2019-04-15T09:19:37-05:00 2018-05-31 135565207 KPMG LLP 300 North Greene Street Suite 400 Greensboro NC 27401 990 2017-06-01 590624458 University of Miami UNIV 3052844877 PO Box 248106 Coral Gables FL 331242912 Brandon Gilliland Vice President & CFO 3052842258 2019-04-12 0 Shawn Hutchinson P01048557 3362753394 129.171.249.145 2019-04-15 10:18:47 ED P 91F80F0002F544F1274733746CF553AEBE5A261D 91F80F0002F544F1274733746CF553AEBE5A261D 2017 2019-02-21 02:37:17Z Julio Frenk 1252 Memorial Dr Rm 230 CG FL 33146 4082119811 0 X WWW.MIAMI.EDU X 1925 FL The University of Miami's mission is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to our community and beyond. 60 50 25772 558 9220044 1323340 800273551 691914187 2689424253 2986486275 94060692 82416615 13071423 12425769 3596829919 3773242846 452892983 480473875 0 0 1783808870 1880239339 557078 567736 22576521 1187168451 1279087078 3424427382 3640368028 172402537 132874818 3989960318 4400922871 1987160169 2193876982 2002800149 2207045889 X See Form 990, Part I, Line 1, Description of Organization Mission. 0 0 1051318315 416673584 817955143 See Schedule OInstruction, academic support, student services:The University of Miami (UM) is a private not-for-profit institution with more than 17,000 students. The University's 11 colleges and schools offer the following degree options: 138 bachelors, 144 masters, 2 specialists, and 68 doctoral (64 research/scholarship and 4 professional practice).The School of Architecture, founded in 1983, offers accredited professional undergraduate and graduate degrees in architecture and several post-professional graduate degrees. Programs include the professional Bachelor of Architecture (B.Arch) and the Master of Architecture (M.Arch); the post-professional Master of Science in Architecture (M.S.Arch) with 2 possible tracks- Architectural Design and Architectural Studies; the Master of Urban Design (M.U.D); and the Master of Real Estate Development and Urbanism (M.R.E.D.U.), an interdisciplinary one-year graduate program that draws on the real-life experience of Developers-in-Residence and faculty support from the Schools of Business Administration and Law as well as Architecture. The College of Arts and Sciences enrolls over 3,700 undergraduate and 600 graduate students in 20 departments and 10 interdisciplinary programs. Sixteen departments offer graduate degrees in the fine arts, natural sciences, humanities, and social sciences.The College of Engineering comprises five departments that offer degrees in aerospace, architectural, biomedical, civil, computer, electrical, environmental, industrial, and mechanical engineering. The College of Engineering offers five-year B.S./M.S. degree programs for our undergraduates, as well as traditional master's and doctoral degrees in a number of disciplines, with several specializations in several fields. Consistent with the tradition of collaboration among the University of Miami schools and colleges, engineering students participate in a number of interdisciplinary programs as well as joint research projects with other academic units at UM. Consisting of over 1,050 undergraduate students and over 220 graduate students, the College boasts an impressively diverse student body, consisting of students from 45 different countries. At the undergraduate level, 30% of the student population is Hispanic and 9% is Black. Females represent 31% of the students (10% higher than the national average, according to the most recent statistics from the American Society for Engineering Education).The School of Law presently enrolls around 1,200 candidates for either J.D., LL.M. or dual degrees, and has over 20,000 alumni worldwide. The J.D. program enrolls approximately 1,026 students from more than 113 colleges and universities throughout the United States. Of the entering J.D. students, approximately 49% are women, 47% are members of minority groups, 35% are from outside Florida, and 57% have been out of undergraduate school one year or more. 60% speak one or more foreign language. The School offers graduate programs in International Law (specializations in Inter-American Law, General International Law, and U.S. and Transnational Law for Foreign Lawyers), International Arbitration, Maritime Law, Entertainment, Art and Sports, Taxation, Taxation of Cross Border Investments, Estate Planning, and Real Property Development, the latter 2 offer courses online as well as on-campus. The graduate program in International Law includes three different specializations. The School also offers several joint degree programs. It is the only law school to offer a J.D./Master's in Music Business, J.D./M.A. in Arts Presenting, J.D/M.A in Law and Communications, and J.D/M.A. in Latin American Studies. In addition, the School offers a J.D./M.B.A., J.D./M.P.S. in Marine Affairs, J.D./M.P.H. in Public Health, J.D./M.S. Ed. in Law, Community and Social Change, J.D./PH.D. in Law and Environmental Policy, J.D./M.D., J.D./M.P.A. in Public Administration, J.D./LL.M. in Tax, International Law, Maritime Law, Estate Planning or Real Property Development, and a J.D./M.B.A./LL.M. in Tax, Real Property Development or Estate Planning. The School is regularly ranked among the top law schools by U.S. News and World Report for Tax Programs, and its alumni are regularly featured in Super Lawyers Magazine.The Leonard M. Miller School of Medicine has grown rapidly in both size and reputation, earning international acclaim for research, clinical care, and biomedical innovations. Our 800 medical students are joined by 1,200 residents, 580 graduate students and over 190 postdoctoral fellows, and we have one of the largest graduate medical education systems in the country. Along with the M.D. degree, the school offers a combined M.D./Ph.D. program, a 5-year M.D./M.B.A. program, a 4-year and a 5-year M.D./M.P.H. program and 4-year M.D./M.S. in Genomic Medicine, a six-year M.D./J.D. program, graduate degrees in ten areas, postdoctoral programs, and continuing medical education courses. 398576199 36290953 149687380 See Schedule OResearch and Public Service:UM has been classified by the Carnegie Commission as a Doctoral University with Highest Research Activity. The School of Architecture's areas of focus include Urban Design, Planning & Real Estate Development, Construction Management, Technology and Computation, Coastal Resilience, Health and the Built Environment, Historical Preservation and Adaptive Use, Classical and Traditional Design, Housing and Hospitality Design, Building in the Caribbean, Latin America and the Tropical World, Architectural History, and Theory. Faculty and students are actively engaged in interdisciplinary research with numerous schools including the Miller School of Medicine, The Leonard and Jayne Abess Center for Ecosystem Science and Policy and the Center for Computational Science. The College of Arts and Sciences provides numerous community outreach activities, including student musical theatre productions at the Jerry Herman Ring Theatre and Alvin Sherman Family Stage; student, faculty, and visiting artist exhibitions in the Wynwood Gallery in the design district of downtown Miami; faculty curated exhibitions at the Lowe Art Museum; lectures and other educational programs sponsored by the Center for the Humanities, and the Miami Institute for Advanced Study of the Americas; volunteer activities in the public schools, hospitals and community clinics for developmentally disabled children; technology workshops for Miami-Dade public school teachers sponsored by the Department of Modern Languages Laboratory; and a series of programs, hosted by several departments and funded by various federal agencies and private foundations, to enhance the diversity of students pursuing scientific careers through research opportunities for pre-college and undergraduate students; and career development opportunities for high-school and community-college faculty.The School of Law offers externship programs and foreign exchange programs in Argentina, Belgium, Brazil, China, Colombia, France, Germany, India, Ireland, Israel, Spain, Switzerland, and Vietnam. The School's award-winning clinics, focusing on different areas of the law, offer exceptional training grounds and give students practical, hands-on lawyering while also helping needy and underrepresented individuals. The School is also home to LawWithoutWalls (LWOW), an innovative academic model that brings together students, faculty, practitioners, and entrepreneurs from around the country and the world to explore innovation in legal education and practice.The Rosenstiel School of Marine & Atmospheric Science is one of the leading oceanographic research and education institutions in the nation. Known originally as the University's marine laboratory, it was founded in 1943. It evolved into the Institute for Marine Science in 1961, and eight years later became the Rosenstiel School of Marine & Atmospheric Science (RSMAS) within the University of Miami. The Virginia Key campus has grown to include modern research and teaching facilities, a dedicated academic library, and an internationally recognized Marine Invertebrate Museum. RSMAS also operates a state-of-the-art 96-foot catamaran research vessel, the F.G. Walton Smith. In 2014, RSMAS added to its fleet of specialized research vessels a one-of-a-kind Helicopter Observation Platform (HOP), a flying scientific laboratory equipped with state-of-the-art technology and scientific instrumentation, which provides scientists with a unique capability to obtain vital information on environmental processes and mechanisms that affect our climate and impact human health. The newest addition to RSMAS includes a freshwater Scientific Dive Pool. It plays a critical role in providing necessary scientific diving instruction to participants in our science programs and research projects. The facility allows scientists and students to gain a deeper understanding of the marine environment and coral reefs. CSTARS (Center for Southeastern Tropical Advanced Remote Sensing), located on the Richmond campus in south Miami-Dade county was launched in 2003, and conducts research with remotely sensed data received from earth-orbiting satellite systems. This state-of-the-art real-time reception and analysis facility provides data for environmental monitoring. The predictive power concentrated on this 78-acre campus is helping to provide vital, life-saving information regarding earthquakes, hurricanes, typhoons, freak waves and other natural and manmade disasters, including monitoring of the earthquakes in Haiti and Chile, and oil spills.The Leonard M. Miller School of Medicine has been designated a Center for AIDS Research (CFAR) in Florida, and is leading the University's prestigious Clinical and Translational Science Institute (CTSI), awarded by the NIH. Other clinical and research programs include the John P. Hussman Institute for Human Genomics, the Interdisciplinary Stem Cell Institute, the Dr. John T. Macdonald Foundation Biomedical Nanotechnology Institute, the Miami Transplant Institute, The Miami Project to Cure Paralysis, the Diabetes Research Institute, the Mailman Center for Child Development, and many more. 1621604049 15290 1860373166 See Schedule OHealth Care:Located north of downtown Miami near the Civic Center in the Miami Health District, the Leonard M. Miller School of Medicine's campus consists of approximately 72-acres of owned and leased land within the 153-acre University of Miami/Jackson Memorial Hospital complex. Each year the University of Miami Health System's nearly 1,400 physicians represent more than 100 specialties and subspecialties and have more than two million scheduled patient encounters with outcomes that are among the best in the nation. The health system is comprised of Sylvester, Bascom Palmer Eye Institute, and UHealth Tower, operating within UMHC. Bascom Palmer has been recognized as the number one eye hospital in the country for 17 years by U.S. News & World Report in its annual "America's Best Hospitals" issue. In addition to the three University-owned hospitals, there are also three primary hospitals affiliated with UHealth: Jackson Memorial Hospital, the primary teaching hospital for the medical school; Holtz Children's Hospital; and the Bruce W. Carter VA Medical Center. There are also about three dozen outpatient clinics across Miami-Dade, Broward, Palm Beach, and Collier counties. The Lennar Foundation Medical Center, located in Coral Gables, opened in 2016. The 206,000-square-foot diagnostic and treatment center provides the local community more convenient access to world-class medical care provided by UM physicians and specialists. 344317831 27494047 158470586 Expenses primarily represent auxiliary enterprises, including intercollegiate athletics, parking, student housing and student dining. Other program services revenues primarily represent auxiliary enterprises revenue, investment income, and investment losses. 344317831 27494047 158470586 3415816394 1 0 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 0 0 0 0 0 1 0 1 0 1 1 0 0 1 1 1 1 0 0 1 24346 0 1 25772 1 1 1 1 BD 0 0 0 1 1 0 0 0 0 X 60 50 1 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 FL X Michael Dunlap Associate VP & Controller 3052844877 1320 S Dixie Highway Suite 150 Coral Gables FL 331462912 X Leonard Abess Trustee 2.00 X 0 0 0 Michael I Abrams Trustee 4.00 X 0 0 0 Betty G Amos Trustee 4.00 X 0 0 0 Jose P Bared Trustee 4.00 X 0 0 0 Hilarie Bass Trustee & Vice Chair 15.00 X 0 0 0 Jon Batchelor Trustee 2.00 X 0 0 0 Brenda Yester Baty Trustee 2.00 X 0 0 0 Fred Berens Trustee 1.00 X 0 0 0 Tracey Berkowitz Trustee 10.00 X 0 0 0 Marc Buoniconti Trustee/Senior Director 10.00 X 174504 0 18194 Nicholas A Buoniconti Trustee 1.00 X 0 0 0 M Anthony Burns Trustee 5.00 X 0 0 0 Alfred R Camner Trustee 1.00 X 0 0 0 Wayne E Chaplin Trustee 2.00 X 0 0 0 Adriana Cisneros Trustee 1.00 X 0 0 0 Charles E Cobb Trustee 3.00 X 0 0 0 Edward A Dauer Trustee / Faculty Member 40.00 X 97044 0 28571 Evan De Joya Trustee 20.00 X 0 0 0 Paul J DiMare Trustee 4.00 X 0 0 0 Joseph Echevarria Trustee 4.00 X 0 0 0 David L Epstein Trustee 2.00 X 0 0 0 Richard D Fain Trustee & Chair 30.00 X 0 0 0 George Feldenkreis Trustee 1.00 X 0 0 0 Miguel B Fernandez Trustee 2.00 X 0 0 0 Phillip Frost Trustee 2.00 X 0 0 0 Phillip T George Rose Trustee 2.00 X 0 0 0 Kourtney Gibson Trustee 1.00 X 0 0 0 Steven J Green Trustee 1.00 X 0 0 0 Rose Ellen Greene Trustee 6.00 X 0 0 0 Barbara Hecht Havenick Trustee 1.00 X 0 0 0 Allan M Herbert Trustee 10.00 X 0 0 0 Marilyn J Holifield Trustee 4.00 X 0 0 0 Frank R Jimenez Trustee 3.00 X 0 0 0 Manuel Kadre Trustee 4.00 X 0 0 0 Bernard J Kosar Jr Trustee 1.00 X 0 0 0 Marus Lemonis Trustee 1.00 X 0 0 0 Eric Todd Levin Trustee 2.00 X 0 0 0 Susan Lytle Lipton Trustee 1.00 X 0 0 0 Jayne Sylvester Malfitano Trustee 3.00 X 0 0 0 Robert A Mann Trustee 12.00 X 0 0 0 Marilu Marshall Trustee 1.00 X 0 0 0 Stuart A Miller Trustee 7.00 X 0 0 0 William L Morrison Trustee 1.00 X 0 0 0 Judi Prokop Newman Trustee 0.50 X 0 0 0 Arva Moore Parks Trustee 2.00 X 0 0 0 Jorge M Perez Trustee 3.00 X 0 0 0 Thomas E Pfeiffer Trustee 3.00 X 0 0 0 Aaron S Podhurst Trustee 20.00 X 0 0 0 Lois Pope Trustee 1.00 X 0 0 0 Alex E Rodriguez Trustee 1.00 X 0 0 0 Steven J Saiontz Trustee 2.00 X 0 0 0 Alessandra San Roman Trustee 1.00 X 0 0 0 Robert E Sanchez Trustee 2.00 X 0 0 0 Marvin R Shanken Trustee 1.00 X 0 0 0 Laurie S Silvers Trustee 2.00 X 0 0 0 HT Smith Jr Trustee & Vice Chair 8.00 X 0 0 0 Jacquelyn R Soffer Trustee 1.00 X 0 0 0 Steven Sonberg Trustee 1.00 X 0 0 0 E Roe Stamps IV Trustee 2.00 X 0 0 0 Ronald G Stone Trustee 10.00 X 0 0 0 Johnny C Taylor Jr Trustee 1.00 X 0 0 0 Patricia W Toppel Trustee 2.00 X 0 0 0 Ana VeigaMilton Trustee 5.00 X 0 0 0 Alejandro F Vicencio Trustee 3.00 X 0 0 0 Jonathan Vilma Trustee 1.00 X 0 0 0 David R Weaver Trustee 5.00 X 0 0 0 Geisha Jimenez Williams Trustee 0.50 X 0 0 0 G Ed Williamson II Trustee 2.00 X 0 0 0 Thomas D Wood Sr Trustee 1.00 X 0 0 0 Julio Frenk President 80.00 X X 1297672 0 301346 Leslie Dellinger Aceituno Secretary 80.00 X 136051 0 30923 Jeffrey Duerk Executive VP & Provost 80.00 X 460271 0 12020 Jacqueline A Travisano Executive VP & COO 80.00 X 557561 0 15347 Steven Altschuler EVP & CEO of UHealth 80.00 X 3520952 0 52315 Nestor F De La Cruz-Munoz Associate Professor Dept of Surgery 60.00 X 1501963 0 50329 David Ertel CFO, UHealth Systems 80.00 X 1972800 0 35569 James J Larranaga Head Coach, Basketball 80.00 X 2123129 0 44559 Mark Richt Head Coach, Football 80.00 X 3990764 0 49104 Richard Russell Ballard CEO, UMHC (former) 75.00 X 412034 0 49046 Steven F Falcone Chief Exec, UHealth Clinic (fmr) 70.00 X 765283 0 58113 Michael B Gittelman CEO, ABLEH (former) 60.00 X 568229 0 105114 Thomas J LeBlanc Executive VP & Provost (fmr) 75.00 X 535307 0 42083 Donna E Shalala President (former) 35.00 X 282041 0 30640 Sory John Birdsall Chief Exec,UHealth Rgnl Alliance(fmr) 65.00 X 493341 0 48791 Aileen Ugalde University Secretary (former) 80.00 X 631572 0 57122 19520518 0 1029186 3067 1 1 0 GCA Education Services Inc 4702 Western Ave Suite 101 Knoxville TN 37921 Maintenance & Repair Services 20871631 Arellano Construction Co 7255 NW 19 St Suite B Miami FL 33126 Construction Services 17442641 Moss and Associates 800 BRICKELL AVE SUITE 1500 Miami FL 33131 Construction Services 9269610 Deloitte Consulting 333 SE 2nd Ave 3600 Miami FL 33131 IT Services 6823598 Compass Group USA INC 1350 MILLER RD 132 Coral Gables FL 33124 Food Service Management 6381620 710 768113 1680308 462607934 226857832 15746299 691914187 Hospitals and Clinics 900099 1391716827 1391716827 Tuition and Fees 900099 773765856 773765856 Medical Prof Practice 900099 468656339 467801048 855291 Auxiliary Enterprises 900099 158470586 59207416 6359402 92903768 Local Grants and Contr 900099 149687380 149687380 44189287 41274582 2914705 2986486275 28798365 28798365 969142 969142 9731534 9731534 6822777 7905 3592274 358 3230503 7547 3238050 7547 3230503 356944653 56576 304342681 9440 52601972 47136 52649108 -1001499 53650607 302215 1680308 930628 -628413 -628413 2259 1584 675 675 Advertising 523000 48923 48923 Coach Appearances 541800 35000 35000 83923 3773242846 2883453109 9220044 188655506 31441622 31441622 420668830 420668830 28363423 28363423 6190435 2076680 3081648 1032107 1463693273 1364543539 88612171 10537563 97538906 90014166 6629313 895427 217705544 194214319 19914045 3577180 95111181 87502286 6657783 951112 8549826 2233472 6316354 905100 210300 694800 292550 292550 567736 567736 7155117 7155117 224216931 199359619 23442575 1414737 21201156 20083432 566016 551708 107880944 102696115 4700350 484479 62548640 54421367 8127273 117019953 107986235 8751944 281774 32828357 30421257 1455219 951881 19554645 16874287 2437507 242851 43856450 42457382 1399068 153048182 147607362 5440820 17868095 16029488 1838607 Medical Supplies 403671868 403671868 Miscellaneous 58484264 45784228 11612070 1087966 UBIT Income Tax 5000 5000 3640368028 3415816394 201975113 22576521 34035005 1908811 294403081 553583280 331140359 253457807 362338529 472863842 49458604 50257744 31443406 31672285 45187884 54572429 3608964660 1767260483 1791677677 1841704177 569700679 648406621 418201144 427017108 1127000 1127001 61246950 64351766 3989960318 4400922871 240540000 266009406 101425805 105392716 896812166 977001664 231705139 407230558 516677059 438242638 1987160169 2193876982 X 827957321 966482824 612492522 652359118 562350306 588203947 2002800149 2207045889 3989960318 4400922871 X 132874818 27091772 44279150 X 0 1 X 1 1 1 X 645431640 695504873 684757248 800273551 691914187 3517881499 645431640 695504873 684757248 800273551 691914187 3517881499 3517881499 70328911 118800048 47068647 107512560 46631938 390342104 1151702 1574344 608176 -325797 1457689 4466114 3912689717 12945385117 0.89910 0.89350 X 292550 292550 3632502435 3632794985 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 263184 261239 256934 292550 1073907 250000 250000 250000 250000 1000000 1500000 1111558 58451941 20164 X X X X X public ed & outreach progra 1 0 948579230 29917174 87286606 -9334364 -34940354 1021508292 844642514 39933556 107091993 -9017823 -34071010 948579230 887329315 35880046 -37379832 -7908234 -33278781 844642514 865434666 32562542 26787748 -6981057 -30474584 887329315 777946842 25884017 96424339 -6545053 -28275479 865434666 0.18980 0.49400 0.31620 0 0 93415421 93415421 2162051996 1043700738 1118351258 58730151 43806688 14923463 850970702 548890145 302080557 443796390 130862912 312933478 1841704177 -2723103 F Limited Partnerships 395592722 F Mutual Funds 9879604 F Other 24267885 F 427017108 Medical Self-Insurance Reserves 77025210 Refundable Deposits 395044 Accrued Postretirement Benefit Cost 106428530 Annuities Payable 5640463 Refundable Federal Student Loans 24299310 Other Liabilities 224454081 438242638 X 3352437101 27091772 -28521 27063251 3325373850 7155117 440713879 447868996 3773242846 3192499032 0 3192499032 7155117 440713879 447868996 3640368028 Part III, Line 4: Part III, Line 4: Art Collection: The mission of the Lowe Art Museum, the art museum of the University of Miami, is to serve the University, the Greater South Florida communities, and national and international visitors as a teaching and exhibiting resource through its permanent and borrowed collections. The Museum: collects original, quality works of art primarily from Asia, Africa, Europe and the Americas; exhibits and preserves the permanent collection according to the highest professional standards; researches the permanent collection and publishes new findings in exhibition catalogues and articles; organizes traveling exhibitions and loans of individual works from the permanent collection to expand knowledge and appreciation of art both regionally and nationally; enhances the appreciation of the permanent collection through borrowed and organized traveling exhibitions and loans of individual works; and, supports, extends and enriches the mission of the University of Miami for students, faculty, scholars, residents, and visitors to South Florida to appreciate and more fully comprehend art and its history. More information on the Museum can be found on its website at www.miami.edu/lowe. Part V, Line 4: Part V, Line 4: Endowment Funds: The University's endowment is used to support the University's mission which is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to its community and beyond. Distributions from the University's endowment are mainly used for student scholarships and fellowships, endowed chairs, research, school/college support, academic program support, library support, and general University support. Part X, Line 2: Fin 48 Footnote: The University is exempt from federal income taxes under section 501(c)(3) of the Internal Revenue Code. Accordingly, no provision for income taxes is made in the financial statements. At May 31, 2018, there were no uncertain tax positions. The University files tax returns with U.S. federal and other tax authorities for which the statute of limitations may go back to the year ended May 31, 2014. Part XI, Line 2d - Other Adjustments: Refunds of Program service Rev. - Hospitals.& Clinics - 0 Refunds of Contributions - $28,521 Part XI, Line 4b - Other Adjustments: Amounts represent: tuition discounting, certain grants, expenses netted from revenues for GAAP purposes. Part XII, Line 4b - Other Adjustments: Same as above Part XI and XII, Line 4b: Other Revenue and Expense Reconciling Items: Tuition discounting $261,036,249, grants and contracts pass-through transactions from sponsoring agencies $184,212,798. Less: non-program related rental expenses $3,600,179; Ubit adjustment of $4,718; and direct expenses related to fundraising events $930,628. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 The University publishes its Equal Opportunity Policy and Non-discrimination Policy Statement in the following publications: * Workplace Equity & Performance Web site * All UM web sites state our Non-discrimination policy under a link for "Privacy Statement and Legal Notices" * Students Rights and Responsibilities Handbook * Academic Bulletin * Student Handbook distributed at Orientation * Faculty Manual * Employee Handbook * Various public bulletin boards located throughout the various campuses, in contracts with other vendors, during University employee orientation, University Career Website, etc. Schedule E, Part I, Line 6 The University provides financial assistance in the form of grants to award scholarships and fellowships to students attending the University. In addition, government agencies award grants to the University for research. 1 Central America & the Caribbean Program Services Grants to Recipients 70635 East Asia & the Pacific Program Services Grants to Recipients 145349 Europe Program Services Grants to Recipients 1297594 Middle East & North Africa Program Services Grants to Recipients 114083 North America Program Services Grants to Recipients 356259 South America Program Services Grants to Recipients 713389 South Asia Program Services Grants to Recipients 93409 Sub-Saharan Africa Program Services Grants to Recipients 1499884 Central American and the Caribbean Program Services Travel - Institutional Research and Education 145477 East Asia & the Pacific Program Services Travel - Institutional Research and Education 414998 Europe Program Services Travel - Institutional Research and Education 1231567 Middle East & North Africa Program Services Travel - Institutional Research and Education 130342 North America Program Services Travel - Institutional Research and Education 313345 Russia and Neighboring States Program Services Travel - Institutional Research and Education 10091 South America Program Services Travel - Institutional Research and Education 419985 South Asia Program Services Travel - Institutional Research and Education 80345 Sub-Saharan Africa Program Services Travel - Institutional Research and Education 139283 Central America and the Caribbean Investments N/A 104455727 Central America and the Caribbean 5 Program Services Independent Contractors-Institutional Research and Education 40063 East Asia and the Pacific 7 Program Services Independent Contractors-Institutional Research and Education 18999 Europe 29 Program Services Independent Contractors-Institutional Research and Education 875722 Middle East and North Africa 2 Program Services Independent Contractors-Institutional Research and Education 73500 North America 25 Program Services Independent Contractors-Institutional Research and Education 501186 South America 11 Program Services Independent Contractors-Institutional Research and Education 40816 South Asia 1 Program Services Independent Contractors-Institutional Research and Education 70704 Sub-Saharan Africa 3 Program Services Independent Contractors-Institutional Research and Education 11194 0 0 0 83 0 83 4290602 108973344 113263946 Central America & the Caribbean Research 18614 Check N/A N/A Central America & the Caribbean Research 52021 Wire Transfer N/A N/A East Asia & the Pacific Research 27841 Wire Transfer N/A N/A East Asia & the Pacific Research 76000 Wire Transfer N/A N/A East Asia & the Pacific Research 41508 Check N/A N/A Europe Research 40320 Wire Transfer N/A N/A Europe Research 30660 Wire Transfer N/A N/A Europe Research 11106 Wire Transfer N/A N/A Europe Research 83308 Wire Transfer N/A N/A Europe Research 45045 Check/ Wire Transfer N/A N/A Europe Research 68717 Wire Transfer N/A N/A Europe Research 308658 Check/ Wire Transfer N/A N/A Europe Research 18673 Wire Transfer N/A N/A Europe Research 77560 Wire Transfer N/A N/A Europe Research 120382 Check N/A N/A Europe Research 19596 Wire Transfer N/A N/A Europe Research 36942 Wire Transfer N/A N/A Europe Research 358591 Wire Transfer N/A N/A Europe Research 16466 Check/ Wire Transfer N/A N/A Europe General Support 61572 Wire Transfer N/A N/A Middle East & North Africa Research 104083 Wire Transfer N/A N/A Middle East & North Africa Research 10000 Wire Transfer N/A N/A North America Research 217013 Check N/A N/A North America Research 89193 Check N/A N/A North America Research 50052 Check N/A N/A South America Research 39256 Wire Transfer N/A N/A South America Research 406433 Wire Transfer N/A N/A South America Research 69760 Wire Transfer N/A N/A South America Research 179340 Wire Transfer N/A N/A South America Research 7500 Wire Transfer N/A N/A South America General Support 6000 Wire Transfer N/A N/A South America General Support 5100 Wire Transfer N/A N/A South Asia Research 93409 Wire Transfer N/A N/A Sub-Saharan Africa Research 84000 Wire Transfer N/A N/A Sub-Saharan Africa Research 227212 Wire Transfer N/A N/A Sub-Saharan Africa Research 181233 Wire Transfer N/A N/A Sub-Saharan Africa Research 555206 Wire Transfer N/A N/A Sub-Saharan Africa Research 386232 Wire Transfer N/A N/A Sub-Saharan Africa Research 66000 Wire Transfer N/A N/A 5 34 Scholarships, Fellowship Grants Central America and the Caribbean 62 1250635 Check N/A N/A Scholarships, Fellowship Grants East Asia and the Pacific 597 7747649 Check N/A N/A Scholarships, Fellowship Grants Europe 221 5832834 Check N/A N/A Scholarships, Fellowship Grants Middle East and North Africa 73 1197397 Check N/A N/A Scholarships, Fellowship Grants North America 70 1448184 Check N/A N/A Scholarships, Fellowship Grants Russia and Neighboring States 28 487427 Check N/A N/A Scholarships, Fellowship Grants South America 223 3438269 Check N/A N/A Scholarships, Fellowship Grants South Asia 102 2041310 Check N/A N/A Scholarships, Fellowship Grants Sub-Saharan Africa 25 629116 Check N/A N/A 1 0 1 1 1 1 Part I, Line 2: Procedures for Monitoring Grants Outside the United States: The University awards grants as subcontracts to foreign organizations for the purpose of conducting research and research training. Prior to the University awarding the subcontract, the organization is required to submit the proposed scope of work and a budget. Once reviewed and approved, a formal subcontract is issued with the terms and conditions of the award. To comply with terms and conditions of the subcontract, the foreign organization must submit an invoice together with supporting documentation. Upon receipt of the invoice, the faculty member at the University responsible for the grant or his/her designee approves the invoice for payment. In addition, monitoring of the science is conducted by the University faculty member responsible for the grant via site visits, correspondence, phone calls, etc. Reports required under the terms and conditions of the subcontract are submitted by the grantee. Part I, line 3: Activity Expenditures: Expenditures are recorded based on the accrual method of accounting and are recorded when incurred. X 1 Ruffalo Noel Levitz 1025 Kirkwood Pkw CedarRapids IA 52404 Campaign Management 0 783628 567736 215892 783628 567736 215892 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX VI UT VT VA WA WV WI WY Dinner Gala 640525 599540 40985 51896 226586 123832 84888 Dinner Gala 391426 350611 40815 420 75938 2958 23435 39352 11 950572 730157 220415 4675 119951 81744 94953 1982523 1680308 302215 5095 127834 349495 229011 219193 930628 -628413 1 1 1 X 1 X 1 1 0 0 8195000 8195000 0.00230 149098630 145400808 3697822 0.00100 157293630 145400808 11892822 0.00330 2586680 2428473 158207 0.00000 21181263 3182446 17998817 0.00490 1143666 1143666 181867330 175914923 5952407 0.00160 124282 124282 0.00000 206903221 182669508 24233713 0.00650 364196851 328070316 36126535 0.00980 1742688 1636765 105923 0.00000 1742688 1636765 105923 0.00000 1 83324041 248555916 276124749 -27568833 X 1 1 1 1 University of Miami Hospital & Clinics 1475 NW 12 Avenue Miami FL 33136 sylvester.org #4074 X X X X Prospective Payment System Exempt Hospital University of Miami Hospitals and Clinic 1 0 0 1 X X X X X X X X X 16 1 0 0 1 X https://umiamihealth.org/sylvester-comprehensive-cancer-center X 1 17 0 1 0 1 X 200.000000000000 400.000000000000 X X X X 1 1 X X X 1 X umiamihealth.org/sylvester-comprehensive-cancer-center/billing-insurance/fi X umiamihealth.org/sylvester-comprehensive-cancer-center/billing-insurance/fi X X X X X 1 X 0 X 1 X 0 0 University of Miami Hospitals and Clinics Part V, Section B, Line 5: As a part of the Community Health Needs Assessment in 2016, both external and internal consumers were surveyed, and various focus groups were developed to get opinions on leading health issues. A telephone interview methodology was conducted of 2,701 individuals/healthcare consumers throughout Miami-Dade County, ages 18 and above by Professional Research Consultants, Inc. (PRC) Press Ganey surveys were used in 2015-2016 to internally survey patients at UMHC following treatment. UMHC contracted with Healthcare Council of South Florida (HCSF) to develop focus groups of health system leadership (in early 2016) and to consolidate the data of the community resident surveys and hospital data sets. University of Miami Hospitals and Clinics Part V, Section B, Line 6a: The organization did not prepare a community benefit report during the tax year. University of Miami Hospitals and Clinics Part V, Section B, Line 11: The hospital completed an Implementation Plan during 2017, which addresses the needs identified in the CHNA. Priority needs include: Access to Care; Chronic Disease Management; Availability of Primary Care and Prevention; Healthy Lifestyles: Exercise and Nutrition; and Elder Care/Geriatrics. As indicated in the Implementation Plan, all 5 of these priority needs have been addressed in the Implementation Strategy. Part I, Line 6a: The organization did not prepare a community benefit report during the tax year. Part I, Line 7: The Medicare cost report was used, except for 7b (Medicaid and other means-tested government programs). For 7b, a cost-to-charge ratio was used. The cost to charge ratio used for Medicaid cost calculation is based on the actual cost of Traditional Medicaid Fee-for-Service claims as reported on the Medicare Cost Report. These calculated costs (Inpatient Routine, Inpatient Ancillary, and Outpatient) are compared to the charges for these services reported on the same cost report. This ratio is used as the Medicaid cost-to-charge ratio to be applied to total gross Medicaid charges (both Traditional Fee for Service and Managed Care) as reported on the AHCA FUHRS report. Part II, Community Building Activities: Community building activities include child abuse protection programs. Part III, Line 2: Total bad debt expense is determined using the hospital's patient accounting records. Part III, Line 3: Patients who render sufficient financial information to make a determination of eligibility under the hospitals' financial assistance policy are either treated as charity care (if they qualify) or given a "self- pay" discount (if they do not qualify as charity care). Part III, Line 4: The hospitals' financial statements do not contain a footnote concerning bad debt. The University's financial statements account for bad debt as a reduction of revenue. Part III, Line 8: The source of this information is the Medicare Cost Report data, which uses a "cost to charge" ratio methodology. The University of Miami Hospital and Clinics (UMHC) is a Prospective Payment System (PPS) hospital and, as such, is cost based reimbursed for both inpatient and outpatient services. For inpatient services, the limit is the TEFRA target limit. The hospital, on occasion, exceeds the target rate and does not receive full cost reimbursement. The TEFRA target amount is updated by the Medicare program annually by the TEFRA updating factor. However, the amount of the TEFRA updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. For outpatient services, the limit is the payment to cost ratio (PCR). The PCR was established using a base year, which was 1996, at a rate of 85.5% of cost. The PCR for all exempt cancer centers was 91% through 12/31/17, and then 88% from 1/1/18 to 5/31/18; therefore, the hospital currently does not receive payment for a range of 9% to 12% of its outpatient cost. Part III, Line 9b: Note 3 of the financial statements reads in-part as follows: "the hospital provides care to patients who are financially unable to pay for the healthcare services they receive, and because the Hospital does not pursue collection of amounts determined to qualify as charity care, they are not reported in revenue." Part VI, Line 2: Needs assessment: The communities' healthcare needs are assessed by the organization in collaboration with the Miami-Dade County Public Health Trust (PHT). Part VI, Line 3: Patient education of eligibility for assistance: The organization informs and educates patients through public service announcements, advertising, and development activities. Further, patients are assisted with qualifying for Medicaid and other state programs. Part VI, Line 4: Community information: The community served by the organization is Miami-Dade County, Broward County, Collier County and the Palm Beaches, which are large urban areas. Since these South Florida counties have a large immigration population, many patients are uninsured, under-insured, or Medicaid recipients. The national economic crisis and the high level of unemployment have exacerbated this issue. Part VI, Line 5: Promotion of community health: A majority of the hospitals' governing body is comprised of persons who reside in the Hospitals' primary service area who are neither employees nor contractors of the Hospital, nor family members thereof. The Hospital extends medical staff privileges to all qualified physicians in its community for some or all of its departments. In order to improve patient care and access to the specialized healthcare services, the organization applies a significant portion of any surplus to capital budget for new technology, new medical equipment, building renovations, and other betterments and improvements. Part VI, Line 6: Affiliated health care system: The organization has an affiliation agreement with Miami-Dade County's Public Health Trust (PHT) to provide teaching physicians who supervise PHT's interns and residents at Jackson Memorial Hospital. 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COLLEGE STATION TX 77843 742907553 State of TX 115641 N/A N/A RESEARCH THE GENEVA FOUNDATION 917 PACIFIC AVE STE 600 TACOMA WA 98402 911593913 501(c)(3) 16370 N/A N/A RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 9500 GILMAN DRIVE MC0225 LA JOLLA CA 92093 946036493 State of CA 723721 N/A N/A RESEARCH THE SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES RD LA JOLLA CA 92037 330435954 501(c)(3) 464697 N/A N/A RESEARCH THE UNIVERSITY OF ALABAMA AT BIRMINGHAM 510 20TH ST SOUTH BIRMINGHAM AL 35294 636005396 State of AL 17891 N/A N/A RESEARCH THERAPY AND LEARNING CORP PO BOX 565142 MIAMI FL 33256 830471851 11085 N/A N/A RESEARCH THERAPY BY DESIGN INC 17670 NW 78TH AVE STE 113 MIAMI FL 33015 900060916 23105 N/A N/A RESEARCH TRANSLATIONAL GENOMICS RESEARCH 445 N FIFTH STREET SUITE 600 PHOENIX AZ 85004 753065445 501(c)(3) 98318 N/A N/A RESEARCH TULANE UNIVERSITY 6823 ST CHARLES AVENUE NEW ORLEANS LA 70118 720423889 501(c)(3) 364919 N/A N/A RESEARCH UNIV OF CALIFORNIA SAN DIEGO 9500 GILMAN 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OF COLORADO DENVER 12850 E MONTVIEW BLVD-C238 RM V20-4132 AURORA CO 80045 846000555 State of CO 286277 N/A N/A RESEARCH UNIVERSITY OF FLORIDA 123 GRINTER HALL P O BOX 113001 GAINESVILLE FL 32611 596002052 State of FL 798668 N/A N/A RESEARCH UNIVERSITY OF HOUSTON 4800 CALHOUN ROAD HOUSTON TX 77204 746001399 State of TX 61943 N/A N/A RESEARCH UNIVERSITY OF ILLINOIS GRANTS CONTRACTS 1901 S FIRST ST-STE A MC685 CHAMPAIGN IL 61820 376000511 501(c)(3) 271251 N/A N/A RESEARCH UNIVERSITY OF IOWA 5270 CBRB IOWA CITY IA 52242 426004813 State of IA 129379 N/A N/A RESEARCH UNIVERSITY OF KANSAS 1000 SUNNYSIDE AVE-ROOM 4082 LAWRENCE KS 66045 481124839 17092 N/A N/A RESEARCH UNIVERSITY OF LOUISIANA AT LAFAYETTE PO BOX 42570 LAFAYETTE LA 70504 726000820 State of LA 750562 N/A N/A RESEARCH UNIVERSITY OF MARYLAND PO BOX 41428 BALTIMORE MD 21203 526002033 State of MD 23331 N/A N/A RESEARCH UNIVERSITY OF MASSACHUSETTS 55 LAKE AVENUE NORTH ATTENTION MEDICAL SCHOOL BURSAR WORCESTER MA 01655 043167352 State of MA 26976 N/A N/A RESEARCH UNIVERSITY OF MINNESOTA C/O UNIV TAX MNGMT 2221 UNIVERSITY AVE SE-SUITE 111 MINNEAPOLIS MN 55414 416007513 State of MN 491426 N/A N/A RESEARCH UNIVERSITY OF NEW MEXICO LATIN AMERICAN IBERIAN INSTITUTE MSC02 1690 ALBUQUERQUE NM 87131 856000642 73958 N/A N/A RESEARCH UNIVERSITY OF NORTH CAROLINA C/O BOA LOCKBOX PO BOX 402420 ATLANTA GA 30384 566001393 State of NC 59196 N/A N/A RESEARCH UNIVERSITY OF NORTH TEXAS OFFICE OF GRANTS CONTRACTS 1155 UNION CIR 305250 DENTON TX 76203 756002149 State of TX 490085 N/A N/A RESEARCH UNIVERSITY OF PENNSYLVANIA PO BOX 785541 PHILADELPHIA PA 19178 231352685 501(c)(3) 30432 N/A N/A RESEARCH UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 15251 250965591 501(c)(3) 327552 N/A N/A RESEARCH UNIVERSITY OF RHODE ISLAND OFFICE OF THE CONTROLLER 75 LOWER COLLEGE RD RM 110 KINGSTON RI 02881 056000522 State or RI 38600 N/A N/A RESEARCH UNIVERSITY OF ROCHESTER 601 ELMWOOD AVE BOX 673 ROCHESTER NY 14642 160743209 501(c)(3) 12000 N/A N/A RESEARCH UNIVERSITY OF SOUTH FLORIDA PO BOX 864568 ORLANDO FL 32886 592959590 501(c)(3) 303567 N/A N/A RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA 3500 S FIGUEROA ST STE 102 LOS ANGELES CA 90089 951642394 501(c)(3) 109076 N/A N/A RESEARCH UNIVERSITY OF TEXAS AT AUSTIN 3001 LAKE AUSTIN BLVD SUITE 20110 AUSTIN TX 78703 746000203 State of TX 154396 N/A N/A RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO 7703 FLOYD CURL DRIVE PATHOLOGY ROOM 328B SAN ANTONIO TX 78229 741586031 State of TX 32136 N/A N/A RESEARCH UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER WILLED BODY PROGRAM 5323 HARRY HINES BLVD DALLAS TX 75390 756002868 State of TX 67533 N/A N/A RESEARCH UNIVERSITY OF VIRGINIA SCHOOL OF MED 101 HOSPITAL DR DAVIS 5 ROOM 5293 CHARLOTTESVILLE VA 22908 546001796 501(c)(3) 20302 N/A N/A RESEARCH UNIVERSITY OF WASHINGTON OFC OF RESEARCH- 3935 UNIVERSITY WAY NE SEATTLE WA 98105 916001537 State of WA 501256 N/A N/A RESEARCH UNIVERSITY OF WISCONSIN FOUNDATION 1685 HIGHLAND AVE MADISON WI 53705 390743975 501(c)(3) 69475 N/A N/A RESEARCH VANDERBILT UNIVERSITY MEDICAL CENTER 3319 WEST END AVENUE SUITE 100 NASHVILLE TN 37203 620476822 501(c)(3) 269561 N/A N/A RESEARCH WAKE FOREST UNIVERSITY HEALTH SCIENCES BIOCHEMISTRY DEPARTMENT MEDICAL CENTER BLVD WINSTONSALEM NC 21157 223849199 501(c)(3) 11606 N/A N/A RESEARCH WASHINGTON STATE UNIVERSITY ORSO 280 LIGHTY PULLMAN WA 99164 916601108 State of WA 20872 N/A N/A RESEARCH WATER MAPPING LLC 1041 EDGEWATER LN GULF BREEZE FL 32563 473600220 101600 N/A N/A RESEARCH WAYNE STATE UNIVERSITY CASHIERS OFFICE PO BOX 02788 DETROIT MI 48202 386028429 State of MI 23240 N/A N/A RESEARCH WEILL CORNELL MEDICAL COLLEGE 575 LEXINGTON AVE 9TH FL NEW YORK NY 10022 131623978 501(c)(3) 110120 N/A N/A RESEARCH WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION PO BOX 6002 MORGANTOWN WV 26506 550665758 501(c)(3) 15252 N/A N/A RESEARCH YALE UNIVERSITY 155 WHITNEY AVE NEW HAVEN CT 06520 060646973 501(c)(3) 32345 N/A N/A RESEARCH AMERICAN CANCER SOCIETY 3709 W JETTON AVENUE TAMPA FL 33629 131788491 501(c)(3) 55000 N/A N/A GENERAL SUPPORT CHILDREN'S MIRACLE NETWORK HOSPITALS HEADQUARTERS 205 WEST 700 SOUTH SALT LAKE CITY UT 84101 870387205 501(c)(3) 9130 N/A N/A GENERAL SUPPORT CORAL GABLES CHAMBER COMMERCE 224 CATALONIA AVENUE CORAL GABLES FL 33134 590205525 501(c )6 50775 N/A N/A GENERAL SUPPORT DIRECT RELIEF 27 S LA PATERA GOLETA CA 93117 951831116 501(c)(3) 28688 N/A N/A GENERAL SUPPORT ELSEVIER INC PO BOX 9533 NEW YORK NY 10087 131958712 9750 N/A N/A GENERAL SUPPORT GENETICS POLICY INSTITUTE INC 9314 FOREST HILL BLVD STE 2 WELLINGTON FL 33411 205509308 501(c)(3) 12500 N/A N/A GENERAL SUPPORT GILDAS CLUB SOUTH FL 119 ROSE DR FT LAUDERDALE FL 33316 650528626 501(c)(3) 28000 N/A N/A GENERAL SUPPORT GREATER MIAMI CHAMBER OF COMMERCE 1601 BISCAYNE BOULEVARD BALLROOM LEVEL MIAMI FL 33132 590358775 501(c )6 80750 N/A N/A GENERAL SUPPORT HISPANIC BUSINESS INITIATIVE FUND OF FLORIDA INC 3201 E COLONIAL DR STE A20 ORLANDO FL 32803 593341405 501(c)(3) 6500 N/A N/A GENERAL SUPPORT JACKSON HEALTH FOUNDATION 1500 NW 12 AVE STE 1117 EAST MIAMI FL 33136 650077727 501(c)(3) 10000 N/A N/A GENERAL SUPPORT LEADERS IN FURTHERING EDUCATION 1720 SOUTH OCEAN BLVD MANALAPAN FL 33462 582087274 501(c)(3) 10000 N/A N/A GENERAL SUPPORT LEUKEMIA & LYMPHOMA SOCIETY 200 S PARK RD STE 140 HOLLYWOOD FL 33021 135644916 501(c)(3) 60000 N/A N/A GENERAL SUPPORT MANATEE EDUCATION FOUNDATION INC 1023 MANATEE AVENUE WEST SUITE 215 BRANDENTON FL 34205 650037457 501(c)(3) 10000 N/A N/A GENERAL SUPPORT MIAMI DADE COLLEGE FOUNDATION INC 300 NE SECOND AVENUE ROOM 1423-1 MIAMI FL 33132 596169745 501(c)(3) 15000 N/A N/A GENERAL SUPPORT NEIGHBORS 4 NEIGHBORS 8900 NW 18 TERRACE DORAL FL 33172 650364391 501(c)(3) 10000 N/A N/A GENERAL SUPPORT OFFERDAHL'S HAND-OFF FOUNDATION 2749 NE 45TH NE 37TH DRIVE OAKLAND PARK FL 33308 454645993 501(c)(3) 25000 N/A N/A GENERAL SUPPORT PAN- AMERICAN ASSOCIATION OF OPHTHALMOLOGY 1301 S BOWEN ROAD 450 ARLINGTON TX 76013 620564302 501(c )6 5100 N/A N/A GENERAL SUPPORT SUSAN G KOMEN MIAMI 1333 S UNIVERSITY DR STE 206 PLANTATION FL 33324 752844638 501(c)(3) 35000 N/A N/A GENERAL SUPPORT THE ORANGE BOWL COMMITTEE INC 14360 NW 77TH CT MIAMI LAKES FL 33016 590384382 501(c)(3) 6585 N/A N/A GENERAL SUPPORT WORLD STRATEGIC FORUM INC 777 BRICKELL AVENUE SUITE 500 MIAMI FL 33131 272147644 501(c)(3) 10000 N/A N/A GENERAL SUPPORT 142 38 Scholarships for tuition housing meals and books 11745 420668830 N/A N/A Part I, Line 2: Procedure for Monitoring Grants: Grants to organizations and individuals awarded for the purpose of conducting research are monitored as follows: Subcontracts are issued with a defined scope of work and a budget and include other terms and conditions such as frequency of required reporting. The faculty member at the University of Miami responsible for the grant monitors the scientific progress via site visits, correspondence, reports, etc. Invoices submitted for payments by the outside organization or by an individual are approved by the University of Miami Faculty member responsible for the grant. Schedule I, Part III: Assistance to the University students in the form of scholarships are awarded for the purpose of aiding with the cost of attending the University (i.e., for tuition, housing and meals). Scholarships are based on need and academic achievement. Total scholarships, grants and loans cannot exceed the total cost of attendance. The University publishes criteria for the eligibility requirements needed to award a scholarship. The amount of aid awarded is based on a need analysis formula developed by the federal government and includes verification of the information submitted by the student. X X X X 1 1 X X X X 1 0 0 0 0 1 0 1 0 Marc Buoniconti Trustee/Senior Director 174366 0 0 0 138 0 17500 0 694 0 192698 0 0 0 Julio Frenk President 1163675 0 75000 0 58997 0 27000 0 274346 0 1599018 0 0 0 Leslie Dellinger Aceituno Secretary 119487 0 0 0 16564 0 14243 0 16680 0 166974 0 0 0 Jeffrey Duerk Executive VP & Provost 382642 0 0 0 77629 0 0 0 12020 0 472291 0 0 0 Jacqueline A Travisano Executive VP & COO 430508 0 0 0 127053 0 0 0 15347 0 572908 0 0 0 Steven Altschuler EVP & CEO of UHealth 926408 0 1420833 0 1173711 0 27000 0 25315 0 3573267 0 0 0 Nestor F De La Cruz-Munoz Associate Professor Dept of Surgery 797450 0 371054 0 333459 0 27000 0 23329 0 1552292 0 0 0 David Ertel CFO, UHealth Systems 695499 0 450000 0 827301 0 17943 0 17626 0 2008369 0 0 0 James J Larranaga Head Coach, Basketball 245718 0 80000 0 1797411 0 27000 0 17559 0 2167688 0 0 0 Mark Richt Head Coach, Football 243937 0 0 0 3746827 0 27000 0 22104 0 4039868 0 0 0 Richard Russell Ballard CEO, UMHC (former) 353760 0 30000 0 28274 0 27000 0 22046 0 461080 0 0 0 Steven F Falcone Chief Exec, UHealth Clinic (fmr) 572436 0 36421 0 156426 0 29700 0 28413 0 823396 0 0 0 Michael B Gittelman CEO, ABLEH (former) 499862 0 40000 0 28367 0 27000 0 78114 0 673343 0 0 0 Thomas J LeBlanc Executive VP & Provost (fmr) 446559 0 0 0 88748 0 29700 0 12383 0 577390 0 0 0 Donna E Shalala President (former) 140685 0 0 0 141356 0 29700 0 940 0 312681 0 0 0 Sory John Birdsall Chief Exec,UHealth Rgnl Alliance(fmr 463803 0 29400 0 138 0 27000 0 21791 0 542132 0 0 0 Aileen Ugalde University Secretary (former) 582631 0 0 0 48941 0 32196 0 24926 0 688694 0 0 0 Part I, Line 1a First Class Travel: First class travel was provided to President Julio Frenk, Donna Shalala, and James J. Larranaga. The amounts were not included in taxable income. House and Household Assistance: A house and household assistance is provided to the President Julio Frenk at the convenience of the employer as a condition of employment. Certain amounts were included in taxable income for President Julio Frenk. Club Dues: Club dues were provided for Julio Frenk, Jeffrey Duerk, James J. Larranaga, Steven Altschuler, and Mark Richt. The amounts were included in taxable income. Social Club Dues: Social club dues were provided for Julio Frenk, Jacqueline Travisano, and Jeffrey Duerk. The amounts were not included in taxable income. Part I, Question 4a, Severance Payments: Steven Altshuler and David Ertel both received severance payments of $1,128,446 and 749,102.56, respectively Part I, Line 6 Hospital & Clinic may provide incentives to certain officers, and highly compensated individuals. Incentive payment are based on productivity / efficiency measures, as well as certain financial targets. Part I, Line 7 Certain officers received sign-on bonuses, and one time payments for assuming duties outside of their job requirements / description A Miami-Dade Co Educ Fac Authority 596000573 59333AFW6 2007-04-26 473302568 See Schedule K, Part VI 1 0 0 B Miami-Dade Co Educ Fac Authority 596000573 59333ALR0 2012-12-12 106138985 See Schedule K, Part VI 0 0 0 C Miami-Dade Co Educ Fac Authority 596000573 59333AMB4 2015-10-07 432889335 See Schedule K, Part VI 0 0 0 D Miami-Dade Co Educ Fac Authority 596000573 59333ANA5 2018-03-27 251677763 See Schedule K, Part VI 0 0 0 A 92360000 155070000 480088974 17381191 303488136 3097405 3351958 152770285 2009 1 1 1 1 B 106149046 1362336 929658 103763232 93819 2014 1 0 0 1 C 433679788 9393455 221307671 2213897 198929179 1835586 2017 1 1 0 1 D 252044456 1657665 29409377 220977415 2020 1 0 0 1 A 0 1 1 1 1 1 0.00290 0.00660 0.00950 0 0 1 B 0 1 1 1 1 1 0.00060 0.00000 0.00060 0 0 1 C 0 1 1 1 1 1 0.00580 0.00000 0.00580 0 0 1 D 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 1 0 0 1 Bayerische Landesbank 2.100000000000 1 1 1 B 0 0 0 1 0 0 0 1 1 C 0 1 0 1 0 0 0 1 1 D 0 1 0 1 0 0 0 1 A 1 B 1 C 1 D 1 Schedule K, Part I - Line A, Column F: Acquire, construct, equip and renovate University facilities and refunding of prior issues: Series 1993- Issue Date January 5, 1994; Series 1996A- Issue Date March 13, 1996; Series 1996B - Issue Date October 1, 1996; Series 1997A - Issue Date January 10, 1997; Series 1997B - Issue Date April 1, 1997; Series 2000A - Issue Date December 7, 1999; Series 2000B - Issue Date February 3, 2000; Series 2004A - Issue Date January 16, 2004. Schedule K, Part I - Line B, Column F: Finance or refinance the acquisition, construction, renovation and equipping of University facilities. Schedule K, Part I - Line C, Column F: Finance or refinance the costs of the acquisition, construction, renovation and equipping of University facilities and refunding of prior issues. Refunded Series 2007A - Issue date April 26, 2007 and Series 2008A - Issue date May 8, 2008. Schedule K, Part I - Line D, Column F: Finance or refinance, including through reimbursement, the acquisition, construction, and equipping of University facilities. Schedule K, Part I - Line C, Column C: CUSIP #59333AMB4,59333AMA6 Schedule K, Part II - Line 3, Column A: Variance of $6,786,406 when compared to Part I - Line A, Column (e) is due primarily to interest earnings. Schedule K, Part II - Line 3, Column B: Variance of $10,060 when compared to Part I - Line B, Column (e) is due primarily to interest/dividend earnings and unspent issuance cost. Schedule K, Part II - Line 3, Column C: Variance of $790,454 when compared to Part I - Line C, Column (e) is due primarily to interest/dividend earnings. Schedule K, Part II - Line 3, Column D: Variance of $366,693 compared to Part I - Line D, Column (e) is due primarily to interest/divident earnings. Schedule K, Part IV - Line 1, Column A: Form 8038-T filed on 6/28/2016 for the Series 2007. Form 8038-T filed on 7/21/2011 for the Series 2007. Schedule K, Part IV - Line 2a-c, Column A, B, and C: Last rebate computation - dated of 5/31/2018. No rebate due and no filing required on the Series 2007AB, 2012A, and 2015A for period ending May 31, 2018. 38248 Disct Tuition Tuition Asst 22000 Scholarship Educ Assist 13300 Stipend Educ Assist Marc Buoniconti See Part V 175000 See Part V 0 Andrew Camner See Part V 62667 See Part V 0 Gino DiMare See Part V 154847 See Part V 0 Felicia Knaul See Part V 367710 See Part V 0 Brian Leblanc See Part V 35696 See Part V 0 Sandra Veiga See Part V 14625 See Part V 0 George Williamson III See Part V 13000 See Part V 0 Eric Winter See Part V 105726 See Part V 0 Jose Bared & Victor Bared see Part V 273806 See Part V 0 Rosemarie Ugalde See Part V 132376 See Part V 0 Schedule L, Part IV - Lines 1-4, 6-9 Col B Family member of trustee. Schedule L, Part IV - Lines 4-5, 10 Col B Family member of officer. Schedule L, Part IV - Lines 1-8, 10 Col D Family member employment. Schedule L, Part IV - Line 9, Col D Business Transactions - performance of services. X 19 1111558 Fair Market Value X 315 14415839 Fair Market Value X Equipment 234 218902 Fair Market Value X Auction Items 156 0 See Part II 6 0 1 1 Part I, Line 32b: Third Party or Related Organizations Utilized: The University utilizes external brokers to sell securities when the donated securities are not deemed to fit into the University's investment portfolio. Part I, Line 33: Items Included On Schedule M Not In Revenue: b. Part I, Line 26 - Auction items: Columns B and C include items donated for sale at fundraising event auctions (such as gift certificates, etc.) which are subsequently sold at fundraising event auctions but which are not included on form 990, Part VIII, Line 1(g). Form 990, Part VI, Section A, line 2 Family and Business Relationships: Stuart Miller - Trustee, and Steven Saiontz - Trustee - Business Relationship; Charles Cobb-Trustee, Jorge Perez - Trustee - Business Relationship; Phillip T. Frost - Trustee, Phillip T. George - Trustee - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee, Paul DiMare - Trustee, - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee - Family Relationship Form 990, Part VI, Section A, line 4 Charter was amended with respect to the term of the Chair of the Board whose two-year term would in the ordinary course expire in 2018. The Board may vote to extend the term of such Chair of the Board by one year only, which term would expire in 2019. Form 990, Part VI, Section B, line 11b Board Review of Form 990: Process by which the governing body was provided a copy of form 990 prior to filing: Form 990 is prepared by the University's Office of the Controller and reviewed by KPMG, LLP. Due to schedule constraints of committee chairs and members, the meeting dates for the Audit and Compliance Committee fluctuate from year to year. The University provides Form 990 to the Committee prior to filing. If the Committee's meeting dates do not coincide with the availability of the return, it is provided to the Committee electronically with time provided for questions and comments. Subsequent to the Committee's review a copy of the final return is shared with all voting members of the Board prior to filing. Form 990, Part VI, Section B, line 12c Monitoring and Compliance with Conflict of Interest Policy: The Office of the Secretary of the Board of Trustees sends an annual conflict of interest questionnaire together with the policy adopted by the Board to all trustees, officers and key employees. Once replies are received, they are reviewed by the Vice President and Chief Compliance Officer and the Chair of The Conflict of Interest Sub-Committee. When apparent conflicts arise, the Sub-Committee reviews and makes recommendations to the Executive Committee for management or denial of the relationship or proposal creating the conflict. Form 990, Part VI, Section B, line 15 Process for Review of Compensation of Officers and Key Employees: The Compensation Review Sub-Committee of the Executive Committee reviews a summary of proposed compensation and survey data for any offer to a new officer or key employee of the University, including the President and trustees who are employees of the University. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Compensation Review Sub-Committee of the Executive Committee are recorded by the Office of the Secretary. The following process is performed annually, typically at the April/May meeting of the Compensation Review Sub-Committee of the Executive Committee to approve compensation for the President, Executive Vice President and Provost, Senior Vice Presidents, the Vice President, General Counsel and Secretary, Vice President and Chief Compliance Officer, the Intercollegiate Athletic Director, and employees who are current trustees and former trustees for up to 5 years following conclusion of their service on the board: each officer's supervisor completes a written performance review and proposes a salary increase, prior to the meeting. The University participates in an annual comprehensive compensation survey compiled by an actuarial firm. The actuarial firm produces a survey of universities across the United States and, separately, data from for-profit corporations for positions that have a for-profit equivalent. The Compensation Review Sub-Committee of the Executive Committee receives the performance appraisals for each officer, key employee and trustee/employee, the completed survey prepared by the actuary, and the current and proposed salaries and other cash compensation for each officer and key employee, including the President and trustees who are employees of the University. After review and discussion, the Compensation Review Sub-Committee of the Executive Committee approves the compensation for those officers listed above, including the President, who is excused while deliberation about his/her compensation is discussed, and trustees who are employees of the University. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Compensation Review Sub-Committee of the Executive Committee are recorded by the Office of the Secretary. The sub-committee reviews executive compensation in April/May as described above. Form 990, Part VI, Section C, line 19 Governing Documents, Conflict of Interest Policy and Financial Statements Made Available to the General Public: The State of Florida, Department of State, Division of Corporations requires an annual registration filing, including any changes to Charter. Once filed, the Charter can be viewed on the State of Florida web site. Financial statements of the university are made available on the University's website. The University's financial statements are also made available to the general public on the federal government's census bureau website. The University's Bylaws and the Board's Conflict of Interest Policy are not made available to the public. Form 990, Part VII, Section A, Officers, Directors, Trustees: Edward A. Dauer is a Trustee and also serves as Research Associate Professor in the College of Engineering. Average hours per week estimate of 40 hours is based on a full time teaching load. Marc Buoniconti is a Trustee and also Senior Director - Advocacy and Donor Relations at the Miami Project to Cure Paralysis. Average hours per week estimate of 40 hours minimum is based on his being a full time, exempt employee. Form 990, Part XI, line 9: Various Other Adjustments 420. Other Pension Related Gains / Losses 44,307,251. Refunds of Contributions -28,521. Biscayne View Properties LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 590624458 Real Estate FL University of Miami Crestre LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 202458426 Real Estate FL 634712 Biscayne View Properties LLC 1509 Venture LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 202458426 Real Estate FL 1797586 Biscayne View Properties LLC East Urban LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 202458426 Real Estate FL 13648 1009552 Biscayne View Properties LLC Tripop LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 202458426 Real Estate FL 4307775 Biscayne View Properties LLC 7th Avenue Market LLC 1320 South Dixie Hwy Suite 705 Coral Gables FL 33146 202458426 Real Estate FL 3015708 Biscayne View Properties LLC Equi Terra LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 590624458 Real Estate FL University of Miami Ten Bor LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 273025289 Real Estate FL Equi Terra LLC PT Property Holding LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 273025289 Real Estate FL Equi Terra LLC University of Miami Preservation LLC 1252 Memorial Drive Room 230 Coral Gables FL 33146 590624458 Hold UM Designated Easement FL University of Miami Boston House LLC 1395 Brickell Avenue 14th Floor Miami FL 33131 590624458 Real Estate FL University of Miami UHealth Ventures Holding Company LLC 1120 NW 14th Street Miami FL 33136 821968627 Holding Company FL University of Miami WVUM Inc PO Box 248191 Coral Gables FL 33124 591729614 Edu Radio FL 501(C)(3) Line 7 N/A 1 University Rathskeller Inc 1330 Miller Drive Coral Gables FL 33146 591410632 Student Food & Beverage FL 501(C)(3) Line 5 N/A 1 Ophthalmology Research Foundation Inc PO Box 015869 Miami FL 33101 237081974 Fundraising FL 501(C)(3) Line 12c, III-FI N/A 0 The Buoniconti Fund to Cure Paralysis 1095 NW 14th Terrace Miami FL 33136 650244316 Fundraising FL 501(C)(3) Line 7 N/A 0 Florida Lions Eye Bank Inc 900 NW 17th Street 3rd Floor Miami FL 33136 590967012 Fundraising/Donation FL 501(C)(3) Line 10 N/A 0 CRUT (13) Charitable Remainder Unitrust FL N/A 0 Perpetual (2) Perpetual Trust FL N/A 0 University of Miami Insurance Co Ltd Clarendon House 2 Church St HM 11 BD Insurance BD UM C 133139 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 1 1 WVUM Inc R 306995 See Part VII Form 990 - Schedule, R, Part V, Line 2 Method used to determine the transaction amounts with controlled organizations is based on cash provided to, or received from each controlled organization.