2019-05-15T10:35:22-05:00 2018-06-30 205991824 SC&H TAX & ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2017-07-01 521734695 KENNEDY KRIEGER FOUNDATION INC KENN 4439239200 707 N BROADWAY BALTIMORE MD 21205 MICHAEL J NEUMAN SVP OF FINANCE 4439231810 2019-05-14 1 LORI S BURGHAUSER P00370694 4104031500 2019-05-14 50.206.141.66 2019-05-14 17:29:43 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 D598169B7B70477E3779F4FD99F3BFF6A447919F 2017 2019-02-21 02:37:17Z BRAD L SCHLAGGAR MD PHD 707 N BROADWAY BALTIMORE MD 21205 13896159 0 X WWW.KENNEDYKRIEGER.ORG X 1991 MD FUNDRAISING AND MANAGING ENDOWMENT FUNDS TO BENEFIT KENNEDY KRIEGER INSTITUTE AFFILIATES. 11 9 22 500 0 266 6016955 7809503 0 0 1379531 2255600 -42731 207630 7353755 10272733 5243978 5963724 0 0 1435713 1760711 416461 564165 3135943 1228889 1361396 8325041 9649996 -971286 622737 85170148 88505107 459508 3420649 84710640 85084458 THE ORGANIZATION CONDUCTS FUNDRAISING, MANAGES ENDOWMENT FUNDS, AND DISTRIBUTES RAISED FUNDS TO KENNEDY KRIEGER INSTITUTE AFFILIATES. 0 0 5963724 5963724 0 CONTRIBUTIONS TO SUPPORT THE CHARITABLE, SCIENTIFIC, AND EDUCATIONAL PURPOSES OF THE AFFILIATED CORPORATIONS THAT MAKE UP THE KENNEDY KRIEGER INSTITUTE. 350706 0 0 FOUNDATION STAFF IS OFTEN INVOLVED IN PROGRAMMATIC ACTIVITIES AS PART OF THEIR WORK WEEK, ACTIVITIES THAT DO NOT FALL UNDER THEIR MANAGEMENT OR FUND RAISING FUNCTIONS. HIGHLIGHTS INCLUDE DIRECT INVOLVEMENT IN: JOINING VOLUNTEERS TO HELP WITH ACTIVITIES THAT DIRECTLY BENEFIT INPATIENT AND OUTPATIENT CHILDREN AND THEIR FAMILIES; RESEARCH BRIEFINGS FOR INTERESTED PARENTS AND COMMUNITY GROUPS; AND SPECIAL EVENTS OR GATHERINGS TO SPECIFICALLY BENEFIT THE PATIENTS AND FAMILIES SERVED. THE FOUNDATION STAFF IS ALSO ACTIVE IN EDUCATING CONSTITUENTS AND THE GENERAL PUBLIC ABOUT KENNEDY KRIEGER SERVICES, RESEARCH EFFORTS, THE UNIQUE NEEDS OF THE PATIENT AND STUDENT POPULATIONS, AND THE WORK OF OVER 140 FACULTY AND OVER 900 TRAINEES. 6314430 1 1 0 0 0 1 0 0 0 1 0 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 4 0 22 1 1 1 0 0 0 0 1 1 0 0 0 0 X 11 9 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA DC FL GA HI IL KS KY MA MD MI MN MS NC NH NJ NY OR PA RI SC TN UT WI WV VA X MICHAEL J NEUMAN 4439231810 1741 ASHLAND AVE 7TH FLOOR BALTIMORE MD 21205 HOWARD MILLER ESQ DIRECTOR - CHAIRMAN 1.00 0.00 X X 0 0 0 NANCY S GRASMICK DIRECTOR - VICE CHAIRWOMAN 1.00 16.00 X X 0 75543 7177 ROBERT A BARUCH DIRECTOR 1.00 0.00 X 0 0 0 JODY BERG DIRECTOR 1.00 0.00 X 0 0 0 TOBY S BOZZUTO DIRECTOR 1.00 0.00 X 0 0 0 RICHARD W CASS DIRECTOR 1.00 0.00 X 0 0 0 DAVID J GARBARINO DIRECTOR 1.00 0.00 X 0 0 0 JAY B NEWMAN DIRECTOR 1.00 0.00 X 0 0 0 ANDREW C SEKEL DIRECTOR 1.00 0.00 X 0 0 0 STEPHEN A VINTZ DIRECTOR 1.00 0.00 X 0 0 0 GARY W GOLDSTEIN MD PRESIDENT & CEO 1.00 39.00 X X 7676 1079908 33989 JAMES M ANDERS JR COO & TREASURER 1.00 39.00 X 5418 762300 31405 MICHAEL VD JOHNSTON MD CMO & SECRETARY 0.00 40.00 X 0 671757 32999 MICHAEL J NEUMAN SVP - FINANCE 1.00 39.00 X 2491 350388 32795 LAINY LEBOW-SACHS DIRECTOR OF EXTERNAL RELATIONS 22.00 18.00 X 244146 199756 25192 RAYMOND SHORT VP - HUMAN RESOURCES 1.00 39.00 X 1713 240939 39971 MARK FURST SVP - EXTERNAL RELATIONS 22.00 18.00 X 127590 104392 32237 KEN DAVIS VP - INFORMATION SYSTEMS 1.00 39.00 X 1473 207160 35284 STEVEN TUTTLE VP - DEVELOPMENT 39.00 1.00 X 192428 0 36484 582935 3692143 307533 3 0 1 0 FANDANGO II LLC 4601 HOLLINS FERRY ROAD BALTIMORE MD 21227 PROMOTION 206253 BLACKBAUD PO BOX 930256 ATLANTA GA 31193 DATABASE MANAGEMENT 100239 2 818891 1000000 5990612 384851 7809503 1479557 1479557 3735472 2959429 776043 776043 776043 832857 818891 663997 168860 168860 OTHER OPERATING REVENUE 900099 38770 38770 38770 10272733 0 0 2463230 5963724 5963724 582932 18767 564165 1234096 113424 70491 1050181 108009 7064 5659 95286 277350 21334 13514 242502 122489 8011 6418 108060 3986 3986 3505 3505 46258 46258 524259 49926 25000 449333 19848 936 18912 359115 59768 19961 279386 247789 45467 14211 188111 31218 443 30775 MISCELLANEOUS 99070 40701 15439 42930 PERMITS, LICENSES, AND 26348 5011 1293 20044 9649996 6314430 199623 3135943 7642315 11407552 16257628 12795727 2096 4149 53259969 55559870 5782655 8737809 2225485 0 85170148 88505107 459508 333000 0 3087649 459508 3420649 X 56477494 59751104 27274924 24375132 958222 958222 84710640 85084458 85170148 88505107 X 622737 2484161 -2733080 X X 0 1 X 1 0 X 19062465 9146111 9381330 6016955 7809503 51416364 19062465 9146111 9381330 6016955 7809503 51416364 9114567 42301797 1033483 1208115 1014453 1362683 1479557 6098291 1112703 529877 526838 458455 832587 3460460 60975115 0.69380 0.72730 X 1 0 0 295000 1 1 51901713 4431704 727289 46258 55559870 45536120 6923624 505781 52250 51901713 48907246 -1259786 2034464 76876 45536120 51444466 267493 2645440 159273 48907246 46796939 6719088 1867507 204054 51444466 1.00000 0.00000 0.00000 0 0 0 PRIVATELY HELD STOCK 295000 F CAPITAL FUNDS 8442809 F 8737809 DUE TO AFFILIATES 3087649 3087649 PART V, LINE 4: THE ENDOWMENT FUNDS HELD BY KENNEDY KRIEGER FOUNDATION, INC. ARE CONSIDERED BOARD-DESIGNATED AND ARE INTENDED TO BE USED FOR THE BENEFIT OF KENNEDY KRIEGER INSTITUTE, INC. AND ITS SUBSIDIARIES FOR FURTHERANCE OF THEIR TAX EXEMPT PURPOSES. FESTIVAL OF TREES 1214652 700325 514327 25150 489916 ROAR ON FOR AUTISM RSRCH 140188 118566 21622 1300 41840 1 296908 296908 4250 101541 1651748 818891 832857 30700 633297 663997 168860 1 KENNEDY KRIEGER CHILDREN'S HOSPITAL 707 N BROADWAY BALTIMORE MD 21205 520607971 501(C)(3) 1557682 TRANSFER OF RESTRICTED CONTRIBUTIONS HUGO W MOSER RESEARCH INSTITUTE AT KENNEDY KRIEGER INC 707 N BROADWAY BALTIMORE MD 21205 521524967 501(C)(3) 3490000 SUPPORT OPERATING NEEDS OF ORGANIZATION KENNEDY KRIEGER EDUCATION AND COMMUNITY SERVICES INC 707 N BROADWAY BALTIMORE MD 21205 521753040 501(C)(3) 916042 TRANSFER OF RESTRICTED CONTRIBUTIONS 3 0 PART I, LINE 2: GRANTS ARE ONLY MADE TO RELATED ENTITIES TO SUPPORT CHARITABLE PURPOSES. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 GARY W GOLDSTEIN MD PRESIDENT & CEO 3840 540268 1835 258165 2001 281475 95 13405 145 20344 7916 1113657 0 0 JAMES M ANDERS JR COO & TREASURER 2716 382098 1341 188659 1361 191543 95 13405 126 17779 5639 793484 0 0 MICHAEL VD JOHNSTON MD CMO & SECRETARY 0 365284 0 135000 0 171473 0 13500 0 19499 0 704756 0 0 MICHAEL J NEUMAN SVP - FINANCE 1890 265870 247 34754 354 49764 95 13405 137 19158 2723 382951 0 0 LAINY LEBOW-SACHS DIRECTOR OF EXTERNAL RELATIONS 141150 115487 44952 36779 58044 47490 7425 6075 6431 5261 258002 211092 0 0 RAYMOND SHORT VP - HUMAN RESOURCES 1340 188490 141 19858 232 32591 85 11906 197 27783 1995 280628 0 0 MARK FURST SVP - EXTERNAL RELATIONS 120314 98439 0 0 7276 5953 5197 4252 12533 10255 145320 118899 0 0 KEN DAVIS VP - INFORMATION SYSTEMS 1144 160958 85 11914 244 34288 70 9820 179 25215 1722 242195 0 0 STEVEN TUTTLE VP - DEVELOPMENT 165783 0 0 0 26645 0 7398 0 29086 0 228912 0 0 0 PART I, LINE 1A OFFICERS AND KEY EMPLOYEES WERE PROVIDED ADDITIONAL COMPENSATION TO OFFSET THE TAX IMPACT OF EXECUTIVE LIFE INSURANCE AND LONG TERM DISABILITY PREMIUMS MADE ON THEIR BEHALF. THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION TO THESE INDIVIDUALS. X 54 312851 FMV X SILENT AUCTION ITEMS 120 72000 FMV - WINNING BID 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 THE SOLE STOCKHOLDER OF KENNEDY KRIEGER FOUNDATION, INC. IS THE KENNEDY KRIEGER INSTITUTE, INC. (THE "INSTITUTE"), A SECTION 501(C)(3) ENTITY THAT SERVES AS THE PARENT CORPORATION OF THE INTEGRATED INSTITUTION. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE STOCKHOLDER OF THE ORGANIZATION IS THE KENNEDY KRIEGER INSTITUTE, INC., A SECTION 501(C)(3) ENTITY. THE KENNEDY KRIEGER INSTITUTE, INC. HAS THE POWER TO ELECT AND REMOVE BOARD MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7B THE SOLE STOCKHOLDER OF THE ORGANIZATION IS THE KENNEDY KRIEGER INSTITUTE, INC. THE KENNEDY KRIEGER INSTITUTE, INC. HAS THE POWER TO APPROVE DECISIONS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE IRS FORM 990 WAS DIRECTLY REVIEWED BY THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE FORM 990 WAS ALSO MADE AVAILABLE TO THE ENTIRE BOARD OF DIRECTORS PRIOR TO ITS FILING THROUGH A WEB PORTAL AND EMAIL. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DECLARATION OF OUTSIDE EMPLOYMENT UPON HIRE, ANNUALLY THEREAFTER, OR AT SUCH TIME DURING THE COURSE OF EMPLOYMENT WHEN THE EMPLOYEE ENTERS A BUSINESS, CLINICAL, OR PERSONAL RELATIONSHIP THAT MAY APPEAR TO BE A CONFLICT OR IS IN FACT A CONFLICT OF INTEREST. SENIOR MANAGEMENT WILL REVIEW EACH CONFLICT OF INTEREST DISCLOSURE FORM TO DETERMINE WHETHER A POTENTIAL OR ACTUAL CONFLICT OF INTEREST EXISTS. IF THE DETERMINATION IS MADE THAT A CONFLICT OF INTEREST DOES EXIST, THEN APPROPRIATE MEASURES ARE TAKEN TO RECTIFY THE CONFLICT. BOARD MEMBERS AND SENIOR MANAGEMENT SUBMIT AN ANNUAL CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE TO DISCLOSE EXISTING OR POTENTIAL CONFLICTS THAT MAY RELATE TO FUTURE DECISION MAKING. WHEN AN ACTUAL CONFLICT INVOLVING A BOARD MEMBER IS IDENTIFIED, THE DIRECTOR WILL ABSTAIN FROM VOTING AND NOT USE HIS/HER PERSONAL INFLUENCE ON THE MATTER. SITUATIONS INVOLVING SENIOR MANAGEMENT MAY BE HANDLED THROUGH THE HUMAN RESOURCES PROCESS OR CONSIDERED BY THE BOARD OF DIRECTORS. RELATIONSHIPS WITH OTHER PROVIDERS, EDUCATIONAL INSTITUTIONS, MANUFACTURERS AND PAYORS ARE REVIEWED TO DETERMINE WHETHER CONFLICTS OF INTEREST EXIST. ANY CONFLICTS ARE ADDRESSED WHEN THEY ARISE. POLICIES DESIGNED TO IDENTIFY AND PREVENT POTENTIAL CONFLICTS OF INTEREST PERTAINING TO CONTRACTUAL BUSINESS RELATIONSHIPS ARE ADDRESSED THROUGH THE POLICY ON FAIR BUSINESS PRACTICES. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT/CEO AND OTHER SENIOR EXECUTIVES COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. INDEPENDENTLY DEVELOPED EXECUTIVE COMPENSATION SURVEYS ARE USED TO DETERMINE REASONABLENESS OF COMPENSATION LEVELS. FORM 990, PART VI, SECTION C, LINE 19 KENNEDY KRIEGER FOUNDATION, INC.'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990 AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. IN ADDITION, CERTAIN FINANCIAL DOCUMENTS ARE AVAILABLE THROUGH THE ORGANIZATION'S WEBSITE. THE FORM 990 IS ALSO AVAILABLE VIA WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: NET ASSET RELEASE FOR PROPERTY AND EQUIPMENT (STATE OF MD) -4,754,816. ENDOWMENT TRANSFER TO HUGO W. MOSER 2,021,736. FORM 990, PAGE 12, PART XII, LINE 2C: THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990 - INFORMATION REGARDING TAX-EXEMPT BOND ISSUE THE ORGANIZATION IS PART OF AN OBLIGATED GROUP UNDER CERTAIN TAX-EXEMPT BOND ISSUES. SCHEDULE K HAS BEEN COMPLETED IN ITS ENTIRETY FOR MADISON STREET PROPERTIES, INC. KENNEDY KRIEGER INSTITUTE INC 707 N BROADWAY BALTIMORE MD 21205 521524965 PARENT ORGANIZATION TO RELATED ENTITIES; SUPPORTS HEALTHCARE MD 501(C)(3) LINE 12C, III-FI N/A 0 HUGO W MOSER RESEARCH INSTITUTE AT KENNEDY KRIEGER INC 707 N BROADWAY BALTIMORE MD 21205 521524967 BIO-MEDICAL RESEARCH MD 501(C)(3) LINE 4 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER CHILDREN'S HOSPITAL INC 707 N BROADWAY BALTIMORE MD 21205 520607971 SPECIALTY HEALTHCARE FOR CHILDREN MD 501(C)(3) LINE 3 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER EDUCATION & COMMUNITY SERVICES INC 707 N BROADWAY BALTIMORE MD 21205 521753040 SPECIAL EDUCATION SCHOOLS AND COMMUNITY SUPPORT PROGRAMS MD 501(C)(3) LINE 7 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER ASSOCIATES INC 707 N BROADWAY BALTIMORE MD 21205 521633229 SUPPORTS KENNEDY KRIEGER INSTITUTE AND ITS AFFILIATES MD 501(C)(3) LINE 12B, II KENNEDY KRIEGER INSTITUTE INC 0 MADISON STREET PROPERTIES INC 707 N BROADWAY BALTIMORE MD 21205 521949813 PROPERTY HOLDING COMPANY MD 501(C)(3) LINE 12B, II KENNEDY KRIEGER FOUNDATION INC 1 PACT HELPING CHILDREN WITH SPECIAL NEEDS INC 7000 TUDSBURY ROAD BALTIMORE MD 21244 521230183 MEDICAL DAY CARE AND OTHER SERVICES FOR CHILDREN WITH SPECIAL NEEDS MD 501(C)(3) LINE 7 KENNEDY KRIEGER INSTITUTE INC 0 MADISON GROUP VENTURES INC 707 N BROADWAY BALTIMORE MD 21205 900743111 RESEARCH AND DEVELOPMENT MD N/A C 0 CHARITABLE REMAINDER TRUSTS (3) CHARITABLE REMAINDER TRUSTS MD N/A T 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 KENNEDY KRIEGER CHILDREN'S HOSPITAL B 1557682 HUGO W MOSER RESEARCH INSTITUTE B 3490000 KENNEDY KRIEGER EDUCATION AND COMMUNITY SERVICES B 916042 MADISON STREET PROPERTIES K 243966