2019-05-09T10:00:52-05:00 2018-06-30 990 2017-07-01 042103634 Trustees of Tufts College TRUS 6176273264 169 Holland Street Attn Tax Dept Somerville MA 02144 Thomas S McGurty VP FINANCE & TREASURER 2019-05-09 2017 2019-02-21 02:37:17Z Tufts University Anthony P Monaco 169 Holland Street Attn Tax Dept Somerville MA 02144 2244573170 false X www.tufts.edu X 1852 MA Education and Research 40 37 12467 0 1299281 -1828169 301997211 266917341 692935852 715095344 39253256 160437369 1905201 2030398 1036091520 1144480452 163645547 170381654 0 539699016 548695387 1856199 1402418 24201483 305158288 314129269 1010359050 1034608728 25732470 109871724 3483123623 3646586839 1074174204 1062412861 2408949419 2584173978 SEE SCHEDULE O false false 515032828 148783612 545910581 INSTRUCTION - DURING THE 2017-2018 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,402 UNDERGRADUATE, 1,463 GRADUATE, 500 PROFESSIONAL AND 227 CERTIFICATE. 311354832 21598042 101725478 RESEARCH -THERE WERE 1,579 GOVERNMENT AND 690 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2018. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. ALSO, CLINICAL AND OTHER RESEARCH ACTIVITIES INCLUDE 30 CLINICS THAT ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS. 66548200 0 63536169 AUXILIARY ENTERPRISES - ACTIVITIES PRIMARILY CONSIST OF SERVICES FOR STUDENTS, INCLUDING STUDENT HOUSING, DINING SERVICES AND HEALTH SERVICES. DURING THE 2018 FISCAL YEAR THERE WERE 43 RESIDENCE HALLS HOUSING 3,564 STUDENTS. APPROXIMATELY 4,358 MEAL PLANS WERE SOLD TO STUDENTS EACH SEMESTER. 892935860 true false false true false false true true true true true false false true true false true true true true true true true true false false true true true true false false false false false false false false true true true true false false true true true true true false true 2565 0 true 12467 true true true true HK JA KE MX SL SP UG UK UV CI CH ET FR GM GH false false false true true true false false false X 40 37 true false false false false false false true true false true true true true true true true true true true false CA LA MA ND OK MT WV X Thomas S McGurty VP FinTreasurer 6176273264 169 Holland Street Somerville MA 02144 Anthony P Monaco Trustee & University President 60.0 1.0 X X 975015 0 165996 Peter R Dolan Trustee - Chairman 3.0 0 X X 0 0 0 William R O'Reilly Jr Trustee - Vice Chair - End Date 11/4/17 3.0 0 X X 0 0 0 Jeannie H Diefenderfer Trustee - Vice Chair 3.0 0 X X 0 0 0 Jonathan M Tisch Trustee - Vice Chair 3.0 0 X X 0 0 0 Daniel J Doherty III Trustee - End Date 11/4/2017, Trustee - Vice Chair - Start Date 11/4/2017 3.0 0 X X 0 0 0 Thomas M Alperin Charter Trustee - End Date 11/4/2017 3.0 0 X 0 0 0 Dina A Al-Tayeb Trustee 3.0 0 X 0 0 0 John J Bello Trustee 3.0 0 X 0 0 0 Robert R Bendetson Trustee - End Date 11/4/2017 3.0 0 X 0 0 0 Betsy Busch Trustee 3.0 0 X 0 0 0 Elizabeth Cochary Gross Trustee 3.0 0 X 0 0 0 John H deJong Trustee 3.0 0 X 0 0 0 E Michael Fung Trustee 3.0 0 X 0 0 0 Laurie A Gabriel Trustee 3.0 0 X 0 0 0 Steven M Galbraith Trustee 3.0 0 X 0 0 0 Steven A Goldstein Trustee 3.0 0 X 0 0 0 Mark D Goodman Trustee - Start Date 11/4/2017 3.0 0 X 0 0 0 Michael S Gordon Trustee 3.0 0 X 0 0 0 Bruce D Grossman Trustee 3.0 0 X 0 0 0 Diane S Hessan Trustee 3.0 0 X 0 0 0 Varney J Hintlian Trustee 3.0 0 X 0 0 0 Deborah R Jospin Trustee 3.0 0 X 0 0 0 Peter H Kamin Trustee 3.0 0 X 0 0 0 Katherine A Kaplan Trustee - Start Date 11/4/2017 3.0 0 X 0 0 0 Steven E Karol Trustee 3.0 0 X 0 0 0 Michael A Karsch Trustee 3.0 0 X 0 0 0 Brian H Kavoogian Trustee 3.0 0 X 0 0 0 Debra S Knez Trustee - End Date 11/4/2017 3.0 0 X 0 0 0 Diana V Lopez Trustee 3.0 0 X 0 0 0 Christopher J McKown Trustee -Start Date 11/4/2017 3.0 0 X 0 0 0 Jeffrey M Moslow Trustee 3.0 1.0 X 0 0 0 Elyse A Newhouse Trustee 3.0 0 X 0 0 0 Maria A Oquendo Trustee - Start Date 11/4/2017 3.0 0 X 0 0 0 Douglas Rachlin Trustee - Start Date 11/4/2017 3.0 0 X 0 0 0 David B Rone Trustee 3.0 0 X 0 0 0 Hugh R Roome III Trustee 3.0 0 X 0 0 0 Ankur A Sahu Trustee 3.0 0 X 0 0 0 Janis A Savin-Williams Trustee 3.0 0 X 0 0 0 Neal B Shapiro Trustee 3.0 0 X 0 0 0 Tina H Surh Trustee 3.0 0 X 0 0 0 Kalahn Taylor-Clark Trustee 3.0 0 X 0 0 0 Teri C Volpert Trustee 3.0 0 X 0 0 0 Gloria E White-Hammond Trustee - End Date 11/4/2017 3.0 0 X 0 0 0 James J Wong Trustee 3.0 0 X 0 0 0 David R Harris Provost & Sr VP - End Date 4/15/2018 40.0 0 X 562574 0 104510 Patricia L Campbell Executive VP 40.0 0.3 X 540511 0 61569 Eric C Johnson VP - University Advancement 40.0 0 X 454760 0 73754 Mary R Jeka VP - University Relations 40.0 0 X 407041 0 61395 Thomas S McGurty VP - Finance & Treasurer 40.0 3.0 X 402399 0 76272 David J Kahle VP - Information Technology, CIO - End Date 5/11/2018 40.0 0 X 363097 0 72564 Julien C Carter VP - Human Resources 40.0 0.3 X 303496 0 68283 Deborah T Kochevar Dean Cummings School - End Date 4/16/2018, Interim Provost & Sr VP - Start Date 4/16/2018 40.0 1.0 X 283502 0 55503 Christine C Sanni VP - Communications & Marketing - End Date 4/30/2018 40.0 0 X 265854 0 61901 Barbara Stein VP Operations 50.0 1.0 X 256999 0 60372 Michael A Baenen See Schedule O for Title 40.0 0 X 190626 0 36097 Jean E Ayers Interim VP - Communications & Marketing - Start Date 4/16/2018 40.0 0 X 181966 0 29933 Paul J Tringale Secretary of Corporation 40.0 0 X 162178 0 45733 Elizabeth Mcclain Associate Treasurer 40.0 0.3 X 95853 0 23341 Joyce S Knoll Interim Dean Cummings School - Start Date 4/16/2018 40.0 0 X 163631 0 39228 Daniel Jay Dean Sackler School - Start Date 7/1/2017 40.0 0 X 224876 0 50943 Harris A Berman Dean Medical School 40.0 0.0 X 475753 0 61062 Huw Thomas Dean Dental School 40.0 0 X 419296 0 48697 Jianmin Qu Dean of Engineering 40.0 0 X 383419 0 55785 James M Glaser Dean Arts & Sciences 40.0 0 X 357331 0 89532 Sally Dungan Chief Investment Officer 40.0 5.0 X 644770 0 243362 Maria Papageorge Professor & Chair 40.0 0 X 569620 0 54702 Dariush Mozaffarian Dean Friedman School 40.0 0 X 410030 0 60744 Constantinos Laskarides Associate Professor 40.0 0 X 397828 0 45158 TRYFAN D EVANS DIRECTOR OF INVESTMENTS 10.0 40.0 X 397704 0 126658 Linda Snyder VP - Operations - End Date 6/30/17 40.0 2.0 X 163581 0 33032 George A Hibbard Associate Treasurer - End Date 6/12/17 40.0 0.0 X 119480 0 10858 Naomi Rosenberg Dean Sackler School - End Date 6/30/2017 40.0 0 X 226034 0 32559 Linda M Abriola Professor of Engineering 40.0 0 X 295799 0 115711 10695023 0 2065254 1171 true true false TURNER CONSTRUCTION CO TWO SEAPORT LANE 2ND FLOOR BOSTON MA 02110 CONSTRUCTION 27075239 CONSIGLI CONSTRUCTION INC 72 SUMNER STREET MILFORD MA 01757 CONSTRUCTION 13643230 C&W FACILITY SERVICES INC 4002 SOLUTIONS CENTER CHICAGO IL 606774000 CLEANING 11433589 O'CONNOR CONSTRUCTORS INC 45 INDUSTRIAL DRIVE CANTON MA 02021 CONSTRUCTION 10250800 ELAINE CONSTRUCTION CO INC 1037 CHESTNUT STREET NEWTON UPPER FALLS MA 02464 CONSTRUCTION 6528247 298 589992 151761141 114566208 17399443 266917341 INSTRUCTION 900099 545910581 545910581 CLINICAL AND OTHER EDUCATION 541900 103932984 101725478 2207506 AUXILLIARY ENTERPRISES 900099 65251779 63536169 1715610 0 0 0 0 715095344 11343498 11343498 3412312 3412312 1797414 3042705 -1245291 0 -1245291 -1245291 1245524981 1096431110 149093871 0 149093871 -2623835 151717706 482280 589992 618903 -136623 -136623 0 0 0 0 0 1144480452 711172228 1299281 165091602 18402007 18402007 145207878 145207878 6771769 6771769 8962063 2510174 5733430 718459 132011 64677 67334 436137189 361387883 60869220 13880086 31727019 25610725 5027437 1088857 45133760 36997477 6086295 2049988 26603345 21197506 4489777 916062 5525787 3904554 1616547 4686 510750 510750 536814 536814 1402418 1402418 2263907 2263907 43552126 34421604 9039334 91188 1191111 1166610 24501 59022934 49181891 8211159 1629884 10507835 2683883 7675039 148913 1810921 1810921 40981973 39721686 906079 354208 14585372 13667414 575216 342742 5554440 3790519 1026404 737517 30380434 29446162 671693 262579 57405865 55640494 1269211 496160 BOOKS, PERIODICALS & MEDIA 12600006 12547680 4368 47958 SUBSIDIARY EXPENSE-TVETS 10572461 10572461 EQUIPMENT PURCHASES 8189777 7325559 864218 GOODS AND SERVICES 6487226 6465596 16390 5240 2449530 2438730 10763 37 1034608728 892935860 117471385 24201483 35930062 46144380 77390994 83372888 13154704 16325670 0 0 0 46879016 44924731 1055794 1221618 1707647 1676378 1862581260 798694294 1020521545 1063886966 460183299 518299078 1691601709 1740474551 31505425 29306535 103193428 100954044 3483123623 3646586839 149260772 160485982 59561005 63631995 768405222 756524569 3284099 3882905 0 93663106 77887410 1074174204 1062412861 X 1247634680 1344081437 506797646 555653546 654517093 684438995 2408949419 2584173978 3483123623 3646586839 X 109871724 41222961 24129874 X false true X true true true X 242625216 227337686 260031001 301578645 266524449 1298096997 0 0 242625216 227337686 260031001 301578645 266524449 1298096997 0 1298096997 25079798 10057578 10145285 11006835 16553225 72842721 0 0 0 0 0 0 0 1370939718 3298445406 0.9469 0.9409 X X 0 536814 536814 536814 536814 1009870431 1053486477 1010407245 1054023291 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 539499 551458 552156 536814 2179927 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 83130 6067752 X X X X false false true X 1774579213 30995244 164783768 23224991 48773468 5324741 1893035025 1593241500 51997700 224381646 24501160 65273324 5267149 1774579213 1622017188 26019248 -18477039 20620349 9664425 6033123 1593241500 1625056580 18369950 66337135 19555041 62997156 5194280 1622017188 1472355250 27445392 210364325 17828045 61993513 5286829 1625056580 0.397 0.35 0.253 false false 76991205 76991205 1552691001 667447460 885243541 232899054 131246834 101652220 1063886966 577843047 F Other Investments 10319479 F Common Trust Equity Index Funds 320707084 F Private Equities 472513415 F Real Estate 157187947 F Funds Held Under Bond Agreements 423 F UNSETTLED INVESTMENTS 1617946 F Natural Resources 127683224 F Non-Marketable Credit 72601986 F 1740474551 Interest Rate Agreements 54724434 Government Advances 23162976 77887410 X 1051937791 41222960 -135773643 -94550683 1146488474 -2008022 -2008022 1144480452 876713233 -8558867 -8558867 885272100 149336628 149336628 1034608728 Schedule D, Part XI FINANCIAL STATEMENTS THE TRUSTEES OF TUFTS COLLEGE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS. Schedule D, Part III, Line 4 Collections of art - description of collections THE TRUSTEES OF TUFTS COLLEGE'S COLLECTIONS PRIMARILY INCLUDE ART, BOOKS AND ARTIFACTS WHICH ARE PUT TO USE IN THE ORGANIZATION'S INSTRUCTION AND ACADEMIC RESEARCH. Schedule D, Part IV, Line 2b Explanation of escrow agreement TUFTS UNIVERSITY IS THE FISCAL AGENT FOR NUMEROUS UNIVERSITY SPONSORED ACTIVITIES. THE UNIVERSITY HOLDS THESE FUNDS, BUT DOES NOT OWN THEM. AS A RESULT OF THIS ARRANGEMENT THE UNIVERSITY RECORDS A LIABILITY EQUAL TO THE FUNDS BEING HELD IN ESCROW. Schedule D, Part V, Line 4 Intended uses of endowment funds THE TRUSTEES OF TUFTS COLLEGE INTEND TO USE THE ORGANIZATION'S ENDOWMENT FUNDS TO PROVIDE FUTURE RESOURCES TO SUPPORT THE UNIVERSITY'S ACTIVITIES. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote US GAAP requires Trustees of Tufts College (The University) to evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The University has analyzed the tax positions taken and has concluded that as of June 30, 2018, there are no significant uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Consolidated entities revenue - 10942985 Change in split interest agreement - -240984 Tuition discount - -XXX-XX-XXXX Investment in Tufts Shared Services, Inc. - 689768 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Rental expense netted with rental income - -3560335 Inter-departmental requisition revenue - 2171216 Fundraising expense netted with Fundraising income - -618903 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Rental expense netted with rental income - 3042705 Inter-departmental requisition revenue - 517630 Consolidated entities expenses - 14272210 Cumulative effect of account change SFAS 158 - -14649535 Change in fair value of interest rate agreements - -12360781 Fundraising expense netted with fundraising income - 618904 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Consolidated entites expenses - 2171216 Tuition discount - XXX-XX-XXXX true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY AS PERMITTED UNDER SEC. 4.03 OF REV. PROC. 75-50, TRUSTEES OF TUFTS COLLEGE SATISFIES THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02 BECAUSE THE TRUSTEES OF TUFTS COLLEGE "CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE OR WORLDWIDE...AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO THE STUDENTS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE TRUSTEES OF TUFTS COLLEGE RECEIVES ASSISTANCE IN THE FORM OF HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS, PELL GRANTS, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND FEDERAL WORK STUDY FUNDS. STUDENTS ENROLLED AT THE TRUSTEES OF TUFTS COLLEGE ALSO RECEIVE LOAN FUNDS THROUGH THE FEDERAL DIRECT LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH, THE VA AND NASA. true Europe (Including Iceland and Greenland) 5 5 Program Services STUDY-ABROAD EDUCATION PROGRAM 4478458 East Asia and the Pacific 3 2 Program Services STUDY-ABROAD EDUCATION PROGRAM 556046 South America 1 1 Program Services STUDY-ABROAD EDUCATION PROGRAM 365950 Sub-Saharan Africa 1 1 Program Services STUDY-ABROAD EDUCATION PROGRAM 182083 Central America and the Caribbean 0 0 Grantmaking 23605 East Asia and the Pacific 0 0 Grantmaking 957590 Europe (Including Iceland and Greenland) 0 0 Grantmaking 1084407 Middle East and North Africa 0 0 Grantmaking 152965 North America (Canada & Mexico only) 0 0 Grantmaking 85180 Russia and Neighboring States 0 0 Grantmaking 151783 South America 0 0 Grantmaking 77134 South Asia 0 0 Grantmaking 1178861 Sub-Saharan Africa 0 0 Grantmaking 3060243 Central America and the Caribbean 0 0 Investments 524726000 Europe (Including Iceland and Greenland) 0 0 Investments 44359000 North America (Canada & Mexico only) 0 0 Investments 12367000 Sub-Saharan Africa 0 0 Investments 2341000 Central America and the Caribbean 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 46059 East Asia and the Pacific 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 127467 Europe (Including Iceland and Greenland) 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 529648 Middle East and North Africa 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 26972 North America (Canada & Mexico only) 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 36975 Russia and Neighboring States 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 14770 South America 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 9175 South Asia 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 32856 Sub-Saharan Africa 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 111476 Central America and the Caribbean 0 0 Fundraising 206 East Asia and the Pacific 0 0 Fundraising 59 Europe (Including Iceland and Greenland) 0 0 Fundraising 7315 10 9 0 0 10 9 593806305 3283978 597090283 Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 29347 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 126459 WIRE South Asia SUBCONTRACT RESEARCH GRANT 531669 WIRE North America (Canada & Mexico only) SUBCONTRACT RESEARCH GRANT 48464 CHECK Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 45823 CHECK Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 52143 CHECK South Asia SUBCONTRACT RESEARCH GRANT 241881 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 34293 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 276154 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 6720 WIRE Middle East and North Africa SUBCONTRACT RESEARCH GRANT 107066 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 271917 WIRE South Asia SUBCONTRACT RESEARCH GRANT 30900 WIRE South Asia SUBCONTRACT RESEARCH GRANT 7230 WIRE North America (Canada & Mexico only) SUBCONTRACT RESEARCH GRANT 18068 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 22946 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 33535 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 52363 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 26489 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 35257 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 62210 WIRE Sub-Saharan Africa INTERNATIONAL PROGRAM ADVANCES 8136 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 35964 WIRE South Asia SUBCONTRACT RESEARCH GRANT 8069 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 30000 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 32794 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 48777 CHECK/WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 24471 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 296299 CHECK Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 45645 WIRE South Asia SUBCONTRACT RESEARCH GRANT 6000 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 69471 WIRE South Asia SUBCONTRACT RESEARCH GRANT 28685 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 46055 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 55000 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 52419 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 34376 WIRE Sub-Saharan Africa INTERNATIONAL PROGRAM ADVANCES 87614 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 146774 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 5333 WIRE Russia and Neighboring States SUBCONTRACT RESEARCH GRANT 38220 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 35000 WIRE 38 4 Fellowships Central America and the Caribbean 1 5000 CHECK Fellowships East Asia and the Pacific 2 6900 CHECK Fellowships Europe (Including Iceland and Greenland) 2 32800 CHECK/ELECTRONIC FUNDS TRANSFER Fellowships South America 1 3500 CHECK Fellowships South Asia 1 8655 WIRE Fellowships Sub-Saharan Africa 10 46100 CHECK/ELECTRONIC FUNDS TRANSFER International Program Advances Sub-Saharan Africa 8 766566 WIRE/ELECTRONIC FUNDS TRANSFER Scholarships Central America and the Caribbean 1 18605 CHECK Scholarships East Asia and the Pacific 30 152994 CHECK/ELECTRONIC FUNDS TRANSFER Scholarships Europe (Including Iceland and Greenland) 44 544951 CHECK/ELECTRONIC FUNDS TRANSFER Scholarships Middle East and North Africa 4 45223 CHECK/ELECTRONIC FUNDS TRANSFER Scholarships North America (Canada & Mexico only) 4 17328 CHECK/ELECTRONIC FUNDS TRANSFER Scholarships Russia and Neighboring States 33 113563 CHECK/ELECTRONIC FUNDS TRANSFER Scholarships South America 6 72958 CHECK/ELECTRONIC FUNDS TRANSFER Scholarships South Asia 37 309814 CHECK/ELECTRONIC FUNDS TRANSFER Scholarships Sub-Saharan Africa 38 552601 CHECK/WIRE/ELECTRONIC FUNDS TRANSFER Student Prizes East Asia and the Pacific 13 12469 CHECK Student Prizes Europe (Including Iceland and Greenland) 5 3628 CHECK Student Prizes Middle East and North Africa 1 676 CHECK Student Prizes North America (Canada & Mexico only) 2 1320 CHECK Student Prizes South America 1 676 CHECK Student Prizes South Asia 2 5959 CHECK/ELECTRONIC FUNDS TRANSFER Student Prizes Sub-Saharan Africa 1 815 CHECK Student Stipends Europe (Including Iceland and Greenland) 1 1000 CHECK Subcontract Research Grant East Asia and the Pacific 2 103154 WIRE Subcontract Research Grant Sub-Saharan Africa 3 745016 WIRE true true true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. 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138477 SUBCONTRACT GRANT AWARD Beth Israel Deaconess Medical Center 330 Brookline Ave Boston MA 02215 042103881 501(C)(3) 130268 SUBCONTRACT GRANT AWARD Trustees of Boston College 140 Commonwealth Ave Chestnut Hill MA 02467 042103545 501(C)(3) 134526 SUBCONTRACT GRANT AWARD Boston Medical Center 660 Harrison Ave Boston MA 02118 043314093 501(C)(3) 5067 SUBCONTRACT GRANT AWARD Boston University PO Box 28763 New York NY 100878763 042103547 501(C)(3) 127174 SUBCONTRACT GRANT AWARD Brandeis University PO Box 549110 Waltham MA 024549110 042103552 501(C)(3) 36239 SUBCONTRACT GRANT AWARD Bridgewater State University 131 Summer St Bridgewater MA 02325 043010428 501(C)(3) 11700 SUBCONTRACT GRANT AWARD Brigham and Women's Hospital PO Box 3887 Boston MA 02241 042312909 501(C)(3) 798885 SUBCONTRACT GRANT AWARD Brown University PO Box 1911 Providence RI 02912 050258809 501(C)(3) 306043 SUBCONTRACT GRANT AWARD California Inst of Technology 1200 E California Blvd Pasadena CA 91125 951643307 501(C)(3) 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Women & Infants Hospital of Rhode Island 350 Duncan Dr Providence RI 02906 050258937 501(C)(3) 45650 SUBCONTRACT GRANT AWARD Woods Hole Research Center 149 Woods Hole Rd Falmouth MA 02540 043005094 501(C)(3) 69491 SUBCONTRACT GRANT AWARD 119 8 SCHOLARSHIPS 5944 141263350 FELLOWSHIPS 533 2558923 STUDENT PRIZES 646 651380 STUDENT STIPENDS 472 734226 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS. X X X X X true true X X X X X false true false true false false false true true true Anthony P Monaco Trustee & University President 857030 0 0 0 117985 0 52140 0 113856 0 1141011 0 0 0 Linda Snyder VP - Operations - End Date 6/30/17 153304 0 0 0 10277 0 22245 0 10787 0 196613 0 0 0 George A Hibbard Associate Treasurer - End Date 6/12/17 60134 0 0 0 59346 0 10815 0 43 0 130338 0 0 0 David R Harris Provost & Sr VP - End Date 4/15/2018 561632 0 0 0 942 0 52140 0 52370 0 667084 0 0 0 Patricia L Campbell Executive VP 533097 0 0 0 7414 0 52140 0 9429 0 602080 0 0 0 Eric C Johnson VP - University Advancement 452637 0 0 0 2123 0 52140 0 21614 0 528514 0 0 0 Mary R Jeka VP - University Relations 403831 0 0 0 3210 0 51762 0 9633 0 468436 0 0 0 Thomas S McGurty VP - Finance & Treasurer 399540 0 0 0 2859 0 52140 0 24132 0 478671 0 0 0 David J Kahle VP - Information Technology, CIO - End Date 5/11/2018 361821 0 0 0 1276 0 44824 0 27740 0 435661 0 0 0 Julien C Carter VP - Human Resources 290308 0 0 0 13188 0 40331 0 27952 0 371779 0 0 0 Deborah T Kochevar Dean Cummings School - End Date 4/16/2018, Interim Provost & Sr VP - Start Date 4/16/2018 281601 0 0 0 1901 0 34140 0 21363 0 339005 0 0 0 Christine C Sanni VP - Communications & Marketing - End Date 4/30/2018 261323 0 0 0 4531 0 34140 0 27761 0 327755 0 0 0 Barbara Stein VP Operations 256606 0 0 0 393 0 33667 0 26705 0 317371 0 0 0 Michael A Baenen See Schedule O for Title 189870 0 0 0 756 0 23052 0 13045 0 226723 0 0 0 Jean E Ayers Interim VP - Communications & Marketing - Start Date 4/16/2018 178593 0 3009 0 364 0 20829 0 9104 0 211899 0 0 0 Paul J Tringale Secretary of Corporation 160735 0 803 0 640 0 19655 0 26078 0 207911 0 0 0 Naomi Rosenberg Dean Sackler School - End Date 6/30/2017 179495 0 0 0 46539 0 22118 0 10441 0 258593 0 0 0 Linda M Abriola Professor of Engineering 294368 0 0 0 1431 0 34140 0 81571 0 411510 0 0 0 Joyce S Knoll Interim Dean Cummings School - Start Date 4/16/2018 162673 0 0 0 958 0 19191 0 20037 0 202859 0 0 0 Daniel Jay Dean Sackler School - Start Date 7/1/2017 208597 0 15000 0 1279 0 25504 0 25439 0 275819 0 0 0 Harris A Berman Dean Medical School 471575 0 0 0 4178 0 34140 0 26922 0 536815 0 0 0 Huw Thomas Dean Dental School 413619 0 0 0 5677 0 34140 0 14557 0 467993 0 0 0 Jianmin Qu Dean of Engineering 380726 0 0 0 2693 0 34140 0 21645 0 439204 0 0 0 James M Glaser Dean Arts & Sciences 355603 0 0 0 1728 0 34140 0 55392 0 446863 0 0 0 Sally Dungan Chief Investment Officer 377767 0 264310 0 2693 0 190068 0 53294 0 888132 0 95776 0 Maria Papageorge Professor & Chair 242914 0 325090 0 1616 0 31668 0 23034 0 624322 0 0 0 Dariush Mozaffarian Dean Friedman School 409365 0 0 0 665 0 34140 0 26604 0 470774 0 0 0 Constantinos Laskarides Associate Professor 161652 0 235416 0 760 0 17934 0 27224 0 442986 0 0 0 TRYFAN D EVANS DIRECTOR OF INVESTMENTS 260930 0 136391 0 383 0 124469 0 2189 0 524362 0 45392 0 Schedule J, Part I, Line 1a First-class or charter travel VARIOUS OFFICERS AND SENIOR STAFF TRAVEL ABROAD PERIODICALLY ON SCHOOL BUSINESS. THE AIRLINE ACCOMMODATIONS MAY INCLUDE FIRST-CLASS SEATING WHEN THE TRAVEL IS FOR A PERIOD OF SIX HOURS OR MORE. DURING CALENDAR YEAR 2017, ONE OFFICER, ONE KEY-EMPLOYEE, AND TWO OF THE TOP-5 HIGH- COMPENSATED EMPLOYEES TRAVELED USING SUCH AIRLINE ACCOMODATIONS, THE VALUE OF WHICH WAS NOT INCLUDED IN THEIR TAXABLE COMPENSATION AS THIS ACTIVITY WAS A BUSINESS EXPENSE. Schedule J, Part I, Line 1a Travel for companions THE PRESIDENT TRAVELS FOR UNIVERSITY BUSINESS WITH HIS SPOUSE ON A LIMITED BASIS. SPOUSAL TRAVEL EXPENSES ARE FOR A BONA FIDE BUSINESS PURPOSE AND ARE NOT INCLUDED IN TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY MAY INDEMNIFY AND PROVIDE TAX GROSS- UP AMOUNTS TO REIMBURSE OFFICERS AND SENIOR MANAGEMENT EMPLOYEES WHERE ADDITIONAL PERSONAL INCOME TAXES ARE INCURRED FROM AN INCLUSION OF A TAXABLE FRINGE BENEFIT. DURING THE CALENDAR YEAR 2017, THREE OFFICERS RECEIVED TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, ALL OF WHICH WERE INCLUDED IN TAXABLE COMPENSATION TO THE EMPLOYEES. Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF TUFTS UNIVERSITY, THE UNIVERSITY PRESIDENT IS REQUIRED TO RESIDE ON CAMPUS. THE VALUE OF ON-CAMPUS HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION, BUT IS REFLECTED IN SCHEDULE J, PART II, COLUMN (D). Schedule J, Part I, Line 1a Personal services THE UNIVERSITY PROVIDES HOUSECLEANING SERVICES TO THE PRESIDENT OF WHICH THE PRESIDENT REIMBURSES THE UNIVERSITY FOR THE MARKET VALUE OF PERSONAL HOUSECLEANING SERVICES. AS A RESULT, NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. IN ADDITION, THE UNIVERSITY PROVIDES A DRIVER AND VEHICLE FOR THE PRESIDENT FOR CERTAIN UNIVERSITY EVENTS. NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 100% OF BASE SALARY EARNINGS. SHE RECEIVED A PAYOUT AMOUNT OF $264,310 IN 2017. THIS AMOUNT IS REPORTED IN PART II, COLUMN B(ii). TRYFAN D. EVANS, DIRECTOR OF INVESTMENTS, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 80% OF BASE SALARY EARNINGS. HE RECEIVED A PAYOUT AMOUNT OF $136,391 IN 2017. THIS AMOUNT IS REPORTED IN PART II, COLUMN B(ii). FOR ALL INDIVIDUALS PARTICIPATING IN THE INCENTIVE COMPENSATION PLAN THE TERMS OF THE INCENTIVE PAYOUTS INCLUDE A VESTING SCHEDULE COVERING THREE YEARS WHICH ALLOW FOR 50% IN YEAR ONE AND 25% FOR YEARS TWO AND THREE. THE ACTUAL INCENTIVE PAYOUTS ARE MADE IN THE QUARTER FOLLOWING THE CLOSE OF THE FISCAL YEAR TO WHICH THE INCENTIVE PAYMENT APPLIES. TOTAL CURRENT-YEAR EARNED INCOME DEFERRAL AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C. AND AMOUNTS PAID TO THESE INDIVIDUALS ARE FURTHER EXPLAINED ON SCHEDULE J, PART I, LINE 6(a) AND LINE 7. Schedule J, Part I, Line 5a Compensation contingent on revenues of the organization TWO FULL-TIME FACULTY MEMBERS OF TUFTS UNIVERSITY SCHOOL OF DENTAL MEDICINE PARTICIPATE IN a GROUP DENTAL PRACTICE, CALLED TUFTS DENTAL ASSOCIATES (TDA), WHERE they PRACTICE DENTISTRY. AS MEMBERs OF TDA, they have A NON-FIXED PAYMENT INCENTIVE CONTRACT THAT IS PAID ANNUALLY OVER 24 PAY PERIODS, which is BASED ON NET COLLECTIONS FOR the PRACTICE. Schedule J, Part I, Line 7 Non-fixed payments TWO OFFICERS RECEIVED NON-FIXED PAYMENTS FOR EXTRAORDINARY JOB PERFORMANCE. THIS AMOUNT IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). TWO INVESTMENT OFFICERS PARTICIPATE IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED NON-FIXED PAYMENTS FOR INDIVIDUAL JOB PERFORMANCE AND FOR ACHIEVING CERTAIN GOALS AND OBJECTIVES. THESE AMOUNTS ARE A COMPONENT OF THE TOTAL REPORTABLE AMOUNTS AS EXPLAINED ON SCHEDULE J, LINE 4(B) AND ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception The Provost is serving under his initial contract. ALL DEANS OF EACH SCHOOL ARE SERVING UNDER THEIR INITIAL CONTRACTS. A MHEFA Series N 042456011 57586CV36 2008-03-27 140600000 REFUND ISSUE DATED 08/05/2004 & 01/12/2006 false false false B MHEFA Series O 042456011 57586EBG5 2008-11-13 83752144 CONSTRUCT & Equip Facility true false false C MHEFA Series M 042456011 57586ejt9 2009-06-11 66548467 REFUND ISSUE DATED 04/01/1998 false false false D MHEFA SERIES G 042456011 57586EKD2 2009-07-01 27900000 REFUND ISSUES DATED 6/14/1995 & 6/07/2001 false false false A 2200000 0 140600000 0 0 0 600000 0 0 0 140000000 0 true false true true B 18210000 63110000 83830604 0 0 0 731604 0 0 83099000 0 0 2010 false false true true C 2680000 0 66548467 0 0 0 538881 0 0 0 66009586 0 true false true true D 3600000 27900000 27900000 true false true true A false true true true true true 0.0 0.0 0.0 false false true B false true true true true true 0.0 0.0 0.0 false false true C 0.0 D 0.0 A false false true false true true DEUTSCHE BANK AND B 10.0 true false false Deutsche Bank and Bank of America false true B false false true false false false false false true C false false true false false false false false true D false false true false true false false false true A true B true C true D true Schedule K, Part I SEVEN DEBT ISSUES ARE LISTED ON SCHEDULE K MULTIPLE SCHEDULES ARE ATTACHED Schedule K, Part IV, Line 3 MDFA SERIES (MASTER LEASE AGREEMENT) RATE IS VARIABLE FOR YEARS(S) 1 & 2 AND CONVERTS TO A FIXED RATE FOR THE REMAINDER OF THE TERM. Schedule K, Part I, Column (c) CUSIP # MDFA SERIES (MASTER LEASE AGREEMENT) DOES NOT HAVE A CUSIP Schedule K, Part II, Line 3 COLUMN B THE TOTAL PROCEEDS EXCEED THE ISSUE PRICE DUE TO INVESTMENT EARNINGS ON THE PROJECT FUND Schedule K, Part II, Line 11 ALL COLUMNS THAT ARE FROM REFUNDINGS THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW Schedule K, Part III Column A SERIES 2011P IS A REFUNDING OF AN ISSUE DATED PRIOR TO 12/31/2002 AND THEREFORE IS EXEMPT FROM REPORTING ON PART III OF SCHEDULE K Schedule K, Part III, Line 6 ALL SERIES WITH 0.0% WHILE THERE MAY BE LEASES, MANAGEMENT CONTRACTS, OR RESEARCH AGREEMENTS OCCURRING IN BOND FINANCED PROPERTY, DUE TO EQUITY CONTRIBUTIONS OR OTHER PRIVATE BUSINESS USE EXCEPTIONS, THE ARRANGEMENTS DO NOT GENERATE PRIVATE BUSINESS FOR THE CURRENT REPORTING PERIOD Schedule K, Part III COLUMNS C & D BOTH SERIES M & SERIES G ARE REFUNDING'S OF AN ISSUES DATED PRIOR TO 12/31/2002 AND THEREFORE IS EXEMPT FROM REPORTING ON PART III OF SCHEDULE K A MDFA Series P 043431814 57583r7l3 2011-02-08 50532192 REFUND ISSUE DATED 04/03/2001 false false false B MDFA SERIES Q 043431814 57583U4K1 2015-02-26 78544431 REFUND ISSUE DATED 11/13/2008 & CONSTRUCT FACILITY false false false C MDFA SERIES (MASTER LEASE AGRMNT) 043431814 2015-03-17 28000000 CONSTRUCT FACILITY false false false A 50532192 532192 50000000 true false true true B 78544431 63860322 728677 5700580 8254852 2016 false true false true C 3268000 28000000 66569 27933431 2016 false false false true A true 0.0 B false true true true true true 0.0 0.0 0.0 false false true C false true false false 0.0 0.0 0.0 false false true A false false true false true true BNY MELLON 25.0 false false false false true B false true false false false false false false true C false true false false true false false false true A true B true C true MORTON B ROSENBERG SPOUSE OF FORMER KEY EMPLOYEE 52522 EMPLOYMENT false ADAGE CAPITAL MANAGEMENT PARTNER IS SPOUSE OF CURRENT TRUSTEE 605127 INVESTMENT MANAGEMENT SERVICES false ZOIA MONACO SPOUSE OF PRESIDENT 12155 EMPLOYMENT false MARISA DOHERTY SISTER-IN-LAW OF CURRENT TRUSTEE CHAIR 67334 EMPLOYMENT false X 11 82880 Market value X 1361 Market value X 2189 Market value X 232 10006785 Market value X 2 250 Market value X 9 62587 Market value X 11 831504 Market value X EQUIPMENT 13 1965807 Market value X GIFT CARDS 11 615 Market value X DINNER EVENTS AND MEETINGS 13 54243 Market value X DONATED TRAVEL EXPENSES 3 40287 Market value X CONTRIBUTION PORTION FROM THE SMFA ART SALE 339 420232 Market value X MUSIC INSTRUMENT 1 600 Market value X PURCHASE CREDIT WITH IDEXX LABORATORIES 1 89081 Market value X RENTAL EXPENSE REDUCTION 1 3811912 Market value X SOFTWARE 1 25485 Market value X SPORTS/CONCERT TICKETS 8 3625 Market value 15 false true false Schedule M, Part I NON-CASH CONTRIBUTIONS THE UNIVERSITY IS REPORTING THE NUMBER OF NON-CASH FISCAL YEAR CONTRIBUTIONS BASED ON EACH GIFT RECEIVED. Form 990, Part I, Line 6 NUMBER OF VOLUNTEERS TUFTS UNIVERSITY HAS NUMEROUS VOLUNTEERS INCLUDING ITS TRUSTEES AND ALUMNI WHO DEDICATE THEIR TIME, EXPERIENCE, AND EFFORTS TO THE UNIVERSITY. AS A RESULT OF HAVING SUCH A LARGE AUDIENCE OF VOLUNTEERS ACROSS OUR 3 CAMPUSES THE ACCOUNTING PROCESS IS QUITE FRAGMENTED. AT THIS TIME, WITH THE ABSENCE OF A CENTRALIZED COUNTING MECHANISM TO TRACK ALL OF OUR VOLUNTEERS, THERE IS NO WAY TO ACCURATELY TRACK OR ESTIMATE THE ACTUAL NUMBER OF THOSE PARTICIPATING IN VOLUNTEER ACTIVITIES. Form 990, Part III, Line 1 Tufts University is a student-centered research university dedicated to the creation and application of knowledge. With over 11,000 full-time students from 101 countries we are committed to providing transformative experiences for students and faculty in an inclusive and collaborative environment where creative scholars generate bold ideas, innovate in the face of complex challenges and distinguish themselves as active citizens of the world. TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD, AND TUFTS IS RECOGNIZED AMONG THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE. A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons JOHN BELLO AND DANIEL J. DOHERTY III - Business relationship, BRIAN KAVOOGIAN AND DANIEL J. DOHERTY III - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE ANNUAL INFORMATION TAX FILING. AS PART OF THAT EFFORT IT INCLUDED A LIMITED-SCOPE TAX ENGAGEMENT WITH PRICEWATERHOUSECOOPERS, LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS THEN REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. A FINAL COPY OF THE FORM 990, AS FILED, WAS PROVIDED TO THE FULL GOVERNING BODY FOR THEIR REVIEW PRIOR TO IT BEING FILED TO THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy THE TRUSTEES OFFICE AT TUFTS UNIVERSITY MAINTAINS A STATEMENT OF COMPLIANCE AND A DISCLOSURE FORM WHICH IS USED TO DISCLOSE ANY CONFLICTS OF INTEREST FOR OFFICERS, KEY EMPLOYEES, AND GOVERNING BOARD MEMBERS ON AN ANNUAL BASIS. THESE INDIVIDUALS ARE ASKED TO READ THE CONFLICT OF INTEREST POLICY AND COMPLETE AN INTERNET-BASED QUESTIONNAIRE. EACH INDIVIDUAL IS REQUIRED TO DISCLOSE ANY POTENTIAL OR REAL CONFLICTS IN A STATEMENT THAT IS SIGNED, DATED, AND SUBMITTED ELECTRONICALLY TO THE TRUSTEES OFFICE. IN ADDITION, AS PART OF THE ANNUAL MONITORING PROCESS, CONFLICT DISCLOSURES ARE REPORTED TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE IS NOTIFIED AND REVIEWS SUCH DISCLOSURES AND ADVISES ANY ACTIONS. THEREAFTER, IF A DISCLOSURE IS DEEMED TO BE A CONFLICT, THE INDIVIDUAL WOULD THEN CONFIRM THAT THEY WILL NOT PARTICIPATE IN ANY DECISIONS RELATING TO THE SPECIFIC DISCLOSED CONFLICT. Form 990, Part VI, Line 15a Process to establish compensation of top management official EXECUTIVE COMPENSATION IS DETERMINED BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES WHO MAY SERVE AS THE CHAIR, ALONG WITH ADDITIONAL MEMBERS, EACH SERVING WITH NO TERM LIMITS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERIENCE WITH COMPENSATION MATTERS. THE COMMITTEE MEETS AT LEAST ANNUALLY AND USES SURVEY DATA FROM HUMAN RESOURCES THAT HAVE BEEN GATHERED FROM AN EXTERNAL GLOBAL PROFESSIONAL SERVICES COMPANY, CALLED WILLIS TOWERS WATSON. THE EXECUTIVE COMPENSATION SURVEY INCLUDES SELECT PEER INSTITUTIONAL DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES ASSEMBLES INFORMATION FROM THE CUPA HIGHER EDUCATION SALARY SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTS AN ANNUAL PERFORMANCE REVIEW BEFORE THE CLOSE OF THE FISCAL YEAR. Form 990, Part VI, Line 15b Process to establish compensation of other employees FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS, KEY EMPLOYEES AND DEANS OUR HUMAN RESOURCES OFFICE USED COMPENSATION SURVEYS TO BENCHMARK EACH INDIVIDUAL'S JOB TO THE RELEVANT MARKET TO ENSURE PROPER PAY. ADDITIONALLY, THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT, PROVOST AND EXECUTIVE V.P. FOR THEIR RESPECTIVE DIRECT REPORTS. Form 990, Part VI, Line 19 Required documents available to the public TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL INFORMATION IS AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS are included as an attachment to the MASSACHUSETTS Form PC, which is a public document AND can also be found with THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ON THE TUFTS UNIVERSITY WEBSITE, AT WWW.TUFTS.EDU. Form 990, Part VII, Section A, Line 1a, Column (A) NAMES & TITLES MICHAEL BAENEN - SERVES AS CHIEF OF STAFF IN THE OFFICE OF THE PRESIDENT AND ASSISTANT SECRETARY OF THE CORPORATION Form 990, Part XI, Line 9 Other changes in net assets or fund balances Consolidated Entities Revenue - -3329225; Cumulative Effect of Accounting Change SFAS 158 - 14649533; Change in split Interest Agreement - -240983; Change in fair value of interest rate agreements - 12360781; Investment in Tufts Shared Services, Inc. - 689768; TUDC LLC 169 HOLLAND STREET SOMERVILLE MA 02144 043056113 REAL ESTATE DEVELOPMENT MA 0 0 TRUSTEES OF TUFTS COLLEGE TUFTS MEDIA LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 CONSUMER PUBLISHING & MEDIA DE 3723917 2952639 TRUSTEES OF TUFTS COLLEGE AZULUNA BRANDS LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 AGRICULTURE MA 7031 0 TRUSTEES OF TUFTS COLLEGE TUFTS HEALTH AND WELLNESS SERVICES LLC 169 HOLLAND STREET SOMERVILLE MA 02144 800754011 HEALTH AND WELLNESS SERVICES MA 0 0 TRUSTEES OF TUFTS COLLEGE TAS Operations LLC 149 New Sweden Road Woodstock CT 06281 042103634 Veterinary Services CT 201244 0 Trustees of Tufts College THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET SOMERVILLE MA 02144 043828582 RELIEF OF POOR & EDUCATION GRANTS MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true WALNUT HILL PROPERTIES CORP 47 WINTHROP ST MEDFORD MA 02155 043419100 REAL ESTATE MANAGEMENT MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true TUFTS SHARED SERVICES INC 171 HARRISON AVE PO BOX 634 BOSTON MA 02111 237000827 COORDINATE HEALTH & EDUCATIONAL SERVICES MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES INC 200 WESTBOROUGH ROAD NORTH GRAFTON MA 02158 043430674 VETERINARY EMERGENCY TREATMENT & CARE MA 501(c)(3) 10 TRUSTEES OF TUFTS COLLEGE true TUFTS UNIVERSITY POST-RETIREMENT PLAN 169 HOLLAND STREET SOMERVILLE MA 02144 043236078 VEBA MA 501(c)(9) TRUSTEES OF TUFTS COLLEGE true TUFTS GLOBAL INC 169 HOLLAND STREET SOMERVILLE MA 02144 474543971 FOREIGN OPERATIONS SUPPORT ORGANIZATION MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true CIVIC EDUCATION FOUNDATION 169 HOLLAND ST ATTN TAX DEPT SOMVERVILLE MA 02144 RAISE CIVIC AWARENESS MA 501(c)(3) 10 Trustees of Tufts College true JM HOLDINGS INC 169 HOLLAND STREET SOMERVILLE MA 02144 043184043 REAL ESTATE DEVELOPMENT MA TRUSTEES OF TUFTS COLLEGE C Corporation -2556 45642 1 true PERPETUAL TRUSTS - (8) SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust false CHARITABLE REMAINDER UNITRUSTS - (28) SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust false CHARITABLE LEAD TRUSTS - (5) SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust false TUFTS UNIVERSITY CHARITABLE TRUST 169 HOLLAND ST ATTN TAX DEPT SOMERVILLE MA 02144 516581922 SUPPORT HK TRUSTEES OF TUFTS COLLEGE Trust 45972 150664 1.00 true true true false true false false false false false false true true true true true true true true true WALNUT HILL PROPERTIES CORP D 10200000 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP K 971702 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP L 160509 FAIR MARKET VALUE TUFTS GLOBAL INC M 476591 FAIR MARKET VALUE OMIDYAR-TUFTS MICROFINANCE FUND Q 690000 FAIR MARKET VALUE TUFTS SHARED SERVICES M 5361000 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES INC D 94364 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES INC L 467053 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES INC Q 276709 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES INC S 328465 FAIR MARKET VALUE OMIDYAR-TUFTS MICROFINANCE FUND L 797000 FAIR MARKET VALUE TUFTS UNIVERSITY POST-RETIREMENT PLAN R 224643 FAIR MARKET VALUE Schedule R, Part IV, Column (a) TRUSTS THE PERPETUAL AND CHARITABLE REMAINDER TRUSTS AND CHARITABLE LEAD TRUSTS ARE DOMICILED IN FLORIDA, INDIANA, MASSACHUSETTS, AND NEW JERSEY. Trustees of Tufts College 169 Holland Street Attn Tax Dept Somerville MA 02144 042103634 X 0 536814 536814 1009870431 1010407245 1000000 250000 0 0 0 THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 043828582 0 0 0 829520 829520 149428 37357 0 0 0 TUFTS SHARED SERVICES INC 171 HARRISON STREET BOX 821 BOSTON MA 02111 237000827 0 0 0 28919984 28919984 1000000 250000 0 0 0 TUFTS VETERINARY EMERGENCY TREATMENT SPECIALTIES INC 200 WESTBORO ROAD NORTH GRAFTON MA 01536 043430674 0 0 0 10472927 10472927 673646 168412 0 0 0 WALNUT HILL PROPERTIES CORP PO BOX 53 TUFTS UNIVERSITY BRANCH MEDFORD MA 02155 043419100 0 0 0 2892380 2892380 294619 73655 0 0 0 TUFTS GLOBAL INC 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 474543971 0 0 0 501235 501235 100185 25046 0 0 0