2019-05-08T16:36:23-05:00 2018-06-30 GRANT THORNTON LLP 101 CALIFORNIA STREET SUITE 2700 SAN FRANCISCO CA 94111 990 2017-07-01 941156525 Dominican University of California % STEVEN GARCIA DOMI 4154574440 50 Acacia Avenue San Rafael CA 94901 STEVEN GARCIA Acting VP Fin & Adm 4154583726 2019-05-07 true QI WEN LIANG P01270238 4159863900 2019-04-29 65.229.8.139 94336920191285000000 2019-05-08 P B40D85FD63F35A85A26E8B16912A1DD9A70298FC BAEE7148EAD7AD582BFC27A9CA73ACCF06CE6FFB 2017 2019-02-21 02:37:17Z Mary B Marcy 50 Acacia Avenue San Rafael CA 94901 83450805 false X https://home.dominican.edu/ X 1890 CA DOMINICAN UNIVERSITY OF CALIFORNIA EDUCATES AND PREPARES STUDENTS TO BE ETHICAL LEADERS AND SOCIALLY RESPONSIBLE GLOBAL CITIZENS. 22 21 1165 28 113218 -62458 5252672 3009969 75369855 75402425 1383168 1939611 -5189 9249 82000506 80361254 23827274 24084707 0 0 37119858 37487141 0 0 1777437 20861087 20496812 81808219 82068660 192287 -1707406 141185785 138339214 34439160 32892577 106746625 105446637 X DOMINICAN UNIVERSITY OF CALIFORNIA EDUCATES AND PREPARES STUDENTS TO BE ETHICAL LEADERS AND SOCIALLY RESPONSIBLE GLOBAL CITIZENS WHO INCORPORATE THE VALUES OF STUDY, REFLECTION, COMMUNITY, AND SERVICE INTO THEIR LIVES. THE UNIVERSITY IS COMMITTED TO DIVERSITY, SUSTAINABILITY, AND THE INTEGRATION OF THE LIBERAL ARTS, THE SCIENCES, AND PROFESSIONAL PROGRAMS. false false 66974076 24084707 75402425 THE UNIVERSITY PROVIDES ADVANCED EDUCATIONAL SERVICES TO APPROXIMATELY 2,147 UNDERGRADUATE AND GRADUATE STUDENTS. THE UNIVERSITY AWARDS MERIT AND NEED BASED SCHOLARSHIPS TO STUDENTS. DOMINICAN IS RANKED 251 OUT OF 968 INSTITUTIONS ACROSS THE UNITED STATES IN THE WALL STREET JOURNAL/TIMES HIGHER EDUCATION COLLEGE RANKINGS IN 2018. FOR SIX YEARS IN A ROW, U.S. NEWS & WORLD REPORT HAS RANKED DOMINICAN AS ONE OF THE TOP UNIVERSITIES IN THE WEST. ENSURING CONSISTENT INTEGRITY AND QUALITY OF THE DEGREE IS FUNDAMENTAL TO DOMINICAN'S COMMITMENT TO PROVIDING ALL STUDENTS WITH THE DOMINICAN EXPERIENCE - THE UNIVERSITY'S DISTINCTIVE AND INNOVATIVE PROGRAM. 66974076 true true false false false false false false false true true false false false true true true false true false true false false false false false false false true true true false false false false false true false false false false true false false false false true true false false false true 2401 0 true 1165 true true true false false false false true true false false false false X 22 21 false false false false false false false true true false false true true true true true true true true false CA X STEVEN GARCIA 4154583726 50 ACACIA AVENUE San Rafael CA 94901 John F Boneparth Chair 1.0 0.0 X X 0 0 0 Susan Gilardi Vice Chair 1.0 0.0 X X 0 0 0 Sister Maureen McInereney OP Secretary 1.0 0.0 X X 0 0 0 Renee Knee Treasurer 1.0 0.0 X X 0 0 0 Mel Atkins Trustee 1.0 0.0 X 0 0 0 Pepe Gonzalez Trustee 1.0 0.0 X 0 0 0 Jacky Chen Trustee 1.0 0.0 X 0 0 0 Bernard Mizel Trustee 1.0 0.0 X 0 0 0 Sister Margaret Diener OP Trustee 1.0 0.0 X 0 0 0 Charlie Francis Trustee 1.0 0.0 X 0 0 0 Alan Guskin Trustee 1.0 0.0 X 0 0 0 Donna Hale Trustee 1.0 0.0 X 0 0 0 Sister Raya Hanlon OP Trustee 1.0 0.0 X 0 0 0 Carolyn Klebanoff Trustee 1.0 0.0 X 0 0 0 Rosemary Morgan Trustee 1.0 0.0 X 0 0 0 Kathryn McGovern Trustee 1.0 0.0 X 0 0 0 Rodney R Peck Trustee 1.0 0.0 X 0 0 0 Barbara Laflin Treat Trustee 1.0 0.0 X 0 0 0 Denise Wang-Kline Trustee 1.0 0.0 X 0 0 0 Mary Jane Burke Trustee 1.0 0.0 X 0 0 0 Michael A Davis Trustee 1.0 0.0 X 0 0 0 Mary B Marcy President 40.0 0.0 X X 383409 0 185928 Tammi Jackson VP Finance & Admin 40.0 0.0 X 250198 0 23045 Nicola Pitchford VP Academic Affairs 40.0 0.0 X 250758 0 35258 Sriram Beldona Academic Dean - Business 40.0 0.0 X 271754 0 35363 Vickie Alleman VP Enrollment and Marketing 40.0 0.0 X 197647 0 15192 Hanna Rodriguez-Farrar VP Public Affairs 40.0 0.0 X 205994 0 28439 Laura Stivers Dean - Liberal Arts & Ed. 40.0 0.0 X 179727 0 21453 Marly Norris VP Advancement/Public Affairs 40.0 0.0 X 218794 0 15539 1958281 0 360217 55 false true false MBM Services 1090 Factory Street RICHMOND CA 94801 Custodial 780499 Barbier Security Group 369-B 3rd Street 440 SAN RAFAEL CA 94901 Security 438378 Hirschfeld Kraemer LLP 505 Montgomery St 13th Floor SAN FRANCISCO CA 94111 Attorney 348347 Nelson PO Box 49195 SAN JOSE CA 95161 Architecture 216801 Grant Thornton LLP 1901 S Meyers Rd Suite 455 OAKBROOK TERRACE IL 60181 Auditor 174944 7 2000 1460047 1547922 182207 3009969 TUITION AND FEES 900099 64713514 64713514 0 0 AUXILIARY SERVICES 611710 7660231 7660231 0 0 FEES AND CHARGES 900099 134669 134669 0 0 REC CENTER 713940 117418 0 113218 4200 PARKING AND VENDING 900099 52175 0 0 52175 2724418 2724418 75402425 1424211 1424211 0 0 0 0 0 3602606 3087206 515400 515400 515400 2508 2000 1125 1383 1383 1990 1220 770 770 0 0 0 ALUMNI REUNION 900099 7096 7096 7096 80361254 75232832 113218 2005235 0 24084707 24084707 0 0 983608 250758 732850 0 28446432 23427766 3960190 1058476 1529143 1221392 252568 55183 4433100 3540907 732213 159980 2094858 1673254 346006 75598 0 533013 3150 529863 191772 763 191009 0 0 138621 138621 2565267 1325024 1197146 43097 741133 488839 168213 84081 1617737 986654 562256 68827 814779 197944 593608 23227 127443 127443 0 1312055 1232978 69762 9315 0 97372 87836 5430 4106 906333 723927 149699 32707 0 3920963 3131841 647624 141498 578491 578491 PLANT & MAINTENANCE 2479902 307997 2169817 2088 STUDENT MEAL PLANS 1814867 1814867 0 0 DUES AND SUBSCRIPTIONS 701089 591446 107817 1826 MEALS AND ENTERTAINMENT 684547 545486 123531 15530 1271428 1209097 60433 1898 82068660 66974076 13317147 1777437 0 0 8891714 10018258 13721123 11816888 1182461 982747 34442 23459 0 0 1014006 923885 0 0 1090693 1322010 133632730 53036584 82677781 80596146 31909128 31968456 0 0 0 0 0 0 664437 687365 141185785 138339214 4188581 4016661 0 0 1304890 1353612 28084040 26732467 0 0 0 0 0 0 0 0 861649 789837 34439160 32892577 X 58896130 57051621 19278717 20225620 28571778 28169396 106746625 105446637 141185785 138339214 -1707406 407418 X false true X true true true X 16328309 9678188 4652932 5252672 3009969 38922070 0 0 16328309 9678188 4652932 5252672 3009969 38922070 12289832 26632238 774368 715525 801328 1120788 1424211 4836220 0 77776 90380 97885 80662 67969 414672 44172962 371763270 0.60291 0.61798 X 36109218 45123 2197186 806896 849686 447505 36247440 33382166 691581 3645522 741975 868076 0 36109218 35232559 489622 -421850 713154 1205011 0 33382166 34786972 1713057 315598 718296 864772 0 35232559 27259987 4280793 4673533 627303 800038 0 34786972 0.03290 0.77710 0.19000 false false 4405137 4405137 100493324 31047177 69446147 23862387 21839407 2022980 4871882 150000 4721882 80596146 0 FEDERAL GRANTS REFUNDABLE 465230 ASSET RETIREMENT OBLIGATION 324607 789837 X 56545344 407418 -24084707 -23677289 80222633 138621 138621 80361254 57845332 57845332 138621 24084707 24223328 82068660 INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, QUESTION 1F: ADMINISTRATIVE EXPENSES REPRESENT DERECOGNITION OF PLEDGE. SCHEDULE D, PART V, QUESTION 4: INTENDED USE OF THE DOMINICAN UNIVERSITY ENDOWMENT FUNDS IS TO SUPPORT ACTIVITIES OF DOMINICAN UNIVERSITY AS DESIGNATED BY SUCH DONORS. FIN 48 (ASC 740) FOOTNOTE SCHEDULE D, PART X, LINE 2: DOMINICAN FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. DOMINICAN IS EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(C)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. DOMINICAN HAS ALSO BEEN RECOGNIZED BY THE FRANCHISE TAX BOARD AS AN ORGANIZATION THAT IS EXEMPT FROM INCOME TAX PURSUANT TO CALIFORNIA REVENUE AND TAX CODE SECTION 23701(D) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME. DOMINICAN HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. DOMINICAN HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH RETURN SCHEDULE D, PART XI, LINE 2D: SCHOLARSHIPS & FINANCIAL AID $(24,084,707) RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH RETURN SCHEDULE D, PART XII, LINE 4B: SCHOLARSHIPS & FINANCIAL AID $(24,084,707) Administrative Expesnes SCHEDULE D, PART V, LINE 1F: THE AMOUNT ON LINE 1F OF $447,505 CONSISTS OF DERECOGNITION OF PLEDGE. true true true true true true true false false false false false false false false true false true PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, PART I, LINE 3: THE UNIVERSITY HAS PUBLICIZED ITS RACIALLY NONDISCRIMINATORY POLICY IN ITS CATALOG AND ON ITS WEBSITE. FINANCIAL AID RECEIVED FROM GOVERNMENT AGENCY SCHEDULE E, PART I, LINE 6A: THE UNIVERSITY RECEIVED FINANCIAL AID FROM THE US DEPARTMENT OF EDUCATION, THE U.S. DEPARTMENT OF HEALTH & HUMAN SERVICES, THE U.S. DEPARTMENT OF AGRICULTURE, U.S.A MEDICAL RESEARCH, AND THE US SMALL BUSINESS ADMINISTRATION. East Asia and the Pacific Program Services Educational Meetings 18222 Europe (Including Iceland and Greenland) Program Services Educational Meetings 289324 North America Program Services Educational Meetings 106766 414312 414312 false false false false false false true Students at University 1377 24084707 0 PROCESS FOR MONITORING THE USE OF GRANT FUNDS SCHEDULE I, PART I, LINE 2: THE UNIVERSITY MANAGES AN EXTENSIVE FINANCIAL ASSISTANCE PROGRAM TO ENSURE THAT A HIGHLY QUALIFIED AND DIVERSE POPULATION IS ABLE TO MATRICULATE AND CONTINUE TO GRADUATION. THE ASSISTANCE PROGRAMS TAKE THREE MAJOR FORMS: MERIT SCHOLARSHIPS, NEED-BASED FINANCIAL AID, AND FINANCING ALTERNATIVES. THE STUDENT FIRST APPLIES FOR ASSISTANCE, AND THEN BASED ON THE GRANT CRITERIA (FINANCIAL AND ENROLLMENT), THE FINANCIAL AID DEPARTMENT AWARDS THE GRANT MONIES. THE FINANCIAL AID DEPARTMENT MONITORS THE TOTAL AMOUNTS GIVEN BY GRANT. X true true X X X X X false true false false false false false false false Mary B Marcy President 382244 0 0 0 1165 0 49700 0 136228 0 569337 0 0 0 Tammi Jackson VP Finance & Admin 239216 0 0 0 10982 0 15785 0 7260 0 273243 0 0 0 Nicola Pitchford VP Academic Affairs 250758 0 0 0 0 0 21009 0 14249 0 286016 0 0 0 Sriram Beldona Academic Dean - Business 271754 0 0 0 0 0 19680 0 15683 0 307117 0 0 0 Vickie Alleman VP Enrollment and Marketing 197647 0 0 0 0 0 3125 0 12067 0 212839 0 0 0 Hanna Rodriguez-Farrar VP Public Affairs 205994 0 0 0 0 0 17200 0 11239 0 234433 0 0 0 Laura Stivers Dean - Liberal Arts & Ed. 179727 0 0 0 0 0 5776 0 15677 0 201180 0 0 0 Marly Norris VP Advancement/Public Affairs 218794 0 0 0 0 0 4300 0 11239 0 234333 0 0 0 SCHEDULE J, PART I, LINE 1A: RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDED MARY B. MARCY WITH HOUSING AS A CONDITION OF HER EMPLOYMENT. THE HOUSING IS ON CAMPUS AND FURNISHED FOR THE BENEFIT AND CONVENIENCE OF THE UNIVERSITY TO CONDUCT UNIVERSITY-RELATED BUSINESS. THE VALUE OF THE HOUSING IS EXCLUDABLE FROM THE PRESIDENT'S TAXABLE INCOME UNDER IRS CODE SECTION 119(D) AND WAS INCLUDED AS A NONTAXABLE BENEFIT REPORTED ON SCHEDULE J, PART II, COLUMN(D). SCHEDULE J, PART I, LINE 4B: THE ORGANIZATION CONTRIBUTED $20,000 TO A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN TO BENEFIT MARY B. MARCY DURING THE 2017 CALENDAR YEAR. THE AMOUNT WAS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). A CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY 352273601 2017-05-11 28273600 REFINANCE OF CEFA BONDS AND MORTGA false false false A 0 0 28273600 0 260421 0 304823 0 0 0 27708356 0 2017 true false true true A false false false false 0.00000 0.00000 0.00000 false false false true A false true false false false false 0 false 0 false true A true PART I, LINE E The Bond was issued to refund the Series 2006 bond issued on 1/25/2006 and the Series 2007 bond issued on 2/27/2007. TAMMI JACKSON VP FOR FINANCE & ADMINISTRATION HOME PURCHASE X 50000 23459 false true true 23459 X 8 182207 Market Quotation false true false SCHEDULE M, PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED IN COLUMN (B). FORM 990, PART V, LINE 1A THE NUMBER REPORTED INCLUDED FORMS 1098-T ISSUED. FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B: GRANT THORNTON LLP AND DOMINICAN FINANCE STAFF WORK TOGETHER IN GATHERING THE REQUIRED TAX INFORMATION NECESSARY TO COMPLETE THE FORM 990. THE INITIAL DRAFT FORM 990 IS REVIEWED BY GRANT THORNTON AND DOMINICAN FINANCE STAFF; ITEMS ARE DISCUSSED AND REVIEWED. RECOMMENDED CHANGES ARE REFLECTED IN THE FORM AND A REVISED FORM 990 IS PREPARED. THE AUDIT COMMITTEE RECEIVES THE FINAL VERSION OF THE FORM 990 FOR REVIEW AND APPROVAL PRIOR TO THE RETURNS BEING FILED WITH THE INTERNAL REVENUE SERVICE. THE BOARD HAS DELEGATED MONITORING AND REVIEW OF FINANCIAL MATTERS TO THE AUDIT COMMITTEE. A COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FINANCE COMMITTEE, THE FULL BOARD, AND THE EXECUTIVE COMMITTEE BEFORE IT IS FILED. IN ADDITION, A COPY OF THE DOMINICAN AUDITED FINANCIAL STATEMENTS IS PROVIDED TO THE FULL BOARD OF TRUSTEES. MONITORING AND ENFORCEMENT OF CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C: DOMINICAN REQUIRES EACH TRUSTEE, PRINCIPAL OFFICER, AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS TO ANNUALLY SIGN A STATEMENT WHICH AFFIRMS EACH PERSON HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, HAS AGREED TO COMPLY WITH THE POLICY, AND UNDERSTANDS THE UNIVERSITY IS A NON-PROFIT ORGANIZATION AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX EXEMPT PURPOSES. ADDITIONALLY, THE STATEMENT REQUIRES THE INDIVIDUALS TO PROVIDE INFORMATION WITH RESPECT TO RELATED PARTIES AND TO DISCLOSE WHETHER THERE ARE ANY CONFLICTS OF INTEREST. DOMINICAN ALSO REQUIRES PERIODIC REVIEW OF TRANSACTIONS AND RELATIONSHIPS TO ENSURE THAT THERE ARE NO CONFLICTS OF INTEREST. PROCESS FOR DETERMINING COMPENSATION OF ORGANIZATION'S PRESIDENT FORM 990, PART VI, SECTION B, LINE 15A: THE EXECUTIVE MEMBERS OF THE BOARD OF TRUSTEES REVIEW THE PRESIDENTS COMPENSATION, RELYING UPON APPROPRIATE DATA AS TO COMPARABILITY, AND MAKES A RECOMMENDATION TO THE BOARD OF TRUSTEES. IN ADDITION, COMPENSATION SURVEY AND STUDY, AND INDEPENDENT COMPENSATION CONSULTANT ARE USED IN THE DETERMINATION OF THE PRESIDENTS COMPENSATION. THE EXECUTIVE MEMBERS DOCUMENT ITS BASIS FOR BELIEVING THE PROPOSED COMPENSATION IS REASONABLE. THE BOARD OF TRUSTEES REVIEWS THE RECOMMENDATION AND SUPPORTING DATA AND FINALIZES THE COMPENSATION CONTRACT. FORM 990, PART VI, SECTION B, LINE 15B: IN DETERMINING COMPENSATION FOR OFFICERS AND KEY EMPLOYEES, THE UNIVERSITY UTILIZES THE USE OF MARKET AND COMPENSATION ANALYSIS, AS WELL AS EXTERNAL CONSULTANT. A FULL REVIEW OF SALARY WAS PERFORMED IN 2017 BASED ON THESE PARAMETERS. THE REVIEW PROCESS IS DOCUMENTED CONTEMPORANEOUSLY IN THE MINUTES OF THE COMPENSATION COMMITTEE. DOCUMENTS MADE AVAILABLE TO THE PUBLIC FORM 990, PART VI, SECTION C, LINE 19: DOMINICAN MAKES ITS FORMS 990, 990-T AND 1023, ARTICLES OF INCORPORATION, CONFLICT OF INTEREST POLICY, WHISTLE-BLOWER POLICY, AUDITED FINANCIAL STATEMENTS FOR THE PAST THREE YEARS, AND PUBLIC DISCLOSURE OF DOCUMENTS POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. CHARITABLE REMAINDER UNITRUST (1) CHARITABLE TRUST CA DOMINICAN Trust true false false false false false false false false false false false false false false false false false false false