2019-05-15T12:24:35-05:00 2018-12-31 930418710 DELAP LLP 5885 MEADOWS ROAD NO 200 LAKE OSWEGO OR 97035 990 2018-01-01 471709705 OPEN CONNECTIVITY FOUNDATION INC OPEN 5036190673 3855 SW 153RD DRIVE BEAVERTON OR 97003 PRESIDENT EXECUTIVE DIRECTOR 5036190673 2019-05-15 1 MARK E EKLUND CPA P00156145 5036974118 2019-05-13 76.14.192.226 2019-05-15 10:24:10 PD P 33AA61930B4E9AA25DF71E76B7B7B239EF493535 C9C56614DEA4E3F8F2BAE576B1AB9F35B16A97BE 2018 2019-02-21 02:37:17Z JOHN PARK 3855 SW 153RD DRIVE BEAVERTON OR 97003 4293255 0 X WWW.OPENCONNECTIVITY.ORG X 2014 DE THE MISSION OF OPEN CONNECTIVITY FOUNDATION, INC. (OCF) IS TO DEFINE CONNECTIVITY REQUIREMENTS AND ENSURE INTEROPERABILITY OF THE BILLIONS OF DEVICES THAT WILL MAKE UP THE EMERGING INTERNET OF THINGS (IOT). 12 11 0 3191 0 0 0 0 4248802 4279272 7902 13983 0 0 4256704 4293255 0 0 0 0 356222 324476 0 0 0 4412558 3937265 4768780 4261741 -512076 31514 2246653 2252986 2097840 2072659 148813 180327 X THE MISSION OF OPEN CONNECTIVITY FOUNDATION, INC. (OCF) IS TO DEFINE CONNECTIVITY REQUIREMENTS AND ENSURE INTEROPERABILITY OF THE BILLIONS OF DEVICES THAT WILL MAKE UP THE EMERGYING INTERNET OF THINGS (IOT). 0 0 1. SPECIFICATION DEVELOPMENTOCF DEVELOPS AND PUBLISHES SPECIFICATIONS, WHICH DEFINE AND PROMOTE COMMUNICATION AND INTEROPERABILITY REQUIREMENTS FOR THE "INTERNET OF THINGS." TO DEVELOP THESE SPECIFICATIONS, OCF HAS ESTABLISHED WORK GROUPS TO PRODUCE TECHNICAL SPECIFICATIONS AND RELATED DOCUMENTATION, CONSISTENT WITH THE OCF MISSION STATEMENT. OCF ADOPTS AND PUBLISHES FINAL SPECIFICATIONS THROUGH PROCEDURES SPECIFIED IN ITS BYLAWS AND BOARD RESOLUTIONS. IT HAS ALREADY PUBLISHED SEVERAL VERSIONS AVAILABLE ON ITS PUBLIC WEBSITE. 2. OPEN SOURCE PROJECT OCF SPONSORS OPEN SOURCE PROJECTS TO ENABLE THE DEVELOPMENT OF OPEN SOURCE SOFTWARE IN SUPPORT OF THE OCF SPECIFICATIONS. OCF IS THE SOLE SPONSOR TO THE IOTIVITY.ORG OPEN SOURCE PROJECT. OPEN SOURCE CONTRIBUTIONS CAN BE INITIATED BY MEMBERS AND THE GENERAL PUBLIC. 3. CERTIFICATIONFOLLOWING PUBLICATION OF SPECIFICATIONS AND OPEN SOURCE PROJECTS, OCF HAS DEVELOPED A FORMAL CERTIFICATION PROCESS FOR THOSE PRODUCTS THAT PASS THE CERTIFICATION REQUIREMENTS. TECHNICAL RESOURCES, SUCH AS SOFTWARE IN BINARY AND/OR SOURCE CODE FORM, FOR VALIDATING COMPLIANCE WITH SPECIFICATIONS AND OPEN SOURCE PROJECTS HAVE BEEN PRODUCED AND FUNDED BY OCF. THE ORGANIZATION HAS ALSO DEVELOPED A TEST TOOL FOR TESTING AGAINST THE SPECIFICATION AND OPEN SOURCE IMPLEMENTATIONS. FIVE PLUGFESTS WERE HELD THAT PROVIDE OPPORTUNITIES FOR MEMBERS TO TEST INTEROPERABILITY AND VALIDATE COMPLIANCE WITH SPECIFICATIONS AND OPEN SOURCE PROJECTS. THIS ACTIVITY IS CONDUCTED BY INDEPENDENT TEST LABS WORLD-WIDE. 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 8 0 0 0 0 0 0 0 0 0 0 X 12 11 0 1 1 0 1 1 0 1 1 0 0 0 1 1 0 0 0 0 0 0 X X VTM GROUP 5036190505 3855 SW 153RD DRIVE BEAVERTON OR 97003 OLIVIER CARMONA DIRECTOR 5.00 X 0 0 0 CHRIS STECK DIRECTOR 5.00 X 0 0 0 DAVID CRONSTROM DIRECTOR 5.00 X 0 0 0 MIAO WANG DIRECTOR 5.00 X 0 0 0 HANGYU CHO DIRECTOR 5.00 X 0 0 0 DR EDWARD G TIEDEMANN CHAIRMAN & SECRETARY 5.00 X 0 0 0 SUNGHO CHOI VICE PRESIDENT 5.00 X X 0 0 0 RALPH W BROWN TREASURER 5.00 X X 0 0 0 IMAD SOUSOU DIRECTOR 5.00 X 0 0 0 LABEEB ISMAIL DIRECTOR 5.00 X 0 0 0 DAVID MCCALL PRESIDENT 5.00 X 0 0 0 JOHN JOONHO PARK EXECUTIVE DIRECTOR 40.00 X 297000 0 27476 297000 0 27476 1 0 1 1 VTM INC 3855 SW 153RD DRIVE BEAVERTON OR 97003 MANAGEMENT & IT SERVICES 1364290 COMARCH INC 9450 W BRYN MAWR AVE SUITE 325 ROSEMONT IL 60018 INFORMATION TECHNOLOGY SERVICES 374088 GRANITE RIVER LABS ASIA PACIFIC PTE 3500 THOMAS ROAD SUITE A SANTA CLARA CA 95054 MANAGEMENT & IT SERVICES SERVICES 352138 SCHWABE WILLIAMSON & WYATT PC 1211 SW FIFTH AVENUE SUITE 1900 PORTLAND OR 97204 LEGAL SERVICES 216109 THE LINUX FOUNDATION PO BOX 742987 LOS ANGELES OR 90074 INFORMATION TECHNOLOGY SERVICES 180740 5 MEMBERSHIP DUES 611430 4086958 4086958 CERTIFICATION/ACCREDIT 611430 192314 192314 4279272 13983 13983 4293255 4279272 0 13983 324476 551400 218657 9700 612759 217096 701757 500907 108945 3785 CERTIFICATION PROGRAMS 993753 PLUGFEST EVENTS 18506 4261741 636155 1098757 757235 770918 396164 304664 348154 78647 108945 0 2246653 2252986 231340 223526 1433500 1049583 433000 799550 2097840 2072659 X 0 0 0 0 148813 180327 148813 180327 2246653 2252986 31514 0 X 0 0 0 0 1 0 0 CUSTOMER DEPOSITS 799550 799550 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROGRAM SERVICES OPEN CONNECTIVITY FOUNDATION HOSTED PLUGFEST #18, TECHNOLOGY FACE TO FACE, PLUGFEST #19, CES ASIA 2018, AND KOREAN FORUM IN VARIOUS EAST ASIA LOCATIONS. 95443 SOUTH ASIA PROGRAM SERVICES OPEN CONNECTIVITY FOUNDATION HOSTED AN INTERNET OF THINGS EVENT IN INDIA 10000 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES IN 2018, OPEN CONNECTIVITY FOUNDATION HOSTED A MEMBERS MEETING IN THE CZECH REPUBLIC WHERE ALL MEMBERS WERE INVITED TO PARTICIPATE IN THE VARIOUS OCF GROUP MEETINGS. THESE EVENTS ALLOW MEMBERS AN OPPORTUNITY TO WORK IN-PERSON IN ADVANCING THE OCF STANDARD. THE MEMBERS MEETINGS ARE 5 DAYS LONG AND ALL EXPENSES PAID TO VENDORS IN THE CZECH REPUBLIC WERE RELATED TO THE SERVICES AND LOGISTICS FOR THE EVENT (E.G. MEETING ROOM AND AV EQUIPMENT RENTAL, FOOD & BEVERAGE, EVENING RECEPTION, AND SO FORTH.) 94562 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES OPEN CONNECTIVITY FOUNDATION HOSTED PLUGFEST #17, TECHNOLOGY FACE TO FACE, CONNECTIONS EU 2018 AND IN VARIOUS EUROPEAN LOCATIONS. 75970 EAST ASIA AND THE PACIFIC PROGRAM SERVICES IN 2018, OPEN CONNECTIVITY FOUNDATION HOSTED A REGIONAL FORUM IN SOUTH KOREA. THE PURPOSE OF THE REGIONAL FORUM WAS TO PROVIDE EDUCATION ABOUT OCF IN LOCAL LANGUAGES, PARTICIPATE IN LOCAL IOT EVENTS TO INFORM THE COMMUNITY ABOUT OCF, HELP UNDERSTAND AND NAVIGATE REQUIREMENTS SPECIFIC TO THE LOCAL REGION THEY ARE BASED IN, HELP GROW THE MEMBERSHIP OF OCF, WITH A FOCUS ON SMALL TO MEDIUM SIZED COMPANIES AND STARTUPS WHO MAY NEED HELP IN THE LOCAL LANGUAGE, SUPPORT AND ENABLE THOSE MEMBER COMPANIES' PRODUCT PLANS BY PROVIDING A LOCAL CERTIFICATION SUPPORT PROGRAM, INCLUDING OCF SPECIFICATION TRANSLATION, EDUCATIONAL DEVELOPER EVENTS, AND LOCAL LANGUAGE PRE-CERTIFICATION TESTING, AND ASSIST IN THE UPGRADE OF BASIC-LEVEL MEMBERS TO GOLD MEMBERSHIP WHEN THEY ARE READY TO PARTICIPATE IN OCF PLUGFESTS AND/OR CERTIFY OCF PRODUCTS. 80000 EAST ASIA AND THE PACIFIC PROGRAM SERVICES IN 2018, OPEN CONNECTIVITY FOUNDATION HOSTED A MEMBERS MEETING IN HONG KONG WHERE ALL MEMBERS WERE INVITED TO PARTICIPATE IN THE VARIOUS OCF GROUP MEETINGS. THESE EVENTS ALLOW MEMBERS AN OPPORTUNITY TO WORK IN-PERSON IN ADVANCING THE OCF STANDARD. THE MEMBERS MEETINGS ARE 5 DAYS LONG AND ALL EXPENSES PAID TO VENDORS IN THE HONG KONG WERE RELATED TO THE SERVICES AND LOGISTICS FOR THE EVENT (E.G. MEETING ROOM AND AV EQUIPMENT RENTAL, FOOD & BEVERAGE, EVENING RECEPTION, AND SO FORTH.) 114134 0 0 0 0 0 0 470109 0 470109 0 0 0 0 0 0 1 0 0 0 JOHN JOONHO PARK EXECUTIVE DIRECTOR 297000 0 0 0 0 0 0 0 27476 0 324476 0 0 0 FORM 990, PART VII, LINE 5 ORGANIZATION PAID $324,475 TO AN UNRELATED PEO, (CINDER STAFFING) FOR THE SERVICES OF THE EXECUTIVE DIRECTOR, (JOHN PARK). FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION HAS CONTRACTED WITH VTM INC, TO PROVIDE MANAGEMENT SERVICES. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED THEIR BY-LAWS ON OCTOBER 1ST, 2018. THE PRIMARY CHANGES ARE AS FOLLOWS: - ADDED A SECTION ON "STEERING COMMITTEES" WHICH WERE FORMED WITHIN OCF BUT NOT DEFINED/REFERENCED IN THE EARLIER BYLAWS. - ADDED A SECTION THAT IF OCF MODIFIES A CLASS OF MEMBERSHIP, A MEMBER MAY CHOOSE TO EXECUTE A NEW AGREEMENT AT THE END OF THEIR CURRENT TERM TO CONTINUE TO BE A MEMBER OF THE CLASS WHICH CHANGED - AMENDED THE "NONPROFIT/EDUCATIONAL GOLD MEMBERS" CLASS TO BE "NONPROFIT EDUCATIONAL GOLD MEMBERS" WHICH EXCLUDES NON-EDUCATIONAL NON-PROFITS. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS WITH BENEFITS BASED ON THEIR MEMBERSHIP PURCHASED (SEE MEMBERSHIP OPTIONS BELOW). DIAMOND MEMBER BENEFITS (ANNUAL DUES: $350,000 USD) REQUIRES 3/4 AFFIRMATIVE VOTE OF CURRENT DIRECTORS APPOINTED BY DIAMOND MEMBERS. BENEFITS INCLUDE: - BOARD OF DIRECTOR REPRESENTATIVE APPOINTMENT ELIGIBILITY - ELIGIBLE TO HAVE A REPRESENTATIVE APPOINTED OR ELECTED AS AN OFFICER OF THE ORGANIZATION - ELIGIBLE TO PARTICIPATE AND CHAIR IN THE WORKING GROUPS AND TASK GROUPS - ELIGIBLE TO SEEK OCF AND UPNP CERTIFICATION OF PRODUCTS AND/OR SERVICES - ELIGIBLE TO USE THE ORGANIZATION'S TRADEMARKS IN CONNECTION WITH MEMBER'S CERTIFIED PRODUCTS AND/OR SERVICES PLATINUM MEMBER BENEFITS (ANNUAL DUES: $5,000 - 50,000 USD, TIERED BASED ON THE NUMBER OF EMPLOYEES). BENEFITS INCLUDE: - ELIGIBLE TO HAVE A REPRESENTATIVE ELECTED TO THE BOARD OF DIRECTORS - ELIGIBLE TO HAVE A REPRESENTATIVE APPOINTED OR ELECTED AS AN OFFICER OF THE ORGANIZATION - ELIGIBLE TO PARTICIPATE AND CHAIR IN THE WORK GROUPS AND TASK GROUPS - ELIGIBLE TO SEEK OCF AND UPNP CERTIFICATION OF PRODUCTS AND/OR SERVICES - ELIGIBLE TO USE THE ORGANIZATION'S TRADEMARKS IN CONNECTION WITH MEMBER'S CERTIFIED PRODUCTS AND/OR SERVICES GOLD MEMBER BENEFITS (ANNUAL DUES: $2,000 USD). BENEFITS INCLUDE: - ELIGIBLE TO PARTICIPATE IN A NON-VOTING CAPACITY IN THE WORK GROUP AND TASK GROUPS - ELIGIBLE TO SEEK OCF AND UPNP CERTIFICATION OF PRODUCTS AND/OR SERVICES - ELIGIBLE TO USE THE ORGANIZATION'S TRADEMARKS IN CONNECTION WITH MEMBER'S CERTIFIED PRODUCTS AND/OR SERVICES NON-PROFIT, EDUCATIONAL GOLD MEMBER BENEFITS (ONE TIME FEE: $1,000 USD). BENEFITS INCLUDE: - ELIGIBLE TO PARTICIPATE IN A NON-VOTING CAPACITY IN WORK GROUP AND TASK GROUPS - ELIGIBLE TO SEEK OCF AND UPNP CERTIFICATION OF PRODUCTS AND/OR SERVICES - ELIGIBLE TO USE THE ORGANIZATION'S TRADEMARKS IN CONNECTION WITH MEMBER'S CERTIFIED PRODUCTS AND/OR SERVICES FORM 990, PART VI, SECTION A, LINE 7A DIAMOND MEMBERS WILL BE ENTITLED TO APPOIONT A DIRECTOR FOR SO LONG AS SUCH DIAMOND MEMBER, IS A DIAMOND MEMBER. FORM 990, PART VI, SECTION B, LINE 11B ONLY THE EXECUTIVE DIRECTOR WILL REVIEW THE RETURN PRIOR TO FILING FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE POSTED PUBLICLY ON THE ORGANIZATIONS WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED TO THE GOVERNING BODY AND CAN BE MADE AVAILABLE UPON REQUEST.