2019-05-03T12:18:16-05:00 2018-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 990PF 2018-01-01 911644205 RAYNIER INSTITUTE & FOUNDATION RAYN 8008391754 501 SILVERSIDE ROAD NO 123 WILMINGTON DE 198091377 EDWARD GARDNER TREASURER/DIRECTOR 8008391754 2019-04-30 1 JENNIFER BECKER HARRIS P00183358 4254544919 2019-04-30 65.158.230.194 2019-04-30 11:19:11 PD P 8B280C663B72B5334AA2F0670A403E65D2295950 0D4F8B5D50665025C0D74E3A044B1CC8CBA0177E 2018 2019-02-21 02:37:17Z X 80408380 X X 69697 69697 1988798 1988798 1493823 19416726 1493823 3552318 3552318 0 0 0 42272 2114 40158 3294 154 3129 2788 0 2788 19816 3963 15853 214470 214470 0 2611 2611 0 4972 0 4972 62614 266 62348 352837 223578 129248 3795000 3795000 4147837 223578 3924248 -595519 3328740 5421147 5661874 5661874 4551 4054 4551 4551 6959084 6788556 6703887 48440671 47182081 54085212 11869554 10462142 9885057 2000000 4000000 4067799 74694510 74099204 80408380 0 0 X 74694510 74099204 74694510 74099204 74694510 74099204 74694510 -595519 213 74099204 0 74099204 PUBLICLY TRADED SECURITY 15717897 15922903 -205006 -205006 CAPITAL GAIN DISTRIBUTION P 230 230 230 2,000,000.000 SHS HSBC EQUITY P 2013-08-15 2018-08-22 3696252 2000000 1696252 1696252 CLASS ACTION SETTLMENT P 2347 2347 2347 1493823 0 4074176 86117996 0.047309 4225750 82523558 0.051207 4521479 88234813 0.051244 4447357 90929065 0.048910 3865144 85868578 0.045012 0.243682 0.048736 85769525 4180064 33287 4213351 3924248 66575 0 66575 0 66575 105716 0 0 105716 X 0 39141 39141 0 0 0 0 0 0 0 0 0 0 0 1 1 WA CO 1 0 0 0 0 1 WWW.RAYNIER.ORG FOUNDATION SOURCE 8008391754 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 1 CJ 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MICHAEL VALUCCI 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 PRESIDENT/DIRECTOR 1.00 0 0 0 ROBERT WARTH 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 VICE PRESIDENT/SECRETARY/DIRECTOR 1.00 0 0 0 EDWARD GARDNER 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 TREASURER/DIRECTOR 1.00 0 0 0 NONE 0 PNC BANK 1600 MARKET STREET PHILADELPHIA PA 19103 INVESTMENT MANAGEMENT 214470 0 NONE 0 0 76082194 4556015 6437451 87075660 0 0 87075660 1306135 85769525 4288476 4288476 66575 66575 4221901 0 4221901 0 4221901 3924248 0 3924248 0 3924248 4221901 3823782 0 0 3924248 3823782 0 0 100466 0 0 0 0 0 0 0 0 4121435 0 0 0 X ANGEL FLIGHT EAST 1501 NARCISSA RD BLUE BELL PA 19422 N/A PC GENERAL & UNRESTRICTED 2000 ANTI-DEFAMATION LEAGUE 2200 6TH AVE SEATTLE WA 98121 N/A PC GENERAL & UNRESTRICTED 5000 AS-YOU-LIKE-IT-LIBRARY 2220 NW MARKET ST SEATTLE WA 98107 N/A PC SEATTLE METAPHYSICAL LIBRARY DIVISION 5000 BAKER INDUSTRIES INC 184 PENNSYLVANIA AVE MALVERN PA 19355 N/A PC GENERAL & UNRESTRICTED 10000 BELLEVUE COMMUNITY COLLEGE FOUNDATION - KCBS 3000 LANDERHOLM CIR SE A101 BELLEVUE WA 98007 N/A PC TO HELP FUND THE $254,000 KCBS TRANSMITTER AND CONSOLE BOARD REPLACEMENT PROJECT 125000 BEYOND THE SURFACE 3212 BRANT ST SAN DIEGO CA 92103 N/A PC LOBITOS PROJECT: WOMEN AND WATER 5000 BOXLEY MUSIC FUND PO BOX 1161 NORTH BEND WA 98045 N/A PC GENERAL & UNRESTRICTED 5000 BRIDGE MINISTRIES 12356 NORTHUP WAY STE 103 BELLEVUE WA 98005 N/A PC GENERAL & UNRESTRICTED 5000 CHILDRENS HOME SOCIETY OF WASHINGTON 12360 LAKE CITY WAY NE SEATTLE WA 98125 N/A PC LAKE CITY FUTURE FIRST PROGRAM 5000 CRANALEITH SPIRITUAL CENTER 13475 PROCTOR RD PHILADELPHIA PA 19116 N/A PC GENERAL & UNRESTRICTED 10000 CRISTO REY PHILADELPHIA HIGH SCHOOL 5218 N BROAD ST PHILADELPHIA PA 19141 N/A PC "BUILDING A HOME FOR THE SCHOOL THAT WORKS" CAMPAIGN 100000 CYSTIC FIBROSIS FOUNDATION 2002 SPROUL RD STE 102 BROOMALL PA 19008 N/A PC CHARITABLE EVENT 25000 DIRECT RELIEF 6100 WALLACE BECKNELL RD SANTA BARBARA CA 93117 N/A PC GENERAL & UNRESTRICTED 5000 EARSHOT JAZZ SOCIETY OF SEATTLE 3429 FREMONT PL N STE 309 SEATTLE WA 98103 N/A PC SEATTLE JAZZ PROJECT 75000 ELIZABETH HOME 1604 NE 50TH ST SEATTLE WA 98105 N/A PC GENERAL & UNRESTRICTED 5000 EXPERIENCE LEARNING COMMUNITY 120 6TH AVE N STE 100 SEATTLE WA 98109 N/A PC NO WASTED NOTES NAMING AGREEMENT BETWEEN THE FOUNDATION AND EXPERIENCE MUSIC CENTER FUND 50000 FORTERRA NW 901 5TH AVE STE 2200 SEATTLE WA 98164 N/A PC GREEN SEATTLE PARTNERSHIP PROGRAM 5000 FRIENDS OF THE WISSAHICKON INC 40 W EVERGREEN AVE STE 108 PHILADELPHIA PA 19118 N/A PC GENERAL & UNRESTRICTED 10000 FRINGEARTS 140 N COLUMBUS BLVD PHILADELPHIA PA 19106 N/A PC GENERAL & UNRESTRICTED 25000 GREEN PLATE SPECIAL 2115 25TH AVE S SEATTLE WA 98144 N/A PC GENERAL & UNRESTRICTED 5000 HANDMAIDS OF THE SACRED HEART OF JESUS 2025 CHURCH RD WYNCOTE PA 19095 N/A PC GENERAL & UNRESTRICTED 25000 HOMEWORKS TRENTON 174 NASSAU ST STE BOX 196 PRINCETON NJ 08542 N/A PC GENERAL & UNRESTRICTED 10000 INTERACT INC THE DRAKE 302 S HICKS ST PHILADELPHIA PA 19102 N/A PC GENERAL & UNRESTRICTED 5000 JACK STRAW FOUNDATION 4261 ROOSEVELT WAY NE SEATTLE WA 98105 N/A PC GENERAL & UNRESTRICTED 10000 JAZZ NIGHT SCHOOL 5415 RAINIER AVE S SEATTLE WA 98118 N/A PC RAYNIER FOUNDATION JAZZ MENTORSHIP PROJECT 150000 JEWISH FEDERATION OF ATLANTIC AND CAPE MAY COUNTIES 501 N JEROME AVE MARGATE CITY NJ 08402 N/A PC CHARITABLE EVENT 5000 KAREEM KANDI WORLD ORCHESTRA PO BOX 7670 TACOMA WA 98417 N/A PC GENERAL & UNRESTRICTED 5000 LA SALLE COLLEGE HIGH SCHOOL 8605 CHELTENHAM AVE WYNDMOOR PA 19038 N/A PC GENERAL & UNRESTRICTED 10000 LAKE CITY PARTNERS ENDING HOMELESSNESS 3120 NE 125TH ST SEATTLE WA 98125 N/A PC GENERAL & UNRESTRICTED 5000 LIFETIME ADVOCACY PLUS 444 NE RAVENNA BLVD STE 303 SEATTLE WA 98115 N/A PC GENERAL & UNRESTRICTED 5000 LIVENGRIN FOUNDATION INC 4833 HULMEVILLE RD BENSALEM PA 19020 N/A PC GENERAL OPERATING FUNDS TO HELP PATIENTS AND FAMILIES STRUGGLING WITH THE DISEASE OF ADDICTION FIND HELP, HOPE, AND HEALING. 250000 MAIN LINE HOSPITALS INC 3803 W CHESTER PIKE STE 250 NEWTOWN SQ PA 19073 N/A PC LANKENAU COLORECTAL CENTER RESEARCH & EDUCATION FUND FOR THE JAMES WIDENER RAY ENDOWED CHAIR IN COLORECTAL SURGERY 500000 MAIN LINE RESCUE INC PO BOX 89 CHESTER SPRGS PA 19425 N/A PC GENERAL & UNRESTRICTED 10000 MALTZ JUPITER THEATRE INC 1001 E INDIANTOWN RD JUPITER FL 33477 N/A PC GENERAL & UNRESTRICTED 10000 MILLIONAIR CLUB INC 2515 WESTERN AVE SEATTLE WA 98121 N/A PC GENERAL & UNRESTRICTED 5000 MOUNT SAINT JOSEPH ACADEMY 120 W WISSAHICKON AVE FLOURTOWN PA 19031 N/A PC GENERAL & UNRESTRICTED 10000 MOUNTAINFILM LTD 01-01-94 PO BOX 1088 TELLURIDE CO 81435 N/A PC THE FUNDS ARE TO HELP WITH THE COSTS TO TRANSFER FILMS INTO THE PROPER FORMAT FOR ARCHIVING AND SCREENING. 5000 MOUNTAINFILM LTD 01-01-94 PO BOX 1088 TELLURIDE CO 81435 N/A PC TOUR AND EDUCATION PROGRAM 5000 MUSIC CENTER OF THE NORTHWEST INC 901 N 96TH ST SEATTLE WA 98103 N/A PC KEYS TO THE FUTURE CAPITAL CAMPAIGN 100000 NATIONAL FOUNDATION FOR CELIAC AWARENESS PO BOX 544 AMBLER PA 19002 N/A PC CHARITABLE EVENT 25000 NATIONAL FOUNDATION FOR CELIAC AWARENESS PO BOX 544 AMBLER PA 19002 N/A PC BEYOND CELIAC FUND 10000 PACIFIC PUBLIC MEDIA PO BOX 44459 TACOMA WA 98448 N/A PC KNKX NEXT CAMPAIGN 150000 PHILADELPHIA CITIZEN 230 S BROAD ST 17TH PHILADELPHIA PA 19102 N/A PC GENERAL & UNRESTRICTED 4000 PHILADELPHIA ORCHESTRA ASSOCIATION 1 S BROAD ST 14TH FL PHILADELPHIA PA 19107 N/A PC GENERAL OPERATING FUND 100000 POST-PRISON EDUCATION PROGRAM 2450 6TH AVE S STE 200 SEATTLE WA 98134 N/A PC GENERAL & UNRESTRICTED 5000 PROJECT HOME 1515 FAIRMOUNT AVE PHILADELPHIA PA 19130 N/A PC 810 ARCH STREET PROGRAM 500000 RAINBOW MISSIONS 5241 116TH AVE NE KIRKLAND WA 98033 N/A PC GENERAL & UNRESTRICTED 5000 REACT THEATRE 1122 E PIKE ST 1111 SEATTLE WA 98122 N/A PC GENERAL & UNRESTRICTED 5000 RECTOR CHURCH WARDENS & VESTRYMEN OF CHRIST CHURCH OF PHILADELPHIA 20 N AMERICAN ST PHILADELPHIA PA 19106 N/A PC GENERAL & UNRESTRICTED 10000 RICHARD HUGO HOUSE 1634 11TH AVE SEATTLE WA 98122 N/A PC HUGO HOUSE CAPITAL CAMPAIGN TO HELP PROVIDE AN EXCEPTIONAL HOME WHERE WORDS AND CREATIVITY ARE REVERED, NURTURED, WRESTLED WITH AND BROUGHT TO LIFE. 657000 ROMAN CATHOLIC HIGH SCHOOL FOR BOYS 301 N BROAD ST PHILADELPHIA PA 19107 N/A PC VISION OF PROMISE (PHASE II - STEM PROJECT) 25000 ROOTS YOUNG ADULT SHELTER 1415 NE 43RD ST SEATTLE WA 98105 N/A PC GENERAL OPERATING FUND 150000 SAINT JOSEPHS UNIVERSITY 5600 CITY AVE PHILADELPHIA PA 19131 N/A PC HAUB SCHOOL OF BUSINESS REAL ESTATE AND CONSTRUCTION ENDOWMENT FUND 4000 SAINT PAULS CHURCH AT CHESTNUT HILL 22 E CHESTNUT HILL AVE PHILADELPHIA PA 19118 N/A PC GENERAL & UNRESTRICTED 10000 SEA-MAR COMMUNITY HEALTH CENTER 1040 S HENDERSON ST SEATTLE WA 98108 N/A PC GENERAL & UNRESTRICTED 5000 SEATTLE MENNONITE CHURCH 3120 NE 125TH ST SEATTLE WA 98125 N/A PC GOD'S LIL ACRE HOMELESS SHELTER PROGRAM 5000 SEATTLE UNIVERSITY 901 12TH AVE SEATTLE WA 98122 N/A PC TO PROVIDE TWO YEARS OF FUNDING FOR THE SEATTLE UNIVERSITY "COLLEGE OF ARTS & SCIENCES ARTIST ASSISTANTSHIP PROGRAM" 43000 SEATTLE UNIVERSITY 901 12TH AVE SEATTLE WA 98122 N/A PC UNDERGRADUATE ARTIST ASSISTANCESHIP PROGRAM 10000 SHUNPIKE ARTS COLLECTIVE DBA SHUNPIKE 815 SEATTLE BLVD S STE 215 SEATTLE WA 98134 N/A PC LATINO THEATRE PROJECT 10000 SNOHOMISH YOUTH BEEKEEPING EDUCATION 16015 DUBUQUE RD SNOHOMISH WA 98290 N/A PC GENERAL & UNRESTRICTED 5000 SOUND THEATRE PO BOX 99327 SEATTLE WA 98139 N/A PC GENERAL & UNRESTRICTED 5000 ST ANTHONY 1907 FOUNDATION 797 E LANCASTER AVE VILLANOVA PA 19085 N/A PC GENERAL & UNRESTRICTED 10000 TELLURIDE ADAPTIVE SKI PROGRAM PO BOX 2254 TELLURIDE CO 81435 N/A PC TO UNDERWRITE THE COST OF NEW UNIFORMS (THE BALANCE TO BE KEPT DESIGNATED FOR FUTURE UNIFORM PURCHASES) PROGRAM 5000 TELLURIDE SKI AND SNOWBOARD CLUB INC PO BOX 2824 TELLURIDE CO 81435 N/A PC $5000 TO UNDERWRITE THE PRODUCTION OF SKI SAFETY VIDEOS; AND $2500 FOR THE SCHOLARSHIP PROGRAM 7500 TELLURIDE SKI AND SNOWBOARD CLUB INC PO BOX 2824 TELLURIDE CO 81435 N/A PC "LIDS ON KIDS" PSA OTHER 5000 TELLURIDE SOCIETY FOR JAZZ PO BOX 2132 TELLURIDE CO 81435 N/A PC $5000 TO UNDERWRITE COST OF VIDEOS PROMOTING THE JAZZ FESTIVAL'S EDUCATIONAL PROGRAMS; $5000 TO UNDERWRITE THE EDUCATIONAL PROGRAMS AT THE 2018 JAZZ FESTIVAL; AND $2,500 TO UNDERWRITE THE 2018 WINTER JAZZ PROGRAM OF THE TELLURIDE SOCIETY FOR JAZZ 12500 TIETON ARTS AND HUMANITIES PO BOX 171 TIETON WA 98947 N/A PC GENERAL & UNRESTRICTED 5000 TRUSTEES OF THE LAWRENCEVILLE SCHOOL PO BOX 6125 LAWRENCEVILLE NJ 08648 N/A PC GENERAL & UNRESTRICTED 10000 TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT ST 433 FRANKLIN BLDG PHILADELPHIA PA 19104 N/A PC MORRIS ARBORETUM FUND 10000 UNION FOR REFORM JUDAISM - CAMP KALSMAN 3805 108TH AVE NE STE 100 BELLEVUE WA 98004 N/A PC CAMP KALSMAN PROGRAM 5000 UNITED STATES SQUASH RACQUETS ASSOCIATION INC 555 8TH AVE RM 1102 NEW YORK NY 10018 N/A PC GENERAL & UNRESTRICTED 10000 USC SHOAH FOUNDATION INSTITUTE FOR VISUAL HISTORY AND EDUCATION LEAVEY LIBRARY STE 114 LOS ANGELES CA 90089 N/A PC STRONGER THAN HATE INITIATIVE 50000 WASHINGTON ENSEMBLE THEATRE PO BOX 20834 SEATTLE WA 98102 N/A PC GENERAL & UNRESTRICTED 5000 WESTERN NEON SCHOOL OF ART 2902 4TH AVE S STUDIO A SEATTLE WA 98134 N/A PC GENERAL OPERATING COSTS; LONG-TERM TEACHER COMPENSATION; FACILITY BUILD-OUT; VISITING ARTISTS BUDGETS; AND STUDENT SCHOLARSHIPS. 150000 WOODMERE ART MUSEUM INC 9201 GERMANTOWN AVE PHILADELPHIA PA 19118 N/A PC GENERAL & UNRESTRICTED 10000 YOUTHCARE 2500 NE 54TH ST SEATTLE WA 98105 N/A PC GENERAL OPERATING FUND 150000 3795000 0 14 69697 14 1988798 18 1493823 0 3552318 0 3552318 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 19816 3963 15853 FORM 990-PF, PART VII-B, LINE 1A(3) & (4) RAYNIER INSTITUTE AND FOUNDATION REIMBURSED MEETING EXPENSES OF EDWARD GARDNER, TREASURER/DIRECTOR. THE AMOUNTS REIMBURSED WERE SUBSTANTIATED AND REASONABLE. AS SUCH, THE REIMBURSEMENTS ARE NOT CONSIDERED ACTS OF SELF-DEALING UNDER IRC SECTION 4941(D)(2)(E). CORPORATE BONDS 10462142 9885057 850 SHS ABBVIE INC (ABBV) 81598 78361 227 SHS ALPHABET INC CL A (GOOGL) 181186 237206 152 SHS AMAZON COM (AMZN) 229656 228299 870 SHS AMERICAN WATER WORKS COMPANY INC (AWK) 64404 78970 737 SHS AMGEN INC (AMGN) 122679 143472 830 SHS AMPHENOL CORPORATION (APH) 74882 67247 2031 SHS APPLE INC (AAPL) 250060 320370 2370 SHS ARCHER DANIELS MDLND (ADM) 119532 97099 900 SHS AUTOMATIC DATA PROCESSING INC (ADP) 116615 118008 137 SHS AUTOZONE INC (AZO) 106647 114853 1373 SHS BANK NEW YORK MELLON CORP COM (BK) 54367 64627 3580 SHS BANK OF AMERICA CORP (BAC) 111174 88211 1140 SHS BAXTER INTERNATIONAL INC (BAX) 77991 75035 372 SHS BIOGEN INC (BIIB) 103238 111942 301772.179 SHS BLACKROCK EVENT DRIVEN EQUITY FUND INSTITUTIONAL SHARES (BILP 2750000 2818552 403652.584 SHS BLACKROCK STRAT INC OPP PORTFOLIO INSTL (BSIIX) 4000000 3875065 330 SHS BOEING CO (BA) 87188 106425 1440 SHS BRISTOL-MYERS SQUIBB CO (BMY) 87735 74851 910 SHS BURLINGTON STORES, INC (BURL) 74708 148030 2740 SHS CBRE GROUP (CBRE) 128267 109710 1170 SHS CELANESE CORPORATION (CE) 123318 105265 690 SHS CENTENE CORP (CNC) 75354 79557 1190 SHS CHEVRON CORP (CVX) 149947 129460 3357 SHS CISCO SYSTEMS INC (CSCO) 127418 145459 1220 SHS CITIGROUP INC (C) 82418 63513 3000 SHS CITIZENS FINANCIAL GROUP, INC (CFG) 90992 89190 4039 SHS COMCAST CORP (CMCSA) 135008 137528 1400 SHS CONOCOPHILLIPS (COP) 74427 87290 390 SHS COSTCO WHOLESALE CORPORATION (COST) 85689 79447 1650 SHS CSX CORP (CSX) 117362 102514 800 SHS DANAHER CORP (DHR) 81666 82496 128331.119 SHS DIAMOND HILL LONG SHORT FD CL Y (DIAYX) 2000000 3005515 650 SHS DOLLAR GENERAL CORP (DG) 76290 70252 880 SHS DUKE ENERGY CO (DUK) 79979 75944 770 SHS EASTMAN CHEMICAL CO (EMN) 79709 56295 173745.174 SHS EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FD CL I (E 1800000 1648842 880 SHS ELI LILLY & CO (LLY) 78756 101834 740 SHS FACEBOOK INC (FB) 94994 97007 779 SHS HOME DEPOT INC (HD) 99991 133848 3281 SHS INTEL CORP (INTC) 138198 153977 70729 SHS INVESCO FTSE RAFI US 1000 ETF (PRF) 4368459 7183944 120740 SHS ISHARES CORE MSCI EAFE ETF (IEFA) 6674507 6640700 73600 SHS ISHARES MSCI USA MIN VOLATILITY (USMV) 3393931 3856640 11550 SHS ISHARES NASDAQ BIOTECHNOLOGY (IBB) 1092074 1113766 31900 SHS ISHARES TR S & P MIDCAP 400 INDEX FD (IJH) 4909247 5297314 2491 SHS JP MORGAN CHASE (JPM) 165185 243171 1210 SHS KOHLS CORP (KSS) 79818 80271 838 SHS MCCORMICK & CO (MKC) 102065 116683 750 SHS MCDONALD'S CORP (MCD) 115255 133177 3155 SHS MICROSOFT CORP (MSFT) 279321 320453 2110 SHS MORGAN STANLEY (MS) 70515 83661 664 SHS NORFOLK SOUTHERN CORP (NSC) 110965 99295 328 SHS NORTHROP GRUMMAN CORP (NOC) 70377 80327 1050 SHS OCCIDENTAL PETROLEUM CORP (OXY) 79227 64449 2960 SHS PFIZER INC (PFE) 103725 129204 1184 SHS PROCTER GAMBLE CO (PG) 108046 108833 441 SHS RAYTHEON CO (RTN) 60463 67627 786 SHS S&P GLOBAL INC COM (SPGI) 98054 133573 23850 SHS SPDR S&P 500 ETF TRUST (SPY) 3331941 5960592 2033 SHS SUNTRUST BKS INC (STI) 89073 102545 1080 SHS T. ROWE PRICE ASSOCIATES (TROW) 90762 99706 1400 SHS TE CONNECTIVITY LTD (TEL) 110092 105882 1250 SHS T-MOBILE US INC (TMUS) 84682 79512 1871 SHS TOTAL FINA ELF S.A (TOT) 89236 97629 58000 SHS UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN (MLPI) 1982600 1146660 720 SHS UNITED RENTALS INC (URI) 87059 73822 530 SHS UNITEDHEALTH GROUP INC (UNH) 77820 132034 46970 SHS VANGUARD FTSE ALL-WORLD EX-US ETF (VEU) 2101189 2140893 16700 SHS VANGUARD FTSE EMERGING MARKETS (VWO) 778215 636270 14428 SHS VANGUARD SM-CAP ETF (VB) 1668690 1904352 921 SHS VISA INC (V) 76282 121517 1590 SHS WASTE MANAGEMENT INC (WM) 134561 141494 1789 SHS WEC ENERGY GROUP, INC (WEC) 105734 123906 270 SHS WELLCARE HEALTH PLANS INC (WCG) 79468 63744 6788556 6703887 0 0 YORK CREDIT OPPORTUNITIES UNIT TRUST (YORKCREDIT) FMV 2000000 1880399 HSBC DEVELOPED INTERNTL BUFFER NOTE FMV 2000000 2187400 LEGAL 2788 0 2788 ADMINISTRATIVE FEES 43000 0 43000 POSTAGE 1276 0 1276 INSURANCE 3666 0 3666 WEBSITE COSTS 779 0 779 BANK CHARGES 266 266 0 SUPPLIES 453 0 453 FOUNDATION DUES & MEMBERSHIPS 13100 0 13100 STATE FILING FEES 74 0 74 ADJUSTMENT - NO TAX EFFECT 213 INVESTMENT MANAGEMENT SERVICES 214470 214470 0 FOREIGN TAXES 2611 2611 0