2019-05-13T09:47:22-05:00 2018-12-31 521853933 JONES MARESCA & MCQUADE PA 1730 RHODE ISLAND AVE NW SUITE 800 WASHINGTON DC 20036 990 2018-01-01 201734070 THIRD WAY THIR 2023841700 1025 CONNECTICUT AVE NW NO 400 WASHINGTON DC 20036 JONATHAN COWAN PRESIDENT 2023841700 2019-05-09 1 DAVID JONES P01361002 2022963306 64.88.174.3 2019-05-09 16:15:30 ED P 8AD8952D00DDA1E2252D2358A354148220B4FFD3 5575D90CB195091D6B4EB5F3F752F7C02BA6CC45 2018 2019-02-21 02:37:17Z JONATHAN COWAN 1025 CONNECTICUT AVE NW NO 400 WASHINGTON DC 20036 9535673 0 X WWW.THIRDWAY.ORG X 2004 DC TO RESEARCH AND DEVELOP CENTRIST POLICY IDEAS. 30 29 75 30 0 56266 10763751 2966860 0 0 984696 285493 0 0 11748447 3252353 477052 25670 0 0 5543045 6083282 85000 122000 213384 4479829 4939508 10584926 11170460 1163521 -7918107 33083229 24868933 1980398 2201809 31102831 22667124 X TO RESEARCH AND DEVELOP CENTRIST POLICY IDEAS. 0 0 3734230 PLEASE NOTE THAT FOR THIS PROGRAM, AND FOR ALL OF THE ORGANIZATION'S PROGRAMS, ALL REPORTS DEVELOPED BY THIRD WAY ARE MADE AVAILABLE TO THE GENERAL PUBLIC THROUGH ITS WEBSITE: WWW.THIRDWAY.ORG.SOCIAL POLICY AND POLITICSIN 2018, THE SOCIAL POLICY AND POLITICS PROGRAM FOCUSED ON THE FOLLOWING:1. OFFERING A COMPREHENSIVE FEDERAL COLLEGE QUALITY AGENDA THAT SHIFTS THE FOCUS AMONG MEMBERS OF CONGRESS, THE PRESS, AND OTHER INFLUENCERS FROM COST TO VALUE BY CONDUCTING PUBLIC OPINION RESEARCH TO BETTER UNDERSTAND HOW AMERICANS THINK ABOUT QUALITY IN THE HIGHER EDUCATION CONTEXT; AND PRODUCING REPORTS ANALYZING PUBLICLY-AVAILABLE DATA ABOUT STUDENT OUTCOMES IN HIGHER EDUCATION, CALLING ATTENTION TO THE NEED TO IMPROVE THEM AT INSTITUTIONS IN EVERY SECTOR.2. ADDRESSING THREATS TO CONTENTIOUS SOCIAL ISSUES AND ASSISTING MODERATE POLICYMAKERS IN THEIR MESSAGING ON ISSUES LIKE IMMIGRATION, GUN SAFETY, LGBT RIGHTS, AND REPRODUCTIVE RIGHTS, INCLUDING DRAFTING AND RELEASING MEMOS THAT EXPLAINED THE MAJOR SUPREME COURT CASES TO IMPACT SOCIAL POLICY IN ADVANCE OF THEIR ARGUMENTS AT THE COURT; AND ANALYZING AND PRODUCING PUBLIC REPORTS ON IMMIGRATION TOPICS THAT ARE UNDER DISCUSSION AT THE STATE AND FEDERAL LEVEL, INCLUDING REFORMS TO IMMIGRATION AND CUSTOMS ENFORCEMENT, BORDER SECURITY, AND PROPOSALS TO PROTECT THE DREAMER AND TEMPORARY PROTECTED STATUS POPULATIONS. 2639372 CLEAN ENERGY - IN 2018, THE CLEAN ENERGY PROGRAM FOCUSED IN THREE AREAS: 1. ADVOCATING FOR CLEAN ENERGY INNOVATION AS A PATH TO ZERO-CARBON EMISSIONS GOALS VIA A BROAD INCLUSIVE AGENDA, MEETING WITH LEADERS AT NGOS, DEPARTMENT OF ENERGY STAFF, BRIEFING POLICY MAKERS, AND DEVELOPING PRODUCTS TO HELP POLICYMAKERS UNDERSTAND THE LOCAL AND REGIONAL OPPORTUNITIES CLEAN ENERGY PROVIDES; 2. EXPANDING THE ROLE FOR ADVANCED NUCLEAR IN THE LARGER CLIMATE POLICY ARENA MOVING THE CONVERSATION BY ORGANIZING THE FIRST ADVANCED NUCLEAR EVENT AT THE CLEAN ENERGY MINISTERIAL, HOSTING OUR "FUTURE OF NUCLEAR" EVENTS WHICH BROUGHT TOGETHER EXPERTS OUTSIDE NUCLEAR, ENGAGING COMMUNITIES AND TO SPUR TECHNOLOGICAL ADVANCEMENT AND GENERATING A BOSTON GLOBE EDITORIAL TO KEEP ITS NUCLEAR PLANT; AND3. COORDINATING ENVIRONMENTAL AND CLIMATE ADVOCATES TO ORGANIZE EFFORT, AVOID REPLICATION, AND ALLOW ORGANIZATIONS TO INTERACT AND PLAN TOGETHER SUCH AS ESTABLISHING REGULAR DIALOGUES BETWEEN STAKEHOLDERS AND FORMING WORKING GROUPS TO COLLABORATE IN AREAS OF EXPERTISE. 2229818 25670 ECONOMICS PROGRAM - IN 2018, THE ECONOMIC PROGRAM HAD A NUMBER OF SIGNIFICANT EXEMPT PURPOSE ACHIEVEMENTS, INCLUDING:1. UNDERSTANDING ECONOMIC OPPORTUNITY: RELEASED THREE FOUNDATIONAL REPORTS ON ECONOMIC OPPORTUNITY ACROSS THE UNITED STATES. WORK INCLUDED ANALYSIS OF HOW OPPORTUNITY HAS BECOME CONCENTRATED, A LOOK AT BUSINESS GROWTH OVER THE LAST DECADE, AND ORIGINAL DATA ANALYSIS OF JOB QUALITY ACROSS 204 METRO AREAS. 2. POLICIES TO PROMOTE ECONOMIC OPPORTUNITY: RELEASED A SERIES OF REPORTS, MEMOS, AND OPED PIECES ON HOW TO SPECIFICALLY SPREAD OPPORTUNITY TO MORE PEOPLE AND MORE PLACES. WORK TOUCHED ON EXPANDING BROADBAND TO THOSE NOT CONNECTED, A NEW APPROACH TO RAISING THE MINIMUM WAGE, INCREASING THE NUMBER OF APPRENTICESHIPS AND CREDENTIALS IN AMERICA, AND A NEW APPROACH TO MODERNIZING THE SOCIAL SAFETY NET FOR DISLOCATED WORKERS. 3. REFORMING HEALTH CARE: RELEASED A REPORT ON COMBATING HIGH DRUG PRICES AND DID EXTENSIVE RESEARCH AND ANALYSIS ON A NEW POLICY PROPOSAL THAT WOULD ENSURE UNIVERSAL COVERAGE AND A CAP ON COSTS NO MATTER WHERE THE INDIVIDUAL GOT THEIR INSURANCE. 905681 NATIONAL SECURITY PROGRAMIN 2018, THE NATIONAL SECURITY PROGRAM HAD TWO FOCI: 1. LAUNCHING THE CYBER ENFORCEMENT INITIATIVE TO SHAKE UP THE CYBERSECURITY DEBATE BY IDENTIFYING AND ELEVATING POLICY SOLUTIONS THAT IMPROVE THE GOVERNMENT'S ABILITY TO IDENTIFY, STOP, AND PUNISH THE HUMAN BEHIND MALICIOUS CYBER ACTIVITY. CURRENT CYBERSECURITY EFFORTS ARE FOCUSED ON DEFENSIVE, TECHNOLOGY-ORIENTED SOLUTIONS-CLOSING VULNERABILITIES, CREATING STRONGER DEVICES AND APPLICATIONS, SETTING STANDARDS. 2. POLICY DEVELOPMENT INCLUDING PRODUCING THE 2018 NATIONAL SECURITY DEBATE BOOK, A SERIES OF HIGH-IMPACT, EXECUTIVE LEVEL BRIEFINGS ON THE KEY NATIONAL SECURITY ISSUES THAT POLICYMAKERS WERE FACING IN 2018; ASSESSING CURRENT US-NORTH KOREAN NEGOTIATIONS TO REDUCE THEIR NUCLEAR WEAPONS PROGRAMS, AS COMPARED WITH HISTORICAL EFFORTS; PRODUCING A COMPARISON OF VARIOUS LEGISLATIVE PROPOSALS TO AMEND THE AUTHORIZATION FOR USE OF MILITARY FORCE; AND ASSESSING THE HOUSE INTELLIGENCE COMMUNITY'S INVESTIGATIONS INTO RUSSIAN INTERFERENCE IN THE 2016 ELECTION, FROM A HISTORICAL PERSPECTIVE. 905681 9509101 0 1 1 1 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 52 0 1 75 1 1 1 0 0 0 1 1 0 0 0 X 30 29 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X THE ORGANIZATION 2023841700 1025 CONNECTICUT AVE NW NO 400 WASHINGTON DC 20036 JOHN L VOGELSTEIN BOARD CHAIR 3.00 X X 0 0 0 GEORGETTE BENNETT TRUSTEE 2.00 X 0 0 0 WILLIAM BUDINGER TRUSTEE 2.00 X 0 0 0 DAVID COULTER TRUSTEE 2.00 X 0 0 0 LEWIS CULLMAN TRUSTEE 2.00 X 0 0 0 WILLIAM DALEY TRUSTEE 2.00 X 0 0 0 JOHN DYSON TRUSTEE 2.00 X 0 0 0 ROBERT DYSON TRUSTEE 2.00 X 0 0 0 MIKE EDWARDS TRUSTEE 2.00 X 0 0 0 ANDREW FELDSTEIN TRUSTEE 2.00 X 0 0 0 BRIAN FRANK TRUSTEE 2.00 X 0 0 0 DAVID GREENWALD TRUSTEE 2.00 X 0 0 0 DAVID HELLER TRUSTEE 2.00 2.00 X 0 0 0 PETER JOSEPH TRUSTEE 2.00 X 0 0 0 DEREK KAUFMAN TRUSTEE 2.00 X 0 0 0 DEREK KIRKLAND TRUSTEE 2.00 X 0 0 0 DANIEL LEWIS TRUSTEE 2.00 X 0 0 0 THURGOOD MARSHALL JR TRUSTEE 2.00 2.00 X 0 0 0 SUSAN MCCUE TRUSTEE 2.00 X 0 0 0 DAVID HORVITZ TRUSTEE 2.00 X 0 0 0 RACHEL PRITZKER TRUSTEE 2.00 X 0 0 0 WILLIAM REEVES TRUSTEE 2.00 X 0 0 0 BERNARD SCHWARTZ TRUSTEE 2.00 X 0 0 0 ORIN SMITH TRUSTEE 2.00 X 0 0 0 CHRISTINE VARNEY TRUSTEE 2.00 X 0 0 0 MARC SPILKER TRUSTEE 2.00 X 0 0 0 TED TRIMPA TRUSTEE 2.00 X 0 0 0 BARBARA MANFREY VOGELSTEIN TRUSTEE 2.00 X 0 0 0 JOSEPH ZIMLICH TRUSTEE 2.00 X 0 0 0 JONATHAN COWAN PRESIDENT 38.00 4.00 X X 307146 33997 27727 BRENDA BETHEA TREASURER AND CHIEF OPERATING OFFICER 38.00 2.00 X 160768 28212 8202 MATTHEW BENNETT SECRETARY AND EXE. VP OF PUBLIC AFFAIRS 38.00 2.00 X 292134 15454 29292 NANCY HALE SENIOR VP OF STRATEGY & LEADERSHIP DEV. UNTIL NOV 2018 38.00 2.00 X 516147 19257 17739 JAMES KESSLER EXE. VP OF POLICY 40.00 X 303720 0 31151 LANAE M ERICKSON SR VP FOR SOCIAL POLICY & POLITICS 40.00 X 202535 0 11980 MEIKE EOYANG VP, NATIONAL SECURITY 40.00 X 171682 0 11752 JOSHUA FREED SVP, CLEAN ENERGY 40.00 X 197364 0 24035 GABE HOROWITZ SVP, ECON PROGRAM 40.00 X 201502 0 19465 EMILY STERNFELD VP OF DEV AND EXTERNAL AFFAIRS 40.00 X 138440 0 9278 2491438 96920 190621 11 0 1 0 PEAK XV 1332 HERMOSA AVE SUITE 5 HERMOSA BEACH CA 90254 EVENT LOGISTICS 397576 GLOBAL STRATEGY GROUP LLC 215 PARK AVE SOUTH 15TH FLOOR NEW YORK NY 10003 CONSULTING SERVICES 372755 270 STRATEGIES 406 N SANGAMON ST 202 CHICAGO IL 60642 CONSULTING SERVICES 250000 DAVID BINDER RESEARCH 44 PAGE ST STE 404 SAN FRANCISCO CA 94102 CONSULTING SERVICES 192000 THE MESSINA GROUP 1155 CONNECTICUT AVE NW 4TH FLOOR WASHINGTON DC 20036 CONSULTING SERVICES 180000 11 2670434 296426 2966860 122604 122604 6446209 6283320 162889 162889 162889 3252353 0 0 285493 X 25670 25670 1686605 1379599 288909 18097 3606737 3037571 536221 32945 139704 116320 22432 952 323108 267079 53581 2448 327128 271516 52341 3271 45865 45865 31912 31912 122000 122000 185228 185228 2112684 2107807 4877 245190 214557 24379 6254 150653 132163 17508 982 552463 460256 87273 4934 243312 224559 17774 979 1093 1093 307579 256332 48378 2869 17064 14223 2678 163 OUTREACH AND EVENTS 1022766 991770 13620 17376 TAXES 12400 12400 MISCELLANEOUS 11299 9679 1506 114 11170460 9509101 1447975 213384 410 466 9843822 3615407 96088 299279 119775 146830 1780609 374092 1503270 1406517 16834611 14712434 4673451 4682979 11802 5021 33083229 24868933 445989 469800 223574 1534409 1508435 1980398 2201809 X 28677225 22617087 2425606 50037 31102831 22667124 33083229 24868933 -7918107 -517600 0 X X 0 1 X 1 0 5075 5075 5075 1 0 0 0 2670434 120453 120453 2670434 0 PART I-A, LINE 1: THE ORGANIZATION SHARES ITS POLICY IDEAS AND ANALYSES AS BROADLY AS POSSIBLE, INCLUDING, IN SOME INSTANCES, TO CANDIDATES AND THEIR STAFF. 1068592 193672 874920 441317 180420 260897 270700 270700 1406517 CERTIFICATES OF DEPOSIT 4682979 F 4682979 DEFERRED RENT 1508435 1508435 X PART X, LINE 2: THE ORGANIZATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN. THEREFORE, MANAGEMENT HAS NOT IDENTIFIED ANY UNCERTAIN INCOME TAX POSITIONS. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 5087259 0 0 0 0 0 0 5087259 0 5087259 0 0 1 1 0 0 X X 1 HOLLY PAGE HOSCHEIT 7908 RIVER FALLS DRIVE POTOMAC MD 20854 FUNDRAISING CONSULTANT 0 0 122000 -122000 PEARSON & ASSOCIATES 900 19TH STREET NW STE 800 WASHINGTON DC 20006 FUNDRAISING CONSULTANT 0 0 60000 -60000 BLOOM STRATEGIC CONSULTING LLC 4925 GREENVILLE AVE SUITE 100 DALLAS TX 75206 FUNDRAISING CONSULTANT 0 0 30000 -30000 212000 -212000 CA 1 NEWDEAL 233 PENNSYLVANIA AVE SE WASHINGTON DC 20003 273177985 501(C)(4) 25000 PRO-GROWTH PROGRESSIVE RESEARCH 1 X X X X 1 0 0 0 0 0 0 0 0 JONATHAN COWAN PRESIDENT 306185 33997 0 0 961 0 9900 1100 15054 1673 332100 36770 0 0 BRENDA BETHEA TREASURER AND CHIEF OPERATING OFFICER 160048 28212 0 0 720 0 5442 960 1530 270 167740 29442 0 0 MATTHEW BENNETT SECRETARY AND EXE. VP OF PUBLIC AFFAIRS 291173 15454 0 0 961 0 10450 550 17377 915 319961 16919 0 0 NANCY HALE SENIOR VP OF STRATEGY & LEADERSHIP DEV. UNTIL NOV 2018 250685 19257 0 0 265462 0 10450 550 6402 337 532999 20144 0 0 JAMES KESSLER EXE. VP OF POLICY 303216 0 0 0 504 0 11000 0 20151 0 334871 0 0 0 LANAE M ERICKSON SR VP FOR SOCIAL POLICY & POLITICS 202107 0 0 0 428 0 8084 0 3896 0 214515 0 0 0 MEIKE EOYANG VP, NATIONAL SECURITY 170956 0 0 0 726 0 6838 0 4914 0 183434 0 0 0 JOSHUA FREED SVP, CLEAN ENERGY 196403 0 0 0 961 0 8096 0 15939 0 221399 0 0 0 GABE HOROWITZ SVP, ECON PROGRAM 200609 0 0 0 893 0 8084 0 11381 0 220967 0 0 0 PART I, LINE 4A NANCY HALE, SENIOR VP, RECEIVED A SEVERANCE PACKAGE UPON HER SEPERATION FROM THE ORGANIZATION IN DECEMBER OF 2018. THE AMOUNT OF HER SEVERANCE WAS $265,000. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES JOHN AND ROBERT DYSON ARE BROTHERS. BOARD CHAIR JOHN L. VOGELSTEIN AND TRUSTEE BARBARA MANFREY VOGELSTEIN ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S FORM 990 WAS PREPARED BY STAFF WORKING WITH A PROFESSIONAL RETURN PREPARER AND REVIEWED BY ITS PRESIDENT. A COPY OF THE RETURN WILL BE PROVIDED TO THE ENTIRE BOARD BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REMINDS STAFF AND MEMBERS OF THE BOARD OF THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND IS FOLLOWED UP FOR COMPLETION BY THE ORGANIZATION'S PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS CONDUCTED A REVIEW OF CEO AND OTHER CORPORATE OFFCIERS' SALARIES AND COMPARED THE SALARIES FOR COMPARABLY SIZED ORGANIZATIONS TO DETERMINE A REASONABLE COMPENSATION PACKAGE. THE SALARY REVIEW INCLUDED A COMPENSATION SURVEY AND EVALUATING THE FORM 990 OF OTHER SIMILAR ORGANIZATIONS. THE LAST SUCH REVIEW WAS CONDUCTED IN 2013. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G COMMISSIONED POLICY RESEARCH: PROGRAM SERVICE EXPENSES 414,263. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 414,263. COMMISSIONED PUBLIC OPINION RESEARCH: PROGRAM SERVICE EXPENSES 556,500. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 556,500. OTHER CONSULTING: PROGRAM SERVICE EXPENSES 1,137,044. MANAGEMENT AND GENERAL EXPENSES 4,877. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,141,921. FORM 990, PART XII, LINE 2C: THESE PROCESSES HAVE NOT CHANGED SINCE THE PRIOR YEAR. THIRD WAY INSTITUTE 1025 CONNECTICUT AVE NW STE 501 WASHINGTON DC 20036 260535276 SEE PART VII DE 501(C)(3) LINE 7 THIRD WAY 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 THIRD WAY INSTITUTE O 114495 SHARING OF EMPLOYEES