2019-11-14T15:20:42-06:00 2018-12-31 161131146 BONADIO & CO LLP 171 SULLYS TRAIL PITTSFORD NY 14534 990 2018-01-01 161489340 CHAPEL OAKS INC CHAP 5856976000 1500 PORTLAND AVENUE ROCHESTER NY 14621 DENNIS KANT SENIOR VICE PRESIDENT & CFO 5856976307 2019-11-14 1 JENNIFER ARBORE P00893012 5853811000 4.14.157.194 2019-11-14 09:40:34 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 382C54D7009490FC726D830E5604D13E22F61459 2018 2020-03-31 21:24:44Z DENNIS KANT 1500 PORTLAND AVENUE ROCHESTER NY 14621 4111239 0 X WWW.STANNSCOMMUNITY.COM X 1995 NY PROMOTE INDEPENDENCE, PHYSICAL & SPIRITUAL WELL-BEING OF OLDER ADULTS VIA HOUSING & SUPPORT SERVICES. 22 19 0 0 0 5164 1450 150682 3915747 3613847 34500 54896 296390 291119 4248087 4110544 0 0 0 0 1238803 1308163 0 0 0 2783461 2827896 4022264 4136059 225823 -25515 16447965 15515722 7880257 6921423 8567708 8594299 X OUR MISSION IS TO PROMOTE THE HIGHEST LEVELS OF INDEPENDENCE, PHYSICAL AND SPIRITUAL WELL-BEING OF OLDER ADULTS IN THE CATHOLIC TRADITION OF EXCELLENCE IN CARE AND SERVICES IN THE GREATER ROCHESTER AREA. ST. ANN'S COMMUNITY (OTHERWISE KNOWN AS ST. ANN'S OF GREATER ROCHESTER) DELIVERS THESE SERVICES THROUGH AFFILIATED ORGANIZATIONS: ST. ANN'S HOME FOR THE AGED, ST. ANN'S NURSING HOME COMPANY, INC., ST. ANN'S FOUNDATION, INC., ST. ANN'S SENIOR HOUSING, INC. AND CHAPEL OAKS, INC. CHAPEL OAKS, INC. OFFERS 120 MARKET RATE RENTAL APARTMENTS FOR RETIREMENT LIVING WITH SUPPORTIVE SERVICES. THESE INCLUDE AN ON-SITE OUTPATIENT GERIATRIC PRIMARY CARE PRACTICE FOR THE RESIDENTS, WHO ALSO HAVE PRIORITY ACCESS TO ST. ANN'S CARE CONTINUUM. 0 0 3216842 3613847 CHAPEL OAKS INC. OFFERS 120 MARKET RATE RENTAL APARTMENTS FOR RETIREMENT LIVING WITH SUPPORTIVE SERVICES THAT INCLUDE MEALS, TRANSPORTATION, SOCIAL AND CULTURAL ACTIVITIES AND AN ON-SITE FITNESS ROOM AND SALON. DURING 2018, CHAPEL OAKS PROVIDED 37,790 DAYS OF HOUSING TO SENIORS IN THE GREATER ROCHESTER AREA. 3216842 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 10 0 1 0 1 1 0 0 0 0 0 0 0 0 0 X 22 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X DENNIS KANT SENIOR VICE PRESIDENT & CFO 5856976000 1500 PORTLAND AVENUE ROCHESTER NY 14621 EDMOND AKUBUIRO DIRECTOR 1.00 X 0 0 0 MICHELLE ASHBY DIRECTOR 1.00 X 0 0 0 MARK BELFER DIRECTOR 1.00 X 0 0 0 CRAIG BURTON DIRECTOR 1.00 X 0 0 0 THOMAS COMBS DIRECTOR 1.00 X 0 0 0 MARK CRONIN DIRECTOR 1.00 X 0 0 0 KENT GARDNER CHAIR 1.00 X X 0 0 0 JOHN HAYES SECRETARY 1.00 X X 0 0 0 CARMEN INDIANO DIRECTOR 1.00 X 0 0 0 ROSS LANZAFAME DIRECTOR 1.00 X 0 0 0 JAMES LEO TREASURER 1.00 X X 0 0 0 ANNA LYNCH DIRECTOR 1.00 X 0 0 0 SISTER MARLENE PAPE DIRECTOR 1.00 X 0 0 0 MICHAEL PINCH DIRECTOR 1.00 X 0 0 0 MAURICIO RIVEROS DIRECTOR 1.00 X 0 0 0 CHERYL RYAN DIRECTOR 1.00 X 0 0 0 RONALD SALLUZZO DIRECTOR 1.00 X 0 0 0 DEB SCHAUSEIL DIRECTOR 1.00 X 0 0 0 REV ROBERT SCHRADER DIRECTOR 1.00 X 0 0 0 SAMANTHA SINGHAL DIRECTOR 1.00 X 0 0 0 JOSEPH STANKAITIS MD IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 MICHAEL MCRAE PRESIDENT/CEO 0.00 40.00 X X 0 440300 62782 DENNIS KANT SVP/CFO 2.00 38.00 X 0 238582 18348 MICHAEL LARCHE CHIEF INFORMATION OFFICER 1.00 39.00 X 0 192460 4880 ROBERT BOURG VP ORGANIZATIONAL TRAINING AND DEVELOPMENT 1.00 39.00 X 0 214459 6089 JENNIFER BLACKCHIEF VP SENIOR HOUSING OPERATIONS AND DEVELOPMENT 4.00 36.00 X 0 213940 9251 EILEEN RYAN-MARUKE VP MARKETING AND COMM RELATIONS 3.00 37.00 X 0 134957 18135 0 1434698 119485 0 0 1 0 ROCHESTER COLONIAL MANUFACTURING 1794 LYELL AVENUE ROCHESTER NY 14606 REPLACED ALL WINDOWS 317195 1 150682 150682 RENTAL REVENUE 623000 3500714 3500714 OTHER RESIDENT REVENUE 623000 113133 113133 3613847 54896 54896 6413 0 6413 6413 6413 823 695 128 128 DINING ROOM REVENUE 722210 267716 267716 MISCELLANEOUS 900099 16862 16862 284578 4110544 3613847 0 346015 1038130 719276 318854 176214 120405 55809 93819 64121 29698 389189 46921 342268 14875 14875 102917 100950 1967 127380 127380 1415 669 746 110073 91658 18415 199597 199597 861 861 312984 312984 1148995 1148995 65221 65221 FOOD 188751 186677 2074 LICENSES & TAXES 71643 71643 EQUIPMENT RENTAL & MAIN 57792 57792 OTHER EXPENSES 43217 36947 6270 -7014 -7014 4136059 3216842 919217 0 551713 292221 545937 358179 3112 3313 10385 6884 16152 15181 25619469 13173847 12949648 12445622 2371018 2394322 16447965 15515722 370599 341187 55231 56289 6450120 5829109 1004307 694838 7880257 6921423 X 8567708 8594299 8567708 8594299 16447965 15515722 X -25515 -26847 -4746 83699 X X 0 1 X 1 0 X 11035 18111 1450 150682 181278 3806000 3961913 4033218 3915747 3613847 19330725 3817035 3980024 4033218 3917197 3764529 19512003 0 0 0 19512003 6272 884 5954 45254 61309 119673 6272 884 5954 45254 61309 119673 279898 286502 293760 284696 284706 1429562 4103205 4267410 4332932 4247147 4110544 21061238 0.92640 0.92940 0.00570 0.00320 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1648325 1648325 20700351 11644026 9056325 1743962 647961 1096001 1526831 881860 644971 12445622 DUE TO AFFILIATES 273542 FAIR VALUE OF DERIVATIVE FINANCIAL INSTRUMENTS 78940 SECURITY DEPOSITS 342356 694838 4163345 -26847 83699 56852 4106493 4746 -695 4051 4110544 4136754 695 695 4136059 0 4136059 PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF DERIVATIVE FINANCIAL INSTRUMENTS 83,699. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -695. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 695. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 MICHAEL MCRAE PRESIDENT/CEO 0 324860 0 115440 0 0 0 21671 0 41111 0 503082 0 0 DENNIS KANT SVP/CFO 0 190630 0 47952 0 0 0 4209 0 14139 0 256930 0 0 MICHAEL LARCHE CHIEF INFORMATION OFFICER 0 176921 0 15539 0 0 0 2619 0 2261 0 197340 0 0 ROBERT BOURG VP ORGANIZATIONAL TRAINING AND DEVEL 0 173348 0 41111 0 0 0 3828 0 2261 0 220548 0 0 JENNIFER BLACKCHIEF VP SENIOR HOUSING OPERATIONS AND DEV 0 176405 0 37535 0 0 0 1828 0 7423 0 223191 0 0 EILEEN RYAN-MARUKE VP MARKETING AND COMM RELATIONS 0 105462 0 29495 0 0 0 3130 0 15005 0 153092 0 0 PART I, LINE 1A ST. ANN'S COMMUNITY PROVIDED THE FOLLOWING BENEFITS FOR THE PRESIDENT/CEO: PERSONAL CAR ALLOWANCE OF $2,551; AND REIMBURSEMENT OF PROFESSIONAL COACHING FEES OF $22,327; INSURANCE OF $1,228. ALL OF THESE ITEMS WERE CONSIDERED TAXABLE BENEFITS FOR THE PRESIDENT/CEO AND WERE INCLUDED AS WAGE COMPENSATIONON ON THE FORM W-2. ST. ANN'S COMMUNITY PROVIDED THE FOLLOWING BENEFITS FOR THE VP OF SENIOR HOUSING OPERATIONS AND DEVELOPMENT: REIMBURSEMENT OF PROFESSIONAL COACHING FEES OF $3,666; AND REIMBURSEMENT OF LOCAL HOTEL STAYS OF $1,496. ALL OF THESE ITEMS WERE CONSIDERED TAXABLE BENEFITS FOR TTHE VP OF SENIOR HOUSING OPERATIONS AND DEVELOPMENT AND WERE INCLUDED AS WAGE COMPENSATIONON ON THE FORM W-2. PART I, LINE 7 80% IS TIED TO KEY ORGANIZATIONAL GOALS. 20% IS TIED TO INDIVIDUAL PERFORMANCE VS ORGANIZATIONAL GOALS. A VILLAGE OF EAST ROCHESTER HOUSING AUTHORITY 161497561 000000000 2014-01-09 9065000 TO REFUND REV BONDS, SERIES 2000 0 0 0 A 2825794 9065000 2014 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 0 0 0 1 1 1 KEYBANK 0 0 0 0 0 A 0 PART IV LINE 2C: REBATE ARBITRAGE CALCULATED MAY 2015. PART IV LINE 4C: HEDGE: FLOATING TO FIXED RATE - TERM 1/9/14 - 1/9/27 FIXED RATE: 1.92%/FLOATING RATE 65% OF USD-LIBOR-BBA ANNA LYNCH BOARD MEMBER OF ST. ANN'S COMMUNITY 114773 ANNA LYNCH IS A CURRENT BOARD MEMBER ANDMANAGING PARTNER OF UNDERBERG & KESSLER LLP. ST. ANN'S ENGAGES UNDERBERG & KESSLER FOR LEGAL SERVICES. 0 MICHELLE ASHBY BOARD MEMBER OF ST. ANN'S COMMUNITY 182845 MICHELLE ASHBY IS A CURRENT BOARD MEMBER AND PRESIDENT/CEO OF TIPPING POINT MEDIA. ST. ANN'S ENGAGES TIPPING POINT MEDIA FOR MARKETING CONSULTING. 0 ROSS P LANZAFAME BOARD MEMBER OF ST. ANN'S COMMUNITY 115343 ROSS P. LANZAFAME IS A CURRENT BOARD MEMBER AND PARTNER AT HARTER SECREST & EMERY, LLP. ST. ANN'S ENGAGES HARTER SECREST & EMERY, LLP FOR LEGAL SERVICES 0 MAURICIO RIVEROS BOARD MEMBER OF ST. ANN'S COMMUNITY 1481165 MAURICIO RIVEROS IS A CURRENT BOARD MEMBER AND PRESIDENT/CEO OF THE PIKE GROUP, WHO OWNS LECESSE CONSTRUCTION. ST. ANN'S ENGAGES LECESSE CONSTRUCTION FOR CONSTRUCTION PROJECTS. 0 FORM 990, PART VI, SECTION B, LINE 11B THE INFORMATION FOR THE REPORT IS PREPARED BY ST. ANN'S STAFF, PROVIDED AND REVIEWED BY BONADIO & CO., LLP. FINAL REPORTS ARE REVIEWED BY THE ST. ANN'S ACCOUNTING TEAM, INCLUDING THE DIRECTOR OF FINANCE AND CFO, AND PROVIDED TO THE CEO AND BOARD MEMBERS FOR COMMENTS PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS (INCLUDING THE PRESIDENT AND CEO) ARE REQUIRED TO ANNUALLY COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE FORMS ARE THEN REVIEWED BY THE VP OF ORGANIZATIONAL DEVELOPMENT AND ANY POTENTIAL CONFLICTS ARE DEALT WITH AS NEEDED INCLUDING ABSTAINING FROM VOTING ON MATTERS RELATED TO SUCH CONFLICTS. ANY PERSON COVERED BY THE POLICY SHALL NOT KNOWINGLY USE HIS OR HER POSITION FOR PERSONAL GAIN, TO COMPROMISE ST. ANN'S INTERESTS, OR TO ALLOW A CONFLICT TO ARISE BETWEEN ST. ANN'S INTEREST AND HIS OR HER PERSONAL INTEREST. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR AN INDEPENDENT WAGE STUDY IS CONDUCTED BY A CONSULTANT. DIRECTORS AND ABOVE, EXCEPT CEO, ARE REVIEWED BY VP OF HR AND CEO WITH ADJUSTMENTS MADE AS NEEDED TO MAINTAIN COMPETITIVENESS. CEO DATA IS REVIEWED BY A COMMITTEE INCLUDING THE BOARD CHAIR, PAST BOARD CHAIR, AND HR COMMITTEE CHAIR. ADJUSTMENTS MADE AS NEEDED TO MAINTAIN MARKET COMPETITIVENESS. 2017 VPS AND CEO DATA REVIEWED; 2017 DIRECTOR LEVEL DATA REVIEWED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE MADE AVAILBALE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF DERIVATIVE FINANCIAL INSTRUMENT 83,699. FORM 990, PART XII, LINE 2C: NO CHANGE FROM PRIOR YEAR. FORM 990, PART V, LINE 2A: ALL INDIVIDUALS WORKING AT CHAPEL OAKS, INC. ("CO") ARE EMPLOYEES OF ST. ANN'S HOME FOR THE AGED ("SAH") AND ARE REPORTED ON ITS FORM 941 UNDER EIN 16-0743146. THE SALARY AND BENEFIT EXPENSES REPORTED ON FORM 990, PART IX ARE CO'S ALLOCATED PAYROLL COSTS BASED ON TIME SPENT BY THE SHARED EMPLOYEES. SAH IS AN AFFILIATED TAX-EXEMPT ORGANIZATION. ST ANN'S HOME FOR THE AGED 1500 PORTLAND AVENUE ROCHESTER NY 14621 160743146 SKILLED NURSING HOME NY 501(C)(3) LINE 10 ST ANN'S OF GREATER ROCHESTER INC 0 ST ANN'S FOUNDATION INC 1500 PORTLAND AVENUE ROCHESTER NY 14621 161379536 PROVIDE FINANCIAL SUPPORT FOR ST. ANN'S COMMUNITY NY 501(C)(3) LINE 12A, I ST ANN'S OF GREATER ROCHESTER INC 0 ST ANN'S NURSING HOME COMPANY INC DBA THE HERITAGE 1500 PORTLAND AVENUE ROCHESTER NY 14621 237098164 SKILLED NURSING HOME NY 501(C)(3) LINE 10 ST ANN'S OF GREATER ROCHESTER INC 0 ST ANN'S OF GREATER ROCHESTER INC 1500 PORTLAND AVENUE ROCHESTER NY 14621 161494042 PARENT CORPORATION PROVIDING SUPPORT FOR ST. ANN'S COMMUNITY NY 501(C)(3) LINE 12B, II N/A 0 ST ANN'S SENIOR HOUSING INC DBA CHERRY RIDGE 1500 PORTLAND AVENUE ROCHESTER NY 14621 760705854 SENIOR INDEPENDENT LIVING HOUSING NY 501(C)(3) LINE 10 ST ANN'S OF GREATER ROCHESTER INC 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1