2019-11-08T16:50:27-06:00 2018-12-31 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1800 PHILADELPHIA PA 19103 990 2018-01-01 930480268 KFHPW HOLDINGS % CHIEF ACCOUNTING OFFICER KFHP 5102716611 ONE KAISER PLAZA SUITE 15L OAKLAND CA 94612 ALFONSE UPSHAW SVP, CC & CAO 5102716611 2019-10-21 ROBERT W FRIZ P00438748 2673303000 167.68.125.77 23522320193125000042 2019-11-08 P 12A26B7EFE538D1D50EF6B5E3553BD9A3312B904 F456C520C4F0493F307ED3F1DC1F0DE42227702A 2018 2020-01-14 16:20:31Z BERNARD J TYSON ONE KAISER PLAZA 15L OAKLAND CA 94612 58598955 false X WWW.KP.ORG X 1942 WA Supporting Kaiser Permanente organiza- tions which provide high-quality, affordable health care services to improve the health of our members and the communities we serve. 14 13 0 0 0 0 0 0 0 5421055 -11917351 993677 0 0 -11917351 6414732 0 0 0 0 0 0 0 0 0 55772919 21609298 55772919 21609298 -67690270 -15194566 1990934179 1965923833 2059756036 2050235930 -68821857 -84312097 SUPPORTING KAISER PERMANENTE ORGANIZATIONS WHICH PROVIDE HIGH-QUALITY, AFFORDABLE HEALTH CARE SERVICES TO IMPROVE THE HEALTH OF OUR MEMBERS AND THE COMMUNITIES WE SERVE. false false 20588866 0 5421055 Supporting Kaiser Permanente organizations which provide high-quality, affordable health care services to improve the health of our members and the communities we serve. 20588866 true false false false false false false false false false false false false true true false false true false false false false false false false false false false false true false false false false false false false false false false false false false true true false false false true 0 0 true 0 false false false false false false false false false false false false X 14 13 false false false false true true true true true false false true true true true true true true true false X X CHIEF ACCOUNTING OFFICER 5102716611 ONE KAISER PLAZA SUITE 15L OAKLAND CA 94612 X Ramon F Baez Director 0.1 5.5 X 0 222181 13477 David Barger Director 0.5 9.5 X 0 198500 16825 Regina M Benjamin MD MBA Director 0.5 8.0 X 0 216734 15542 Jeffrey E Epstein Director 0.5 8.0 X 0 226895 11038 Leslie S Heisz Director 0.25 4.75 X 0 235287 12475 David F Hoffmeister Director 0.25 9.25 X 0 222880 13054 Judith A Johansen JD Director 0.0 9.0 X 0 260324 -18131 Kim J Kaiser Director 0.5 7.5 X 0 247260 -11160 Edward Y W Pei Director 0.0 7.5 X 0 233531 -16551 Margaret E Porfido JD Director 0.0 6.0 X 0 278762 -9170 Richard Shannon MD Director 0.0 5.5 X 0 210000 34412 Cynthia A Telles PHD Director 0.2 9.0 X 0 251108 1559 Bernard Tyson Chairman & CEO 0.5 49.5 X X 0 15709853 2173780 Eugene Washington MD Director 0.0 7.0 X 0 206000 13686 Maryann Bodayle Assistant Secretary 1.0 49.0 X 0 176012 17629 Kirk Lee Dobbins Assistant Secretary 25.0 25.0 X 0 317949 59363 Bernice Gould Assistant Secretary 1.5 48.5 X 0 238526 20358 Kathryn Lancaster EVP & CFO 0.5 49.5 X 0 3221105 353313 Thomas Meier SVP, Corporate Treasurer 0.5 49.5 X 0 1211947 41466 Susan Mullaney Regional President - WA 1.0 49.0 X 0 1220548 273530 Donald Orndoff SVP, NFS 0.5 49.5 X 0 1147552 202084 Arthur Southam EVP, Health Plan Operations 0.5 49.5 X 0 3370942 573089 Alfonse Upshaw SVP,Corporate Controller & CAO 0.5 49.5 X 0 813644 128411 William Wiechmann Assistant Secretary 1.0 49.0 X 0 532995 100087 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0.5 49.5 X 0 361334 86046 Mark Zemelman SVP, General Counsel & Secy 0.5 49.5 X 0 2058532 22057 Daniel Garcia SVP, Chief Compliance Officer 0.0 0.0 X 0 310893 -67932 Jacqueline Sellers Assistant Secretary 0.0 50.0 X 0 300332 35262 0 34001626 4095599 0 true true false WASHINGTON PERMANENTE MEDICAL GROUP 1300 SW 27TH ST RENTON WA 98057 ACQ. EXP - RETENTION 18722271 1 0 OTHER PROGRAM SERVICES 900099 5421055 5421055 5421055 1199651 0 1199651 0 0 0 0 0 51978249 52184223 -205974 -205974 -205974 0 0 0 0 0 0 0 0 0 0 6414732 5421055 0 993677 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 42307 42307 0 0 0 0 0 0 0 0 0 0 978125 978125 0 4661250 4661250 0 ACQUISITION EXP - RETENTION 15927616 15927616 21609298 20588866 1020432 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 60380991 42487809 0 0 0 0 67727188 63065938 1862826000 1860370086 1990934179 1965923833 3253 2454 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2059752783 2050233476 2059756036 2050235930 X 0 0 0 0 -68821857 -84312097 -68821857 -84312097 1990934179 1965923833 X -15194566 -5126 -290548 X false true X true false X X 6 KAISER FOUNDATION HEALTH PLAN INC 941340523 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF THE NORTHWEST 930798039 10 true 0 0 KASIER FOUNDATION HEALTH PLAN OF COLORADO 840591617 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF GEORGIA 581592076 10 true 0 0 KFHP OF THE MID-ATLANTIC STATES INC 520954463 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF WASHINGTON 910511770 3 true 20588866 0 6 20588866 true false false false false false false false false false false false false false false true false BROKER RECEIVABLE 2787 DUE FROM AFFILIATES 6907336 INVESTMENT IN SUBSIDIARY 1853000000 OTHER ASSETS 459963 1860370086 0 NOTES PAYABLE 2000000000 OTHER CURRENT LIABILITIES 41920159 OTHER LONG-TERM LIABILITIES 8313317 DUE TO AFFILIATES 0 2050233476 SCHEDULE D, PART X, LINE 2 ASC 740 FOOTNOTE THE ORGANIZATION'S FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE UNDER ASC 740. false true false false false false false true false Ramon F Baez Director 0 208500 0 0 0 13681 0 13477 0 0 0 235658 0 0 David Barger Director 0 198500 0 0 0 0 0 16825 0 0 0 215325 0 0 Regina M Benjamin MD MBA Director 0 207500 0 0 0 9234 0 15542 0 0 0 232276 0 0 Maryann Bodayle Assistant Secretary 0 156315 0 17468 0 2229 0 7903 0 9726 0 193641 0 0 Kirk Lee Dobbins Assistant Secretary 0 230888 0 80787 0 6274 0 43222 0 16141 0 377312 0 0 Jeffrey E Epstein Director 0 218500 0 0 0 8395 0 11038 0 0 0 237933 0 0 Daniel Garcia SVP, Chief Compliance Officer 0 0 0 249390 0 61503 0 -67932 0 0 0 242961 0 52426 Bernice Gould Assistant Secretary 0 196867 0 39296 0 2363 0 9977 0 10381 0 258884 0 0 Leslie S Heisz Director 0 217500 0 0 0 17787 0 12475 0 0 0 247762 0 0 David F Hoffmeister Director 0 210000 0 0 0 12880 0 13054 0 0 0 235934 0 0 Judith A Johansen JD Director 0 244800 0 0 0 15524 0 -18131 0 0 0 242193 0 0 Kim J Kaiser Director 0 234100 0 0 0 13160 0 -11160 0 0 0 236100 0 0 Kathryn Lancaster EVP & CFO 0 1042302 0 1776268 0 402535 0 332280 0 21033 0 3574418 0 0 Thomas Meier SVP, Corporate Treasurer 0 462542 0 633581 0 115824 0 8208 0 33258 0 1253413 0 0 Susan Mullaney Regional President - WA 0 589674 0 453549 0 177325 0 246089 0 27441 0 1494078 0 80283 Donald Orndoff SVP, NFS 0 435028 0 536354 0 176170 0 169668 0 32416 0 1349636 0 117119 Edward Y W Pei Director 0 219000 0 0 0 14531 0 -16551 0 0 0 216980 0 0 Margaret E Porfido JD Director 0 258500 0 0 0 20262 0 -9170 0 0 0 269592 0 0 Jacqueline Sellers Assistant Secretary 0 199568 0 72157 0 28607 0 20496 0 14766 0 335594 0 0 Richard Shannon MD Director 0 210000 0 0 0 0 0 34412 0 0 0 244412 0 0 Arthur Southam EVP, Health Plan Operations 0 1041658 0 1897457 0 431827 0 536245 0 36844 0 3944031 0 0 Cynthia A Telles PHD Director 0 238000 0 0 0 13108 0 1559 0 0 0 252667 0 0 Bernard Tyson Chairman & CEO 0 1652487 0 12577609 0 1479757 0 2132546 0 41234 0 17883633 0 2110403 Alfonse Upshaw SVP,Corporate Controller & CAO 0 438858 0 356406 0 18380 0 99558 0 28853 0 942055 0 0 Eugene Washington MD Director 0 206000 0 0 0 0 0 13686 0 0 0 219686 0 0 William Wiechmann Assistant Secretary 0 283497 0 174792 0 74706 0 70296 0 29791 0 633082 0 0 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0 249307 0 94714 0 17313 0 60176 0 25870 0 447380 0 0 Mark Zemelman SVP, General Counsel & Secy 0 677594 0 1100476 0 280462 0 -12297 0 34354 0 2080589 0 0 SCHEDULE J, PART I, LINE 3 METHODS USED TO ESTABLISH COMPENSATION OF CEO/EXECUTIVE DIRECTOR: THE FILING ORGANIZATION RELIED ON A RELATED ORGANIZATION THAT USED ONE OR MORE OF THE METHODS DESCRIBED BELOW TO ESTABLISH THE TOP MANAGEMENT OFFICIALS' COMPENSATION: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - FORM 990 OF OTHER ORGANIZATIONS - WRITTEN EMPLOYMENT CONTRACT - COMPENSATION SURVEY OR STUDY, AND - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE OF A RELATED ORGANIZATION. SCHEDULE J, PART I, LINE 4b - SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PAYMENT - Kathryn Lancaster $ 351,081 Thomas Meier 72,501 Susan Mullaney 153,632 Donald Orndoff 149,555 Arthur Southam 380,295 Bernard Tyson 999,157 Mark Zemelman 232,150 SOME OF THE PARTICIPANTS LISTED IN SCHEDULE J, PART II PARTICIPATED IN NONQUALIFIED SUPPLEMENTAL RETIREMENT PLANS. UNDER THESE PLANS, THE ORGANIZATION MAKES ANNUAL CONTRIBUTIONS TO A NOTIONAL ACCOUNT ON BEHALF OF EACH PARTICIPANT. CONTRIBUTIONS VARY BY POSITION, LEVEL AND PAY, AND VEST OVER TIME BASED ON AGE AND/OR SERVICE. PARTICIPANT ACCOUNTS ARE CREDITED WITH A FIXED RATE OF INTEREST, INVESTED IN AVAILABLE MUTUAL FUNDS OR A COMBINATION OF BOTH. CERTAIN OFFICERS ACCRUE A BENEFIT THAT VESTS BASED ON AGE AND SERVICE AND TARGETS A PERCENTAGE OF FINAL AVERAGE PAY LESS PRIOR PLAN OFFSETS. UNVESTED AMOUNTS ARE SUBJECT TO RISK OF FORFEITURE. SCHEDULE J, PART I, LINE 7 NON-FIXED PAYMENTS: THE ORGANIZATION PROVIDED NON-FIXED PAYMENTS TO SOME OF THE PERSONS LISTED. PAYMENTS WERE MADE UNDER INCENTIVE PLANS, BASED ON ATTAINMENT OF ORGANIZATIONAL PERFORMANCE GOALS AND INDIVIDUAL PERFORMANCE, DESIGNED TO SUPPORT THE ORGANIZATION'S MISSION TO PROVIDE HIGH-QUALITY, AFFORDABLE CARE AND IMPROVE THE HEALTH OF ITS MEMBERS AND THE COMMUNITIES IT SERVES. SCHEDULE J, PART II, COLUMN C THE ACTUARIAL VALUE FOR SOME INDIVIDUALS' DEFINED BENEFIT PLAN DECLINED IN 2018, RESULTING IN NEGATIVE VALUES IN COLUMN (C) IN SOME INSTANCES. Certain board members are eligible for a retiree medical benefit following retirement from the board. While this benefit is subject to change and may be reduced or eliminated, the 2018 change in the actuarial determined value of this benefit for each board member has been included in Form 990, Part VII, Column (f) and Schedule J, Part II, Column C. Amounts for this benefit have also been deferred for prior years. The actuarial increase or decrease in value may change for various reasons, including continued service, age, and changes in assumptions. SCHEDULE J, PART II, COLUMN F AMOUNTS INCLUDED IN SCHEDULE J, PART II, COLUMN F INCLUDE AMOUNTS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION, AS WELL AS, DISTRIBUTIONS FROM A 457(B) PLAN THAT WERE PREVIOUSLY REPORTED AS REPORTABLE COMPENSATION IN ACCORDANCE WITH FORM 990 INSTRUCTIONS. FORM 990, PART VI, LINE 1a The Executive Committee, composed of Directors, has authority to act for the Board between meetings except it has no authority to: (i) amend, alter or repeal the Bylaws; (ii) elect, appoint or remove any Board Committee member or any Director of the Corporation; (iii) amend the Articles of Incorporation; (iv) adopt a plan of merger or adopt a plan of consolidation with another corporation; (v) authorize the voluntary dissolution of the Corporation or revoke proceedings thereof; (vi) adopt a plan for the distribution of the assets of the Corporation not in the ordinary course of business; or (vii) amend, alter or repeal any resolution of the Board of Directors which by its terms provides that it shall not be amended, altered or repealed. FORM 990, PART VI, LINE 6 THE SOLE CORPORATE MEMBER OF THE CORPORATION IS KAISER FOUNDATION HEALTH PLAN, INC., A CALIFORNIA NONPROFIT CORPORATION. FORM 990, PART VI, LINE 7A - APPOINTMENT OF GOVERNING BODY - KAISER FOUNDATION HEALTH PLAN, INC. APPOINTS THE DIRECTORS (AND FILLS VACANCIES AND HAS AUTHORITY TO REMOVE DIRECTORS). THE SAME INDIVIDUALS WHO COMPRISE THE BOARD OF DIRECTORS OF KFHP ALSO SERVE AS THE DIRECTORS OF KFHP COLORADO, NORTHWEST, MID-ATLANTIC STATES, AND KFHPW HOLDINGS. FORM 990, PART VI, LINE 7B - APPROVAL OF CERTAIN GOVERNANCE DECISIONS - THE FOLLOWING ACTIONS OF THE CORPORATION REQUIRE APPROVAL OF THE SOLE MEMBER: A) THE ADMISSION OF NEW MEMBERS AND THE EXPULSION, SUSPENSION, OR TERMINATION OF AN EXISTING MEMBER; B) ANY CHANGES TO ITS RIGHTS AS THE CORPORATION'S SOLE MEMBER; C) THE ELECTION AND REMOVAL OF DIRECTORS AND THE FILLING OF ANY VACANCIES ON THE BOARD; D) ANY SIGNIFICANT CORPORATE RESTRUCTURING OR REORGANIZATION, SUCH AS A MERGER, CONSOLIDATION OR DISSOLUTION; E) ANY AMENDMENTS TO THE ARTICLES OF INCORPORATION OR BYLAWS. Form 990, Part VI, Line 11B - FORM 990 REVIEW PROCESS - 1. KEY INFORMATION NECESSARY FOR THE PREPARATION OF THE TAX RETURN IS OBTAINED AND/OR CONFIRMED WITH INTERNAL SOURCES INCLUDING REGIONAL FINANCE, EXECUTIVE COMPENSATION, AND LEGAL. 2. PRIOR TO FINALIZATION, THE RETURN IS REVIEWED BY AN EXTERNAL TAX ADVISOR. 3. ONCE SIGNED BY AN EXTERNAL TAX ADVISOR, THE RETURN AND UNDERLYING DATA ARE REVIEWED BY AN OFFICER OR A MEMBER OF MANAGEMENT DESIGNATED BY AN OFFICER FOR SIGNATURE AND FILING. 4. COPIES ARE THEN PROVIDED TO BOARD MEMBERS PRIOR TO FILING. Form 990, Part VI, Line 12C COMPLIANCE ENFORCEMENT A. REGULARLY AND CONSISTENTLY MONITORS COMPLIANCE WITH THE CONFLICTS OF INTEREST POLICY - KAISER PERMANENTE REGULARLY MONITORS COMPLIANCE WITH THE CONFLICTS OF INTEREST POLICY IN 3 KEY WAYS: A1. THE KAISER PERMANENTE COMPLIANCE HOTLINE IS AVAILABLE TO ALL EMPLOYEES AND VENDORS TO REPORT ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. ALL CALLS ARE ANSWERED BY A THIRD PARTY AND PROVIDED TO KAISER PERMANENTE'S NATIONAL COMPLIANCE OFFICE FOR REVIEW AND APPROPRIATE ACTION. EMPLOYEES CAN REPORT ANONYMOUSLY. RETALIATION IS PROHIBITED. REPORTS OF ACTUAL OR POTENTIAL CONFLICTS OF INTEREST ARE GENERATED AND INVESTIGATIONS ARE CONDUCTED AS REQUIRED AND INFORMATION IS TRACKED AND TRENDED TO DETERMINE IF ADDITIONAL GUIDANCE IS REQUIRED TO AVOID OR MANAGE CONFLICTS OF INTEREST. COMPLIANCE HOTLINE REPORTS ARE PROVIDED FOR REVIEW AND ACTION TO THE KAISER FOUNDATION HEALTH PLAN/HOSPITALS BOARDS OF DIRECTORS ANNUALLY. A2. THE NATIONAL COMPLIANCE OFFICE AND INTERNAL AUDIT SERVICES ANNUALLY REVIEW THE DIRECTORS', OFFICERS', KEY EMPLOYEES', AND EXECUTIVES' ANNUAL CONFLICTS OF INTEREST QUESTIONNAIRE DISCLOSURES AND PROVIDE DIRECTION ON ANY INVESTIGATIONS REQUIRED. INVESTIGATIONS ARE DOCUMENTED, TRACKED AND TRENDED TO DETERMINE IF ADDITIONAL CONTROLS OR EDUCATION IS REQUIRED. IN ADDITION, CONFLICTS OF INTEREST QUESTIONNAIRE REPORTS ARE PROVIDED FOR REVIEW AND ACTION TO THE KAISER FOUNDATION HEALTH PLAN/HOSPITALS BOARDS OF DIRECTORS ANNUALLY; AND A3. ANNUALLY, AS A COMPONENT OF THE EXTERNAL AUDIT, AN OUTSIDE CERTIFIED PUBLIC ACCOUNTING FIRM REVIEWS THE ANNUAL CONFLICTS OF INTEREST QUESTIONNAIRES PROCESS COMPLETED BY DIRECTORS, OFFICERS, KEY EMPLOYEES, AND EXECUTIVES, AND ACTIONS TAKEN AS A RESULT OF THE DISCLOSURES. THE RESULTS OF THE ANNUAL AUDIT, INCLUDING ANY FINDINGS IN THIS AREA ARE PRESENTED TO THE KAISER FOUNDATION HEALTH PLAN/HOSPITALS AUDIT AND COMPLIANCE COMMITTEE. B. REGULARLY AND CONSISTENTLY ENFORCES COMPLIANCE WITH THE CONFLICTS OF INTEREST POLICY - TO ENSURE CONSISTENCY IN THE ENFORCEMENT OF THE POLICY KAISER PERMANENTE USES THE FOLLOWING STEPS AS A GENERAL GUIDELINE: B1. REPRESENTED EMPLOYEES ARE SUBJECT TO ANY CORRECTIVE/DISCIPLINARY ACTION PROVISIONS DESCRIBED IN SPECIFIC REGIONAL/NATIONAL COLLECTIVE BARGAINING AGREEMENTS AND/OR ORGANIZATIONAL POLICIES AND PRACTICES. B2. KAISER PERMANENTE NOTIFIES EMPLOYEES OF THE NATIONAL HUMAN RESOURCES POLICY NO. 14. CORRECTIVE/DISCIPLINARY ACTION POLICY DURING NEW EMPLOYEE ORIENTATION AND IN ANNUAL COMPLIANCE TRAINING. B3. IN THE EVENT THAT IT IS NECESSARY TO DISCIPLINE ANY EMPLOYEE BECAUSE OF, BUT NOT LIMITED TO, FAILURE TO COMPLY WITH APPLICABLE LEGAL/REGULATORY REQUIREMENTS, KAISER PERMANENTE POLICIES AND PROCEDURES, OR THE PRINCIPLES OF RESPONSIBILITY, OR FOR UNSATISFACTORY PERFORMANCE OR MISCONDUCT, COACHING/COUNSELING AND/OR CORRECTIVE/DISCIPLINARY ACTION MAY INCLUDE, BUT IS NOT LIMITED TO: - ORAL DISCUSSION AND/OR WARNING BY THE EMPLOYEE'S IMMEDIATE SUPERVISOR OR HIGHER LEVEL MANAGER TO CORRECT THE PROBLEM; - WRITTEN NOTICE, WITH OR WITHOUT FINAL WARNING; - PAID OR UNPAID SUSPENSION, WITH OR WITHOUT FINAL WARNING; - TERMINATION OF EMPLOYMENT. Form 990, Part VI, Line 15A/B COMPENSATION DETERMINATION THE EXECUTIVE COMPENSATION PROGRAM AS ADMINISTERED BY KAISER FOUNDATION HEALTH PLAN, INC. IS DESIGNED TO RECRUIT, RETAIN AND MOTIVATE QUALIFIED SENIOR MANAGEMENT PERSONNEL. SENIOR MANAGEMENT PERSONNEL HAVE A SIGNIFICANT IMPACT ON THE STRATEGIC AND POLICY DIRECTION AND RESULTS OF THE ORGANIZATION. THEREFORE, THE EXECUTIVE COMPENSATION PROGRAM IS, TO A SIGNIFICANT DEGREE, PERFORMANCE-BASED. THE COMPENSATION PROGRAM IS REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS AND THE MANAGEMENT COMMITTEE ON COMPENSATION. PRIOR TO PAYMENT, ALL PROGRAMS AND PAYMENTS TO THE CEO, EXECUTIVE DIRECTOR, AND TOP MANAGEMENT OFFICIALS (EXECUTIVES) ARE REVIEWED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS AND THE MANAGEMENT COMMITTEE ON COMPENSATION. BASE PAY FOR EXECUTIVE POSITIONS IS ESTABLISHED AT A LEVEL COMPARABLE TO THE RELEVANT MARKET. IN ADDITION, OTHER COMPONENTS OF THE COMPENSATION PROGRAM BEAR 'AT-RISK' FEATURES DESIGNED TO FOCUS ON STRATEGICALLY IMPORTANT PERFORMANCE GOALS AND TO ASSIST IN ATTRACTING AND RETAINING TOP PERFORMERS. THE EXECUTIVE COMPENSATION PROGRAM IS TARGETED TO BE COMPETITIVE TO THE COMPARABLE EXTERNAL MARKET IN WHICH THE ORGANIZATION COMPETES FOR EXECUTIVE LEADERSHIP. EVALUATION OF COMPARABLE PAY DATA IS PERFORMED BY AN INDEPENDENT COMPENSATION, BENEFIT & HUMAN RESOURCES CONSULTING FIRM. THE COMPENSATION PROGRAM FOCUSES ON OBJECTIVES IN THE AREAS OF QUALITY OF MEMBER CARE AND SERVICE, MEMBERSHIP GROWTH, FINANCIAL SOUNDNESS, AND THE COMMUNITY AND SOCIAL MISSION OF THE ORGANIZATION. Form 990, PART VI, LINE 18 Forms 990 are available on www.guidestar.org. Form 990, Part VI, Line 19 - Public Inspection - Governing documents, conflict of interest policy are available upon request as disclosed to other regulatory bodies. To request copies contact: Vice President, Communications Kaiser Foundation Health Plan and Hospitals One Kaiser Plaza, 18th Floor Oakland, CA 94612 Form 990, Part VII, Section A, Column B HOURS FOR RELATED ORGANIZATION INDIVIDUALS WHO ARE BOTH OFFICERS AND MEMBERS OF BOARDS OF DIRECTORS WORK FULL TIME AS EMPLOYEES AS WELL AS FULFILL THEIR BOARD ASSIGNMENT. ALL OFFICERS WORK FULL TIME IN THEIR EMPLOYEE CAPACITY. FULL TIME WORK MAY REQUIRE IN EXCESS OF THE TRADITIONAL 40 HOUR WEEK. GIVEN THE INTEGRATED NATURE OF OUR ORGANIZATION, EMPLOYEES MAY PROVIDE SUPPORT FOR VARIOUS KAISER PERMANENTE COMPANIES. THE AVERAGE HOURS PER WEEK REPORTED FOR THE FILING ORGANIZATION AND RELATED ORGANIZATIONS WAS ESTIMATED. Form 990, PART XI, LINE 9 Other changes in net assets or fund balances: GAIN/LOSS ON INVESTMENTS - TAX $ 205,974 GAIN/LOSS ON INVESTMENTS - BOOK (142,245) OTHER THAN TEMPORARY IMPAIRMENTS (354,277) ----------- (290,548) KAISER FOUNDATION HOSPITALS ONE KAISER PLAZA 15L OAKLAND CA 94612 941105628 HEALTH CARE CA 501(c)(3) 3 NA false KAISER FOUNDATION HEALTH PLAN INC ONE KAISER PLAZA 15L OAKLAND CA 94612 941340523 HEALTH CARE CA 501(c)(3) 10 NA false KAISER FOUNDATION HEALTH PLAN OF CO ONE KAISER PLAZA 15L OAKLAND CA 94612 840591617 HEALTH CARE CO 501(c)(3) 10 KFHP INC true KAISER FOUNDATION HEALTH PLAN OF GA INC ONE KAISER PLAZA 15L OAKLAND CA 94612 581592076 HEALTH CARE GA 501(c)(3) 10 KFHP INC true KAISER FOUNDATION HEALTH PLAN OF THE MAS ONE KAISER PLAZA 15L OAKLAND CA 94612 520954463 HEALTH CARE MD 501(c)(3) 10 KFHP INC true KAISER FOUNDATION HEALTH PLAN OF THE NW ONE KAISER PLAZA 15L OAKLAND CA 94612 930798039 HEALTH CARE OR 501(c)(3) 10 KFHP INC true KAISER FDN HEALTH PLAN OF WASHINGTON ONE KAISER PLAZA 15L OAKLAND CA 94612 910511770 HEALTH CARE WA 501(c)(3) 3 KFHPW HLDING true KAISER HOSPITAL ASSET MANAGEMENT INC ONE KAISER PLAZA 15L OAKLAND CA 94612 943299125 ASSET MGMT CA 501(c)(3) 12-I KFH true KAISER HEALTH PLAN ASSET MANAGEMENT INC ONE KAISER PLAZA 15L OAKLAND CA 94612 943299124 ASSET MGMT CA 501(c)(3) 12-I KFHP INC true CAMP BOWIE SERVICE CENTER ONE KAISER PLAZA 15L OAKLAND CA 94612 943299123 ADMIN CA 501(c)(3) 12-I KFHP INC true LOKAHI ASSURANCE LTD ONE KAISER PLAZA 15L OAKLAND CA 94612 912171891 WC PLACEMENT HI 501(c)(3) 12-I KFHP INC true 1800 HARRISON FOUNDATION ONE KAISER PLAZA 15L OAKLAND CA 94612 943317484 FINANCING CA 501(c)(3) 12-1 KFHP INC true KAISER HOSPITAL ASSISTANCE CORPORATION ONE KAISER PLAZA 15L OAKLAND CA 94612 311779500 FINANCING CA 501(c)(3) 12-I KFH true KAISER HEALTH ALTERNATIVES ONE KAISER PLAZA 15L OAKLAND CA 94612 930954562 HEALTH CARE OR 501(C)(3) 10 KFHP INC true KAISER PERMANENTE SCHOOL OF MEDICINEINC ONE KAISER PLAZA 15L OAKLAND CA 94612 814053028 MEDICAL EDU CA 501(C)(3) 2 KFH true GROUP HEALTH NORTHWEST ONE KAISER PLAZA 15L OAKLAND CO 94612 911216856 INACTIVE WA 501(C)(3) 12-I KFHP OF WA true GROUP HEALTH OF WASHINGTON ONE KAISER PLAZA 15L OAKLAND CA 94612 911314907 INACTIVE WA 501(C)(3) 12-I KFHP OF WA true KAISER FDN FOR THE ADV OF INTEGRATED HC ONE KAISER PLAZA 15L OAKLAND CA 94612 823819611 ADVOCACY CA 501(C)(4) N/A KFHP INC true NXT CAP SR FD ILLC 191 N Wacker Dr 1200 CHICAGO IL 60606 371651297 INVESTMENT DE NA N/A OAK TREE ASSURANCE LTD ONE KAISER PLAZA 15L OAKLAND CA 94612 030329760 INSURANCE VT NA C CORP true KAISER PERMANENTE INSURANCE COMPANY ONE KAISER PLAZA 15L OAKLAND CA 94612 943203402 INSURANCE CA NA C CORP true KAISER PROPERTIES SERVICES INC ONE KAISER PLAZA 15L OAKLAND CA 94612 943259432 REAL ESTATE CA NA C CORP true KAISER PERMANENTE INTERNATIONAL ONE KAISER PLAZA 15L OAKLAND CA 94612 943245176 CONSULTING CA NA C CORP true GROUP HEALTH SERVICES INC ONE KAISER PLAZA 15L OAKLAND CA 94612 911392222 INACTIVE WA NA C CORP true KFHP OF WASHINGTON OPTIONS INC ONE KAISER PLAZA 15L OAKLAND CA 94612 911467158 INSURANCE WA NA C CORP true false false false false true false false false false false false false false true true false false false false