2019-04-12T14:35:13-05:00 2018-05-31 161131146 BONADIO & CO LLP 171 SULLYS TRAIL PITTSFORD NY 14534 990 2017-06-01 160743045 HOUGHTON COLLEGE HOUG 5855679312 1 WILLARD AVENUE HOUGHTON NY 14744 DALE WRIGHT CFO 5855679312 2019-04-12 1 JEAN CLOSE P01346943 5853811000 4.14.157.194 2019-04-12 10:31:00 ED P D360F84E3F0AD10F5627038E856A557EFFF2FA52 732378BCB607919EEFADA85A3B0C7D64D8B32DE6 2017 2019-02-21 02:37:17Z DR SHIRLEY MULLEN 1 WILLARD AVENUE HOUGHTON NY 14744 48409339 0 X WWW.HOUGHTON.EDU X 1883 NY HOUGHTON COLLEGE PROVIDES AN ACADEMICALLY CHALLENGING, CHRIST-CENTERED EDUCATION IN THE LIBERAL ARTS AND SCIENCES TO STUDENTS FROM DIVERSE TRADITIONS AND ECONOMIC BACKGROUNDS AND EQUIPS THEM TO LEAD AND LABOR AS SCHOLAR-SERVANTS IN A CHANGING WORLD. 33 33 1321 97 12951 0 5750437 8248076 38285280 37724214 1347471 1637506 715259 499324 46098447 48109120 14404838 13997194 0 0 15577356 15831081 0 18750 950211 16588432 16819036 46570626 46666061 -472179 1443059 111154884 116976805 32572236 32193443 78582648 84783362 X HOUGHTON COLLEGE PROVIDES AN ACADEMICALLY CHALLENGING, CHRIST-CENTERED, EDUCATION IN THE LIBERAL ARTS AND SCIENCES TO STUDENTS FROM DIVERSE TRADITIONS AND ECONOMIC BACKGROUNDS AND EQUIPS THEM TO LEAD AND LABOR AS SCHOLAR-SERVANTS IN A CHANGING WORLD. 0 0 24682812 13997194 29429777 INSTRUCTION:UNDERGRADUATE RESIDENTIAL EDUCATION: HOUGHTON COLLEGE PROVIDES AN ACADEMICALLY CHALLENGING CHRIST-CENTERED EDUCATION IN THE LIBERAL ARTS AND SCIENCES TO APPROXIMATELY 1,000 TRADITIONAL UNDERGRADUATE STUDENTS IN A RURAL, RESIDENTIAL CAMPUS SETTING. OVER 70 MAJORS IN THE LIBERAL ARTS, NATURAL SCIENCES, AND PRE-PROFESSIONAL DEGREES ARE OFFERED. HOUGHTON FOCUSES ON PROVIDING STUDENTS OUTSTANDING EXPERIENTIAL LEARNING OPPORTUNITIES BOTH IN AND OUTSIDE THE CLASSROOM. GRADUATES OF HOUGHTON COLLEGE ARE EQUIPPED TO LEAD AND LABOR AS SCHOLAR SERVANTS IN A CHANGING WORLD.ONLINE EDUCATION: HOUGHTON COLLEGE PROVIDES AN ACADEMICALLY CHALLENGING CHRIST-CENTERED EDUCATION IN THE LIBERAL ARTS TO A DIVERSE STUDENT BODY FROM AROUND THE WORLD THROUGH ITS ONLINE COURSES. LEARNERS ARE OFFERED OPTIONS TO TAKE 1-2 COURSES IN 8-WEEK TERMS, WITH THE FLEXIBILITY TO EARN A DEGREE AT WHATEVER PACE THE STUDENT REQUIRES. HOUGHTON ONLINE STUDENTS THRIVE IN SMALL, PERSONAL ONLINE CLASSES DESIGNED TO FACILITATE CONNECTING QUICKLY WITH PROFESSORS AND PEERS. STUDENTS ENJOY EXPERIENTIAL, PRACTITIONER-BASED LEARNING IN A DIVERSE, SPIRITUAL COMMUNITY.LOCATION-BASED EDUCATION FOR MARGINALIZED PEOPLES: AS HOUGHTON COLLEGE SEEKS TO FULFILL ITS MISSION TO PROVIDE EDUCATION TO STUDENTS REGARDLESS OF THEIR ECONOMIC BACKGROUND, OFFSITE EDUCATIONAL PROGRAMS ARE OFFERED TO MEET THE UNIQUE NEEDS OF REFUGEES, IMMIGRANTS, AND OTHER MARGINALIZED PEOPLES IN REGIONAL NEW YORK CITIES. THIS INNOVATIVE PROGRAM OFFERS A TWO-YEAR ASSOCIATE OF ARTS DEGREE IN A COHORT MODEL SUPPLEMENTED WITH TUTORING, WHILE FOCUSING ON LANGUAGE AND CULTURAL COMPETENCIES, AS WELL AS JOB PREPARATION. WITH AN 85% ON-TIME GRADUATION RATE AND A 100% POST-GRADUATION PLACEMENT RATE IN A CAREER OR FOUR-YEAR DEGREE PROGRAM, THIS TAILORED APPROACH PROVIDES STUDENTS WITH THE TOOLS THEY NEED TO SUCCEED AND THE OPPORTUNITY TO COMPLETE THEIR TWO-YEAR DEGREE WITH NO EDUCATIONAL DEBT. 6284495 8793761 AUXILIARY ENTERPRISES: STUDENT HOUSING, FOOD SERVICES, CAMPUS STORE, AND OTHER AUXILIARY ENTERPRISES. 8271131 0 STUDENT SERVICES: STUDENT LIFE, ATHLETICS, ADMISSIONS, AND OTHER STUDENT SERVICES. 2450813 0 2450813 41689251 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 1 1 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 X 1752 0 1 1321 1 1 1 1 TZ CJ UK 0 0 0 0 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X DANAE FORREST 5855679312 1 WILLARD AVE HOUGHTON NY 14744 DAVID BABB TRUSTEE 1.00 X 0 0 0 GARY BAHLER TRUSTEE 1.00 X 0 0 0 EVELYN BARNETT TRUSTEE 1.00 X 0 0 0 KEVIN BATMAN TRUSTEE 1.00 40.00 X 0 113217 15257 ROBERT DAVIDSON TRUSTEE UNTIL OCTOBER 2017 1.00 X 0 0 0 JOHN GILLETTE TRUSTEE 1.00 X 0 0 0 EDWARD ALLEN TRUSTEE 1.00 X 0 0 0 STANLEY HOOVER TRUSTEE 1.00 X 0 0 0 DAVID IRWIN TRUSTEE 1.00 X 0 0 0 JOSEPH JENNINGS SECRETARY 1.00 X 0 0 0 WILLIAM A JONES TRUSTEE UNTIL OCTOBER 2017 1.00 X 0 0 0 RAY KALTENBAUGH TRUSTEE 1.00 X 0 0 0 KEVIN KNOWLTON TRUSTEE 1.00 X 0 0 0 GARY LARDER TRUSTEE 1.00 X 0 0 0 JOHN LEE CHAIR 1.00 X X 0 0 0 J ANTHONY LLOYD TRUSTEE 1.00 X 0 0 0 C DAVID MARKLE TRUSTEE 1.00 X 0 0 0 GREG MCCLAIN TRUSTEE 1.00 X 0 0 0 SHIRLEY MULLEN PRESIDENT 40.00 X X 207238 0 17832 HARRIETT OLSON TRUSTEE 1.00 X 0 0 0 BRENT RUSSETT TRUSTEE 1.00 X 0 0 0 CLIFTON SEAMAN TRUSTEE 1.00 X 0 0 0 TERRY SLYE VICE CHAIR 1.00 X X 0 0 0 DAVID WHITE ASSISTANT SECRETARY 1.00 X X 0 0 0 RUTH WOODWORTH TRUSTEE 1.00 X 0 0 0 JAMES ECKERT TRUSTEE 1.00 X 0 0 0 JOANNE BARNES TRUSTEE 1.00 X 0 0 0 DEBRA CANFIELD TRUSTEE 1.00 X 0 0 0 OMAR HAEDO TRUSTEE 1.00 X 0 0 0 JENNIFER MCNIVEN TRUSTEE 1.00 X 0 0 0 MATTHEW PICKERING TRUSTEE 1.00 X 0 0 0 ISAAC SMITH TRUSTEE 1.00 X 0 0 0 DANIEL BATES TRUSTEE 1.00 X 0 0 0 DORIS GRIFFIN TRUSTEE 1.00 X 0 0 0 REV HAROLD SPOONER TRUSTEE 1.00 X 0 0 0 COREENA WEAVER TRUSTEE 1.00 X 0 0 0 VINCENT MORRIS CFO (UNTIL 3/16/18) 40.00 X 151609 0 13397 DALE WRIGHT CFO (EFFECTIVE 3/16/18) 40.00 X 80492 0 12121 ROBERT POOL VP FOR STUDENT LIFE 40.00 X 100725 0 12203 KARL SISSON VP FOR ADVANCEMENT AND EXTERNAL RELATIONS 40.00 X 111560 0 12264 CYNTHIA SYMONS PROFESSOR OF PSYCHOLOGY 40.00 X 110503 0 12016 SAMUEL CONNELL PROVOST AND DEAN OF FACULTY 40.00 X 104402 0 33707 866529 113217 128797 6 0 1 0 SODEXO INC & AFFILIATES PO BOX 360170 PITTSBURGH PA 15251 CUSTODIAL, MAINTENANCE, AND FOOD SERVICE 2929633 METZ CULINARY MANAGEMENT 2 WOODLAND DRIVE DALLAS PA 18612 FOOD SERVICE 1000269 KINLEY CORPORATION 3295 MAPLE AVENUE ALLEGANY NY 14706 CONSTRUCTION SERVICES 790588 CYCAZ LLC 2732 TRANSIT ROAD WEST SENECA NY 14224 REAL ESTATE LEASE 388000 MJ MECHANICAL SERVICES CORPORATION 95 PIRSON PARKWAY TONAWANDA NY 14150 CONSTRUCTION SERVICES 294234 9 1309900 258886 6679290 217756 8248076 TUITION AND FEES 611600 28972906 28972906 AUXILIARY ENTERPRISES 611710 8751308 8738357 12951 37724214 1570615 1570615 88069 21178 66891 66891 66891 361985 279041 82944 82944 MISCELLANEOUS 611710 416380 416380 416380 48109120 38210587 12951 1637506 13997194 13997194 478394 382715 95679 11517305 9361909 1768257 387139 220871 157465 56568 6838 2829829 2177288 541634 110907 784682 528293 224716 31673 48775 48775 73800 73800 18750 18750 4360200 2189439 2170761 198243 175916 700 21627 679437 493705 104409 81323 336474 170640 165834 495 495 2738492 1086267 1652225 971165 893930 30152 47083 30150 10116 20034 1111940 1054276 57664 3179280 2851531 322249 5500 191290 76720 114570 MISCELLANEOUS 1200093 3551278 -2586422 235237 FOOD 1166536 1160320 6216 SPECIAL PROGRAMS AND PR 357504 336120 21384 AUXILIARY SERVICES 175162 175162 1241187 -1149642 -91545 46666061 41689251 4026599 950211 3999283 5013654 5265 25002 1646258 1670693 1985266 2040491 198827 146178 640412 612768 93340400 49048823 43861271 44291577 53370140 57641370 2511 11158 12472 7780 5433179 5516134 111154884 116976805 2516779 2940383 555893 592946 83311 488479 29416253 28171635 32572236 32193443 X 22939433 21196394 18969454 25528030 36673761 38058938 78582648 84783362 111154884 116976805 X 1443059 4795680 -38025 X X 0 1 X 1 1 1 X X X X 0 50905080 1470007 6068180 2223609 56219658 45789945 610627 7273023 2768515 50905080 46414117 747877 1326233 2698282 45789945 45486705 734837 2308138 2115563 46414117 42524099 929583 4061718 2028695 45486705 0.01000 0.31500 0.67500 1 0 958032 958032 69609083 35500229 34108854 12714627 9823892 2890735 10058658 3724702 6333956 44291577 FUNDS HELD ON BEHALF OF OTHERS 1708049 OBLIGATIONS UNDER SPLIT INTEREST AGREEMENTS 2735473 CONDITIONAL ASSET RETIREMENT OBLIGATION 789336 SECURED NOTE PAYABLE TO RELATED ORGANIZATION 22938777 28171635 39148622 4795680 -14035219 -9239539 48388161 -279041 -279041 48109120 32947908 279041 279041 32668867 13997194 13997194 46666061 PART III, LINE 1A: COLLECTION ITEMS IN THE HOUGHTON COLLEGE ART COLLECTION ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE AND ARE NOT CAPITALIZED. CONTRIBUTIONS OF COLLECTION ITEMS ARE NOT RECOGNIZED IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. ALL PROCEEDS FROM THE SALE OF COLLECTION ITEMS ARE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTION. PART V, LINE 4: DEPARTMENTAL PROJECTS, SCHOLARSHIPS TO STUDENTS AND STUDENT LOANS. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS -13,997,194. CHANGE IN BENEFICIAL INT. IN NET ASSETS OF WILLARD J. HOUGHTON FOUNDATION -2,869. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -35,156. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -279,041. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 279,041. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 13,997,194. 1 0 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE PUBLICIZES THE NONDISCRIMINATORY POLICY DURING OUR REGISTRATION PERIOD ON OUR APPLICATION FOR ADMISSION, IN OUR COLLEGE CATOLOG, IN SEVERAL PLACES ON THE COLLEGE WEBSITE AT WWW.HOUGHTON.EDU AND IN OUR STUDENT GUIDE FOR ENROLLING STUDENTS. COLLEGE MEDIA RECRUITMENT EFFORTS ARE PRIMARILY ELECTRONIC AND AS SUCH, POINT PERSPECTIVE STUDENTS TO THE COLLEGE WEB SITE WHERE THIS POLICY IS NOTED SEVERAL TIMES. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES MULTIPLE FEDERAL AWARDS FROM THE DEPARTMENT OF EDUCATION IN THE FORM OF STUDENT FINANCIAL AID. THIS INCLUDES GRANT PROGRAMS AS WELL AS GOVERNMENT LOANS FOR STUDENTS TO TAKE OUT TOWARDS THE COST OF ATTENDENCE. 0 EUROPE 0 0 PROGRAM SERVICES VARIOUS SEMESTER LONG ACADEMIC COURSES AND 3 WEEK TRAVEL COURSES 610114 EAST AFRICA 1 0 PROGRAM SERVICES SEMESTER LONG ACADEMIC COURSES 363907 WEST AFRICA 0 0 PROGRAM SERVICES 3 WEEK ACADEMIC TRAVEL COURSE 20334 1 0 0 0 1 0 994355 0 994355 FINANCIAL AID EUROPE 22 238819 CREDIT TO STUDENT ACCOUNT FINANCIAL AID EAST AFRICA 23 190549 CREDIT TO STUDENT ACCOUNT 1 0 0 1 0 0 PART I, LINE 2: A FILE IS CREATED FOR EACH GRANTEE. WE DETERMINE EACH STUDENT'S DEMONSTRATED FINANCIAL NEED BASED ON THEIR COST OF ATTENDANCE MINUS EXPECTED FAMILY CONTRIBUTION ACCORDING TO THE INSTITUTIONAL STUDENT INFORMATION RECORD FROM THE FEDERAL PROCESSOR. WE ATTEMPT TO MEET EACH STUDENT'S DEMONSTRATED NEED WITH A COMBINATION OF MERIT-BASED SCHOLARSHIPS, NEED-BASED GRANTS, FEDERAL COLLEGE WORK-STUDY, AND STUDENT LOANS. FINANCIAL AID MAY BE AWARDED FROM FEDERAL, STATE, INSTITUTIONAL, AND PRIVATE SOURCES. WE MONITOR AND MAINTAIN COMPLIANCE WITH ALL FEDERAL, STATE, AND INSTITUTIONAL FINANCIAL AID POLICIES AND PROCEDURES. IN ADDITION, THE COLLEGE MONITORS AND MAINTAINS SEPARATE FUND ACCOUNTS FOR EACH AWARD CATEGORY AND PROVIDES THE NECESSARY REPORTS TO THE FEDERAL AND STATE AGENCIES. X X X X X 1 BENTZ WHALEY FLESSNER INC 7251 OHMS LANE MINNEAPOLIS MN 55439 CONSULTED ON CAPITAL CAMPAIGN 0 0 18750 -18750 18750 -18750 NY 1 ENDOWED GRANTS AND SCHOLARSHIPS 255 1192037 MERIT BASED SCHOLARSHIPS 553 5324519 NEED BASED GRANTS AND SCHOLARSHIPS 793 6486345 FEDERAL SEOG GRANTS 63 67321 SPECIAL CATEGORY GRANTS AND SCHOLARSHIPS 430 926972 PART 1, LINE 2 A FILE IS CREATED FOR EACH GRANTEE. WE DETERMINE EACH STUDENT'S DEMONSTRATED FINANCIAL NEED BASED ON THEIR COST OF ATTENDANCE MINUS EXPECTED FAMILY CONTRIBUTION ACCORDING TO THE INSTITUTIONAL STUDENT INFORMATION RECORD FROM THE FEDERAL PROCESSOR. WE ATTEMPT TO MEET EACH STUDENT'S DEMONSTRATED NEED WITH A COMBINATION OF MERIT-BASED SCHOLARSHIPS, NEED-BASED GRANTS, FEDERAL COLLEGE WORK-STUDY, AND STUDENT LOANS. FINANCIAL AID MAY BE AWARDED FROM FEDERAL, STATE, INSTITUTIONAL, AND PRIVATE SOURCES. WE MONITOR AND MAINTAIN COMPLIANCE WITH ALL FEDERAL, STATE, AND INSTITUTIONAL FINANCIAL AID POLICIES AND PROCEDURES. IN ADDITION, THE COLLEGE MONITORS AND MAINTAINS SEPARATE FUND ACCOUNTS FOR EACH AWARD CATEGORY AND PROVIDES THE NECESSARY REPORTS TO THE FEDERAL AND STATE AGENCIES. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 SHIRLEY MULLEN PRESIDENT 207238 0 0 0 0 0 0 0 0 0 207238 0 0 0 VINCENT MORRIS CFO (UNTIL 3/16/18) 151609 0 0 0 0 0 0 0 0 0 151609 0 0 0 X 14 186607 AVG. HI/LOW DATE RECEIVE X HORSE 3 31149 QUALIFIED APPRAISER 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PROVIDED IN DRAFT FORMAT TO THE AUDIT COMMITTEE FOR REVIEW. UPON APPROVAL, IT IS SUBMITTED WITH A RECOMMENDATION OF APPROVAL TO THE BOARD OF TRUSTEES WITH A PERIOD FOR PROVIDING COMMENTS, EDITS AND CORRECTIONS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE MEMBERS OF THE BOARD OF TRUSTEES AND SENIOR ADMINISTRATORS COMPLETE AND SIGN A FORM DISCLOSING ANY CONFLICT OF INTEREST. IF THERE IS A CONFLICT OF INTEREST ON A MATTER UNDER CONSIDERATION AT A BOARD MEETING, THE TRUSTEE IS NOT ALLOWED TO VOTE ON THE MATTER. THE MINUTES OF THE MEETING WILL DOCUMENT THAT THE TRUSTEE HAVING THE CONFLICT OF INTEREST ABSTAINED FROM VOTING. FOR PERIODS IN WHICH THERE ARE NO CIRCUMSTANCES THAT CONSTITUTE A CONFLICT OF INTEREST THE MINUTES WILL STATE AS SUCH. FORM 990, PART VI, SECTION B, LINE 15 FOR THE DETERMINATION OF COMPENSATION OF THE COLLEGE'S PRESIDENT, ALL MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD AS WELL AS THE FULL BOARD (SAVE THE PRESIDENT, WHO WOULD NOT BE PRESENT AT THESE DELIBERATIONS) WOULD BE INDEPENDENT TRUSTEES, I.E. THEY ARE NOT EMPLOYEES OF THE COLLEGE, NOR MARRIED TO EMPLOYEES, AND NONE OF THEM HAVE BUSINESS RELATIONSHIPS WITH THE COLLEGE THAT AFFECTS THEIR INDEPENDENCE. THE PROCESS IS AS FOLLOWS: 1. COMPARATIVE EXECUTIVE COMPENSATION DATA IS GATHERED FROM SEVERAL SOURCES: GUIDESTAR, COALITION OF CHRISTIAN COLLEGES AND UNIVERSITIES, BENTZ, WHALEY, FLESSNER (CONSULTING FIRM) AND NEW YORK STATE PRIVATE COLLEGES. 2. THE BOARD EXECUTIVE COMMITTEE (EXCLUDING THE PRESIDENT) REVIEWS THE COMPARATIVE COMPENSATION DATA AND MAKES A CONTRACT RECOMMENDATION TO THE FULL BOARD. 3. THE FULL BOARD MEETS IN EXECUTIVE SESSION (EXCLUDING THE PRESIDENT) TO DISCUSS THE RECOMMENDED CONTRACT AND VOTES ON THE FINAL CONTRACT, WHICH INCLUDES STATED COMPENSATION. DOCUMENTATION OF FULL BOARD APPROVAL OF THE RECOMMENDATION APPEARS IN THE BOARD MINUTES. FOR DETERMINATION OF COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES, COMPARISON SALARY DATA IS PROVIDED DIRECTLY TO THE PRESIDENT BY THE HUMAN RESOURCES OFFICE. THE PRESIDENT THEN AUTHORIZES A CERTAIN SALARY BASED ON BOTH EXTERNAL COMPARISON AND INTERNAL COMPARISON WITH OTHER VICE PRESIDENTS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INT. IN NET ASSETS OF WILLARD J. HOUGHTON FOUNDATION -2,869. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -35,156. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. WILLARD J HOUGHTON FOUNDATION 1 WILLARD AVE HOUGHTON NY 14744 222325519 SUPPORT OF COMMUNITY NY 501(C)(3) LINE 12A, I HOUGHTON COLLEGE 1 THE WESLEYAN INVESTMENT FUND INC PO BOX 7250 13300 OLIO RD FISHERS IN 46037 351775757 CHURCH LENDING INSTITUTION IN 501(C)(3) LINE 1 THE WESLEYAN CHURCH CORPORATION 0 THE WESLEYAN CHURCH CORPORATION 13300 OLIO RD FISHERS IN 46037 351148762 CHURCH IN 501(C)(3) LINE 1 N/A 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 0 0 WILLARD J HOUGHTON FOUNDATION D 600000 OUTSTANDING LOAN PRINCIPAL