P00341397 4122613644 208.79.164.82 2019-10-29 10:27:51 ED P 55F3BBECC620D2201A5AD9F48AEBCA95CB9286C1 52B4573894087D10886B6C64FC0D18884E56331A 2018 2020-03-31 21:24:44Z CARNEGIE MUSEUMS OF PITTSBURGH KEVIN HILES 4400 FORBES AVENUE PITTSBURGH PA 152134080 96592468 0 X WWW.CARNEGIEMUSEUMS.ORG X 1926 PA FOUNDED BY ANDREW CARNEGIE IN 1895, CARNEGIE MUSEUMS OF PITTSBURGH IS A COLLECTION OF FOUR DISTINCTIVE MUSEUMS DEDICATED TO EXPLORATION THROUGH ART AND SCIENCE: CARNEGIE MUSEUM OF ART, CARNEGIE MUSEUM OF NATURAL HISTORY, CARNEGIE SCIENCE CENTER AND THE ANDY WARHOL MUSEUM.IN 2018, THE MUSEUMS REACHED 1.5 MILLION PEOPLE THROUGH EXHIBITIONS, EDUCATION PROGRAMS, OUTREACH ACTIVITIES AND SPECIAL EVENTS. 34 33 1289 647 1919388 378557 25288655 28818931 21608626 22555393 23871301 35378725 3280443 3616852 74049025 90369901 0 0 0 0 31420783 32485225 281360 264557 4979372 29183678 34043164 60885821 66792946 13163204 23576955 471076319 450980871 28829630 30787624 442246689 420193247 X TO SERVE AS A CATALYST FOR GROWTH AND KNOWLEDGE; OFFER A HOME TO THINKING AND INQUISITIVE CHILDREN AND ADULTS; TO ACT AS A COLLECTOR, GUARDIAN AND INTERACTIVE PRESENTER OF CULTURAL AND SCIENTIFIC TREASURES AND IDEAS; AND SUPPORT THE COMMUNITY BY ATTRACTING VISITORS & PROMOTING ECONOMIC DEVELOPMENT. 0 0 16963281 3405992 CARNEGIE MUSEUM OF ART (CMOA) CONTINUES TO BE A STRATEGIC PARTNER IN REGIONAL EDUCATION INITIATIVES TO REACH AND ENGAGE AUDIENCES WITH SPECIALLY DESIGNED PROGRAMS AND ACTIVITIES, COMMUNITY PARTNERSHIPS, AND FREE OR DISCOUNTED ADMISSIONS AND PROGRAM FEES. THE ART MUSEUM BEGAN THE YEAR WITH THE BEAUTIFUL "HIROSHIGE'S TOKAIDO ROAD" EXHIBITION, A RARE PRESENTATION OF THE JAPANESE PRINTMAKER'S 53 STATIONS OF THE TOKAIDO ROAD. IN JULY, THE MUSEUM LAUNCHED "CROSSROADS: CARNEGIE MUSEUM OF ART'S COLLECTION, 1945-NOW," A FRESH REEXAMINATION OF ITS MODERN AND CONTEMPORARY GALLERIES, THAT TAPPED INTO CMOA'S EXTENSIVE COLLECTIONS. IN OCTOBER, CMOA LAUNCHED THE LONG-AWAITED 57TH EDITION OF THE "CARNEGIE INTERNATIONAL," WHICH BROUGHT THE DIVERSE WORKS OF 32 INTERNATIONAL ARTISTS TO PITTSBURGH, TO WIDE ACCLAIM. ATTENDANCE FOR 2018 REACHED 254,396. 16795717 13750911 CARNEGIE SCIENCE CENTER (CSC) BEGAN 2018 BY OPENING ITS EARLY LEARNER'S GALLERY, THE LITTLE LEARNERS CLUBHOUSE, POWERED BY A PNC GROW UP GREAT GRANT. IN JUNE 2018, CSC EXPANDED ITS CAPACITY TO MEET THE GROWING DEMAND FOR SCIENCE EDUCATION AND EXPLORATION WITH THE NEW PPG SCIENCE PAVILION, A 48,000 SQUARE FOOT FACILITY FEATURING NINE NEW CLASSROOMS AND LAB SPACES, A FOURTH-FLOOR MULTI-PURPOSE EVENT SPACE, AND A 14,000 SQUARE FOOT SPECIAL EXHIITIONS GALLERY THAT WILL HOST WORLD CLASS SHOWS, INCLUDING "ART OF THE BRICK" A CRITICALLY ACCLAIMED COLLECTION OF INSPIRING ARTWORK MADE EXCLUSIVELY FROM LEGO BRICKS. NO PLACE INSPIRES CURIOSITY AND CONNECTS SCIENCE AND TECHNOLOGY TO EVERYDAY LIFE LIKE CSC. THE CARNEGIE SCIENCE CENTER IS RECOGNIZED INTERNATIONALLY AS A LEADER IN PROMOTING STEM LITERACY, AND IS DEDICATED TO NURTURING THE NEXT GENERATION OF INNOVATORS AND LEADERS WHO WILL RISE TO MEET TOMORROW'S WORKFORCE NEEDS. ATTENDANCE IN 2018 REACHED 741,845. 13967371 4295197 CARNEGIE MUSEUM OF NATURAL HISTORY (CMNH) CONTINUES TO BE RANKED AMONG THE TOP NATURAL HISTORY MUSEUMS IN THE COUNTRY. IT MAINTAINS, PRESERVES, AND INTERPRETS AN EXTRAORDINARY COLLECTION OF MORE THAN 22 MILLION OBJECTS AND SCIENTIFIC SPECIMENS USED TO BROADEN THE UNDERSTANDING OF EVOLUTION, CONSERVATION, AND BIODIVERSITY. CMNH GENERATES NEW SCIENTIFIC KNOWLEDGE, ADVANCES SCIENCE LITERACY, AND INSPIRES VISITORS OF ALL AGES TO BECOME PASSIONATE ABOUT SCIENCE, NATURE AND WORLD CULTURES. IN 2018, THE EXHIBITION "WE ARE NATURE: LIVING IN THE ANTHROPOCENE" MADE A GREAT IMPACT ON MUSEUM VISITORS, AS IT DEMONSTRATED HOW HUMANS HAVE BECOME THE PRIMARY PLANETARY FORCE DRIVING ENVIRONMENTAL CHANGE. NICOLE HELLER, THE FIRST CURATOR OF THE ANTHROPOCENE IN THE COUNTRY, WILL CONTINUE TO LEAD EFFORTS TO KEEP THE ANTHROPOCENE IN THE FOREFRONT OF MUSEUM ACTIVITIES. IN OCTOBER 2018, THE POPULAR TRAVELING EXHIBITION, "REPTILES, LIVE!" OPENED, SHOWCASING A VARIETY OF LIVE REPTILES FROM AROUND THE WORLD. CMNH CONTINUED ITS HIGHLY SUCCESSFUL MUSEUM ON THE MOVE PROGRAM, WHICH REACHED A TOTAL OF 9,000 PEOPLE, MANY OF WHOM WOULD OTHERWISE NOT HAVE THE RESOURCES TO EXPERIENCE THE MUSEUM'S OFFERINGS. ATTENDANCE REACHED 310,200 IN 2018. 6885526 4867025 THE ANDY WARHOL MUSEUM (AWM) REVEALED YET ANOTHER LAYER OF THE ARTIST AND POP-ICON IN "ADMAN:WARHOL BEFORE POP," AN EXHIBITION THAT RAN FROM APRIL 27-SEPTEMBER 2, 2018, FOCUSING ON WARHOL'S FIRST DECADE IN NEW YORK CITY. IT FEATUTUED OVER 300 OBJECTS, SOME OF WHICH HAD NEVER BEEN ON VIEW, INCLUDING RARE DRAWINGS, PHOTOGRAPHS, VINTAGE ADVERTISEMENTS, AND ARTIST BOOKS. IN OCTOBER, AWM OPENED ANOTHER STAFF-CURATED EXHIBITION, "DEVAN SHIMOYAMA:CRY, BABY," WHICH MARKED THE FIRST MUSEUM SOLO EXHIBITIION OF DEVAN SHIMOYAMA, A PHILADELPHIA-BORN PAINTER AND CMU PROFESSOR WHO, IN FIGURATIVE PAINTING AND SELF-PORTRATURE, CREATES VULNERABLE YET RESILIENT DEPICTIONS OF AFRICAN AMERICAN BOYHOOD AND MASCULINITY. ATTENDANCE FOR AWM REACHED 189,337 VISITORS. 509349 131751 OTHER PROGRAMS OFFERED VIA THE ARTS EDUCATION COLLABORATIVE 7394875 4998776 55121244 1 1 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 1 330 0 1 1289 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 34 33 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA AR CA IL MD MA MI MN NJ NY NC OH VA WV CT OK X FRANK CARDIELLO 4126223301 4400 FORBES AVENUE PITTSBURGH PA 15213 MARK A ALOE TRUSTEE 2.00 X 0 0 0 JOHN A BARBOUR TRUSTEE 2.00 X 0 0 0 RAYMOND T BETLER TRUSTEE 2.00 X 0 0 0 HELEN M BILLAK TRUSTEE 3.00 X 0 0 0 SUZANNE W BROADHURST TRUSTEE 2.00 X 0 0 0 HOWARD J BRUSCHI TRUSTEE 2.00 X 0 0 0 CHRISTOPHER B CARSON TRUSTEE 2.00 X 0 0 0 KEVIN L CARTER TRUSTEE EX OFFICIO 1.00 X 0 0 0 LOUIS R CESTELLO TRUSTEE 2.00 X 0 0 0 NOLAND J CHEUNG TRUSTEE 2.00 X 0 0 0 RANDALL S DEARTH TRUSTEE 1.00 X 0 0 0 JOHN DEFAZIO TRUSTEE EX OFFICIO 1.00 X 0 0 0 CAROLYN DURONIO TRUSTEE 2.00 X 0 0 0 MICHELE FABRIZI TRUSTEE 2.00 X 0 0 0 LEE B FOSTER TRUSTEE 3.00 X 0 0 0 EVAN S FRAZIER TRUSTEE 2.00 X 0 0 0 JOSEPH C GUYAUX TRUSTEE 2.00 X 0 0 0 JAMES R JOHNSON TRUSTEE 3.00 X 0 0 0 ELLEN P KESSLER TRUSTEE 3.00 X 0 0 0 MAXWELL E KING TRUSTEE 1.00 X 0 0 0 BRUCE A KRAUS TRUSTEE EX OFFICIO 1.00 X 0 0 0 JENNIFER M LIPTAK TRUSTEE EX OFFICIO 2.00 X 0 0 0 ALICE B MITINGER TRUSTEE 3.00 X 0 0 0 KENNEDY B NELSON TRUSTEE 2.00 X 0 0 0 ALBERT J NEUPAVER TRUSTEE 2.00 X 0 0 0 DEMETRIOS T PATRINOS TRUSTEE ENTERED 4/12/18 2.00 X 0 0 0 DAVID L PORGES TRUSTEE 2.00 X 0 0 0 JULIET LEA H SIMONDS TRUSTEE 2.00 X 0 0 0 JANERA SOLOMON TRUSTEE EX OFFICIO 1.00 X 0 0 0 WALTER W TURNER TRUSTEE 2.00 X 0 0 0 THOMAS L VANKIRK TRUSTEE 2.00 X 0 0 0 GEOVETTE E WASHINGTON TRUSTEE 1.00 X 0 0 0 RODNEY P MCCLENDON TRUSTEE EXITED 9/14/18 1.00 X 0 0 0 MARTIN G MCGUINN TRUSTEE ELECTED EMERITUS 6/14/18 2.00 X 0 0 0 ALEXANDER C SPEYER III TRUSTEE ELECTED EMERITUS 6/14/18 3.00 X 0 0 0 WILLIAM E HUNT TRUSTEE; CHAIRMAN 5.00 X X 0 0 0 JO ELLEN PARKER PRESIDENT & CEO EXITED 2/1/18 45.00 X X 428102 0 246500 KEVIN HILES INTERIM PRES/EX VP/COO BM 4/18 45.00 X X 269316 0 30960 FRANK A CARDIELLO TREASURER;VP FINANCE 45.00 X 189082 0 26979 MARIA BERNIER SECRETARY; GENERAL COUNSEL 45.00 X 122510 0 4915 ERIC DORFMAN DIRECTOR CMNH 45.00 X 236076 0 26518 CATHERINE EVANS CO. DIRECTOR CMOA 45.00 X 140668 0 13025 SARAH MINNAERT CO. DIRECTOR CMOA 45.00 X 143946 0 17241 PATRICK MOORE DIRECTOR AWM 45.00 X 161550 0 20484 RONALD J BALLIE CO DIRECTOR SCIENCE CENTER 45.00 X 195124 0 18079 ANN M METZGER CO DIRECTOR SCIENCE CENTER 45.00 X 189476 0 21997 DOLORES ELLENBERG SPECIAL ASSIST TO BOARD FOR PLANNING 45.00 X 248391 0 27767 EDWARD MOTZNIK VP TECHNOLOGY 45.00 X 160393 0 12345 STEPHEN TONSOR DIRECTOR SCIENCE & RESEARCH 45.00 X 137010 0 8239 ANTHONY YOUNG VP FPO 45.00 X 133185 0 24777 CARI MASLOW ASSOCIATE VP DEVELOPMENT 45.00 X 132948 0 25109 GEORGE MCCOMB DIRECTOR CORP FINANCE, CONTROLLER 45.00 X 118191 0 10883 3005968 0 535818 25 0 1 0 TURNER CONSTRUCTION CO TWO PNC PLAZA 620 LIBERTY AVE PITTSBURGH PA 15222 CONSTRUCTION 14751010 JLB & ASSOCIATES LLC 600 MAIN STREET SHARPSBURG PA 15215 SECURITY SERVICES 986376 AM-GARD INC PO BOX 6094 HERMITAGE PA 16148 SECURITY SERVICES 723038 CULINAIRE INTERNATIONAL INC 4400 FORBES AVENUE PITTSBURGH PA 15213 CATERING/FOOD SERVICE 636887 TSX OPERATING INC 70 W 40TH STREET 9TH FLOOR NEW YORK NY 10018 MUSEUM EXHIBITION SERVICES 608320 27 1026329 238666 4458147 23095789 386391 28818931 ADMISSIONS 713990 8223753 8223753 MEMBERSHIP FEES 713990 4102226 4102226 SPONSORSHIP FEES 713990 3082994 3082994 TUITIONS 713990 2840031 2840031 EXHIBIT LEASE FEES 713990 940592 940592 3365797 3319873 45924 22555393 7584577 1244351 6340226 2364 2364 4264320 1665260 2599060 2599060 1974928 624132 27213647 2234777 1654276 0 25559371 2234777 27794148 27794148 299492 1026329 580486 -280994 -280994 3598017 2322545 1275472 1270491 4981 INSURANCE RECOVERY 713990 20950 20950 20950 90369901 22692844 1919388 36938738 2844827 1184184 1384485 276158 229432 116471 112961 24045062 19024786 2268059 2752217 484113 375786 57988 50339 2958392 2470996 188281 299115 1923399 1482338 215588 225473 657471 537863 114842 4766 116318 116318 15294 15294 264557 264557 319115 319115 2226456 1320382 557498 348576 1292792 1189341 85887 17564 1349068 988820 111856 248392 847134 725695 67612 53827 3610483 3475444 90026 45013 738924 600632 80211 58081 142662 111548 11203 19911 484514 484514 6076755 5848107 159215 69433 629722 614546 10178 4998 PRODUCTION & EXHIBITION 5356340 5356340 COLLECTIONS/PURCHASES 2821329 2821329 FACILITIES OTHER 2800110 2757240 42870 REPAIRS & MAINTENANCE 735517 731980 3537 3823160 3387416 194792 240952 66792946 55121244 6692330 4979372 38262 39195 17076777 5636733 13992039 10867138 3447721 1913507 961642 1140167 904791 737231 195921452 103425208 84366032 92496244 256905058 234232535 93249137 103792456 134860 125665 471076319 450980871 11518773 7810400 160857 375224 17150000 16747000 5855000 28829630 30787624 X 105615305 108753207 37666486 27223472 298964898 284216568 442246689 420193247 471076319 450980871 X 23576955 -44973302 -657095 X X 0 1 X 1 0 X 20812046 33232183 26054712 25281894 28818931 134199766 20812046 33232183 26054712 25281894 28818931 134199766 14572700 119627066 7222150 5875135 5025246 6359107 7586941 32068579 311750 611148 379294 392334 1694526 167962871 141861075 0.71220 0.73830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 16085 16085 66776860 66792945 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 51001 66406 64696 16085 198188 250000 250000 250000 250000 1000000 1500000 X X X X 0 352711323 10127000 -10782926 17487000 405074 334163323 305877323 7638000 56758674 17042000 520674 352711323 297655323 722000 24853652 16909000 444652 305877323 318023323 1289000 -5240495 16006000 410505 297655323 320635894 1218000 12066328 15478000 418899 318023323 0.15020 0.83210 0.01770 1 0 6505736 6505736 158121042 81129070 76991972 31294674 22296138 8998536 92496244 LIMITED PARTNERSHIPS 103792456 F 103792456 X 48979496 -45630398 4568292 -41062106 90041602 311915 16384 328299 90369901 71032939 4568292 4568292 66464647 311915 16384 328299 66792946 PART III, LINE 1A: THE INSTITUTE'S COLLECTIONS INCLUDE MINERALS, ETHNOGRAPHIC ITEM, PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES DRAWINGS AND WATERCOLORS, DECORATIVE ARTS AND OTHER ARCHEOLOGICAL AND PALEONTOLOGICAL TREASURES. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE INSTITUTE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS IN THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENDITURES IN THE YEAR IN WHICH THEY ARE ACQUIRED (APPROXIMATELY $2,821,329 IN 2018). CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN TEMPORARILY RESTRICTED NET ASSETS IN THE STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS. PROCEEDS FROM DEACCESSIONS ARE USED FOR THE ACQUISITION OF COLLECTIONS. PART III, LINE 4: SEE DESCRIPTION ABOVE FOR PT. II LINE 1A. THE COLLECTIONS ARE CENTRAL TO OUR MISSION AS COLLECTOR, GUARDIAN AND INTERACTIVE PRESENTER OF CULTURAL AND SCIENTIFIC TREASURES AND IDEA PROMOTING GROWTH AND KNOWLEDGE FOR THINKING AND INQUISITIVE ADULTS AND CHILDREN. PART V, LINE 4: THE INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE TO MEET THE INTENT OF DONOR RESTRICTIONS, PROVIDE A REASONABLE LEVEL OF DRAW FOR THE OPERATING NEEDS OF CARNEGIE INSTITUTE, AND TO ENHANCE THE PURCHASING POWER OF THE FUNDS CORPUS BY STRIVING FOR LONG-TERM GROWTH. PART X, LINE 2: THE INSTITUTE IS AN ORGANIZATION DESCRIBED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986 (IRC) AND IS THEREFORE EXEMPT FROM TAXATION UNDER SECTION 501(A) OF THE IRC. THE INSTITUTE RECOGNIZES AND REPORTS INCOME TAX LIABILITIES ARISING FROM UNRELATED BUSINESS ACTIVITIES ON FEDERAL FORM 990-T. THE INSTITUTE'S STATEMENTS OF FINANCIAL POSITION AT DECEMBER 31, 2018 AND 2017 DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS; FURTHER, THE INSTITUTE HAS NO UNRECOGNIZED TAX BENEFITS. THERE WERE NO INTEREST OR PENALTIES RECOGNIZED IN THE STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS FOR THE YEARS ENDED DECEMBER 31, 2018 AND 2017. THE INSTITUTE ACCRUED TAX LIABILITIES OF $120,805 AND $78,781 RELATED TO ACTIVITY REPORTED ON IRS FORM 990-T FOR THE YEARS ENDED DECEMBER 31, 2018 AND 2017, RESPECTIVELY. THE INSTITUTE IS NO LONGER SUBJECT TO EXAMINATION BY TAXING AUTHORITIES IN ANY MAJOR TAX JURISDICTION FOR YEARS ENDED BEFORE DECEMBER 31, 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES 2,322,545. COST OF RENTALS 1,665,261. COST OF FUNDRAISING 580,486. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING REVENUE 16,384. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES 2,322,545. COST OF RENTALS 1,665,261. COST OF FUNDRAISING 580,486. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING REVENUE 16,384. CENTRAL AMERICA 0 0 INVESTMENTS 23361236 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES EXHIBITS AND TRAVEL 15160 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES REVENUE CARNEGIE INTERNATIONAL EXHIBIT EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES REVENUE MEMBERSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 1019949 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EXHIBIT & RESEARCH TRAVEL 803098 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GIFTS RECEIVED CARNEGIE INTERNATIONAL EXHIBIT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES REVENUE MEMBERSHIPS,LICENSE FEES, EDUCATION & PUBLIC PROGRAMS MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES EXHIBIT & RESEARCH TRAVEL 72087 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICE REVENUE MEMBERSHIPS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 INVESTMENTS 364860 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES EXHIBIT & RESEARCH TRAVEL 19965 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES REVENUE MEMBERSHIPS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES EXHIBIT AND RESEARCH TRAVEL 286627 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH TRAVEL 32228 SUBSAHARN AFRICA 0 0 PROGRAM SERVICES EXHIBIT AND RESEARCH TRAVEL 601 0 0 0 0 0 0 25199443 776368 25975811 1 0 1 1 1 0 X X X X X X X 1 ARTS MARKETING SERVICES INC PO BOX 8000 BUFFALO NY 11201 TELEMARKETING 0 519386 220888 298498 COMMUNITY COUNSELING SERVICE 527 MADISON AVENUE 5TH FLOOR NEW YORK NY 10022 CONSULTING 0 0 43669 -43669 519386 264557 254829 PA AR CA IL ME MA MN NJ NY NC OH VA WV CT MD MI OK CARNEGIE INTERNATIONAL GALA 627619 584867 42752 6634 170576 237 174524 AWM NY FUNDRAISER 341683 147000 194683 39626 8360 19373 3 356519 294462 62057 363 81286 79507 1325821 1026329 299492 6997 291488 8597 273404 580486 -280994 X 1 1 X X X X X 1 0 0 0 0 0 0 1 0 JO ELLEN PARKER PRESIDENT & CEO EXITED 2/1/18 58889 0 0 0 369213 0 230574 0 15926 0 674602 0 0 0 KEVIN HILES INTERIM PRES/EX VP/COO BM 4/18 267752 0 0 0 1564 0 10476 0 20484 0 300276 0 0 0 FRANK A CARDIELLO TREASURER;VP FINANCE 187864 0 0 0 1218 0 7764 0 19215 0 216061 0 0 0 ERIC DORFMAN DIRECTOR CMNH 234518 0 0 0 1558 0 9567 0 16951 0 262594 0 0 0 CATHERINE EVANS CO. DIRECTOR CMOA 139765 0 0 0 903 0 5676 0 7349 0 153693 0 0 0 SARAH MINNAERT CO. DIRECTOR CMOA 143801 0 0 0 145 0 4902 0 12339 0 161187 0 0 0 PATRICK MOORE DIRECTOR AWM 160642 0 0 0 908 0 5422 0 15062 0 182034 0 0 0 RONALD J BALLIE CO DIRECTOR SCIENCE CENTER 191968 0 0 0 3156 0 6945 0 11134 0 213203 0 0 0 ANN M METZGER CO DIRECTOR SCIENCE CENTER 186334 0 0 0 3142 0 7067 0 14930 0 211473 0 0 0 DOLORES ELLENBERG SPECIAL ASSIST TO BOARD FOR PLANNING 244139 0 0 0 4252 0 9149 0 18618 0 276158 0 0 0 EDWARD MOTZNIK VP TECHNOLOGY 160059 0 0 0 334 0 6442 0 5903 0 172738 0 0 0 ANTHONY YOUNG VP FPO 132377 0 0 0 808 0 5556 0 19220 0 157961 0 0 0 CARI MASLOW ASSOCIATE VP DEVELOPMENT 132526 0 0 0 422 0 4933 0 20176 0 158057 0 0 0 PART I, LINE 1A CARNEGIE INSTITUTE PROVIDES REIMBURSEMENT FOR TWO EMPLOYEES (PRESIDENT AND VP OF DEVELOPMENT) FOR SOCIAL CLUB MEMBERSHIP FEES AND RELATED EXPENSES. DUES TO THESE CLUBS AND RELATED EXPENSES DIRECTLY RELATED TO CARNEGIE INSTITUTE'S EXEMPT PURPOSES ARE PAID IN ACCORDANCE WITH THE INSTITUTE'S ACCOUNTABLE PLAN. THE CLUB MEMBERSHIPS ARE CONSIDERED A REQUIRED RESOURCE TO PROVIDE AN OFF-SITE BUSINESS AND SOCIAL ENVIRONMENT TO MEET WITH TRUSTEES, DONORS, AND FOUNDATIONS. PART I, LINE 3 EXECUTIVE COMPENSATION PROCESS: CARNEGIE INSTITUTE ADOPTED AN EXECUTIVE COMPENSATION POLICY AIMED AT PROVIDING A REASONABLE AND COMPETITIVE EXECUTIVE TOTAL COMPENSATION CONSISTENT WITH MARKET-BASED PERFORMANCE COMPENSATION PRACTICES FOR INDIVIDUALS POSSESSING THE EXPERIENCE AND SKILL NEEDED TO IMPROVE THE OVERALL PERFORMANCE OF THE ORGANIZATION. THE INSTITUTE FOCUSES ON COMPARABLE NONPROFIT ORGANIZATIONS IN THE LOCAL AREA TO BENCHMARK PAY, ALONG WITH DATA FROM ADDITIONAL MARKET SEGMENTS, PRIVATE FOUNDATIONS AND PUBLISHED NOT-FOR-PROFIT SURVEYS. THE BOARD AUTHORIZES THE PRESIDENT, IN CONSULTATION WITH THE INDEPENDENT EXECUTIVE COMMITTEE (EC) TO ESTABLISH AN ORGANIZATIONAL JOB EVALUATION SYSTEM AND COMPENSATION POLICY. THE PRESIDENT ANNUALLY REVIEWS AND APPROVES MUSEUM/CORPORATE GOALS AND OBJECTIVES RELEVANT TO EXECUTIVES, EVALUATES THEIR PERFORMANCE, AND RECOMMENDS TO THE EC COMPENSATION LEVELS BASED ON THE EVALUATIONS. THE INDEPENDENT EC ANNUALLY REVIEWS AND APPROVES CORPORATE GOALS AND OBJECTIVES RELEVANT TO PRESIDENT COMPENSATION BASED ON COMPARABLES, THE EVALUATION AND SUBJECT TO ANY EMPLOYMENT CONTRACT THAT IS IN EFFECT. THE PROCESS/CONCLUSIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN EC MEETING MINUTES. PART I, LINE 4A JOELLEN PARKER RECEIVED $357,039 CONTRACTUAL PAYMENTS. PART I, LINE 7 A PERFORMANCE BONUS WAS PAID THAT IS CONSISTENT WITH THE COMPENSATION POLICIES. X 603 0 N/A X 6 0 N/A X 70 340749 FMV X 4 0 N/A X 180 0 N/A X 9677 0 N/A X TREES/PLANTS 1 45642 FMV 6 0 1 1 PART I, COLUMN (B): EXCEPT FOR LINE 9, PART I COLUMN(B) REFLECTS THE NUMBER OF ITEMS RECEIVED FROM 81 DONATIONS, 7 OF WHICH WERE REQUESTED TO BE ACKNOWLEDGED ON FORM 8283. PART I COLUMN (B) LINE 9 REFLECTS THE NUMBER OF INDIVIDUAL CONTRIBUTIONS OF STOCK. PART I, LINE 32B: UNRELATED THIRD PARTIES ARE USED TO SELL ITEMS AT PUBLIC SALES. PART I, LINE 33: THE ORGANIZATION HAS ELECTED, AS PERMITTED UNDER SFAS 116, NOT TO REPORT AS REVENUE IN ITS STATEMENT OF ACTIVITIES AND AS ASSETS IN ITS STATEMEMT OF FINANCIAL POSITION WORKS OF ART, HISTORICAL TREASURES, OR OTHER SIMILAR ASSETS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE. FORM 990, PART VI, SECTION A, LINE 2 FAMILY/BUSINESS RELATIONSHIPS BETWEEN OFFICER/DIRECTOR/KEY EMPLOYEE: TRUSTEES L. FOSTER & A. NEUPAVER = BUSINESS; TRUSTEES R.T. BETLER & A. NEUPAVER = BUSINESS; TRUSTEES R.T. BETLER & L. FOSTER = BUSINESS; TRUSTEES C.B. CARSON & A. MITINGER = BUSINESS;TRUSTEES N. CHEUNG & C.B. CARSON = BUSINESS; TRUSTEES N. CHEUNG & A. MITINGER = BUSINESS; TRUSTEES E. FRAZIER & T. VANKIRK = BUSINESS. FORM 990, PART VI, SECTION A, LINE 7A BOARD MEMBERS: THE BYLAWS OF CARNEGIE INSTITUTE PROVIDE FOR APPOINTMENT OF PUBLIC TRUSTEES BY ONE OF THE FOLLOWING PUBLIC OFFICIALS OR PUBLIC BODIES: MAYOR OF THE CITY OF PITTSBURGH, COUNTY EXECUTIVE OF ALLEGHENY COUNTY, CITY COUNCIL OF THE CITY OF PITTSBURGH, COUNTY COUNCIL OF ALLEGHENY COUNTY, AND THE BOARD OF PUBLIC EDUCATION. FORM 990, PART VI, SECTION B, LINE 11B 11B - 990 REVIEW PROCESS: THE CARNEGIE INSTITUTE CONTROLLER'S OFFICE IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH THE INSTITUTE'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPAS, THE FORM IS REVIEWED BY THE INTERIM PRESIDENT AND CHIEF FINANCIAL OFFICER OF THE INSTITUTE AND THEN PRESENTED TO AND REVIEWED WITH THE AUDIT COMMITTEE. FINALLY, THE FORM IS PRESENTED TO THE BOARD OF TRUSTEES FOR REVIEW AT A SCHEDULED MEETING PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST COMPLIANCE: BYLAWS OF CARNEGIE INSTITUTE CONTAIN A PROVISION THAT REQUIRES EACH TRUSTEE, MEMBER OF A MUSEUM BOARD OR COMMITTEE, OFFICER AND MEMBER OF SENIOR MANAGEMENT TO DISCLOSE, ANNUALLY, THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE ORGANIZATION. THE PROCESS IS INITIATED IN THE SPRING OF EACH YEAR BY THE PRESIDENT SENDING A CONFLICT OF INTEREST POLICY AND DISCLOSURE QUESTIONNAIRE TO ABOVE RECIPIENTS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE PRESIDENT FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS. A SUMMARY OF THE PROCESS AND RESULTS IS COMMUNICATED TO THE AUDIT COMMITTEE AT A SCHEDULED MEETING AND FORWARDED TO THE BOARD OF TRUSTEES. APPROPRIATE ACTION IS TAKEN ANNUALLY BY THE BOARD RELATIVE TO ACTUAL OR PERCEIVED CONFLICTS. THE MINUTES OF THE GOVERNING BOARD CONTAIN AN OFFICIAL RECORD OF THE PROCESS AND CONCLUSIONS. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION PROCESS - CARNEGIE INSTITUTE ADOPTED AN EXECUTIVE COMPENSATION POLICY AIMED AT PROVIDING A REASONABLE AND COMPETITIVE EXECUTIVE TOTAL COMPENSATION CONSISTENT WITH MARKET-BASED PERFORMANCE COMPENSATION PRACTICES FOR INDIVIDUALS POSSESSING THE EXPERIENCE AND SKILL NEEDED TO IMPROVE THE OVERALL PERFORMANCE OF THE ORGANIZATION. THE INSTITUTE FOCUSES ON COMPARABLE NONPROFIT ORGANIZATIONS IN THE LOCAL AREA TO BENCHMARK PAY, ALONG WITH DATA FROM ADDITIONAL MARKET SEGMENTS, PRIVATE FOUNDATIONS AND PUBLISHED NOT-FOR-PROFIT SURVEYS. THE BOARD AUTHORIZES THE PRESIDENT, IN CONSULTATION WITH THE INDEPENDENT EXECUTIVE COMMITTEE (EC), TO ESTABLISH AN ORGANIZATIONAL JOB EVALUATION SYSTEM AND COMPENSATION POLICY. THE PRESIDENT ANNUALLY REVIEWS AND APPROVES MUSEUM/CORPORATE GOALS AND OBJECTIVES RELEVANT TO EXECUTIVES, EVALUATES THEIR PERFORMANCE AND RECOMMENDS TO THE EC COMPENSATION LEVELS BASED ON THE EVALUATIONS. THE EC REVIEWS RECOMMENDATIONS AND GRANTS APPROVAL AS APPROPRIATE. THE EC ANNUALLY REVIEWS AND APPROVES CORPORATE GOALS AND OBJECTIVES RELEVANT TO PRESIDENT COMPENSATION BASED ON COMPARABLES, THE EVALUATION AND SUBJECT TO ANY EMPLOYMENT CONTRACT THAT IS IN EFFECT. THE PROCESS/CONCLUSIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN EC MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS: CARNEGIE INSTITUTE'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST AND COMMUNICATION OF SAME IS CONVEYED AT HTTPS://WWW.CARNEGIEMUSEUMS.ORG/ABOUT-US/ FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -756,266. SWAPS 99,170. ROUNDING 1. FORM 990 PART XII LINE 2C THE ORGANIZATION DID NOT CHANGE ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING TAX YEAR 2018. CARNEGIE INSTITUTE TRUST 4400 FORBES AVENUE PITTSBURGH PA 15213 276667826 INVESTMENT PA -12465000 334163000 CARNEGIE INSTITUTE JOHN BERDAN MEMORIAL TRUST 20 WASHINGTON STREET BOSTON MA 021084408 256016908 SUPPORT FOR CHARITY PA 501(C)(3) PF N/A 0 THE DIETRICH FOUNDATION 600 GRANT STREET ROOM 5360 PITTSBURGH PA 15219 364711746 SUPPORT FOR CHARITY PA 501(C)(3) TYPE I SUPPORTING OR N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C