2019-11-14T16:28:25-06:00 2018-12-31 221478099 COHNREZNICK LLP 4 BECKER FARM ROAD ROSELAND NJ 07068 990 2018-01-01 237078882 SETTLEMENT HOUSING FUND INC SETT 2122656530 247 W 37TH STREET 4TH FL NEW YORK NY 10018 GARRAUD ETIENNE CHIEF OPERATING OFFICER 2122656530 2019-11-14 1 LORI ROTHE YOKOBOSKY CPA P01273422 9732283500 2019-11-14 209.59.242.22 2019-11-14 15:46:07 ES P FA99D1B89736A51FCFA2ADCD82AC7C62A806A740 F9BA0E82A6D947CC92540FBC56E8B73643681DA5 2018 2020-03-31 21:24:44Z CHARLES WARREN 247 W 37TH STREET 4TH FL NEW YORK NY 10018 8748773 0 X WWW.SETTLEMENTHOUSINGFUND.ORG X 1969 NY TO CREATE AND SUSTAIN HIGH QUALITY AFFORDABLE HOUSING PROGRAMS, SOCIAL SERVICES AND EDUCATIONAL PROGRAMS TARGETED AT DISADVANTAGED YOUTH TO BUILD STRONG AND ECONOMICALLY DIVERSE NEIGHBORHOODS THROUGHOUT NEW YORK CITY. 20 20 81 0 0 35859 1271769 1907599 11420258 6370097 290612 373134 387909 21735 13370548 8672565 137187 78962 0 0 3924071 4690394 0 0 265410 1708591 14397172 5769849 19166528 7600699 -10493963 33936030 25546522 4418316 6306080 29517714 19240442 X TO CREATE AND SUSTAIN HIGH QUALITY AFFORDABLE HOUSING PROGRAMS, SOCIAL SERVICES AND EDUCATIONAL PROGRAMS TARGETED AT DISADVANTAGED YOUTH TO BUILD STRONG AND ECONOMICALLY DIVERSE NEIGHBORHOODS THROUGHOUT NEW YORK CITY. THE ORGANIZATION WORKS CLOSELY WITH COMMUNITY PARTNERS TO PROVIDE LOW- AND MODERATE-INCOME NEW YORKERS WITH PATHWAYS TO LONG-TERM AFFORDABLE HOUSING, EDUCATION, EMPLOYMENT AND WELLNESS. 0 0 15606708 6425242 CREATE, DEVELOP, BUILD, CONSTRUCT, MANAGE AND MAINTAIN ECONOMICALLY DIVERSE AFFORDABLE HOUSING FOR LOW-INCOME RESIDENTS THROUGHOUT THE NEW YORK CITY METROPOLITAN AREA.IN 2018 A NEW MARKET TAX CREDIT (NMTC) INVESTMENT SETTLEMENT HOUSING FUND, INC. MADE IN A WHOLLY OWNED SUBSIDIARY REACHED THE END OF THE NMTC COMPLIANCE PERIOD. AS SCHEDULED WHEN THE NMTC WAS OBTAINED IN 2011, THE $12.9MM LOAN SHF MADE TO THE AFFILIATE WAS FORGIVEN. REFER TO PART IX LINE 24A FOR ADDITIONAL DETAIL. 1598955 DREAMS/YOUTHBUILD PROGRAM PROVIDES A SAFE AND STRUCTURED ENVIRONMENT WHERE "DISCONNECTED" YOUNG ADULTS(AGES 16-24, WHO ARE UNEMPLOYED AND LACKING A HIGH SCHOOL DIPLOMA) RESUME THEIR EDUCATION, ACQUIRE THE SKILLS NECESSARY TO SUCCESSFULLY COMPLETE THE GED HIGH SCHOOL EQUIVALENCY EXAMS, AND, GAIN THE SKILLS AND TOOLS NEEDED TO OBTAIN EMPLOYMENT. 78962 78962 PASS-THROUGH GRANTS AND PAYMENTS TO AFFILIATED TAX EXEMPT-ORGANIZATONS AND OTHER ASSOCIATIONS AND ENTITIES THAT DEVELOP, CONSTRUCT, MANAGE AND OPERATE LOW-INCOME RESIDENTIAL HOUSING PROGRAMS,NEIGHBORHOOD GROUPS AND OTHER UNRELATED 501(C)(3) ORGANIZATIONS. 17284625 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 1 77 0 1 81 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 20 20 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 NY X X X GARRAUD ETIENNE 2122656530 247 W 37TH STREET 4TH FL NEW YORK NY 10018 BRADFORD WINSTON DIRECTOR 0.25 X 0 0 0 CHARLES BRASS SECRETARY 0.25 X X 0 0 0 CHARLES WARREN CHAIRMAN 0.25 X X 0 0 0 DAVID RICHARDSON ESQ VICE CHAIR 0.25 X X 0 0 0 FRANCES LEVENSON ESQ VICE CHAIR 0.25 X X 0 0 0 GARY JACOB VICE CHAIR 0.25 X X 0 0 0 JEFFERY GURAL DIRECTOR 0.25 X 0 0 0 JENNIFER CARUCCI-WATERS DIRECTOR 0.25 X 0 0 0 JEROME DEUTSCH DIRECTOR 0.25 X 0 0 0 JILLIAN JOSEPH ESQ DIRECTOR 0.25 X 0 0 0 JOAN TALLY DIRECTOR 0.25 X 0 0 0 JUAN BARAHONA DIRECTOR 0.25 X 0 0 0 JUDY KESSLER DIRECTOR 0.25 X 0 0 0 MARVIN MARKUS TREASURER 0.25 X X 0 0 0 MATTHEW WAMBUA VICE CHAIR 0.25 X X 0 0 0 RACHEL GROSSMAN DIRECTOR 0.25 X 0 0 0 ROBERT GOLDRICH DIRECTOR 0.25 X 0 0 0 SARAH WARD DIRECTOR 0.25 X 0 0 0 SUE HELLER DIRECTOR 0.25 X 0 0 0 TIMOTHY ROGERS TREASURER 0.25 X X 0 0 0 ALEXA SEWELL PRESIDENT 35.00 3.25 X 250930 0 39969 GARRAUD ETIENNE COO 35.00 3.25 X 155456 0 21599 LEE WARSHAVSKY DIR/GEN COUNSEL 35.00 3.25 X 153551 0 11102 JOHN DOYLE VICE PRESIDENT 35.00 X 144074 0 20017 JUDITH HERBSTMAN DIRECTOR OF HOUSING DEVELOPMENT 35.00 X 143563 0 11116 847574 0 103803 5 0 1 0 CLIFTON LARSON ALLEN LLP PO BOX 829709 PHILADELPHIA PA 19182 ACCOUNTING 119845 1 582604 727524 597471 1907599 PROJECT FEES 531390 6370097 6370097 6370097 366432 366432 15000 0 15000 15000 15000 6702 0 6702 6702 6702 49500 582604 76208 -26708 -26708 MISCELLANEOUS 900000 33443 33443 33443 8672565 6425242 0 339724 78962 78962 632607 418533 180166 33908 3109822 2057458 885677 166687 93866 62102 26733 5031 496385 328408 141370 26607 357714 236663 101877 19174 5726 4407 1101 218 26230 20187 5044 999 336689 259363 64540 12786 28259 28259 154947 103667 51280 14981 11628 3353 374955 273155 101800 291 242 49 49936 41557 8379 3117 3117 84019 84019 85169 57975 27194 NMTC WIND-DOWN 12955400 12955400 STUDENT EXPENSES 186454 182072 4382 REPAIRS AND MAINTENANCE 46004 35709 10295 OTHER EXPENSES 44995 44859 136 19166528 17284625 1616493 265410 145860 803686 115163 110492 384255 708443 13409502 16666955 13655400 4850404 16655 36327 901981 668026 202433 233955 1037307 1024612 343758 343758 4625697 767890 33936030 25546522 394615 448547 120000 334258 3903701 5523275 4418316 6306080 X 29377714 19100442 140000 140000 29517714 19240442 33936030 25546522 -10493963 -36462 253153 0 X 0 0 0 X 2021512 2665816 1877983 1271769 1907599 9744679 2841427 2405184 8483784 11420258 6370097 31520750 4862939 5071000 10361767 12692027 8277696 41265429 28500 5000 33500 0 28500 5000 33500 41231929 311441 250167 313542 301059 381432 1557641 311441 250167 313542 301059 381432 1557641 95183 74700 38260 474179 82943 765265 5269563 5395867 10713569 13467265 8742071 43588335 0.94590 0.95110 0.03570 0.03660 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISC INCOME - 2014 AMOUNT: $ 4,583. 2018 AMOUNT: $ 33,443. FUNDRAISING - 2014 AMOUNT: $ 90,600. 2015 AMOUNT: $ 74,700. 2016 AMOUNT: $ 38,260. 2017 AMOUNT: $ 474,179. 2018 AMOUNT: $ 49,500. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 366351 309025 57326 535630 359001 176629 233955 DUE TO AFFILATES 5523275 5523275 ANNUAL BENEFIT 632104 582604 49500 76208 632104 582604 49500 76208 76208 -26708 1 NEW SETTLMENT COM CAMPUS CO 247 W 37TH ST 4TH FL NEW YORK NY 10018 203590089 501(C)(3) 78962 SOCIAL SERVICES 1 PART I, LINE 2: THE ORGANIZATION AND ITS BOARD ENSURE THAT ALL GRANTS ARE ISSUED TO AND PROPERY APPLIED BY ITS RELATED ENTITIES IN FURTHERANCE OF ITS EXEMPT FUNCTION ACTIVITIES. IT MONITORS THE USE OF THE FUNDS THROUGH ITS INTERNAL ACCOUNTING CONTROL SYSTEM AND THROUGH PERIODIC REPORTS MADE TO THOSE CHARGES WITH GOVERNANCE. THE ORGANIZATION AND ITS BOARD REVIEW ALL OTHER GRANTS AND ENSURE THAT THE RECEPIENTS ARE APPROVED TAX EXEMPT ORGANIZATIONS. X X 0 0 0 0 0 0 0 0 0 ALEXA SEWELL PRESIDENT 250930 0 0 0 0 0 6000 0 33969 0 290899 0 0 0 GARRAUD ETIENNE COO 155456 0 0 0 0 0 6000 0 15599 0 177055 0 0 0 LEE WARSHAVSKY DIR/GEN COUNSEL 153551 0 0 0 0 0 6000 0 5102 0 164653 0 0 0 JOHN DOYLE VICE PRESIDENT 144074 0 0 0 0 0 6000 0 14017 0 164091 0 0 0 JUDITH HERBSTMAN DIRECTOR OF HOUSING DEVELOPMENT 143563 0 0 0 0 0 6000 0 5116 0 154679 0 0 0 LEE WARSHAVSKY GENERAL COUNSEL / BOARD ASST VICE CHAIR 153551 LEE WARSHAVSKY IS THE SON OF FRANCIS LEVENSON, BOARD VICE CHAIR OF SETTLEMENT HOUSING FUND, INC. HE IS AN EMPLOYEE OF SETTLEMENT HOUSING FUND. 0 GARY JACOB BOARD VICE CHAIR 285334 GARY JACOB IS THE EXECUTIVE VICE PRESIDENT AND A BOARD MEMBER OF THE GLENWOOD MANAGEMENT CORP. SETTLEMENT HOUSING FUND PROVIDES AFFORDABLE HOUSING COMPLIANCE SERVICES TO GLENWOOD MANAGEMENT CORP. 0 JEFFERY GURAL VOTING BOARD MEMBER 432238 JEFFERY GURAL IS THE CHAIRMAN OF 247 WEST 37TH STREET ASSOCIATION, LTD, THE COMPANY FROM WHICH SETTLEMENT HOUSING FUND RENTS ITS OFFICE SPACE. 0 FORM 990, PART VI, SECTION A, LINE 2 LEE WARSHAVSKY FRANCIS LEVENSON SHARE FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE ORGANIZATION'S MANAGEMENT DURING ITS NORMAL BUSINESS HOURS. MEMBERS OF THE BOARD OF DIRECTORS OF SETTLEMENT HOUSING FUND INC. REVIEW FORM 990 DURING THE ORGANIZATION'S ANNUAL BOARD OF DIRECTORS MEETING. FORM 990, PART VI, SECTION B, LINE 12C INTERESTED PERSONS MUST DISCLOSE FINANCIAL INTERESTS TO THE GOVERNING BOARD, WHO WILL THEN DETERMINE WHETHER OR NOT A CONFLICT EXISTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF OFFICERS OR KEY EMPLOYEES ARE BASED ON INDIVIDUAL WORKING EXPERIENCES & EDUCATION, AS WELL AS COMPARISIONS TO EQUIVALENT POSITIONS VIA THE INTERNET. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND POLICIES ARE AVAILABLE FOR PUBLIC INSPECTION AT THE ORGANIZATION'S OFFICE DURING REGULAR BUSINESS HOURS UPON REQUEST. THE DOCUMENTS ARE ALSO FILED WITH THE NEW YORK STATE OFFICE OF ATTORNEY GENERAL AND ARE AVAILABLE FOR PUBLIC INSPECTION ON THE CHARITIES BUREAU'S WEBSITE. THE FEDERAL TAX RETURNS ARE POSTED ON THE ORGANIZATION'S WEBSITE. FORM 990, PART IV, LINE 12B: AS OF THE DATE OF FILING THE AUDIT HAS NOT YET BEEN COMPLETED. FORM 990 HAS BEEN PREPARED BASED ON THE BEST INFORMATION AVAILABLE. SHOULD INFORMATION SUBSTANTIALLY CHANGE UPON COMPLETION OF THE AUDIT, THE FORM WILL BE AMENDED TO REFLECT THOSE CHANGES. 287 HOUSING DEVELOPMENT FUND CORPORATION 247 W 37TH ST 4TH FL NEW YORK NY 10018 461958016 LOW INCOME HSG NY 501(C)(3) LINE 10 SETTLEMENT HOUSING FUND INC 1 301 HDFC 247 W 37TH ST 4TH FL NEW YORK NY 10018 462592248 LOW INCOME HOUSING NY 501(C)(3) LINE 10 SETTLEMENT HOUSING FUND INC 1 BROOKSET HDFC 247 W 37TH ST 4TH FL NEW YORK NY 10018 061622109 LOW INCOME HSG NY 501(C)(3) LINE 10 SETTLEMENT HOUSING FUND INC 1 NEW HULL STREET HDFC INC 247 W 37TH ST 4TH FL NEW YORK NY 10018 133607310 AFFORDABLE HOUSING NY 501(C)(3) LINE 10 SETTLEMENT HOUSING FUND INC 1 NEW SETTLEMENT COMMUNITY CAMPUS CORP 247 W 37TH ST 4TH FL NEW YORK NY 10018 203590089 COMMUNITY CENTER NY 501(C)(3) LINE 10 SETTLEMENT HOUSING FUND INC 1 NEWSET II HDFC 247 W 37TH ST 4TH FL NEW YORK NY 10018 134101214 LOW INCOME HSG NY 501(C)(3) LINE 10 SETTLEMENT HOUSING FUND INC 1 SEMIPERM HOUSING DEVELOPMENT FUND CORP 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