2019-11-11T13:57:36-06:00 2018-12-31 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2018-01-01 208009370 SANFORD CONSORTIUM FOR REGENERATIVE MEDICINE SANF 8582461074 2880 TORREY PINES SCENIC DR LA JOLLA CA 92037 JEFFREY A STEINDORF COO/VP 8582461074 2019-11-06 1 PATRICIA J MAYER P00188643 8586271400 172.90.17.200 2019-11-06 20:09:33 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 45A0DEE88EBA5BC01B2D6E064F66B43F0304238A 2018 2020-03-31 21:24:44Z EDWARD W HOLMES 2880 TORREY PINES SCENIC DR LA JOLLA CA 92037 8233817 0 X WWW.SANFORDCONSORTIUM.ORG X 2006 CA APPLYING THE POWER OF COLLABORATIVE STEM CELL RESEARCH TO ADVANCE BREAKTHROUGH THERAPIES. 11 10 2 12 19700 17346 250 0 8028622 8024845 84924 133302 49049 75670 8162845 8233817 0 0 0 0 285162 290808 0 0 0 9415616 7929735 9700778 8220543 -1537933 13274 101509719 99062175 62251689 59790871 39258030 39271304 THE SANFORD CONSORTIUM, A COLLABORATION OF FIVE PREEMINENT, LIFE SCIENCE RESEARCH INSTITUTIONS, COMPRISES RENOWNED SCIENTISTS WITH EXPERTISE IN STEM CELL AND REGENERATIVE MEDICINE RESEARCH WHO ARE SEEKING TRANSFORMATIVE DISCOVERIES AND BREAKTHROUGH MEDICAL ADVANCES. 0 0 7560722 0 7930772 IN 2018, SCIENTISTS FROM THE SANFORD CONSORTIUM'S FIVE MEMBER INSTITUTIONS - LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY, SALK INSTITUTE FOR BIOLOGICAL STUDIES, SANFORD BURNHAM PREBYS MEDICAL DISCOVERY INSTITUTE, SCRIPPS RESEARCH, AND THE UNIVERSITY OF CALIFORNIA, SAN DIEGO - CONTINUED RESEARCH INTO HARNESSING THE REGENERATIVE POWERS OF STEM CELLS TO DISCOVER TREATMENTS AND CURES FOR MANY OF THE WORLD'S MOST CHALLENGING DISEASES, INCLUDING ALZHEIMER'S DISEASE, CANCER, DIABETES, HEART DISEASE, PARKINSON'S DISEASE, AND SPINAL CORD INJURIES. PUBLISHED RESEARCH BY CONSORTIUM SCIENTISTS ADVANCED THE BASE OF KNOWLEDGE AVAILABLE TO THE INTERNATIONAL COMMUNITY OF STEM CELL RESEARCHERS. 9288 0 0 THE CONSORTIUM CO-SPONSORED THE 2018 CELL & GENE MEETING ON THE MESA. 7570010 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 5 0 1 2 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X JEFFREY A STEINDORF 8582461101 2880 TORREY PINES SCENIC DR LA JOLLA CA 92037 ATKINSON RICHARD DIRECTOR 1.00 X 0 0 0 BLACKBURN ELIZABETH DIRECTOR (TO MAY 2018) 1.00 X 0 0 0 BRENNER DAVID DIRECTOR 1.00 X 0 0 0 BURNHAM MALIN BOARD CHAIR 1.00 X 0 0 0 HOLMES EDWARD PRESIDENT & DIRECTOR 20.00 X X 44477 0 20577 GAGE FRED DIRECTOR (FROM JUNE 2018) 1.00 X 0 0 0 KEADLE ELIZABETH DIRECTOR 1.00 X 0 0 0 KHOSLA PRADEEP DIRECTOR 1.00 X 0 0 0 KRONENBERG MITCHELL DIRECTOR 1.00 X 0 0 0 SANFORD DENNY BOARD VICE CHAIR 1.00 X 0 0 0 SCHULTZ PETER DIRECTOR 1.00 X 0 0 0 VUORI KRISTINA DIRECTOR 1.00 X 0 0 0 SAMIT ROBIN VICE PRESIDENT & SECRETARY 1.00 X 0 0 0 STEINDORF JEFFREY VICE PRESIDENT & COO 40.00 X 210850 0 0 WITMER KIM VICE PRESIDENT & CFO 1.00 X 0 0 0 255327 0 20577 1 0 1 0 FACILITY SERVICES PARTNERS INC 1 UNIVERSITY DRIVE ALISO VIEJO CA 92656 FACILITIES MANAGEMENT 435026 SECURITAS SECURITY SERVICES USA INC 1550 HOTEL CIRCLE NORTH SAN DIEGO CA 92108 SECURITY SERVICES 162862 SEA CREST MAINTENANCE SERVICES INC 4380 VIEWRIDGE AVE STE C SAN DIEGO CA 92123 JANITORIAL SERVICES 155795 LOCKTON INSURANCE BROKERS LLC DEPT LA 23878 PASADENA CA 91185 INSURANCE BROKER 136405 AO REED & CON INC 4777 RUFFNER STREET SAN DIEGO CA 92186 EQUIPMENT SERVICES 136292 5 LICENSE FEES 900099 7704600 7704600 MISCELLANEOUS REVENUE 900099 151635 57562 94073 CONTRACT RESEARCH 900099 144520 144520 EXPENSE REIMBURSEMENT 900099 24090 24090 8024845 133302 133302 PARKING REVENUE 812930 75670 19700 55970 75670 8233817 7930772 19700 283345 275904 118639 157265 14904 6409 8495 477477 477477 35569 35569 134642 134642 31549 31549 1457120 1457120 2250 2250 26203 26203 1232171 1232171 2957520 2957520 136029 136029 BUILDING SUPPORT 615707 615707 JANITORIAL SERVICES 265002 265002 OPERATIONAL & FINANCIAL 199965 85985 113980 SCIENCE SUPPORT 174320 174320 184211 153457 30754 8220543 7570010 650533 0 1724791 2375556 46404 49028 101923 102299 123223336 32552762 93463738 90670574 6172863 5864718 101509719 99062175 521925 517266 61729764 59273605 62251689 59790871 X 39258030 39271304 39258030 39271304 101509719 99062175 13274 0 X 0 1 X 1 0 X 92850 50000 250 143100 92850 50000 250 143100 28058 115042 84162 119705 209949 212433 283345 909594 7708 4189 8866 4275 19346 44384 1097078 39884652 0.10490 0.20290 X PURSUANT TO REGULATION 1.170A-9(E) (3) THE ORGANIZATION NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT DIRECTLY OR INDIRECTLY FROM THE GENERAL PUBLIC AND IT IS ACTIVELY ENGAGED IN THE ATTRACTION OF PUBLIC SUPPORT. THE ORGANIZATION IS PUBLICLY SUPPORTED UNDER THE FACTS AND CIRCUMSTANCES TEST AS FOLLOWS:(I) TEN PERCENT-OF-SUPPORT LIMITATION: THE PERCENTAGE OF SUPPORT NORMALLY RECEIVED BY THE ORGANIZATION FROM CONTRIBUTIONS MADE BY GOVERNMENT UNITS, FROM CONTRIBUTIONS MADE DIRECTLY OR INDIRECTLY BY THE GENERAL PUBLIC, OR FROM A COMBINATION OF THESE SOURCES EQUALS AT LEAST 10 PERCENT. (II) ATTRACTION OF PUBLIC SUPPORT: THE CONSORTIUM IS ORGANIZED AND OPERATED TO ATTRACT PUBLIC SUPPORT AND FUNDING FROM APPROPRIATE ENTITIES, INCLUDING THE CALIFORNIA INSTITUTE FOR REGENERATIVE MEDICINE AND THE NATIONAL INSTITUTES OF HEALTH. (III) PERCENTAGE OF FINANCIAL SUPPORT: FOR THE YEAR ENDED DECEMBER 31, 2018, PUBLIC SUPPORT NORMALLY RECEIVED EQUALED 10.49%, WHICH SATISFIES THE TEN PERCENT REQUIREMENT. (IV) SOURCES OF SUPPORT: THE ORGANIZATION RECEIVES SUPPORT FROM A LARGE REPRESENTATIVE NUMBER OF PERSONS. IT DOES NOT RECEIVE ALMOST ALL OF ITS SUPPORT FROM THE MEMBERS OF A SINGLE FAMILY. THE ORGANIZATION HAS BEEN IN EXISTENCE SINCE 2006. THE ORGANIZATION WAS FORMED BY THE SANFORD BURNHAM PREBYS MEDICAL DISCOVERY INSTITUTE, THE SALK INSTITUTE FOR BIOLOGICAL STUDIES, SCRIPPS RESEARCH, AND THE UNIVERSITY OF CALIFORNIA, SAN DIEGO CAMPUS OF THE REGENTS OF THE UNIVERSITY OF CALIFORNIA "COLLABORATING ORGANIZATIONS", TO PLAN, FINANCE, CONSTRUCT, AND OPERATE A STEM CELL RESEARCH LABORATORY BUILDING TO ENABLE AND FACILITATE INTER-INSTITUTIONAL, MULTI-DISCIPLINARY COLLABORATIVE STEM CELL AND RELATED FIELD RESEARCH AND EDUCATION. DURING 2011, THE LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY BECAME A FIFTH COLLABORATING ORGANIZATION. THE ORGANIZATION SEEKS TO HARNESS THE REGENERATIVE POWERS OF STEM CELL TO DISCOVER TREATMENTS AND CURES FOR MANY OF THE WORLD'S MOST CHALLENGING DISEASES, INCLUDING ALZHEIMER'S DISEASE, CANCER, DIABETES, HEART DISEASE, PARKINSON'S DISEASE, AND SPINAL CORD INJURIES. PUBLISHED RESEARCH BY THE ORGANIZATION'S SCIENTISTS ADVANCES THE BASE OF KNOWLEDGE AVAILABLE TO THE INTERNATIONAL COMMUNITY OF STEM CELL RESEARCHERS. OTHER ORGANIZATIONAL ACTIVITIES ENCOMPASS SAN DIEGO COUNTY. (V) REPRESENTATIVE GOVERNING BODY: THE ORGANIZATION'S BOARD OF DIRECTORS IS COMPRISED OF A DIVERSE MIXTURE OF DEDICATED PEOPLE FROM DIFFERENT INDUSTRIES AND BACKGROUNDS. SUCH PERSONS REPRESENT A BROAD CROSS-SECTION OF THE VIEWS AND INTERESTS OF THE COMMUNITY. THE GOVERNING BODY DOES NOT COMPRISE THE PERSONAL AND PRIVATE INTERESTS OF A LIMITED NUMBER OF DONORS. (VI) AVAILABILITY OF PUBLIC SERVICES: THE SERVICES AND PROGRAMS PROVIDED BY THE ORGANIZATION ARE AVAILABLE TO THE PUBLIC ON A CONTINUOUS BASIS. 108260562 17589988 90670574 14962774 14962774 0 90670574 THE REGENTS STIP 5864718 F 5864718 X 8209727 0 8209727 24090 24090 8233817 8196453 -24090 -24090 8220543 0 8220543 PART X, LINE 2: SANFORD CONSORTIUM HAS NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF DECEMBER 31, 2018 OR 2017. SANFORD CONSORTIUM FILES AN EXEMPT ORGANIZATION RETURN IN THE UNITED STATES FEDERAL JURISDICTION AND WITH THE FRANCHISE TAX BOARD IN THE STATE OF CALIFORNIA. FOR EACH OF THE YEARS ENDED DECEMBER 31, 2018 AND 2017, TAXES ON UNRELATED BUSINESS INCOME ARE RECORDED WHEN PAID AND NO PROVISION FOR INCOME TAX HAS BEEN MADE. PART XI, LINE 4B - OTHER ADJUSTMENTS: REIMBURSED EXPENSES 24,090. PART XII, LINE 2D - OTHER ADJUSTMENTS: REIMBURSED EXPENSES -24,090. X 0 0 0 0 0 0 0 1 0 STEINDORF JEFFREY VICE PRESIDENT & COO 205850 0 5000 0 0 0 0 0 0 0 210850 0 0 0 PART I, LINE 7 A DISCRETIONARY BONUS WAS PAID TO THE COO FOR ACHIEVING GOALS APPROVED BY THE BOARD OF DIRECTORS. A CA INFRASTRUCTURE & ECON DEV BANK 630304652 13034APJ3 2016-10-01 64485972 REFUNDING BONDS 0 0 0 A 64485972 450275 64035697 1 0 1 1 A 0 0 0 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS REVIEWED BY MANAGEMENT, AND A COPY IS PROVIDED TO ALL VOTING BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C PER SANFORD'S CONFLICT OF INTEREST POLICY, ALL OFFICERS, DIRECTORS, TRUSTEES AND/OR KEY EMPLOYEES ("COVERED PERSONS") ARE REQUIRED TO PROMPTLY AND FULLY DISCLOSE ALL MATERIAL FACTS OF EVERY ACTUAL OR POTENTIAL CONFLICT OF INTEREST (A) EXISTING AT THE TIME HE/SHE BECOMES A COVERED PERSON; (B) THAT ARISES WHILE HE/SHE IS A COVERED PERSON, AT THE TIME SUCH ACTUAL OR POTENTIAL CONFLICT ARISES; AND (C) ANNUALLY, EVERY COVERED PERSON MUST COMPLETE A CONFLICT OF INTEREST SURVEY. ANY PERSON WITH A CONFLICT WITH RESPECT TO ANY MATTER MUST RECUSE HIM/HERSELF FROM ANY DISCUSSION OR VOTE WITH RESPECT TO SUCH MATTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF ALL OFFICERS AND KEY EMPLOYEES WAS REVIEWED BY THE BOARD IN CONSULTATION WITH THE COUNCIL OF ADMINISTRATIVE LEADERS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST.