2019-05-16T09:17:38-05:00 2018-06-30 263753134 CBIZ MHM LLC 500 BOYLSTON STREET BOSTON MA 02116 990 2017-07-01 043457065 THE SCHOTT FDTN FOR PUBLIC EDUCATION SCHO 6178767700 1250 HANCOCK STREET NO 803N QUINCY MA 02169 JOHN H JACKSON PRESIDENT AND CEO 6178767700 2019-05-16 1 BRENDA BOOTH P01342395 6177610600 2019-05-16 207.172.72.163 2019-05-16 07:26:22 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AAFE5242E44AA74A98A743050A15125E154A43A4 2017 2019-02-21 02:37:17Z X JOHN H JACKSON 1250 HANCOCK STREET NO 803N QUINCY MA 02169 5633899 0 X WWW.SCHOTTFOUNDATION.ORG X 1999 MA PLEASE SEE SCHEDULE OTHE PURPOSE OF THE CORPORATION IS TO ENGAGE IN THE FOLLOWING ACTIVITIES: (1) TO OPERATE EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES UNDER CODE SECTION 501(C)(3), (2) TO DEVELOP AND STRENGTHEN A BROAD-BASED AND REPRESENTATIVE MOVEMENT TO ACHIEVE FULLY RESOURCED, QUALITY PRE K-12 PUBLIC EDUCATION, AND (3) TO ENGAGE IN ANY AND ALL OTHER LAWFUL ACTIVITIES INCIDENTAL TO AND IN PURSUIT OF THE FOREGOING PURPOSES, EXCEPT AS SPECIFICALLY RESTRICTED BY THE ARTICLES OF ORGANIZATION. 9 9 19 12 10000 2849 4528600 4364720 0 0 293589 569827 -141089 10292 4681100 4944839 2140920 2450601 0 0 1938982 1943416 0 0 451554 1011097 1024533 5090999 5418550 -409899 -473711 9960532 8079466 1635090 361483 8325442 7717983 X PLEASE SEE SCHEDULE OTHE PURPOSE OF THE CORPORATION IS TO ENGAGE IN THE FOLLOWING ACTIVITIES: (1) TO OPERATE EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES UNDER CODE SECTION 501(C)(3), (2) TO DEVELOP AND STRENGTHEN A BROAD-BASED AND REPRESENTATIVE MOVEMENT TO ACHIEVE FULLY RESOURCED, QUALITY PRE K-12 PUBLIC EDUCATION, AND (3) TO ENGAGE IN ANY AND ALL OTHER LAWFUL ACTIVITIES INCIDENTAL TO AND IN PURSUIT OF THE FOREGOING PURPOSES, EXCEPT AS SPECIFICALLY RESTRICTED BY THE ARTICLES OF ORGANIZATION. 0 0 3733334 2450601 OPPORTUNITY TO LEARN - THE OPPORTUNITY TO LEARN PHILANTHROPIC STRATEGY IS AN EFFORT TO INCREASE RESOURCE ACCOUNTABILITY AND ENSURE THAT RACE IS NO LONGER A SIGNIFICANT PREDICTOR OF EDUCATIONAL RESOURCE ACCESS OR OUTCOMES. THE SCHOTT FOUNDATION WILL USE ITS ADVOCACY MANAGEMENT FIRM PHILANTHROPIC MODEL TO MANAGE A GRANT MAKING STRATEGY TO BUILD THE PUBLIC WILL TO INCREASE THE NUMBER OF STATES THAT ADOPT AN "OPPORTUNITY TO LEARN" REFORM FRAMEWORK AND CREATE A FEDERAL RIGHT TO AN OPPORTUNITY TO LEARN. 52836 EDUCATION VOTERS OF PENNSYLVANIA - OTHER FUNDING TO ADVOCATE FOR EQUITABLE RESOURCES FOR PRE K-12 SCHOOLS TO PROVIDE EXCELLENT EDUCATION FOR ALL CHILDREN WITH AN EMPHASIS ON POOR CHILDREN AND CHILDREN OF COLOR, VIA IMPROVED PUBLIC POLICY, LEADERSHIP AND INCREASED PUBLIC WILL. 3786170 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 20 0 1 19 1 1 1 0 0 0 0 0 0 0 0 0 X 9 9 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY X X JOHN H JACKSON 6178767700 1250 HANCOCK STREET SUITE 803N QUINCY MA 02169 JACKIE JENKINS-SCOTT CHAIR 1.00 0.00 X X 0 0 0 MAISIE CHIN VICE-CHAIR 1.00 0.00 X X 0 0 0 GREG JOBIN-LEEDS CO-FOUNDER 1.00 0.00 X X 0 0 0 MARIA JOBIN-LEEDS TREASURER 1.00 1.00 X X 0 0 0 MIREN URIARTE CLERK 1.00 0.00 X X 0 0 0 ANTONIA DARDER BOARD DIRECTOR 1.00 0.00 X 0 0 0 SHARON LETTMAN BOARD DIRECTOR 1.00 0.00 X 0 0 0 MARK PALEY BOARD DIRECTOR 1.00 0.00 X 0 0 0 ROGER VANN BOARD DIRECTOR 1.00 0.00 X 0 0 0 JOHN H JACKSON PRESIDENT & CEO 40.00 1.00 X 330263 0 29856 CASSIE SCHWERNER SENIOR VP OF PROGRAMS 40.00 0.00 X 173224 0 22614 HEIDI BROOKS CHIEF OPERATING OFFICER 40.00 0.00 X 167605 0 22852 EDGAR VILLANUEVA VP OF PROGRAMS & ADVOCACY 40.00 0.00 X 125851 0 15111 DAVID LEVENSON CONTROLLER 40.00 0.00 X 109843 0 6662 DEQUENDRE NEELY-BERTRAND COMMUNICATION DIRECTOR 40.00 0.00 X 109804 0 5714 1016590 0 102809 6 0 1 0 COMMUNITY WEALTH PARTNERS 1825 K ST NW WASHINGTON DC 20006 PROGRAM CONSULTANT 270365 1 925533 3439187 4364720 230712 230712 1028175 689060 339115 339115 339115 MANAGEMENT FEE 561000 10000 10000 OTHER INCOME 900099 292 292 10292 4944839 0 10000 570119 2450601 2450601 760710 213505 547205 928525 535222 269593 123710 51913 31817 20096 97249 51520 19990 25739 105019 43423 54222 7374 10500 5984 4516 46755 46755 23714 23714 301552 227163 832 73557 5427 5427 17416 2808 8730 5878 14370 5040 7257 2073 125662 64897 43631 17134 153927 64706 55212 34009 192932 17967 19318 155647 25267 7877 15039 2351 13568 280 13288 OTHER 35140 23361 10563 1216 PROFESSIONAL DEVELOPMEN 23734 12856 9843 1035 TELEPHONE 22539 13188 8490 861 PRINTING & PUBLICATIONS 12030 8528 2532 970 5418550 3786170 1180826 451554 649716 1240705 2320244 322791 85000 495000 70660 7440 151719 56176 90542 51512 54681 39030 6595847 5873039 32665 45285 9960532 8079466 374390 176483 1260700 185000 1635090 361483 X 1285412 684239 7040030 7033744 8325442 7717983 9960532 8079466 -473711 -133748 0 X 0 1 X 1 0 X 3275477 4707372 5253010 4528600 4364720 22129179 3275477 4707372 5253010 4528600 4364720 22129179 6969648 15159531 142766 182311 301307 190686 230712 1047782 20000 20000 10000 10000 10000 70000 21600 292 21892 23268853 0.65150 0.58190 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING EVENT INCOME - 2016 AMOUNT: $ 21,600. OTHER INCOME - 2017 AMOUNT: $ 292. 50000 0 50000 4916996 4966996 398350 99588 0 0 371944 407489 343710 398350 1521493 2282240 35000 31000 10000 50000 126000 92986 101872 85928 99588 380374 570561 35000 31000 10000 50000 126000 6595847 413928 1136736 5873039 6165965 763110 333228 6595847 6937057 -95092 676000 6165965 6859481 77576 6937057 6612188 918361 671068 6859481 0.08900 0.00000 0.91100 0 0 90542 51512 39030 39030 X 4787377 -133748 -133748 4921125 23714 23714 4944839 5394836 0 5394836 23714 23714 5418550 PART V, LINE 4: THE SCHOTT FOUNDATION ENDOWMENT WAS CREATED TO PROVIDE LONG-TERM FINANCIAL SUPPORT FOR THE SCHOTT FOUNDATION. ACCORDINGLY, THESE FUNDS ARE MANAGED WITH DISCIPLINED LONGER-TERM INVESTMENT OBJECTIVES AND STRATEGIES DESIGNED TO MEET CASH FLOWS AND SPENDING REQUIREMENTS. MANAGEMENT OF THE ASSETS IS DESIGNED TO ATTAIN THE MAXIMUM TOTAL RETURN CONSISTENT WITH ACCEPTABLE AND AGREED UPON LEVELS OF RISK. IT IS THE GOAL OF THE AGGREGATE LONG-TERM INVESTMENTS TO GENERATE AN AVERAGE TOTAL ANNUAL RETURN THAT EXCEEDS THE SPENDING/PAYOUT RATE PLUS INFLATION. PART X, LINE 2: THE FOUNDATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE FOUNDATION HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AND ITS DECISIONS TO CLASSIFY REVENUES AS EXEMPT AS ITS ONLY SIGNIFICANT TAX POSITIONS. HOWEVER, THE FOUNDATION HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE FOUNDATION IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. ITS FEDERAL AND STATE INCOME TAX RETURNS ARE GENERALLY OPEN FOR THE PAST THREE YEARS. 1 ADVANCEMENT PROJECT 1220 L STREET NW SUITE 850 WASHINGTON DC 20005 954835230 501(C)(3) 600000 BUILDING HEALTHY LIVING AND LEARNING COMMUNITIES ADVOCATES FOR COMMUNITY AND RURAL EDUCATION 401 S SCOTT STREET SUITE 5 LITTLE ROCK AR 72201 710492205 501(C)(3) 15000 ADVANCE EDUCATION EQUITY FOR LOW-INCOME STUDENTS IN ARKANSAS ARKANSAS ADVOCATES FOR CHILDREN & FAMILY 1400 WMARKHAM STREET SUITE 306 LITTLE ROCK AR 72201 710492205 501(C)(3) 15000 ADVANCE EDUCATION EQUITY FOR LOW-INCOME STUDENTS IN ARKANSAS ARKANSAS COMMUNITY INSTITUTE 2101 S MAIN ST LITTLE ROCK AR 72206 721072223 501(C)(3) 5781 TO ADDRESS ISSUES OF INEQUITY AND INJUSTICE IN PUBLIC EDUCATION ARKANSAS PUBLIC POLICY PANEL INC 1308 WEST 2ND STREET LITTLE ROCK AR 72201 710467088 501(C)(3) 32800 SUPPORT THE ARKANSAS OPPORTUNITY TO LEARN CAMPAIGN YOUTH SUMMIT AND ADVANCE EDUCATION EQUITY FOR LOW-INCOME STUDENTS IN ARKANSAS ASSOCIATION OF BLACK FOUNDATION EXECUTIVE 42 BROADWAY FLOOR 20 SUITE 2000 NEW YORK NY 10004 237156531 501(C)(3) 5000 CAMPAIGN: SOCIAL JUSTICE PHILANTHROPY BEYOND THE BRICKS INC 303 WEST 122ND STREET SUITE 25 NEW YORK NY 10027 800735545 501(C)(3) 13500 MAKING A FILM/ CAPACITY BUILDING/TECHNICAL ASSISTANCE PROVIDER BRIGHTON PARK NEIGHBORHOOD COUNCIL 4477 S ARCHER AVE CHICAGO IL 60632 364229387 501(C)(3) 20000 FREETHEFUNDS FOR CHICAGO EDUCATION EQUITY CAMPAIGN BROWNSVILLE SEEDS OF LITERACY INC 3122 MAHAM DR STE 801-294 TALLAHASSEE FL 32308 833048831 501(C)(3) 5000 TO SUPPORT EDUCATION CALIFORNIANS FOR JUSTICE EDUCATION FUND 1971 LAS PLUMAS AVE SAN JOSE CA 95133 943256009 501(C)(3) 52800 CAMPAIGN: FAIR & JUST SCHOOL CLIMATE, FAIR & JUST SCHOOL RESOURCES CENTER FOR LABOR EDUCATION AND RESEARCH 375 CENTRE STREET BOSTON MA 02130 222604923 501(C)(3) 40000 GRANT FOR JOB WITH JUSTICE/ CAMPAIGN/CAMPAIGN TO DEFEND PUBLIC EDUCATION CENTER FOR POPULAR DEMOCRACY INC 449 TROUTMAN ST SUITE A BROOKLYN NY 11237 453813436 501(C)(3) 45600 AROS/TO SUPPORT THE BUILDING AND STRENGTHENING OF LABOR/COMMUNITY COALITIONS COMMUNITY ASSET DEVELOPMENT REDEFINING ED 8410 SOUTH BROADWAY LOS ANGELES CA 90003 264753821 501(C)(3) 9000 TO SUPPORT EDUCATION COMMUNITY INITIATIVES 354 N PINE STREET 700 SAN FRANCISCO CA 94104 943255070 501(C)(3) 60000 ACTIVE VOICE LAB/FLIM MAKING /FIELD LEADERSHIP/ CAPACITY BUILDING/TECHNICAL ASSISTANCE COMMUNITY LABOR UNITED INC 6 BEACON ST 910 BOSTON MA 02108 203404034 501(C)(3) 12000 FOR BOSTON EDUCATION JUSTICE ALLIANCE EARLY CARE AND LEARNING COUNCIL 230 WASHINGTON AVE EXTENSION ALBANY NY 12203 112348051 501(C)(3) 10000 EXPULSION AND SUSPENSION OF BLACK AND BROWN CHILDREN, AN EARLY CHILD CARE AWARENESS CAMPAIGN ECONOMIC POLICY INSTITUTE 1225 EYE ST NW 6TH FLOOR WASHINGTON DC 20902 521368964 501(C)(3) 8000 BROADER, BOLDER APPROACH TO EDUCATION FAMILIES AND FRIENDS OF LOUISIANA'S INCAR 1307 ORETHA CASTLE HALEY BOULEVARD SUITE 303 NEW ORLEANS LA 70113 205924561 501(C)(3) 15250 TO SUPPORT EQUITY IN EDUCATION ACROSS LOUISIANA/SCHOOL DISCIPLINE REFORM FOUNDATION FOR LOUISIANA 4354 S SHERWOOD FOREST BLVD SUITE 100 BATON ROUGE LA 70816 203399944 501(C)(3) 10000 FOR GREATER NEW ORLEANS FUNDERS NETWORK/ SUPPORT THE NEW ORLEANS YOUTH ORGANIZATION FUNDERS FOR LGBTQ ISSUES 104 WEST 29TH STREET 4TH FLOOR NEW YORK NY 10001 134144494 501(C)(3) 10000 TO SUPPORT PHILANTHROPIC ADVOCACY FOR LGBTQ YOUTH IN SCHOOLS GENDERS & SEXUALITIES ALLIANCE NETWORK 300 FRANK H OGAWA PLAZA SUITE 9 OAKLAND CA 94612 205367752 501(C)(3) 20000 FAIR AND JUST SCHOOL CLIMATE FOR LGBTQ & GNC STUDENTS. GEORGETOWN UNIVERSITY 600 NEW JERSEY AVENUE NW WASHINGTON DC 20008 530196603 501(C)(3) 5000 DISTRIBUTION OF SCHOOL RESOURCE OFFICERS (SROS) AND GIRLS OF COLOR TOOLKIT GIRLS FOR GENDER EQUITY 25 CHAPEL STREET SUITE 1006 BROOKLYN NY 11201 043697166 501(C)(3) 55000 TO SUPPORT THE SCHOOLS GIRLS DESERVE CAMPAIGN JOURNEY FOR JUSTICE ALLIANCE 4242 S COTTAGE GROVE AVENUE CHICAGO IL 60653 362598637 501(C)(3) 15000 EMERGENCY GRANT KENWOOD OAKLAND COMMUNITY ORGANIZATION 4242 S COTTAGE GROVE AVENUE CHICAGO IL 60653 362598637 501(C)(3) 48050 FOR JOURNEY FOR JUSTICE ALLIANCE/ TO SUPPORT THE #WECHOOSE CAMPAIGN, WORKING TO ADVANCE EDUCATION KIDS RETHINK NEW ORLEANS SCHOOLS 2020 OC HALEY BLVD NEW ORLEANS LA 70113 331203055 501(C)(3) 20000 CAMPAIGN: ELIMINATE ZERO-TOLERANCE DISCIPLINE POLICIES IN NEW ORLEANS LAWYERS' COMMITTEE FOR CIVIL RIGHTS & ECO 61 BATTERYMARCH STREET 5TH FLOOR BOSTON MA 02110 043490614 501(C)(3) 15000 TO PROVIDE TRAINING AND LEGAL SUPPORT FOR EDUCATION STAKEHOLDERS IN MA LEAP YEAR 229 PEACHTREE NE SUITE 725 ATLANTA GA 30303 811224809 501(C)(3) 5000 TO SUPPORT EDUCATION MASSACHUSETTS BUDGET & POLICY CENTER 15 COURT SQUARE SUITE 700 BOSTON MA 02108 042967537 501(C)(3) 40000 CAPACITY BUILDING/TECHNICAL ASSISTANCE PROVIDER/RESEARCH & COMMUNICATION MASSACHUSETTS COMMUNITIES ACTION NETWORK 14 CUSHING AVENUE DORCHESTER MA 02125 042863903 501(C)(3) 30000 CAMPAIGN: FAIR AND JUST SCHOOL RESOURCES IN NORTHEAST NATIONAL BLACK WOMEN'S JUSTICE INSTITUTE 2703 7TH STREET SUITE 109 BERKELEY CA 94710 463198451 501(C)(3) 20000 DECREASE THE USE OF PUNITIVE &EXCLUSIONARY DISCIPLINE PRACTICES IN BOSTON NATIONAL CENTER FOR FAIR AND OPEN TESTING PO BOX 300204 JAMAICA PLAIN MA 02130 222653502 501(C)(3) 5000 TO SUPPORT EDUCATION NATIVE AMERICAN YOUTH AND FAMILY CENTER 5135 NE COLUMBIA BLVD PORTLAND OR 97218 931141536 501(C)(3) 10000 NATIONAL URBAN INDIAN FAMILY COALITION NEIGHBOR TO NEIGHBOR MASSACHUSETTS 15 COURT SQUARE SUITE 345 BOSTON MA 02108 043507716 501(C)(3) 15000 FAIR AND JUST SCHOOL RESOURCES NETWORK FOR PUBLIC EDUCATION PO BOX 150266 KEW GARDENS NY 11415 352532243 501(C)(3) 30000 TO SUPPORT RESEARCH AND A STATE REPORT CARD ON SCHOOL PRIVATIZATION NEW YORK WOMEN'S FOUNDATION 39 BROADWAY 23RD FLOOR NEW YORK NY 10006 133457287 501(C)(3) 20000 TO SUPPORT THE NYC FUND FOR GIRLS AND YOUNG WOMEN OF COLOR ONE VOICE INC 1072 JR LYNCH STREET SUITE 7 JACKSON MS 39203 020787550 501(C)(3) 20000 TO SUPPORT MOVEMENT BUILDING EFFORTS TO ADVANCE EDUCATION EQUITY IN MISSISSIPPI ORLEANS PUBLIC EDUCATION NETWORK PO BOX 791312 NEW ORLEANS LA 70179 800378257 501(C)(3) 27800 NEW ORLEANS EQUITY INDEX PROJECT & ASSOCIATED POLICY ADVOCACY EFFORTS PEOPLE'S ACTION INSTITUTE 810 N MILWAUKEE AVE CHICAGO IL 60642 362755109 501(C)(3) 50000 TO SUPPORT THE EDUCATION OPPORTUNITY NETWORK/ SCHOOL PRIVATIZATION RESEARCH POLICING EQUITY 524 WEST 59T STREET ROOM 66314 NEW YORK NY 10019 814945849 501(C)(3) 795000 SCHOOL-TO-PRISON PIPELINE RESEARCH IN BROWARD COUNTY PUBLIC SCHOOLS, FL SOUTHERN ECHO INC 1350 LIVINGSTON LAND JACKSON MS 39213 640819311 501(C)(3) 32800 ALL MISSISSIPPI STUDENTS AND FAMILIES CAMPAIGN SOUTHERN EDUCATION FOUNDATION INC 135 AUBURN AVENUE NE 2ND FLOOR ATLANTA GA 30303 135562388 501(C)(3) 5000 SEF'S 150TH ANNIVERSARY CELEBRATION. STONE LANTERN FILMS INC 28 HILLSIDE AVE SUFFERN NY 10901 521486485 501(C)(3) 16000 BACKPACK FULL OF CASH, FILM TRANSLATION INTO SPANISH THE CHICAGO COMMUNITY TRUST 225 N MICHIGAN AVE 2200 CHICAGO IL 60601 362167000 501(C)(3) 32800 TO SUPPORT THE STRONG NEIGHBORHOOD HIGH SCHOOLS FOR A STRONGER CHICAGO CAMPAIGN WELLSTONE ACTION FUND 2446 UNIVERSITY AVENUE W SUITE 170 SAINT PAUL MN 55114 352191193 501(C)(3) 20000 TO PROVIDE ONSITE DIGITAL ORGANIZING TRAINING SUPPORT TO GRANTEES AND TO PROVIDE COALITION BUILDING TRAINING & TECHNICAL ASSISTANCE WORCESTER STATE FOUNDATION INC 486 CHANDLER STREET WORCESTER MA 016022861 223248067 501(C)(3) 15000 TO PROVIDE RESEARCH & NETWORKING SUPPORT ON OPPORTUNITY GAPS FOR LATINO STUDENTS XAVIER UNIVERSITY OF LOUISIANA 1 DREXEL DRIVE BOX 66 NEW ORLEANS LA 701251098 720635884 501(C)(3) 5000 TO SUPPORT EDUCATION YOUTHBUILD USA INC 58 DAY STREET SOMERVILLE MA 02144 223076454 501(C)(3) 52800 TO SUPPORT MASSACHUSETTS POSITIVE SCHOOL CLIMATE AND RESTORATIVE JUSTICE AND FAIR AND JUST SCHOOL CLIMATE AND RESOURCES IN THE NORTHEAST LOGAN SQUARE NEIGHBORHOOD ASSOCIATION INC 2840 NORTH MILWAIKEE AVE CHICAGO IL 60618 362638491 501(C)(3) 20000 TO SUPPORT GENERATION ALL, A YOUTH-LED CAMPAIGN FOR EQUITY IN PUBLIC EDUCATION IN CHICAGO 49 0 PART I, LINE 2: THE ORGANIZATION ADHERES TO A STRICT POLICY FOR MONITORING THE USE OF GRANT FUNDS IN THE UNITED STATES BY (1) ENABLING IT TO RETAIN CONTROL AND DISCRETION AS TO THE USE OF THE FUNDS; (2) MAINTAINING RECORDS THAT ESTABLISH THAT THE FUNDS WERE USED FOR EXEMPT PURPOSES; AND (3) LIMITING THE DISTRIBUTION OF FUNDS TO SPECIFIC PROJECTS THAT ARE IN FURTHERANCE OF ITS OWN EXEMPT PURPOSE. IN ADDITION, EACH POTENTIAL GRANTEE MUST SUBMIT A GRANT PROPOSAL TO THE ORGANIZATION WHICH OUTLINES THE GRANT AMOUNT REQUESTED AND THE PURPOSE OF THE GRANT. THE ORGANIZATION WILL THEN CONDUCT A PRE-GRANT INQUIRY WHICH ADDRESSES THE FOLLOWING: (1) THE IDENTITY, PRIOR HISTORY, AND EXPERIENCE OF THE GRANTEE ORGANIZATION AND ITS MANAGERS; (2) WHETHER THE GRANTEE HAS A HISTORY OF COMPLIANCE WITH THE TERMS OF PREVIOUS GRANTS; (3) THE CURRENT PROJECT; AND THE CONNECTION TO THE ORGANIZATION'S MISSION. AFTER THE GRANT HAS BEEN APPROVED, A GRANT AWARD LETTER IS SENT TO THE GRANTEE DISCUSSING THE TERMS OF THE GRANT. THIS LETTER REQUIRES THE GRANTEE TO FURNISH THE GRANTOR WITH A REPORT ON THE USE OF THE FUNDS AND THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 JOHN H JACKSON PRESIDENT & CEO 330263 0 0 0 0 0 21552 0 8304 0 360119 0 0 0 CASSIE SCHWERNER SENIOR VP OF PROGRAMS 173224 0 0 0 0 0 14388 0 8226 0 195838 0 0 0 HEIDI BROOKS CHIEF OPERATING OFFICER 167605 0 0 0 0 0 13728 0 9124 0 190457 0 0 0 PART I, LINE 1A ALL EMPLOYEES, INCLUDING THE PRESIDENT AND CEO ARE ELIGIBLE TO BE REIMBURSED $75 PER MONTH FOR HEALTH CLUB MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 2 GREG JOBIN-LEEDS AND MARIA JOBIN-LEEDS ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE ORGANIZATION'S OUTSIDE ACCOUNTANTS AND IS PROVIDED TO THE BOARD VIA E-MAIL PRIOR TO BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, ALL DIRECTORS REVIEW A LIST OF CURRENT GRANTEES AND VENDOR SIGNIFICANT PARTNERS AND DECLARE ANY CONFLICTS OR POTENTIAL CONFLICTS. THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY. ALL OFFICERS AND DIRECTORS ARE REQUIRED TO SIGN AN ANNUAL ACKNOWLEDGEMENT THAT THEY HAVE RECEIVED A COPY OF THE POLICY, UNDERSTAND IT, AND AGREE TO ABIDE BY ITS TERMS. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS OF DETERMINING INITIAL COMPENSATION OF THE ORGANIZATIONS CHIEF EXECUTIVE OFFICER AND OTHER OFFICERS INCLUDES A REVIEW BY AN OUTSIDE SEARCH FIRM. A SET OF PARAMETERS INCLUDING SALARY AND JOB DESCRIPTION GUIDELINES IS CONVEYED TO THE RECRUITMENT FIRM. THE RECRUITMENT FIRM WILL SEEK OUT INDIVIDUALS WITH THE APPROPRIATE BACKGROUND AND ALSO MAKE RECOMMENDATIONS AS TO THE COMPARABLE SALARIES FOR SIMILAR POSITIONS. THE BASIS OF THE COMPENSATION DECISION IS DOCUMENTED AND BASED ON A DETERMINATION THAT THE AMOUNT PAID IS NO MORE THAN REASONABLE IN VIEW OF SERVICES RENDERED. THE EXECUTIVE COMMITTEE MANAGES THIS PROCESS AND MAKES A RECOMMENDATION TO THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. AN INTERESTED PARTY MAY MAKE A REQUEST DIRECTLY TO THE ORGANIZATION. ADDITIONALLY, THE FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE VIA THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE. CAROLINE & SIGMUND SCHOTT FUND 1250 HANCOCK STREET SUITE 803N QUINCY MA 02169 112856561 PRIVATE GRANTMAKING FOUNDATION DE 501(C)(3) PF THE SCHOTT FDTN FOR PUBLIC EDUCATION 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 CAROLINE & SIGMUND SCHOTT FUND C 925533 CASH LATE FILED RETURN DUE TO CCH SOFTWARE OUTAGE.