2019-03-25T12:40:36-05:00 2018-06-30 593204548 JAMES MOORE & CO PL 5931 NW 1ST PLACE GAINESVILLE FL 326072063 990 2017-07-01 201226494 UNIVERSITY OF FLORIDA INVESTMENT CORPORATION UNIV 3523921693 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 326076111 EDWARD KELLY COO, VICE PRESIDENT 3523921693 2019-03-25 ANDREA L NEWMAN P01212004 3523781331 2019-03-25 97.71.141.130 2019-03-25 08:47:56 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 3FAFFB3CAD669F84049C8B91622ACA1304EDFC11 2017 2019-02-21 02:37:17Z EDWARD KELLY 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 326076111 4273010 0 X WWW.UFICO.UFL.EDU X 2004 FL THE PURPOSE OF THIS CORPORATION IS TO PROMOTE THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA BY PROVIDING INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO AND FOR THE UNIVERSITY OF FLORIDA BOARD OF TRUSTEES, A PUBLIC BODY CORPORATE, AND SUCH AFFILIATED CORPORATIONS AS THE BOARD OF TRUSTEES OF THE UNIVERSITY OF FLORIDA MAY DESIGNATE, PROVIDED THAT SUCH ORGANIZATIONS FURTHER THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA AND ARE ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS NOW IN FORCE OR HEREAFTER AMENDED. 12 7 13 0 0 0 0 0 3643079 4260192 4345 12818 0 0 3647424 4273010 0 0 0 0 3126322 3922377 0 0 0 361179 467932 3487501 4390309 159923 -117299 3085791 3326580 2550931 2909019 534860 417561 X THE PURPOSE OF THIS CORPORATION IS TO PROMOTE THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA BY PROVIDING INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO AND FOR THE UNIVERSITY OF FLORIDA BOARD OF TRUSTEES, A PUBLIC BODY CORPORATE, AND SUCH AFFILIATED CORPORATIONS AS THE BOARD OF TRUSTEES OF THE UNIVERSITY OF FLORIDA MAY DESIGNATE, PROVIDED THAT SUCH ORGANIZATIONS FURTHER THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA AND ARE ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS NOW IN FORCE OR HEREAFTER AMENDED. 0 0 3896647 4260192 THE ORGANIZATION PROVIDED INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO THE UNIVERSITY OF FLORIDA AND FOUR OTHER AFFILIATE ORGANIZATIONS RELATED TO THE UNIVERSITY OF FLORIDA. DURING THE YEAR, THE ORGANIZATION MANAGED ASSETS OF $3,017,011,440 FOR THESE ORGANIZATIONS. 3896647 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 13 1 0 0 0 0 0 0 0 0 0 0 X 12 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JIMMY HUMPHRIES 3522731479 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 DAVID T BROWN BOARD MEMBER 1.00 50.00 X 0 252101 25852 ROBERT H GIDEL BOARD MEMBER 1.00 X 0 0 0 ALEX C SMITH BOARD MEMBER 1.00 X 0 0 0 REBECCA S PATTERSON CHAIR 1.00 X 0 0 0 WINFRED M PHILLIPS BOARD MEMBER 1.00 50.00 X 0 432715 107687 DOUGLAS J FREE BOARD MEMBER 1.00 X 0 0 0 JAMES W HEAVENER BOARD MEMBER 1.00 X 0 0 0 ROBERT J COUSIN BOARD MEMBER 1.00 X 0 0 0 JAMES J KELLY JR BOARD MEMBER 1.00 50.00 X 0 717515 27701 MICHAEL V MCKEE BOARD MEMBER 1.00 50.00 X 0 320650 91784 THOMAS J MITCHELL BOARD MEMBER 1.00 50.00 X 0 815285 47542 BRIAN T LEVINE BOARD MEMBER 1.00 X 0 0 0 ERIC MANDELBLATT BOARD MEMBER UNTIL 2/22/18 1.00 X 0 0 0 EDWARD KELLY COO, VICE PRESIDENT/TREASU 50.00 X 330372 0 111818 WILLIAM REESER CIO, PRESIDENT 50.00 X 899755 0 153588 BRIAN MAWDSLEY MANAGING DIRECTOR 50.00 X 400530 0 139975 JAMES HUMPHRIES CONTROLLER 50.00 X 120731 0 31419 ADAM SINGLETON INVESTMENT DIRECTOR 50.00 X 256863 0 97932 WILLIAM TWIBLE INVESTMENT DIRECTOR 50.00 X 228286 0 65559 JEFFREY FURST INVESTMENT DIRECTOR 50.00 X 200612 0 39578 2437149 2538266 940435 7 0 1 0 0 MANAGEMENT FEES 541900 4260192 4260192 4260192 12818 12818 4273010 4260192 0 12818 2049892 1831822 218070 1420114 1278103 142011 277237 259600 17637 175134 157621 17513 15529 15529 22500 22500 5539 5539 714 714 10777 9700 1077 1433 1433 162231 146008 16223 135974 135974 70133 70133 479 479 31257 31257 MEMBERSHIPS & DUES 3730 3730 MEALS & ENTERTAINMENT 3558 3558 SUBSCRIPTIONS 3420 3420 MISC OPERATING EXPENSE 538 538 120 120 4390309 3896647 493662 0 1663001 1236541 226608 191437 13577 13577 172524 172524 479 0 1182126 1885025 3085791 3326580 1543805 1466417 1007126 1442602 2550931 2909019 X 534860 417561 534860 417561 3085791 3326580 -117299 0 X X 0 1 X 1 0 X X X 1 UNIVERSITY OF FLORIDA 596002052 2 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 50977 50977 0 121547 121547 0 0 DEFERRED COMPENSATION - 457(B) PLAN 167270 MANAGEMENT FEES RECEIVABLE 1542755 DUE FROM UNIVERSITY OF FLORIDA 175000 1885025 DEFERRED COMPENSATION 1275332 DEFERRED COMPENSATION - 457(B) PLAN 167270 1442602 X 4273010 0 4273010 0 4273010 4390309 0 4390309 0 4390309 PART X, LINE 2: MANAGEMENT CONSIDERS THE LIKELIHOOD OF CHANGES BY TAXING AUTHORITIES IN ITS FILED INCOME TAX RETURNS AND RECOGNIZES A LIABILITY FOR OR DISCLOSES POTENTIAL SIGNIFICANT CHANGES THAT MANAGEMENT BELIEVES ARE MORE LIKELY THAN NOT TO OCCUR, INCLUDING CHANGES TO UFICO'S STATUS AS A NOT-FOR-PROFIT ENTITY. MANAGEMENT BELIEVES THE ORGANIZATION MET THE REQUIREMENTS TO MAINTAIN ITS TAX-EXEMPT STATUS AND HAS NO INCOME SUBJECT TO UNRELATED BUSINESS INCOME TAX, THEREFORE NO PROVISION FOR INCOME TAXES HAS BEEN PROVIDED IN THESE FINANCIAL STATEMENTS. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 DAVID T BROWN BOARD MEMBER 0 175488 0 50000 0 26613 0 14545 0 11307 0 277953 0 0 WINFRED M PHILLIPS BOARD MEMBER 0 422105 0 0 0 10610 0 88513 0 19174 0 540402 0 0 JAMES J KELLY JR BOARD MEMBER 0 494273 0 145000 0 78242 0 16200 0 11501 0 745216 0 0 MICHAEL V MCKEE BOARD MEMBER 0 309603 0 0 0 11047 0 70108 0 21676 0 412434 0 0 THOMAS J MITCHELL BOARD MEMBER 0 502622 0 0 0 312663 0 23976 0 23566 0 862827 0 0 EDWARD KELLY COO, VICE PRESIDENT/TREASU 266934 0 63438 0 0 0 91571 0 20247 0 442190 0 0 0 WILLIAM REESER CIO, PRESIDENT 541442 0 358313 0 0 0 136446 0 17142 0 1053343 0 0 0 BRIAN MAWDSLEY MANAGING DIRECTOR 307853 0 92677 0 0 0 120810 0 19165 0 540505 0 0 0 JAMES HUMPHRIES CONTROLLER 120731 0 0 0 0 0 12580 0 18839 0 152150 0 0 0 ADAM SINGLETON INVESTMENT DIRECTOR 200088 0 56775 0 0 0 83540 0 14392 0 354795 0 0 0 WILLIAM TWIBLE INVESTMENT DIRECTOR 193138 0 35148 0 0 0 58935 0 6624 0 293845 0 0 0 JEFFREY FURST INVESTMENT DIRECTOR 171434 0 29178 0 0 0 20904 0 18674 0 240190 0 0 0 PART I, LINE 1A BUSINESS CLASS TRAVEL ON A THREE CLASS FLIGHT OR FIRST CLASS ON A TWO CLASS FIGHT WILL BE ACCEPTABLE FOR INTERNATIONAL FLIGHTS INVOLVING 8 OR MORE HOURS OF TRAVEL TIME AND WHERE PRODUCTIVITY WILL BE IMPACTED. PRIVATE AIRCRAFT ARE USED, AS APPROPRIATE, WHEN UFICO BOARD MEMBERS AND LEADERSHIP NEED TO ATTEND UFICO BOARD MEETINGS AND THE TIMING OR LOCATION NECESSITATES THE USE OF SUCH PLANES. PART I, LINE 7 THE ORGANIZATION HAS A DEFERRED COMPENSATION BONUS PLAN WHICH COVERS CERTAIN EMPLOYEES. UNDER THIS PLAN, A DEFERRED BONUS IS PAID WHICH INCLUDES A DISCRETIONARY COMPONENT. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S CHIEF OPERATING OFFICER AND CONTROLLER WILL REVIEW THE FORM 990. ADDITIONALLY, THE AUDIT COMMITTEE OF THE ORGANIZATION WILL RECEIVE, REVIEW AND APPROVE THE FORM 990 AT A MEETING OF THE AUDIT COMMITTEE. THE FORM 990 IS PRESENTED TO THE ENTIRE BOARD FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES DISCLOSE QUARTERLY TO THE CHIEF OPERATING OFFICER ANY POTENTIAL CONFLICTS OF INTEREST THROUGH SIGNED STATEMENTS. ALL BOARD MEMBERS DISCLOSE ANNUALLY TO THE CHIEF OPERATING OFFICER ANY POTENTIAL CONFLICTS OF INTEREST THROUGH SIGNED STATEMENTS. THE CHIEF OPERATING OFFICER REVIEWS THESE STATEMENTS AND ADDRESSES THEM APPROPRIATELY. THE CHIEF OPERATING OFFICER REPORTS ANY POTENTIAL CONFLICTS OF INTEREST TO THE CONTROLLER AND CONTROLLER ADDRESSES THEM APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS APPROVES SALARIES FOR ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 FEDERAL LAW DOES NOT REQUIRE THAT SUCH DOCUMENTS BE MADE PUBLICLY AVAILABLE UNLESS THEY WERE INCLUDED ON A FORM THAT IS PUBLICLY AVAILABLE (SUCH AS FORM 1023 OR 1024). WE DO NOT MAKE OUR GOVERNING DOCUMENTS, POLICIES, OR FINANCIAL STATEMENTS DIRECTLY AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 2C: THE PROCESS FOR THE SELECTION AND SUPERVISION OF THE ORGANIZATION'S INDEPENDENT AUDITOR HAS REMAINED CONSISTENT WITH THE PRIOR YEAR. UFICO LLC 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 GENERAL PARTNER/MANAGING PARTNER FL N/A UNIVERSITY OF FLORIDA 24 TIGERT HALL GAINESVILLE FL 32611 596002052 UNIVERSITY FL 115 N/A 0 UNIVERSITY OF FLORIDA FOUNDATION INC PO BOX 14425 GAINESVILLE FL 32604 590974739 FUNDRAISING FL 501(C)(3) LINE 7 UNIVERSITY OF FLORIDA 0 UNIVERSITY ATHLETIC ASSOCIATION INC PO BOX 14485 GAINESVILLE FL 32604 596002050 COLLEGIATE ATHLETIC ASSOCIATION FL 501(C)(3) LINE 5 UNIVERSITY OF FLORIDA 0 SHANDS TEACHING HOSPITAL AND CLINICS INC PO BOX 100362 GAINESVILLE FL 32610 591493502 HOSPITAL FL 501(C)(3) LINE 3 UNIVERSITY OF FLORIDA 0 FLORIDA PROTON THERAPY INSTITUTE INC 2015 JEFFERSON STREET JACKSONVILLE FL 32206 010554709 CANCER TREATMENT AND RESEARCH FL 501(C)(3) LINE 11 UNIVERSITY OF FLORIDA 0 FLORIDA PRIVATE INVESTMENTS FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277240 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA LONG TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277090 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA SHORT-TERM FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276790 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA GLOBAL EQUITY FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276884 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA GLOBAL FIXED INCOME FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277004 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA HEDGED STRATEGIES FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277727 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA OPPORTUNISTIC FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277160 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 UNIVERSITY OF FLORIDA L 943213 FAIR MARKET VALUE