2019-11-06T15:49:29-06:00 2018-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2018-01-01 131691693 ASTHMA AND ALLERGY FOUNDATION OF AMERICA INC ASTH 8007278462 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 KENNETH MENDEZ CEO & PRESIDENT 8007278462 2019-11-06 1 FRANK H SMITH P00639053 2022274000 2019-11-06 47.19.127.190 2019-11-06 15:49:25 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9C4EE0A30C05507869E7404C0EDB955A123147B9 2018 2020-03-31 21:24:44Z X KENNETH MENDEZ 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 5236686 0 1462 X WWW.AAFA.ORG X 1953 NY A NATIONAL VOLUNTARY HEALTH ORGANIZATION PROVIDING EDUCATION, INFORMATION, SERVICES & RESEARCH. 21 21 29 22 2250 -2621 1750580 2080558 1880360 1782980 120846 125331 -215 -289 3751571 3988580 1601 0 0 0 2143509 2324874 0 0 423226 2210583 1938388 4355693 4263262 -604122 -274682 4421513 3842387 1060054 1004214 3361459 2838173 X THE ASTHMA AND ALLERGY FOUNDATION OF AMERICA, INC (THE FOUNDATION), A NOT-FOR-PROFIT FOUNDED IN 1953, IS DEDICATED TO FINDING CURES & IMPROVING THE QUALITY OF LIFE FOR PEOPLE WITH ASTHMA & ALLERGIC DISEASES, & THEIR CAREGIVERS, THROUGH EDUCATION, ADVOCACY & RESEARCH.THE FOUNDATION PROVIDES PRACTICAL INFORMATION, COMMUNITY BASED SERVICES AND SUPPORT THROUGH A NATIONAL NETWORK OF CHAPTERS AND SUPPORT GROUPS. THE FOUNDATION DEVELOPS HEALTH EDUCATION, ORGANIZES STATE AND NATIONAL ADVOCACY EFFORTS AND FUNDS RESEARCH TO FIND BETTER TREATMENTS AND CURES. 0 0 1479911 1780121 PUBLIC INFORMATION - PROVIDING INFORMATION TO THE PUBLIC AND CHAPTERS VIA WEBSITE, TOLL-FREE INFORMATION LINE, PUBLICATIONS, MEDIA, CERTIFICATION PROGRAM AND PRINT MATERIALS. 674453 RESEARCH - AAFA IS THE ONLY PATIENT ORGANIZATION TO FUND RESEARCH GRANTS FOR BOTH ASTHMA AND ALLERGIC DISEASES. OUR RESEARCH GOALS: ENHANCE THE UNDERSTANDING OF ASTHMA AND ALLERGIC DISEASES; DEVELOP IMPROVED TREATMENTS TO MANAGE THESE DISEASES; HELP SEARCH FOR CURES; SUPPORT ADVANCED TRAINING IN ALLERGY AND IMMUNOLOGY; BETTER UNDERSTAND PATIENT AWARENESS; AND FIND OUT HOW BEHAVIORS RELATE TO ASTHMA AND ALLERGY PREVENTION AND TREATMENT. 538147 COMMUNITY AND CHAPTER OUTREACH - PARTICIPATION IN COMMUNITY HEALTH SERVICES, SPONSORING CHAPTER DEVELOPMENT AND LEADERSHIP SEMINARS, DISTRIBUTION OF PROGRAMS, INFORMATION AND LITERATURE, AND HANDLING INQUIRIES. 352550 OTHER 352550 3045061 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 18 0 1 29 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AL AK AZ AR CA CO CT DE FL GA HI ID IL IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC TN TX UT VA WA WV WI WY X X KENNETH MENDEZ 8007278462 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 HEIDI BAYER CHAIR 2.00 X X 0 0 0 LYNN HANESSIAN IMMEDIATE PAST CHAIR 2.00 X X 0 0 0 DENNIS CRYER MD SECRETARY 2.00 X X 0 0 0 CALVIN ANDERSON TREASURER & CHAIR OF FINANCE 2.00 X X 0 0 0 COLETTE MARTIN CHAIR OF MKTG. & COMMUNICATIONS 2.00 X 0 0 0 PHYLLIS ARTHUR CHAIR OF CERTIFICATION PROGRAMS 2.00 X 0 0 0 MARY ELLEN CONLEY RN CHAIR OF GOVERNANCE 2.00 X 0 0 0 MITCHELL GRAYSON MD CHAIR OF MEDICAL-SCIENTIFIC 2.00 X 0 0 0 CHRIS WARD CHAIR OF PUBLIC POLICY & ADVOCACY 2.00 X 0 0 0 MARGARET ANDERSON DIRECTOR 1.00 X 0 0 0 BETH EVE CORN MD DIRECTOR 1.00 X 0 0 0 JODI DANIEL DIRECTOR 1.00 X 0 0 0 PRUE FITZPATRICK DIRECTOR 1.00 X 0 0 0 JAMES FLOOD DIRECTOR 1.00 X 0 0 0 RICHARD MURRAY MD DIRECTOR 1.00 X 0 0 0 PHILIP S NORMAN MD EMERITUS 1.00 X 0 0 0 RITESH PATEL DIRECTOR 1.00 X 0 0 0 MONICA E RANDALL DIRECTOR 1.00 X 0 0 0 DR SARBJIT SAINI DIRECTOR 1.00 X 0 0 0 LAWRENCE SCHWARTZ MD PHD DIRECTOR 1.00 X 0 0 0 DAVID STUKUS MD DIRECTOR - UNTIL 01/2018 1.00 X 0 0 0 VICTORIA MATESE JD GENERAL COUNSEL 2.00 X 0 0 0 KENNETH MENDEZ CEO & PRESIDENT - AS OF 01/2018 60.00 X 322370 0 1696 LYNDA MITCHELL MA- CHIEF OPERATING OFFICER - UNTIL 08/2018 60.00 X 146994 0 19094 MELANIE CARVER VP, DIGITAL STRATEGY & COMM. SVCS 60.00 X 153259 0 16495 622623 0 37285 3 0 1 0 ALLERGY STANDARDS LIMITED 140 E 45TH STREET 41ST FLOOR NEW YORK NY 10017 CONSULTING 1338556 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 ACC., HR & MANAGED IT CONSULTING SERV. 201460 2 44903 174760 1860895 2080558 CERTIFICATION INCOME 900099 1338946 1338946 FEES FOR SERVICE 900099 441784 441784 ADVERTISING 541800 2250 2250 1782980 66149 66149 1296980 1237798 59182 59182 59182 9699 10308 -609 -609 OTHER INCOME 900099 320 320 320 3988580 1780121 2250 125651 X 659908 454983 158613 46312 1064004 749636 160131 154237 66824 37925 22112 6787 400761 252226 97776 50759 133377 92219 25365 15793 2345 2345 149031 22578 125447 1006 696403 578288 79022 39093 12497 10608 237 1652 232591 176706 31132 24753 225482 166464 30896 28122 221310 153537 36259 31514 79252 77823 131 1298 47782 37741 3110 6931 27391 24100 3365 -74 SUBSCRIPTIONS AND DUES 171153 155902 7280 7971 OTHER EXPENSES 35315 27417 7165 733 FILING FEES 19070 11838 2916 4316 PROF. DEVELOPMENT 14678 8637 4018 2023 4088 4088 4263262 3045061 794975 423226 500 500 737786 323931 736048 1306691 22978 21654 168758 112352 456191 409939 87960 46252 2633061 1996585 34422 34422 4421513 3842387 359296 527972 607896 440917 92862 35325 1060054 1004214 X 2220242 1675031 981217 1003142 160000 160000 3361459 2838173 4421513 3842387 -274682 -248604 0 X 0 1 X 1 0 X 1912310 2335913 2153767 1750580 2080558 10233128 1912310 2335913 2153767 1750580 2080558 10233128 4204142 6028986 102586 88784 59447 81542 66149 398508 23613 23613 2184 2001 178 450 320 5133 10660382 7903041 0.56560 0.55750 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2014 AMOUNT: $ 2,184. 2015 AMOUNT: $ 2,001. 2016 AMOUNT: $ 178. 2017 AMOUNT: $ 450. 2018 AMOUNT: $ 320. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 6604 6604 4256658 4263262 363163 90791 0 0 367785 363163 730948 1096422 7549 6604 14153 91946 90791 182737 274106 359090 -10780 0 348310 343287 22203 6400 359090 340803 8884 6400 343287 346143 1060 6400 340803 345506 7037 6400 346143 0.45940 0.54060 0 0 340207 323637 16570 62781 37993 24788 53203 48309 4894 46252 DEFERRED RENT AND LEASE INCENTIVES 35325 35325 4093622 -248604 353646 105042 3988580 0 3988580 4616908 353646 353646 4263262 0 4263262 PART V, LINE 4: THE FOUNDATION HAS A DONOR-RESTRICTED ENDOWMENT FUND ESTABLISHED FOR THE PURPOSE OF SUPPORTING RESEARCH BY PHYSICIAN-SCIENTISTS IN THE FIELD OF ALLERGY AND IMMUNOLOGY. X X X 0 0 0 0 0 0 0 0 0 KENNETH MENDEZ CEO & PRESIDENT - AS OF 01/2018 322370 0 0 0 0 0 0 0 1696 0 324066 0 0 0 LYNDA MITCHELL MA- CHIEF OPERATING OFFICER - UNTIL 08/2018 129117 0 0 0 17877 0 10376 0 8718 0 166088 0 0 0 MELANIE CARVER VP, DIGITAL STRATEGY & COMM. SVCS 153259 0 0 0 0 0 8895 0 7600 0 169754 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990, ONCE REVIEWED BY THE FOUNDATION'S ACCOUNTANTS, IS THEN FORWARDED TO THE FOUNDATION'S CEO AND PRESIDENT FOR REVIEW. WHEN THIS SECONDARY REVIEW HAS BEEN COMPLETED, AND THE FEDERAL FORM 990 HAS BEEN APPROPRIATELY UPDATED OR CORRECTED, IT IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR THEIR REVIEW AND APPROVAL. IT IS THEN SHARED WITH THE FULL BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM IS DISTRIBUTED TO THE STAFF, WHICH INCLUDES OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES AND TO THE FULL BOARD OF DIRECTORS ANNUALLY FOR SIGNATURE REVIEW. ANY REPORTABLE CONFLICTS ARE REPORTED ON DISCLOSURE FORMS AND AT BOARD MEETINGS. DURING THE COURSE OF BOARD MEETING DISCUSSIONS, IF AREAS ARISE WHICH MAY CREATE A CONFLICT, OR THE APPEARANCE OF A CONFLICT OF INTEREST, THE BOARD OF DIRECTORS IS REMINDED OF THEIR RESPONSIBILITY TO RECUSE THEMSELVES FROM PARTICIPATION ON THE SAID MATTER. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY DURING THE BUDGET PREPARATION PROCESS, THE FINANCE COMMITTEE REVIEWS THE SALARY OF THE CEO AND PRESIDENT, AND COMPARES THE PROPOSED SALARY TO LIKE ORGANIZATIONS, POSITIONS AND GEOGRAPHIC AREAS TO RECOMMEND BUDGET APPROVAL TO THE FULL BOARD OF DIRECTORS. THE CEO AND PRESIDENT'S COMPENSATION IS APPROVED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, FINANCIAL STATEMENTS AND THE FEDERAL FORM 990 ARE AVAILABLE ON THE FOUNDATION'S WEBSITE AT WWW.AAFA.ORG. THEY MAY ALSO BE OBTAINED BY REQUEST FROM THE CEO AND PRESIDENT. FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 547,707. MANAGEMENT AND GENERAL EXPENSES 55,498. FUNDRAISING EXPENSES 36,841. TOTAL EXPENSES 640,046. CERTIFICATION: PROGRAM SERVICE EXPENSES 4,471. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,471. HONORARIA: PROGRAM SERVICE EXPENSES 2,000. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,000. DATA PROCESSING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 6,437. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 6,437. TEMPORARY HELP: PROGRAM SERVICE EXPENSES 24,110. MANAGEMENT AND GENERAL EXPENSES 17,087. FUNDRAISING EXPENSES 2,252. TOTAL EXPENSES 43,449.