2019-08-02T06:35:36-05:00 2018-12-31 560747981 DIXON HUGHES GOODMAN LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2018-01-01 510199312 THE GIVENS ESTATES INC GIVE 8282744800 2360 SWEETEN CREEK ROAD ASHEVILLE NC 28803 ALLEN SQUIRES CFO 8287712214 2019-08-01 1 AMY BIBBY P00445891 8282542254 24.241.144.70 2019-08-01 14:51:07 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 48FB394F9AA065459641371F168D9F2AFFFBB473 2018 2019-02-21 02:37:17Z KENNETH PARTIN 2360 SWEETEN CREEK ROAD ASHEVILLE NC 28803 58040448 0 X WWW.GIVENSESTATES.ORG X 1975 NC GIVENS PROVIDES PROGRAMS, SERVICES, AND COMMUNITIES FOR SENIORS. 37 37 798 730 -175 0 1276388 1537648 48438128 55115761 2376150 976039 473855 411000 52564521 58040448 610082 783353 0 0 23765935 24933234 0 0 0 22147485 23865981 46523502 49582568 6041019 8457880 214002038 223843627 185679485 190837189 28322553 33006438 X GIVENS PROVIDES PROGRAMS, SERVICES, AND COMMUNITIES FOR SENIORS. 0 0 41411228 783353 55115761 SEE SCHEDULE O FOR DESCRIPTION OF ORGANIZATION'S ACTIVITIES.GIVENS PROVIDES HOUSING, SUPPORT AND HEALTH AND WELLNESS SERVICES FOR APPROXIMATELY 1,450 SENIORS ON ITS FOUR CAMPUSES. THIS IS DONE BY PROVIDING HOUSING AND HEALTH CARE FOR SENIORS OF ALL ECONOMIC LEVELS. THIS EFFORT REQUIRES ASSISTANCE FUNDS WHICH ARE SECURED THROUGH CHARITABLE SUPPORT, EARNINGS FROM ENDOWMENTS, AND OPERATING REVENUES. THROUGH OUTREACH ENDEAVORS GIVENS IMPACTS APPROXIMATELY 6,000 INDIVIDUALS ANNUALLY THROUGH WELLNESS AND HEALTH EDUCATION, MEDICATION ASSISTANCE, MEALSITES, MEDICAL EQUIPMENT LOAN CLOSETS, BABY EQUIPMENT AND RESOURCES CLOSETS, DIABETES AND OTHER CHRONIC DISEASE MANAGEMENT EDUCATION, AND A COMMUNITY NURSE TO HELP OUR LOWER INCOME RESIDENTS NAVIGATE THE HEALTHCARE ENVIRONMENT.DURING 2018 GIVENS GERBER PARK OPENED ITS LAST PHASE OF APARTMENTS WHICH ADDS AN ADDITIONAL 82 APPARTMENTS TO THE REGION DESIGNED TO SERVE ONE OF THE MOST UNDERSERVED SEGMENTS OF THIS SENIOR POPULATION. 41411228 1 1 0 1 0 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 108 0 1 798 1 0 0 0 0 0 0 0 0 0 0 0 0 X 37 37 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X ALLEN SQUIRES 8287712214 2360 SWEETEN CREEK ROAD ASHEVILLE NC 28803 DORIS P LOOMIS ESQ DIRECTOR & CHAIRPERSON 1.00 1.00 X X 0 0 0 G EDWARD TOWSON II DIRECTOR & VICE CHAIRPERSO 1.00 1.00 X X 0 0 0 JOSEPH P MCGUIRE DIRECTOR & SECRETARY 1.00 1.00 X X 0 0 0 DONNA A BROADWELL DIRECTOR & ASST. SECRETARY 1.00 1.00 X X 0 0 0 HORACE S JENNINGS DIRECTOR & TREASURER 1.00 1.00 X X 0 0 0 KENNETH W SWAYZE JR DIRECTOR & ASSISTANT TREAS 1.00 1.00 X X 0 0 0 KATHRYN R DURITY DIRECTOR & ASST. SECRETARY 1.00 1.00 X 0 0 0 REVEREND ROBERT M BLACKBURN JR DIRECTOR 1.00 1.00 X 0 0 0 KATHRYN M ATKINSON DIRECTOR 1.00 1.00 X 0 0 0 WILLIAM B CAGLE DIRECTOR 1.00 1.00 X 0 0 0 ANNETTE P COLEMAN DIRECTOR 1.00 1.00 X 0 0 0 MILES HOFFMAN DIRECTOR 1.00 1.00 X 0 0 0 REVEREND ELISABETH M CRISSMAN DIRECTOR 1.00 1.00 X 0 0 0 KENNETH M HUGHES DIRECTOR 1.00 1.00 X 0 0 0 SUZANNE E LANDIS DIRECTOR 1.00 1.00 X 0 0 0 JANE H FULLER DIRECTOR 1.00 1.00 X 0 0 0 CONNIE B MARTIN DIRECTOR 1.00 1.00 X 0 0 0 REVEREND W MICHAEL HOLDER DIRECTOR 1.00 1.00 X 0 0 0 C ROGER HIBBARD DIRECTOR 1.00 1.00 X 0 0 0 RONALD C LEATHERWOOD DIRECTOR 1.00 1.00 X 0 0 0 REVEREND HORACE H HUNT DIRECTOR 1.00 1.00 X 0 0 0 PAUL L LEELAND DIRECTOR 1.00 1.00 X 0 0 0 DOROTHY J JOHNSON DIRECTOR 1.00 1.00 X 0 0 0 CLIFTON B METCALF DIRECTOR 1.00 1.00 X 0 0 0 REVEREND W MARK RALLS DIRECTOR 1.00 1.00 X 0 0 0 J EDGAR MCFARLAND DIRECTOR 1.00 1.00 X 0 0 0 FLORENCE E SCHWEIN DIRECTOR 1.00 1.00 X 0 0 0 JOSEPHINE C PYATT DIRECTOR 1.00 1.00 X 0 0 0 DR LUCIAN C RICE DIRECTOR 1.00 1.00 X 0 0 0 ROBERT E SHEPHERD DIRECTOR 1.00 1.00 X 0 0 0 HAL F STARNES DIRECTOR 1.00 1.00 X 0 0 0 ARMIN L WESSEL DIRECTOR 1.00 1.00 X 0 0 0 REVEREND R KEITH TURMAN DIRECTOR 1.00 1.00 X 0 0 0 CHRISTOPHER M WESTMORELAND DIRECTOR 1.00 1.00 X 0 0 0 ALFRED J WHITESIDES JR DIRECTOR 1.00 1.00 X 0 0 0 DAVID C WHILDEN DIRECTOR 1.00 1.00 X 0 0 0 ANN H ALDRIDGE DIRECTOR 1.00 1.00 X 0 0 0 KENNETH M PARTIN CEO 40.00 5.00 X 386118 0 35491 ALLEN D SQUIRES CFO 40.00 1.00 X 254661 0 35617 JOHN C COWAN JR EXECUTIVE DIRECTOR - GIVEN 40.00 X 243864 0 34970 AMY STATON HUMAN RESOURCES DIRECTOR 40.00 X 121600 0 27672 KENNETH KRAMER EXECUTIVE DIRECTOR - HIGHL 40.00 X 138457 0 28645 AMY NASTA MARKETING DIRECTOR - HIGH 40.00 X 119506 0 13244 ROBIN SUDDRETH DIRECTOR OF HEALTH SERVICES 40.00 X 130761 0 13967 RICHARD FOOR DIRECTOR OF IT 40.00 X 108376 0 22102 1503343 0 211708 14 0 1 0 FRANK L BLUM CONSTRUCTION CO PO BOX 4153 WINSTON SALEM NC 27115 CONSTRUCTION 7602668 WEAVER COOKE CONSTRUCTION LLC 8401 KEY BOULEVARD GREENSBORO NC 27409 CONSTRUCTION 6404520 US FOODSERVICE INC PO BOX 602292 CHARLOTTE NC 28134 FOOD SERVICE 2232652 HERITAGE HEALTHCARE INC 536 OLD HOWELL ROAD GREENVILLE SC 29615 CONTRACTED THERAPY 1404361 JOHNSON'S MODERN ELECTRIC COMPANY 6629 OLD HWY 421 EAST BEND NC 27018 TECHNOLOGY 531804 29 74941 1462707 160335 1537648 RESIDENTIAL REVENUE 623000 30528418 30528418 LONG-TERM CARE REVENUE 623000 15622190 15622190 ASSISTED LIVING REVENUE 623000 4403149 4403149 FOOD SERVICE REVENUE 623000 2976773 2976773 OTHER RESIDENT REVENUE 623000 1399896 1399896 185335 185335 55115761 886900 -175 887075 18500 0 18500 18500 18500 89139 0 89139 89139 89139 MISCELLANEOUS REVENUE 900099 392500 392500 392500 58040448 55115761 -175 1387214 165363 165363 617990 617990 990721 990721 18209267 14377805 3831462 561030 420124 140906 3785641 2834856 950785 1386575 1038329 348246 49717 49717 89370 89370 1829029 1743491 85538 1093076 179013 914063 3217057 2900607 316450 250382 214223 36159 2725967 2725967 159475 149984 9491 2126538 2126538 7811674 7811674 550287 251362 298925 FOOD EXPENSE 2022844 2022844 MISCELLANEOUS 747911 691829 56082 MEDICAL SUPPLIES 575262 575262 DIETARY EXPENSE 302935 258842 44093 314457 305125 9332 49582568 41411228 8171340 0 2032 2087 15263618 9050685 168498 178534 3497566 3309656 391123 583666 227421575 72817885 145600223 154603690 36834620 46741175 2002938 9433475 8227243 807945 1146891 214002038 223843627 7685164 5546045 104961601 114677062 51240000 48535000 20964702 21080703 828018 998379 185679485 190837189 X 20489853 25377353 7832700 7629085 28322553 33006438 214002038 223843627 8457880 -3773995 0 X X 0 1 X 1 0 X 1922230 791614 4445247 1276388 1537648 9973127 40958201 42794972 46213684 49190909 56978778 236136544 310332 346181 445083 436770 392500 1930866 43190763 43932767 51104014 50904067 58908926 248040537 400814 348193 313620 341624 334661 1738912 0 400814 348193 313620 341624 334661 1738912 246301625 1054083 914499 855417 1001590 905575 4731164 1054083 914499 855417 1001590 905575 4731164 -175 -175 44244846 44847266 51959431 51905657 59814326 252771526 0.97440 0.96790 0.01870 0.02420 X 0 0 0 0 0 0 0 0 1 1650 1650 0 PART II-B, LINE 1: DUES PAID TO LEADING AGE WERE $1,650. X 4 1.94 4 1 1 1 6427353 6427353 193797662 55695559 138102103 21610452 14678416 6932036 5586108 2443910 3142198 154603690 ADVANCE ADMISSION DEPOSITS 879684 BOND INTEREST PAYABLE 118695 998379 X 53936097 -3773995 1228 -3772767 57708864 331584 331584 58040448 49252212 1228 1228 49250984 331584 331584 49582568 PART X, LINE 2: THE COMPANY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501 (C) (3) OF THE INTERNAL REVENUE CODE; ACCORDINGLY, THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. THE COMPANY HAS DETERMINED THAT IT DOES NOT HAVE ANY MATERIAL UNRECOGNIZED TAX BENEFITS OR OBLIGATIONS AS OF DECEMBER 31, 2018. PART XI, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSE IN REVENUES 1,228. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS IN REVENUE 210,226. EXPENSES IN REVENUE 121,358. PART XII, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSE IN REVENUES 1,228. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANTS IN REVENUE 210,226. EXPENSES IN REVENUE 121,358. 1 MOUNTAIN AREA HEALTH EDUCATION CENTER 121 HENDERSONVILLE ROAD ASHEVILLE NC 28803 561071426 501(C)(3) 36500 GERIATRIC CONSULTATION SERVICE UNITED WAY OF ASHEVILLE AND BUNCOMBE COUNTY INC 50 SOUTH FRENCH BROAD AVENUE ASHEVILLE NC 28801 560576157 501(C)(3) 22398 COMMUNITY IMPROVEMENT CHILDREN FIRSTCOMMUNITIES IN SCHOOL 50 SOUTH FRENCH BROAD AVENUE ASHEVILLE NC 28801 591721943 501(C)(3) 106465 FMV RENT COMMUNITY IMPROVEMENT 3 LIFEMINISTRIES 100 244668 AMOUNT PAID TO THIRD PARTY VENDOR FOR ASSISTANCE ASSISTANCE FOR CHOLESTEROL SCREENING, MEDICATION, AND MISCELLANEOUS FINANCIAL NEEDS. GIVENS ESTATES - CHARITABLE ASSISTANCE 25 369508 FINANCIAL ASSISTANCE TO RESIDENTS WITH DEMONSTRATED NEED. GIVENS ESTATES - STAFF ASSISTANCE 9 3814 FINANCIAL ASSISTANCE BASED ON NEED PART I, LINE 2: GRANTS TO INDIVIDUALS: SOCIAL WORKERS IDENTIFY RESIDENTS WITH FINANCIAL OR OTHER NEEDS AND REQUEST ASSISTANCE. THESE REQUESTS ARE REVIEWED BY MANAGERS TO ENSURE THAT THE INDIVIDUALS SELECTED MEET THE REQUIREMENTS APPROVED BY GIVENS ESTATES AND LIFEMINISTRIES FOR ASSISTANCE. GRANTS TO ORGANIZATIONS: MANAGEMENTS REVIEWS THESE GRANTS TO DETERMINE THAT THEY ARE CONSISTENT WITH GIVENS ESTATES' MISSION BEFORE THE GRANTS ARE APPROVED AND AWARDED. X X 1 0 X X X X 0 0 0 0 0 0 0 0 0 KENNETH M PARTIN CEO 308244 0 53645 0 24229 0 16500 0 18991 0 421609 0 0 0 ALLEN D SQUIRES CFO 202299 0 35814 0 16548 0 15839 0 19778 0 290278 0 0 0 JOHN C COWAN JR EXECUTIVE DIRECTOR - GIVEN 190774 0 36542 0 16548 0 15192 0 19778 0 278834 0 0 0 KENNETH KRAMER EXECUTIVE DIRECTOR - HIGHL 118560 0 19357 0 540 0 8867 0 19778 0 167102 0 0 0 PART I, LINE 1A THREE CORPORATE OFFICERS OF THE ORGANIZATION RECEIVED TAX IDEMNIFICATION PAYMENTS FOR LIFE INSURANCE PREMIUMS PAID UNDER THEIR APPROVED COMPENSATION PACKAGES. THE MINISTER RECEIVES AN HOUSING ALLOWANCE. A PUBLIC FINANCE AUTHORITY 273866124 2017-04-05 52980000 REFUNDING BONDS - SERIES 2017 0 0 0 A 2705000 52721348 258652 52721348 1 1 1 1 A 0 0 0 0 0.00000 0.00000 0 0 0 A 1 0 0 0 0 0 A 1 X 12573 FMV X 2 144906 FMV X 2 2856 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE CHAIRPERSON, VICE CHAIRPERSON, SECRETARY AND TREASURER OF THE CORPORATION AND THE CHAIRPERSON OF SUCH STANDING COMMITTEES OF THE BOARD AS THE BOARD MAY FROM TIME TO TIME DESIGNATE AS BEING ADDITIONAL MEMBERS OF THE EXECUTIVE COMMITTEE. EXCEPT AS TO SUCH POWERS AS THE BOARD MAY EXPRESSLY RESERVE TO ITSELF BY FORMAL RESOLUTION, THE EXECUTIVE COMMITTEE SHALL EXERCISE THE POWERS OF THE BOARD OF DIRECTORS WHEN THE BOARD IS NOT IN SESSION IN ACCORDANCE WITH AND AS LIMITED BY THE POLICIES AND BUDGETS ESTABLISHED BY THE ENTIRE BOARD. THE EXECUTIVE COMMITTEE'S ACTIONS SHALL BE REPORTED TO THE BOARD OF DIRECTORS AT THE NEXT REGULAR OR SPECIAL MEETING OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7A THE AFFAIRS OF THE CORPORATION SHALL BE MANAGED BY ITS BOARD OF DIRECTORS, WHICH SHALL CONSIST OF A MINIMUM OF TWENTY FOUR PERSONS IN NUMBER FROM TIME TO TIME AND WHO SHALL BE SELECTED BY THE WESTERN NORTH CAROLINA ANNUAL CONFERENCE OF THE UNITED METHODIST CHURCH. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWED THE FORM 990 FIRST AND ISSUED A RECOMMENDATION TO THE BOARD THAT THEY REVIEW THE 990 AND APPROVE FOR IT TO BE FILED. ALL BOARD MEMBERS RECEIVED A COPY OF THE 990 PRIOR TO THE NEXT BOARD MEETING AND MADE A MOTION THAT THEY HAVE REVIEWED THE 990 AND TOOK THE RECOMMENDATION OF THE AUDIT COMMITTEE TO FILE AS PRESENTED. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD IS REQUIRED TO SIGN A CONFLICT OF INTEREST POLICY ANNUALLY. WHEN AN INDIVIDUAL BECOMES AWARE OF A NEW CONFLICT, HE OR SHE MUST FILL OUT ANOTHER CONFLICT OF INTEREST FORM. IF A BOARD MEMBER DOES HAVE A CONFLICT, HE OR SHE SHOULD ACKNOWLEDGE THE CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSING OR VOTING ON AN ISSUE WHERE THERE IS A CONFLICT. IF ANYONE BECOMES AWARE OF A BOARD MEMBER NOT ACKNOWLEDGING A CONFLICT, WE MAKE THE BOARD CHAIRPERSON AWARE OF THE ISSUE AND ACT ACCORDINGLY. FORM 990, PART VI, SECTION B, LINE 15 THE GIVENS ESTATES, INC. HAS DEVELOPED AN EXECUTIVE COMPENSATION POLICY THAT PROVIDES A BOARD-BASED FOUNDATION FOR THE DEVELOPMENT OF A FAIR, REASONABLE, AND COMPETITIVE COMPENSATION PACKAGE FOR EXECUTIVE LEADERSHIP. THE COMPENSATION AND BENEFITS ARE DETERMINED ANNUALLY TO BE COMMENSURATE WITH THE PERFORMANCE EVALUATION BY BOARD CHAIR, VICE CHAIR AND SECRETARY THEN RECOMMENDED TO THE EXECUTIVE COMMITTEE, WHICH IN TURN WILL RECOMMEND THE EXECUTIVE COMPENSATION TO THE FULL BOARD FOR APPROVAL. THE PROCESS ALSO UTILIZES MARKET-RATE AND PERFORMANCE BASED COMPARATIVE DATA TO HELP DETERMINE A REASONABLE COMPENSATION PACKAGE. THE EXECUTIVE COMPENSATION AND BENEFITS ARE THEN DISCUSSED WITH THE ORGANIZATION'S AUDITORS TO ENSURE REASONABLENESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023, FORM 990, AND FORM 990-T ARE MADE AVAILABLE UPON REQUEST AT THE ADMINISTRATIVE OFFICE. THE FORM 990 CAN ALSO BE ACCESSED THROUGH GUIDESTAR.ORG, A NON-PROFIT WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST AT THE ADMINISTRATIVE OFFICE. THE FINANCIAL STATEMENTS ARE POSTED ON EMMA WEBSITE AND GUIDESTAR WEBSITE AS WELL. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. LIFEMINISTRIES OUTREACH LLC 2360 SWEETEN CREEK RD ASHEVILLE NC 28803 202098413 EDUCATING LOW-INCOME SENIORS TO ACCESS NEEDED HEALTH AND AGING SERVICES NC 185335 158704 GIVENS ESTATES INC GIVENS HIGHLAND FARMS LLC 2360 SWEETEN CREEK RD ASHEVILLE NC 28803 460962122 SENIOR LIVING AND CARE NC 17216174 49969275 GIVENS ESTATES INC GIVENS GERBER PARK II LLC 2360 SWEETEN CREEK RD ASHEVILLE NC 28803 364851537 SENIOR LIVING AND CARE NC 1718715 12578499 GIVENS ESTATES INC GIVENS AFFORDABLE COMMUNITIES INC 2360 SWEETEN CREEK ROAD ASHEVILLE NC 28803 364784099 TO ASSIST IN CERTAIN ACTIVITIES FOR GIVENS ESTATES NC 501(C)(3) LINE 7 GIVENS ESTATES INC 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0