2019-11-15T21:57:33-06:00 2018-12-31 990 2018-01-01 391442285 AURORA HEALTH CARE INC AURO 4142991576 750 W VIRGINIA ST PO BOX 341880 MILWAUKEE WI 532341880 RACHEL HALVERSON VP - TAX AND ACCOUNTING SERVICES 4142991576 2019-11-15 198.177.95.129 2019-11-15 21:39:04 CS P E6E6B1DEE2C3A01552DA3A94E9AF66566F60AB34 B1F6754162BA34960FF6E5961467431CD3790A95 2018 2020-03-31 21:24:44Z RACHEL HALVERSON 750 W VIRGINIA ST PO BOX 341880 MILWAUKEE WI 532341880 1249974452 0 X WWW.AURORAHEALTHCARE.ORG X 1983 WI AURORA HEALTH CARE IS AN INTEGRATED HEALTH CARE PROVIDER. 14 12 10070 0 0 -2318285 821993 48512 1078746651 1091304125 84390790 113531567 27086830 45090248 1191046264 1249974452 0 0 0 0 698612097 747175724 0 0 0 409290769 458864439 1107902866 1206040163 83143398 43934289 2862260073 2573143528 5001537332 4827845130 -2139277259 -2254701602 X TO PROMOTE HEALTH, PREVENT ILLNESS, AND PROVIDE STATE-OF-THE ART DIAGNOSIS AND TREATMENT, TO IMPROVE THE QUALITY OF HEALTH CARE AND HEALTH OUTCOMES, AND TO PROVIDE SERVICES THAT ARE AFFORDABLE AND ACCESSIBLE. 0 0 1126180036 1136965027 AURORA HEALTH CARE, INC. AND ITS AFFILIATES (AURORA) CONSTITUTE AN INTEGRATED HEALTH CARE SYSTEM PROVIDING HEALTH CARE SERVICES TO COMMUNITIES THROUGHOUT EASTERN WISCONSIN, NORTHERN ILLINOIS, AND THE UPPER PENINSULA OF MICHIGAN. AURORA PROVIDES A VARIETY OF HEALTH CARE RELATED ACTIVITIES, EDUCATION, PHILANTHROPIC, MEDICAL RESEARCH AND OTHER BENEFITS TO THE COMMUNITIES IN WHICH THEY OPERATE. HEALTH CARE SERVICES INCLUDE PRIMARY AND SPECIALTY CARE, PHARMACIES, BEHAVIORAL HEALTH CARE, EMERGENCY CARE, REHABILITATION, HOME CARE, AND END-OF-LIFE CARE.AURORA HEALTH CARE, INC. (THE CORPORATION) IS A WISCONSIN NONSTOCK, NOT-FOR-PROFIT CORPORATION. THECORPORATION IS THE PARENT CORPORATION OF A GROUP OF NONPROFIT AND FOR PROFIT CORPORATIONS AND OTHERORGANIZATIONS THAT OWN AND OPERATE 14 ACUTE-CARE HOSPITAL CAMPUSES, ONE PSYCHIATRIC HOSPITAL, A NETWORKOF APPROXIMATELY 158 PHYSICIAN CLINIC FACILITIES, HOME HEALTH AGENCY, APPROXIMATELY 67 RETAILPHARMACIES, AND OTHER HEALTH CARE AND RELATED SERVICE ORGANIZATIONS. 1126180036 1 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 496 0 10070 1 1 1 1 CJ 0 0 0 0 0 0 0 0 1 0 X 14 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 WI X X ADVOCATE AURORA HEALTH INC 4142991576 750 WEST VIRGINIA STREET MILWAUKEE WI 53204 NICK TURKAL MD CEO, PRESIDENT & EX OFFICIO DIRECTOR 1.00 55.00 X X 0 7383668 741371 JOANNE BAUER DIRECTOR 1.00 1.00 X 50800 57200 0 THOMAS BOLGER DIRECTOR 1.00 1.00 X 47200 77966 0 JOHN DANIELS JD DIRECTOR 1.00 1.00 X 39800 76466 0 JOANNE DISCH PHD RN CHAIRMAN, DIRECTOR 1.00 1.00 X X 83800 95634 0 NANNETTE GARDETTO DIRECTOR 1.00 0.00 X 64300 0 0 CHARLES HARVEY DIRECTOR 1.00 1.00 X 53300 76466 0 DANIEL MINAHAN CHAIR, DIRECTOR 1.00 0.00 X X 60800 0 0 TIMOTHY SULLIVAN DIRECTOR 1.00 0.00 X 50800 0 0 RICHARD WEISS DIRECTOR 1.00 1.00 X 45800 63800 0 STEVE DICKSON DIRECTOR 1.00 0.00 X 51100 0 0 CHRIS SHIMOJIMA DIRECTOR 1.00 0.00 X 45800 0 0 TEJAL GANDHI MD DIRECTOR 1.00 0.00 X 34100 0 0 JANET KREJCI DIRECTOR 1.00 0.00 X 12000 0 0 VINCENT LYLES DIRECTOR 1.00 0.00 X 8000 0 0 ROBERT FIGUEROA DIRECTOR 1.00 0.00 X 12000 0 0 GAIL HANSON CFO, TREASURER (4/27/2018) 20.00 0.00 X 2730574 0 35908 MICHAEL LAPPIN CHIEF INTEGRATION OFFICER, SECRETARY 1.00 55.00 X 0 1927178 143340 NAN NELSON SVP OPERATIONS, ASST. TREASURER 55.00 1.00 X 920042 0 84115 MICHAEL GREBE CHIEF LEGAL OFFICER, ASST. SECRETARY 1.00 55.00 X 0 995402 90670 STEVE HUSER SYSTEM VP TREASURY, ASST. TREASURER 55.00 1.00 X 337534 0 44422 DOMINIC NAKIS TREASURER 1.00 55.00 X 0 2635976 53819 MICHAEL KERNS ASSISTANT SECRETARY 1.00 55.00 X 0 420969 60850 JAMES SLINKMAN ASSISTANT SECRETARY 1.00 55.00 X 0 357448 59167 JAMES DOHENY ASSISTANT TREASURER 1.00 55.00 X 0 518656 53871 LESLIE LENZO ASSISTANT TREASURER 1.00 55.00 X 0 646273 41712 MICHAEL BROPHY CHIEF OF STAFF (4/6/2018) 20.00 0.00 X 1906299 0 35393 PATRICK FALVEY SVP ANCILLARY SERVICES (8/10/2018) 30.00 0.00 X 808128 0 33559 CRISTY GARCIA-THOMAS CHIEF EXTERNAL AFFAIRS OFFICER 1.00 55.00 X 0 987552 103132 PRESTON SIMONS CHIEF INFORMATION OFFICER (4/6/2018) 20.00 0.00 X 1973753 0 20475 RACHELLE HART SVP & GENERAL COUNSEL, ASST. SECRETARY 1.00 55.00 X 0 626395 40485 RACHEL ROLLER VP COMMUNITY & GOVERNMENT RELATIONS 55.00 0.00 X 376505 0 33212 MARY BETH KINGSTON MSN RN CHIEF NURSING OFFICER 1.00 55.00 X 0 1093064 109588 RICHARD KLEIN CHIEF BUSINESS DEVELOPMENT OFFICER 1.00 55.00 X 0 1587666 137328 DENNIS POTTS EVP OPERATIONS 55.00 1.00 X 1754059 0 150004 AMY RISLOV CHIEF HUMAN RESOURCE OFFICER (5/18/2018) 25.00 0.00 X 1610464 0 29711 BARBARA BIGLER PRESIDENT ACL 55.00 0.00 X 727737 0 37999 JEFF DALEN-BARD EVP NORTH REGION 55.00 1.00 X 961699 0 108406 CARRIE KILLORAN EVP CENTRAL REGION 55.00 0.00 X 935382 0 89721 JEFF BAHR MD CHIEF AURORA MEDICAL GROUP OFFICER 1.00 55.00 X 0 1640771 132956 JOHN FOLEY PRESIDENT WCIC 55.00 0.00 X 748121 0 33859 STEPHEN FRANCAVIGLIA PRESIDENT - MILWAUKEE SOUTH 55.00 1.00 X 663316 0 44659 JAMES WEESE MD VP CANCER CLINICAL PROGRAMS 55.00 1.00 X 689473 0 44659 TITUS MUZI JR SVP MANAGED CARE STRATEGY 55.00 0.00 X 765069 0 40485 SYLVIA MELTZER CHIEF MEDICAL OFFICER POP HEALTH 55.00 1.00 X 799270 0 35583 STEPHEN BABLITCH FORMER KEY EMPLOYEE (4/1/2016) 0.00 0.00 X 500000 0 0 JEFFREY BAILET MD FORMER KEY EMPLOYEE (1/1/2017) 0.00 0.00 X 567217 0 0 GERALD JANIS FORMER KEY EMPLOYEE 0.00 0.00 X 128263 0 0 RURIC ANDERSON MD CHIEF MEDICAL OFFICER (1/9/2018) 0.00 0.00 X 1011364 0 11237 EUGENE MONROE MD FORMER KEY EMPLOYEE 55.00 1.00 X 635905 0 42821 MASOOD WASIULLAH MD FORMER HIGHEST COMPENSATED 55.00 0.00 X 641443 0 37598 22851217 21268550 2762115 968 1 1 0 CROTHALL SERVICES GROUP 9905 SOUTH 13TH STREET MILWAUKEE WI 53022 LAUNDRY SERVICES 12876777 ZONES LLC 785 CENTER STREET CAROL STREAM IL 60188 PROFESSIONAL CONSULTING 9271253 MEDSPEED LLC 650 WEST GRAND AVENUE SUITE 316 ELMHURST IL 60126 COURIER SERVICES 4950343 GREAT LAKES PATHOLOGISTS SC 8901 WEST LINCOLN AVENUE WEST ALLIS WI 53227 SPECIALISTS FEES 4443541 PRESS GANEY ASSOCIATES INC ONE NORTH FRANKLIN SUITE 3400 CHICAGO IL 60606 PROFESSIONAL CONSULTING 2373744 5 48512 48512 SUPPORT SERVICES 621400 1091304125 1091304125 1091304125 112960913 112960913 570654 0 570654 570654 570654 CLINICAL QUALITY INCEN 900099 36212360 36212360 EAP REVENUE 900099 2498391 2498391 HITECH REVENUE 900099 1108498 1108498 5270999 5270999 45090248 1249974452 1136965027 0 112960913 22191617 22191617 659600 659600 570497489 570497489 27435786 27435786 94303786 94303786 32087446 32087446 5582081 5582081 1598070 1598070 96927005 96398998 528007 8929784 8929784 21478360 21478360 12205086 12205086 3134073 3134073 5423041 2212595 3210446 42609247 42609247 217132 217132 52470287 52470287 121999 121999 REPAIR AND MAINTENANCE 106811620 106811620 MEDICAL SUPPLIES 21106634 20999604 107030 LAB TESTING 7981827 7981827 72268193 36138376 36129817 1206040163 1126180036 79860127 0 0 205819352 2036660642 1505175847 52184126 37945023 8085345 6119601 45994683 38323468 635120393 269824390 260169297 365296003 153627379 138072519 93939625 88050406 4829375 114167 206769601 188227142 2862260073 2573143528 507295330 488863729 42914440 21590012 1276743407 1226853235 140901346 135426644 4766361 4438366 3028916448 2950673144 5001537332 4827845130 X -2208497758 -2323633136 69219004 68931534 1495 0 -2139277259 -2254701602 2862260073 2573143528 X 43934289 -147508234 -11850398 X 0 1 X 1 1 1 X X 16 VISITING NURSE ASSOCIATION OF WISCONSIN INC 390806180 10 1 17634321 0 AURORA UW ACADEMIC MEDICAL GROUP 391136738 10 1 1521286 0 AURORA HEALTH CARE METRO INC 390806181 3 1 291168611 0 AURORA HEALTH CARE SOUTHERN LAKES INC 390806347 3 1 96913931 0 AURORA HEALTH CARE CENTRAL INC 390930748 3 0 31974903 0 AURORA PSYCHIATRIC HOSPITAL INC 390872192 3 0 8294053 0 AURORA MEDICAL CENTER OF WASHINGTON COUNTY INC 391150165 3 0 10964252 0 AURORA HEALTH CARE NORTH INC 391211629 3 1 15029510 0 WEST ALLIS MEMORIAL HOSPITAL INC 391022464 3 0 52661080 0 AURORA FAMILY SERVICE INC 390806174 10 1 272559 0 AURORA MEDICAL CENTER OF OSHKOSH INC 391027676 3 0 30061156 0 AURORA MEDICAL GROUP INC 391678306 3 1 166270695 0 KRADWELL SCHOOL INC 261516765 2 0 249244 0 AURORA ADVANCED HEALTHCARE INC 391595302 10 1 68307251 0 AMG ILLINOIS LTD 264041287 3 0 2193240 0 AURORA MEDICAL CENTER GRAFTON LLC 272953799 3 0 44556104 0 16 838072196 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X 1 1 PART IV, SECTION E, LINE 3A: UNDER THE ORGANIZATIONAL DOCUMENTS OF EACH OF THE SUPPORTED ORGANIZATIONS, THE ORGANIZATION HAS THE RIGHT TO DESIGNATE THE DIRECTORS OF EACH OF THE SUPPORTED ORGANIZATIONS. PART IV, SECTION E, LINE 3B: IN ADDITION TO THE RIGHT TO DESIGNATE THE DIRECTORS OF EACH OF THE SUPPORTED ORGANIZATIONS, APPROVAL OF THE ORGANIZATION IS REQUIRED FOR THE AMENDMENT OR RESTATEMENT OF ANY OF SUPPORTED ORGANIZATIONS' GOVERNING DOCUMENTS. IN ADDITION, EACH OF THE SUPPORTING ORGANIZATIONS IS SUBJECT TO THE POLICIES ADOPTED BY THE ORGANIZATION'S BOARD OF DIRECTORS (E.G. THE CONFLICT OF INTEREST POLICY). 1 0 0 1 0 0 1 240863 0 0 240863 0 PART II-B, LINE 1: AURORA HEALTH CARE, INC. IS INVOLVED IN DIRECT AND INDIRECT POLITICAL LOBBYING ACTIVITIES RELATED TO ISSUES IMPACTING HEALTH CARE FINANCING, HEALTH CARE DELIVERY, AND COMMUNITY HEALTH INITIATIVES IN AN EFFORT TOWARD IMPROVEMENT OF HEALTH CARE IN WISCONSIN. 28353095 117829 47329 3436558 25081695 27952719 237496 1779317 1616437 28353095 28969237 21377 788155 1826050 27952719 29281753 10827 819341 1142684 28969237 28082424 40293 1783343 624307 29281753 0 1 1 38086889 38086889 232749701 46472865 186276836 26121066 12998804 13122262 337887759 210305293 127582466 274978 47428 227550 365296003 DUE FROM AFFILIATES 95396602 FUNDS HELD BY AURORA FOUNDATION 68931534 OTHER NON-CURRENT ASSETS 23899006 188227142 DUE TO AFFILIATES 2649798900 PENSION LIABILITY 242115048 SELF INSURED LIABILITIES 41045052 DEFERRED RENT 11123029 OTHER LONG-TERM LIABILITIES 6591115 2950673144 X PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT PROGRAMS AND SERVICES OFFERED BY AURORA HEALTH CARE, INC. AND ITS AFFILIATES. PART X, LINE 2: AURORA EVALUATES ITS UNCERTAIN TAX POSITIONS ON AN ANNUAL BASIS. A TAX BENEFIT FROM AN UNCERTAIN TAX POSITION MAY BE RECOGNIZED WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING RESOLUTIONS OF ANY RELATED APPEALS OR LITIGATION PROCESSES, BASED ON THE TECHNICAL MERITS. THERE HAVE BEEN NO UNCERTAIN TAX POSITIONS RECORDED IN 2018. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES PROFESSIONAL AND GENERAL LIABILITY INSURANCE 6308816 CENTRAL AMERICA AND THE CARIBBEAN 0 0 ORGANIZATIONAL COSTS 103738 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT IN HEALTH CARE RE, LTD. 461042 0 0 0 0 0 0 6873596 0 6873596 0 0 0 0 0 0 X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 NICK TURKAL MD CEO, PRESIDENT & EX OFFICIO DIRECTOR 0 1669407 0 4387797 0 1326464 0 721698 0 19673 0 8125039 0 716792 JOANNE DISCH PHD RN CHAIRMAN, DIRECTOR 0 0 0 0 83800 95634 0 0 0 0 83800 95634 0 0 GAIL HANSON CFO, TREASURER (4/27/2018) 249519 0 895905 0 1585150 0 31275 0 4633 0 2766482 0 110956 0 MICHAEL LAPPIN CHIEF INTEGRATION OFFICER, SECRETARY 0 724919 0 856997 0 345262 0 123330 0 20010 0 2070518 0 106199 NAN NELSON SVP OPERATIONS, ASST. TREASURER 456961 0 346675 0 116406 0 83023 0 1092 0 1004157 0 62829 0 MICHAEL GREBE CHIEF LEGAL OFFICER, ASST. SECRETARY 0 534832 0 279350 0 181220 0 90670 0 0 0 1086072 0 39171 STEVE HUSER SYSTEM VP TREASURY, ASST. TREASURER 289104 0 45426 0 3004 0 31275 0 13147 0 381956 0 0 0 DOMINIC NAKIS TREASURER 0 786099 0 1330444 0 519433 0 25167 0 28652 0 2689795 0 0 MICHAEL KERNS ASSISTANT SECRETARY 0 324582 0 70419 0 25968 0 25167 0 35683 0 481819 0 0 JAMES SLINKMAN ASSISTANT SECRETARY 0 292415 0 49932 0 15101 0 25167 0 34000 0 416615 0 0 JAMES DOHENY ASSISTANT TREASURER 0 376465 0 105297 0 36894 0 25167 0 28704 0 572527 0 0 LESLIE LENZO ASSISTANT TREASURER 0 525002 0 105297 0 15974 0 22417 0 19295 0 687985 0 0 MICHAEL BROPHY CHIEF OF STAFF (4/6/2018) 119868 0 475499 0 1310932 0 31275 0 4118 0 1941692 0 65858 0 PATRICK FALVEY SVP ANCILLARY SERVICES (8/10/2018) 309117 0 440944 0 58067 0 20475 0 13084 0 841687 0 70619 0 CRISTY GARCIA-THOMAS CHIEF EXTERNAL AFFAIRS OFFICER 0 448380 0 378044 0 161128 0 83122 0 20010 0 1090684 0 56316 PRESTON SIMONS CHIEF INFORMATION OFFICER (4/6/2018) 157605 0 467294 0 1348854 0 20475 0 0 0 1994228 0 80293 0 RACHELLE HART SVP & GENERAL COUNSEL, ASST. SECRETA 0 475246 0 147547 0 3602 0 20475 0 20010 0 666880 0 0 RACHEL ROLLER VP COMMUNITY & GOVERNMENT RELATIONS 288607 0 86909 0 989 0 20475 0 12737 0 409717 0 0 0 MARY BETH KINGSTON MSN RN CHIEF NURSING OFFICER 0 462929 0 399247 0 230888 0 96205 0 13383 0 1202652 0 63790 RICHARD KLEIN CHIEF BUSINESS DEVELOPMENT OFFICER 0 641777 0 638932 0 306957 0 123945 0 13383 0 1724994 0 90335 DENNIS POTTS EVP OPERATIONS 789330 0 618441 0 346288 0 136621 0 13383 0 1904063 0 92203 0 AMY RISLOV CHIEF HUMAN RESOURCE OFFICER (5/18/2 173723 0 398697 0 1038044 0 20475 0 9236 0 1640175 0 63367 0 BARBARA BIGLER PRESIDENT ACL 337385 0 53697 0 336655 0 31275 0 6724 0 765736 0 0 0 JEFF DALEN-BARD EVP NORTH REGION 479979 0 431117 0 50603 0 88396 0 20010 0 1070105 0 70864 0 CARRIE KILLORAN EVP CENTRAL REGION 499052 0 385371 0 50959 0 89721 0 0 0 1025103 0 70094 0 JEFF BAHR MD CHIEF AURORA MEDICAL GROUP OFFICER 0 675171 0 507057 0 458543 0 113283 0 19673 0 1773727 0 76599 JOHN FOLEY PRESIDENT WCIC 490204 0 153900 0 104017 0 20475 0 13384 0 781980 0 0 0 STEPHEN FRANCAVIGLIA PRESIDENT - MILWAUKEE SOUTH 512832 0 146052 0 4432 0 31275 0 13384 0 707975 0 0 0 JAMES WEESE MD VP CANCER CLINICAL PROGRAMS 533998 0 147765 0 7710 0 31275 0 13384 0 734132 0 0 0 TITUS MUZI JR SVP MANAGED CARE STRATEGY 509509 0 149876 0 105684 0 20475 0 20010 0 805554 0 0 0 SYLVIA MELTZER CHIEF MEDICAL OFFICER POP HEALTH 310481 0 142319 0 346470 0 31275 0 4308 0 834853 0 0 0 STEPHEN BABLITCH FORMER KEY EMPLOYEE (4/1/2016) 0 0 0 0 500000 0 0 0 0 0 500000 0 0 0 JEFFREY BAILET MD FORMER KEY EMPLOYEE (1/1/2017) 0 0 0 0 567217 0 0 0 0 0 567217 0 0 0 GERALD JANIS FORMER KEY EMPLOYEE 0 0 0 0 128263 0 0 0 0 0 128263 0 0 0 RURIC ANDERSON MD CHIEF MEDICAL OFFICER (1/9/2018) 36607 0 0 0 974757 0 9698 0 1539 0 1022601 0 78987 0 EUGENE MONROE MD FORMER KEY EMPLOYEE 419057 0 216154 0 694 0 31275 0 11546 0 678726 0 0 0 MASOOD WASIULLAH MD FORMER HIGHEST COMPENSATED 485885 0 150042 0 5516 0 31275 0 6323 0 679041 0 0 0 PART I, LINE 1A HEALTH OR SOCIAL CLUB DUES ARE FOR BUSINESS CLUB MEMBERSHIPS, WHICH ARE STRICTLY RELATED FOR BUSINESS USE ONLY, PER COMPANY POLICY. PART I, LINE 1B IN A FEW, LIMITED INSTANCES, AURORA HAS ALLOWED DIRECTORS AND EXECUTIVES TO FLY FIRST-CLASS. FACTORS CONSIDERED IN MAKING A DECISION TO PERMIT FIRST-CLASS TRAVEL INCLUDE FLIGHT TIME, THE NEED TO COMPLETE WORK, AND THE NEED FOR SOME MEASURE OF PRIVACY FOR SUCH WORK AND RELATED COMMUNICATIONS. PART I, LINES 4A-B AURORA HEALTH CARE, INC. ESTABLISHED THE AURORA HEALTH CARE, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (THE "PLAN") TO RETAIN AND ATTRACT KEY PERSONNEL BY PROVIDING THEM WITH ADDITIONAL RETIREMENT INCOME. THE FOLLOWING EMPLOYEES PARTICIPATED IN THE PLAN AND RECEIVED CONTRIBUTIONS IN 2018 AS FOLLOWS: NICK TURKAL, MD. - $716,792 GAIL HANSON - $110,956 MICHAEL LAPPIN - $106,199 CRISTY GARCIA-THOMAS - $56,316 MARY BETH KINGSON - $63,790 RICHARD KLEIN - $90,335 DENNIS POTTS - $92,203 JEFF BAHR, MD - $76,599 MICHAEL GREBE - $39,171 AMY RISLOV - $63,367 MICHAEL BROPHY - $65,858 PATRICK FALVEY - $70,619 JEFF DALEN-BARD - $70,864 CARRIE KILLORAN - $70,094 NAN NELSON - $62,829 PRESTON SIMONS - $80,293 ANDY ANDERSON, MD - $78,987 PART I, LINE 7 WRITTEN INCENTIVE COMPENSATION PLANS FOR CERTAIN MANAGEMENT LEVELS ARE AWARDED BASED ON THE ORGANIZATION'S ANNUAL PATIENT EXPERIENCE, CARE MANAGEMENT, AND FINANCIAL PERFORMANCE RESULTS. FORM 990, PART VI, SECTION B, LINE 11B THE 2018 FORM 990 WAS REVIEWED BY SENIOR LEADERSHIP OF AURORA HEALTH CARE. A COPY OF THE FINAL RETURN WAS MADE AVAILABLE TO THE ADVOCATE AURORA HEALTH, INC. BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS. AURORA HEALTH CARE LEADERSHIP REVIEWS THESE STATEMENTS FOR COMPLIANCE WITH THE ESTABLISHED POLICY. WHEN A CONFLICT IS DISCOVERED, THE GOVERNING BODY DETERMINES IF SUCH CONFLICT WARRANTS A RESTICTION ON THE CAPACITY OF THE BOARD MEMBER OR KEY EMPLOYEE INVOLVED (E.G. RECUSAL FROM DECISION-MAKING OR UTILIZING ANOTHER METHOD OF NON-PARTICIPATION IN AN ACTIVITY). FORM 990, PART VI, SECTION B, LINE 15 THE FOLLOWING COMPENSATION REVIEW PROCESS WAS CONDUCTED IN 2018: AURORA HEALTH CARE'S CEO AND THE CEO'S EXECUTIVE LEADERSHIP TEAM HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE AHC BOARD OF DIRECTORS, WHICH IS VESTED WITH BOARD-DELEGATED POWERS TO ACT ON BEHALF OF THE BOARD WITH RESPECT TO COMPENSATION MATTERS IN REVIEWING AND ESTABLISHING COMPENSATION FOR THE CEO AND THE CEO'S EXECUTIVE TEAM. THE COMMITTEE USES A PROCESS WHICH IS INTENDED TO CREATE THE PRESUMPTION THAT PAYMENT OF COMPENSATION TO THESE PERSONS CONSTITUTES REASONABLE COMPENSATION, DEFINED AS AMOUNTS THAT ARE WITHIN THE RANGE OF COMPENSATION PAID TO SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. IN THIS PROCESS, NO MEMBER OF THE COMMITTEE WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE IS PERMITTED TO PARTICIPATE IN THE REVIEW AND APPROVAL OF THAT COMPENSATION ARRANGEMENT. THE COMPENSATION COMMITTEE RETAINS AND CONSULTS WITH AN INDEPENDENT COMPENSATION CONSULTANT WHO PREPARES A CUSTOMIZED MARKET-BASED ANALYSIS FOR THE COMMITTEE REGARDING AMOUNTS PAID TO SIMILARLY-QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. THE COMMITTEE USES THE MARKET-BASED ANALYSIS PROVIDED BY THE CONSULTANT, AND WHERE APPROPRIATE, PERFORMANCE REVIEW AND COMPENSATION RECOMMENDATIONS, TO ESTABLISH MARKET-BASED COMPENSATION FOR THE CEO AND THE CEO'S EXECUTIVE TEAM. AFTER MAKING ITS COMPENSATION DECISIONS, THE COMMITTEE DOCUMENTS ITS DELIBERATIONS AND DECISIONS IN AHC'S WRITTEN OR ELECTRONIC BOOKS AND RECORDS. KEY EMPLOYEES AND ALL OTHER EMPLOYEES HAVE THEIR COMPENSATION REVIEWED AND APPROVED BY THEIR LEADER ANNUALLY WITHIN MARKET-BASED GUIDELINES PRESCRIBED BY THE ORGANIZATION'S HUMAN RESOURCES FUNCTION. THESE MARKET-BASED GUIDELINES ARE ESTABLISHED USING APPLICABLE COMPARABILITY DATA AND SIMILAR COMPENSATION METRICS THAT ARE BASED ON SIMILARLY-QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. DOCUMENTATION AND RECORDKEEPING FOR THESE DELIBERATIONS AND DECISIONS ARE MAINTAINED. FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION FOR AURORA HEALTH CARE, INC. ARE ON FILE WITH THE STATE OF WISCONSIN, DEPARTMENT OF FINANCIAL INSTITUTIONS. THE FINANCIAL STATEMENTS ARE ALSO ON FILE WITH THE STATE OF WISCONSIN, DEPARTMENT OF FINANCIAL INSTITUTIONS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: EQUITY TRANSFERS AMONG AFFILIATES & CHANGE IN FOUNDATION EQUITY INTEREST. -11,850,398. 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