2019-11-13T14:04:36-06:00 2018-12-31 420714325 RSM US LLP 1330 POST OAK BLVD SUITE 2400 HOUSTON TX 77056 990PF 2018-01-01 200265572 DAN L DUNCAN FOUNDATION DANL 7133816593 PO BOX 4735 HOUSTON TX 77210 LAURA LIANG VICE PRESIDENT 7133816593 2019-11-13 1 CHRISTOPHER KUTAC P01407023 7136253500 165.225.34.153 2019-11-13 14:04:29 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 E8313A526E2ABDEF2688233EA8ECA4DE64ED37A1 2018 2020-03-31 21:24:44Z X 485821119 X 15595896 24386 24386 10622549 10622549 15968476 175021463 15968476 4420830 4409111 0 46632137 31024522 0 0 0 0 0 61066 0 0 61066 6197 3099 0 3098 435556 435556 0 0 1073230 231344 0 0 1454407 1277754 0 8800 3030456 1947753 0 72964 6357751 6357751 9388207 1947753 0 6430715 37243930 29076769 0 13957831 227936 227936 11329103 22624105 22624105 701680 701680 701680 104051222 57079065 53198898 179222314 196869735 198998869 26081787 0 0 104585575 198494435 210069631 439227832 475996956 485821119 0 0 X 0 0 0 0 439227832 475996956 439227832 475996956 439227832 475996956 439227832 37243930 0 476471762 474806 475996956 PASSTHROUGH ST GAIN P 1406269 -1406269 -1406269 PASSTHROUGH LT GAIN P 1303613 1303613 1303613 BROKERAGE ACCOUNTS - ST 29128429 26724561 2403868 2403868 BROKERAGE ACCOUNTS - LT 144585641 130922157 13663484 13663484 BROKERAGE ACCOUNTS - CAPITAL GAIN DISTRIBUTION 3780 3780 3780 15968476 997599 0 21390918 436223913 0.049037 2030121 168024949 0.012082 1041 10825 0.096166 218 6481 0.033637 238 6743 0.035296 0.226218 0.045244 485426032 21962615 290768 22253383 6430715 581535 0 581535 0 581535 514485 67000 0 581485 X 956 1006 0 0 0 0 0 0 0 0 1 1 0 1 1 TX 1 0 0 0 1 1 N/A LAURA LIANG 7133816593 DUNCAN FAMILY OFFICE1100 LOUISIANA ST HOUSTON TX 77002 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RANDA DUNCAN WILLIAMS PO BOX 4735 HOUSTON TX 77210 CHAIR/PRES/DIR 0.50 0 0 0 RICHARD H BACHMANN PO BOX 4735 HOUSTON TX 77210 VICE PRES/DIR 0.50 0 0 0 DANNINE GALE DUNCAN PO BOX 4735 HOUSTON TX 77210 VICE PRES/DIR 0.50 0 0 0 MILANE DUNCAN FRANTZ PO BOX 4735 HOUSTON TX 77210 VICE PRES/DIR 0.50 0 0 0 SCOTT D DUNCAN PO BOX 4735 HOUSTON TX 77210 VICE PRES/DIR 0.50 0 0 0 W RANDALL FOWLER PO BOX 4735 HOUSTON TX 77210 EXECUTIVE VICE PRESIDENT 0.50 0 0 0 GREGG HAMMER PO BOX 4735 HOUSTON TX 77210 SVP/CIO 0.50 0 0 0 LAURA LIANG PO BOX 4735 HOUSTON TX 77210 VP/CGO/ASST SEC 0.50 0 0 0 HARRY P WEITZEL PO BOX 4735 HOUSTON TX 77210 SVP/SEC/GEN COUN 0.50 0 0 0 NONE 0 NORTHERN TRUST 50 S LASALLE STREET CHICAGO IL 60675 INVESTMENT CUSTODY 174876 POLEN GROWTH 1825 NW CORPORATE BLVD 300 BOCA RATON FL 33431 INVESTMENT MANAGEMENT 172736 MACQUARIE INVESTMENT MANAGEMENT ADVISERS 2005 MARKET STREET PHILADELPHIA PA 191037094 INVESTMENT MANAGEMENT 163864 MORGAN STANLEY 1300 THAMES STREET WARF 4TH FLOOR BALTIMORE MD 212319907 INVESTMENT MANAGEMENT 67527 MCDERMOTT WILL & EMERY 444 WEST LAKE STREET SUITE 4000 CHICAGO IL 606060029 LEGAL 60535 0 0 328604714 12159721 152053872 492818307 0 0 492818307 7392275 485426032 24271302 24271302 581535 581535 23689767 0 23689767 0 23689767 6430715 0 6430715 0 6430715 23689767 6357751 0 0 6430715 6357751 0 0 72964 0 0 0 0 0 0 0 0 23616803 0 0 0 X AID TO VICTIMS OF DOMESTIC ABUSE 1001 TEXAS AVENUE SUITE 600 HOUSTON TX 77002 N/A PC SOCIAL SERVICES 161859 ARROW CHILD & FAMILY MINISTRIES 2929 FM 2920 SPRING TX 77388 N/A PC SOCIAL SERVICES 5000 AUSTIN COLLEGE 900 N GRAND AVE SHERMAN TX 75090 N/A PC EDUCATIONAL SERVICES 10000 BOYS & GIRLS HARBOR PO BOX 848 HOUSTON TX 770010848 N/A PC SOCIAL SERVICES 5000 CAMP ARANZAZU 8945 LONG POINT RD STE 200 HOUSTON TX 77055 N/A PC SOCIAL SERVICES 5000 CONCORDIA UNIVERSITY TEXAS 11400 CONCORDIA UNIVERSITY DR AUSTIN TX 78726 N/A PC EDUCATIONAL SERVICES 10000 EPISCOPAL HIGH SCHOOL 4650 BISSONNET BELLAIRE TX 77401 N/A PC EDUCATIONAL SERVICES 10000 GENESYS WORKS 14400 MEMORIAL DR STE 200 HOUSTON TX 77079 N/A PC SOCIAL SERVICES 50000 GRACEWOOD INC 1617 ELMVIEW DRIVE HOUSTON TX 77080 N/A PC SOCIAL SERVICES 55000 GREATER HOUSTON COMMUNITY FOUNDATION 5120 WOODWAY DRIVE SUITE 6000 HOUSTON TX 77056 N/A PC EDUCATION AND SUPPORT OF THE HOUSTON COMMUNITY 3178876 HERMANN PARK CONSERVANCY 1700 HERMANN DRIVE HOUSTON TX 77004 N/A PC ENVIRONMENTAL SERVICES 800000 HOUSTON ARBORETUM AND NATURE CENTER 4501 WOODWAY DR HOUSTON TX 77024 N/A PC ENVIRONMENTAL SERVICES 150000 HOUSTON MUSEUM OF NATURAL SCIENCE ONE HERMANN CIRCLE DRIVE HOUSTON TX 77030 N/A PC EDUCATION AND HISTORICAL PRESERVATION 12500 HOUSTON ZOO INC 1513 CAMBRIDGE HOUSTON TX 77030 N/A PC ANIMAL AND WILDLIFE HABITAT CONSERVATION 263524 K-9 ANGELS RESCUE 9415 WINSOME LANE HOUSTON TX 77063 N/A PC ANIMAL PROTECTION AND WELFARE 5000 KIPP INC 10711 KIPP WAY ST HOUSTON TX 77009 N/A PC EDUCATIONAL SERVICES 200000 MD ANDERSON CANCER CENTER PO BOX 4486 HOUSTON TX 77210 N/A GOV MEDICAL PROGRAMS 5000 MEMORIAL HERMANN FOUNDATION 929 GESSNER SUITE 2650 HOUSTON TX 77024 N/A SO I MEDICAL PROGRAMS 150000 MENIL FOUNDATION INC 1427 BRANARD STREET HOUSTON TX 77006 N/A PC ARTS EDUCATION 250000 RIVER OAKS BAPTIST SCHOOL 2300 WILLOWICK RD HOUSTON TX 77027 N/A PC EDUCATIONAL SERVICES 5000 RONALD MCDONALD HOUSE OF HOUSTON 1907 HOLCOMBE BOULEVARD HOUSTON TX 77030 N/A PC SOCIAL SERVICES 200000 SAN ANTONIO AREA FOUNDATION 303 PEARL PARKWAY SUITE 114 SAN ANTONIO TX 78215 N/A PC EDUCATIONAL SERVICES 22500 SETON HAYS FOUNDATION 6001 KYLE PARKWAY KYLE TX 78640 N/A PC MEDICAL PROGRAMS 150000 SMALL STEPS NURTURNG CENTER 2902 JENSEN DRIVE HOUSTON TX 77026 N/A PC SOCIAL SERVICES 105000 SPRING SPIRIT PO BOX 550549 HOUSTON TX 77255 N/A PC SOCIAL SERVICES 125000 TAHIRIH JUSTICE CENTER 1717 ST JAMES PLACE SUITE 450 HOUSTON TX 77056 N/A PC SOCIAL SERVICES 5000 THE CAROLINE SCHOOL - EASTER SEALS OF GREATER HOUSTON 4500 BISSONNET ST 340 BELLAIRE TX 77401 N/A PC EDUCATIONAL SERVICES 50000 THEATER UNDER THE STARS INC 800 BAGBY SUITE 200 HOUSTON TX 77002 N/A PC PERFORMING ARTS AND ARTS EDUCATION 61492 TRINITY OAKS ENTERPRISES 9385 MILLER LANE SAN ANTONIO TX 78266 N/A PC SOCIAL SERVICES 5000 WILLIAM A LAWSON INSTITUTE FOR PEACE AND PROSPERITY 5220 SCOTT STREET UNIT 108 HOUSTON TX 77004 N/A PC SOCIAL SERVICES 50000 YMCA OF GREATER HOUSTON 2600 NORTH LOOP WEST SUITE 300 HOUSTON TX 77092 N/A PC SOCIAL SERVICES 100000 CITIZENS FOR ANIMAL PROTECTION 17555 KATY FWY HOUSTON TX 770941309 N/A PC ANIMAL PROTECTION AND WELFARE 5000 GALVESTON ISLAND HUMANE SOCIETY 6814 BROADWAY ST GALVESTON TX 775548908 N/A PC ANIMAL PROTECTION AND WELFARE 5000 PARTNERSHIP FOR THE ADVANCEMENT AND IMMERSION OF REFUGEES 3300 CHIMNEY ROCK SUITE 105 HOUSTON TX 77056 N/A PC SOCIAL SERVICES 5000 PEARLAND ISD EDUCATION FOUNDATION 1928 N MAIN ST PEARLAND TX 77581 N/A PC EDUCATIONAL SERVICES 5000 STUFF THE SLEIGH PO BOX 342 KATY TX 77492 N/A PC SOCIAL SERVICES 5000 TEXAS STATE HISTORY MUSEUM FOUNDATION PO BOX 12456 AUSTIN TX 78711 N/A PC EDUCATION AND HISTORICAL PRESERVATION 67000 THE RISE SCHOOL 5618 H MARK CROSSWELL JR ST HOUSTON TX 770211079 N/A PC EDUCATIONAL SERVICES 25000 UNIVERSITY OF TEXAS FOUNDATION PO BOX 250 AUSTIN TX 787670250 N/A PC EDUCATIONAL SERVICES 10000 WEST UNIVERSITY METHODIST CHURCH 3611 UNIVERSITY BOULEVARD HOUSTON TX 77005 N/A PC CAPITAL CAMPAIGN 25000 6357751 THE CAROLINE SCHOOL - EASTER SEALS OF GREATER HOUSTON 4500 BISSONNET ST 340 BELLAIRE TX 77401 N/A PC EDUCATIONAL SERVICES 50000 50000 14 24386 14 10622549 15 4582595 18 15968476 PASSTHROUGH K-1 INCOME - UBTI 525990 -161765 -161765 31198006 0 31036241 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF DAN L DUNCAN PO BOX 4735 HOUSTON TX 77210 15595896 X TAX PLANNING AND COMPLIANCE 6197 3099 0 3098 ABBOTT LAB 611243 1135581 ACCENTURE PLC SHS CL A 1066059 1287985 ADOBE SYS INC 949747 1632774 ADR NESTLE SA 860537 959538 ALIGN TECHNOLOGY INC 284479 592477 ALLSTATE CORP 768052 884141 ARCHER-DANIELS-MIDLAND CO 984599 921825 AT&T INC 1193918 899010 AUTOMATIC DATA PROCESSING INC 1288426 1693939 BANK NEW YORK MELLON CORP 836028 922572 BB&T CORP 811695 879396 CARDINAL HLTH INC 1399539 923220 CISCO SYSTEMS INC 715906 1018255 CONOCOPHILLIPS 651047 916545 CVS HEALTH CORP 1157223 936936 DOLLAR GEN CORP NEW 1060024 1355972 DOLLAR TREE INC 911400 1083840 DOWDUPONT INC 908801 895523 EDISON INTL 1206201 993475 EQTY RESDNTL EFF 993227 1038733 FACEBOOK INC CL A CL A 1817992 1723440 GARTNER INC 881520 1023487 HALLIBURTON CO 1292766 805374 INTEL CORP 788648 1018381 JOHNSON & JOHNSON 904893 993685 LOWES COS INC 716689 951308 MARATHON OIL CORP 889936 854090 MARSH & MCLENNAN CO'S INC 829242 988900 MASTERCARD INC CL A 443704 784029 MERCK & CO INC NEW 869133 1115586 MICROSOFT CORP 2167063 2539555 MONDELEZ INTL INC 1077870 1008756 NIKE INC CL B 1080940 1479390 NORTHROP GRUMMAN CORP 924820 955110 NT EAFE EQUITY INDEX FUND 51376232 55145254 NT RUSSELL 3000 INDEX FUND 26292585 31685821 O REILLY AUTOMOTIVE INC 1144183 1727159 OCCIDENTAL PETROLEUM CORP 933730 828630 ORACLE CORP 907520 1024905 ORACLE CORP 1009638 1044545 PFIZER INC 807093 1095615 QUEST DIAGNOSTICS INC 900527 882662 RAYTHEON CO 860833 904765 REGENERON PHARMACEUTICALS INC 947916 958775 STARBUCKS CORP 1205065 1445007 VERIZON COMMUNICATIONS 931879 1056936 VISA INC CL A STK 1275258 1998759 WASTE MGMT INC 789005 1085678 ZOETIS INC 1241622 1402343 AMERICAN INTERNATIONAL GROUP 1219580 934017 BOOKING HOLDINGS INC 600690 632128 CIGNA CORP NEW COM 931277 963039 GOOGLE INC 1948208 2497736 NVIDIA CORP 1291435 615569 ISHARES TIPS BOND ETF 10159930 9859623 MFO AQR RISK-BALANCED COMMODITIES 20120313 16199144 NORTHERN TRUST PRIME 6631849 6630953 RWC EMERGING MARKETS EQUITY 30000000 21166978 34685022 33671275 22394043 19527623 BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD AT COST 22074309 23699079 DYAL III OFFSHORE AT COST 4970961 6638835 ELLIOTT INTERNATIONAL LIMITED AT COST 2000000 2053715 GSO CAPITAL OPPORTUNITIES III AT COST 6141158 6553462 HBK MULTI-STRATEGY OFFSHORE FUND LTD. AT COST 20000000 21301207 KAYNE ANDERSON REAL ESTATE DEBT II AT COST 9926028 9939803 MOORE MACRO MANAGERS AT COST 13930428 14110506 NB SECONDARY OPPORTUNITIES OFFSHORE FUND IV LP AT COST 1147381 1516798 RENAISSANCE INSTITUTIONAL EQUITIES AT COST 20989844 25168509 STRATEGIC PARTNERS OFFSHORE FUND VII, L.P. AT COST 3728079 5096355 THE VERITAS CAPITAL FUND VI LP AT COST 4400396 5160822 WARBURG PINCUS PE XII AT COST 7460087 9422562 MADISON PARK FUNDING XXVII LTD AT COST 20000000 20000000 MADISON PARK FUNDING XXXV LTD AT COST 1250000 1250000 MOORE GLOBAL INVESTMENTS LTD AT COST 10000000 9485048 THE CHILDREN'S INVESTMENT FUND AT COST 20000000 19950000 VIKING GLOBAL EQUITIES III LTD AT COST 20000000 18531072 BLACKSTONE REAL ESTATE PARTNERS ASIA II LP AT COST 752429 550890 GENERAL ATLANTIC AT COST 2017560 1974355 KKR ASIAN FUND III AT COST 1498033 1916946 KKR REPA II EEA FEEDER I LP AT COST 4159929 3725542 SILVER LAKE PARTNERS V AT COST 2047813 2024125 LEGAL FEES 61066 0 0 61066 PRIOR PERIOD ADJUSTMENT TO COST BASIS 474806 PASSTHROUGH K-1 EXPENSES 1286134 1118281 0 0 TRUST EXPENSES - COMMON TRUST FUND 148126 148126 0 0 BROKERAGE ACCOUNTS 11347 11347 0 0 SOFTWARE SUBSCRIPTION 8800 0 0 8800 PASSTHROUGH K-1 INCOME 2672496 2499012 161765 PASSTHROUGH K-1 INCOME-SECTION 965 -1443 -1443 0 PFIC ORDINARY INCOME INCLUSION - WP XII CALLISTO (CAYMAN-A) LP 2058 2058 0 BROKERAGE ACCOUNTS 314051 314051 0 ROYALTY INCOME 1595433 1595433 0 PASSTHROUGH K-1 INCOME - UBTI -161765 0 -161765 INVESTMENT MANAGEMENT FEES 430877 430877 0 0 BROKERAGE ACCOUNTS 4679 4679 0 0 FOREIGN TAX 231344 231344 0 0 EXCISE TAX 841886 0 0 0