2019-05-14T11:07:11-05:00 2018-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD STE 700 LOS ANGELES CA 900243783 990 2017-07-01 951644589 HENRY E HUNTINGTON LIBRARY AND ART GALLERY HENR 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 RONALD R GALLES AVP/CONTROLLER 6264052152 2019-05-03 1 NAZANIN BENYAMINI P00666808 3104773924 2019-05-03 206.169.119.90 2019-05-03 15:55:01 PD P C39A8723354FA1ED3A46FD0E2807F1B0EC695FFA BB8A4339FF27919FAC593A3E03B176ADFBD39238 2017 2019-02-21 02:37:17Z HINDLE STEVE 1151 OXFORD ROAD SAN MARINO CA 911081218 422605680 0 X WWW.HUNTINGTON.ORG X 1919 CA SEE SCHEDULE O 5 5 572 1078 -2221502 -2333824 42588022 38743735 8719859 9931675 27791122 25683684 1571231 1427063 80670234 75786157 1776102 1832576 0 0 30863373 30058471 0 0 4213172 42884284 40404756 75523759 72295803 5146475 3490354 685682297 710545598 16544487 18504859 669137810 692040739 X SEE SCHEDULE O 0 0 23897949 1832576 594132 SEE SCHEDULE O 12485778 SEE SCHEDULE O 11352036 86601 SEE SCHEDULE O 9842884 10719101 THE HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS IS ACOLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC.EACH YEAR, THE HUNTINGTON:* PROVIDES MORE THAN 1,700 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, DECORATIVE ARTS;* AWARDS APPROXIMATELY $1.85 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH;* EDUCATES THOUSANDS OF SCHOOLCHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS;* ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING;* HOSTS MORE THAN 750,000 VISITORS.THE HUNTINGTON HAS A MEMBERSHIP TOTALING MORE THAN 44,000, A VOLUNTEER CORPS OF MORE THAN 1,200, AND A FULL- AND PART-TIME STAFF OVER 500. IT IS AN INDEPENDENT NON-PROFIT ORGANIZATION, SUPPORTED BY GIFTS AND GRANTS FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES AND BY A PRIVATE ENDOWMENT. 9842884 10719101 57578647 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 367 0 1 572 1 1 1 0 0 0 0 1 1 0 0 0 0 X 5 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X RONALD R GALLES 6264052152 1151 OXFORD ROAD SAN MARINO CA 911081218 ANDREW BARTH TRUSTEE 10.00 X 0 0 0 WENDY MUNGER TRUSTEE (FROM 01/2018) 10.00 X 0 0 0 GREG PIESCHALA TRUSTEE 10.00 X 0 0 0 ANNE F ROTHENBERG CHAIRPERSON (UNTIL 01/2018) 10.00 X X 0 0 0 LOREN R ROTHSCHILD CHAIRPERSON 10.00 X X 0 0 0 GENEVA H THORNTON TRUSTEE 10.00 X 0 0 0 CATHERINE ALLGOR DIRECTOR OF EDUCATION (UNTIL 07/2017) 40.00 X 103130 0 20711 LARRY BURIK VP OF FACILITIES & SECURITY 40.00 X 190936 0 36852 JAMES FOLSOM DIRECTOR OF THE BOTANICAL GARDENS 40.00 X 200980 0 80488 CATHERINE HESS INTERIM ART DIRECTOR (FROM 05/2017) 40.00 X 129298 0 17062 MITCHELL MORRIS CIO (UNTIL 03/2018) 40.00 X 196948 0 26436 COREEN A RODGERS VP & CFO 40.00 X 341834 0 46731 KEVIN SALATINO DIRECTOR OF ART (UNTIL 05/2017) 40.00 X 121264 0 14741 DAVID ZEIDBERG DIRECTOR OF THE LIBRARY 40.00 X 251501 0 33419 RANDY SHULMAN VP ADVANCEMENT 40.00 X 258794 0 34724 LAURA SKANDERA TROMBLEY PRESIDENT (UNTIL 03/2017) 40.00 X 262037 0 49834 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS & MARKETING 40.00 X 170732 0 24586 STEVE HINDLE INTERIM PRESIDENT (FROM 4/2017) 40.00 X 406684 0 55458 ROBERT CARTER DIRECTOR OF HUMAN RESOURCES 38.00 X 169033 0 17468 RONALD GALLES AVP/CONTROLLER 38.00 X 224849 0 60583 PATRICIA HANNA DIRECTOR OF BUDGET 38.00 X 190705 0 19591 STEVEN KOBLIK HUNTINGTON CONSULTANT/SCHOLAR 38.00 X 225000 0 22500 HALLY PRATER ASST VP FOR ADVANCEMENT 38.00 X 129080 0 14924 3572805 0 576108 17 0 1 0 FORREST WAYNE HOPKINS 29935 MAYPATH RD LITTEROCK CA 93543 LANDSCAPE MAINTENANCE 294291 MERCER CPSG PARTNERS LLC 5001 SPRING VALLEY ROAD 300E DALLAS TX 75244 WORKDAY CONSULTING 203547 SHEPPARD MULLIN RICHTER & HAMPTON LLP 333 SOUTH HOPE STREET 43RD FL LOS ANGELES CA 90071 LEGAL CONSULTING 199948 JIM FRY 11672 ERWIN STREET NORTH HOLLYWOOD CA 91606 ARCHITECTURE 176755 TERENCE JOSEPH EAGAN 446 GROVE STREET SIERRA MADRE CA 91024 RESTORATION 118419 6 579841 23617 38140277 8809220 38743735 ADMISSION 900099 7488862 7488862 FOOD SERVICES 900099 987392 987392 RENTAL INCOME 900099 683786 683786 PROGRAMS 900099 378817 378817 LICENSING FEES & CELL 900099 301277 185117 116160 91541 91541 9931675 8020476 -2418566 10439042 4270 4270 362267904 77205 344681901 0 17586003 77205 17663208 17663208 59850 579841 302280 -242430 -242430 3500565 1835342 1665223 1468159 197064 75786157 10296282 -2221502 28967642 1299298 1299298 533278 533278 2731267 1404242 1013974 313051 163113 163113 19568270 15906223 1639999 2022048 1789817 1681712 79110 28995 4182217 3929611 184854 67752 1623787 1525711 71771 26305 938410 37448 871473 29489 458139 450876 7263 3465188 3465188 2756191 2041894 465287 249010 144017 113246 3534 27237 4217268 2682654 636275 898339 645712 157514 134866 353332 2183846 2075158 67395 41293 420255 374614 25963 19678 71447 46102 4952 20393 13372055 12743964 535337 92754 865104 66110 798994 ACQUISITIONS & COLLECTI 9019614 9019614 MAINTENANCE & REPAIRS 1847510 1777141 54136 16233 72295803 57578647 10503984 4213172 133540 1031932 48464668 65206399 15973725 16977706 667422 737951 855181 721053 806231 1385762 271839951 131648672 151323845 140191279 438850112 453615987 28607573 30677529 685682297 710545598 5999994 6624597 10544493 11880262 16544487 18504859 X 341926889 350688709 188984044 201146703 138226877 140205327 669137810 692040739 685682297 710545598 3490354 19906783 -494208 0 X 0 1 X 1 0 X 42833535 34790189 43392805 42588022 38743735 202348286 42833535 34790189 43392805 42588022 38743735 202348286 8047127 194301159 6453409 6812690 8563526 8615271 10443312 40888208 243236494 53821407 0.79880 0.70600 X 8809220 X X X X 1 478903959 3969006 48178462 23310693 3465188 504275546 434895839 2527110 66674868 21758375 3435483 478903959 461373637 2151920 -8162224 17687416 2780078 434895839 480551495 8247833 4147420 27403039 4170072 461373637 433843648 7594689 62096667 20277128 2706381 480551495 0.40000 0.28000 0.32000 0 0 2082008 2082008 189133207 79283680 109849527 54558082 34064672 20493410 21275010 16919132 4355878 4791644 1381188 3410456 140191279 ASSET RETIREMENT OBLIGATION 459157 OBLIGATIONS UNDER UNITRUST 11421105 11880262 X 88460390 19906783 2137622 22044405 66415985 3465188 5904984 9370172 75786157 65063253 2137622 2137622 62925631 3465188 5904984 9370172 72295803 PART III, LINE 1A: BASED ON THE HUNTINGTON ELECTION UNDER FASB 116, THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE HUNTINGTON'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. THE COLLECTIONS ARE HELD FOR PUBLIC EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. HOWEVER, THE HUNTINGTON, FOR PURPOSES OF THE INFORMATION RETURN (990 AND RELATED)REPORTED THE COLLECTIONS ACQUIRED THROUGH CONTRIBUTIONS AS INCOME REVENUES AND OFFSET BY EXPENSES. THE AMOUNT IS SHOWN AS A RECONCILING ITEM BETWEEN THE GAAP FINANCIALS AND THE INFORMATION RETURN FINANCIALS. COLLECTIONS ITEMS ARE EXPENSED WHEN PURCHASED. CONTRIBUTED COLLECTIONS ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. THE ESTIMATED FAIR VALUE OF CONTRIBUTED COLLECTIONS ITEMS AMOUNTED TO $5,900,000 AND $6,400,000 FOR THE YEARS ENDED JUNE 30, 2018 AND 2017, RESPECTIVELY. THE HUNTINGTON CONTINUALLY REVIEWS ITS COLLECTIONS AND MAY DEACCESSION OR ACQUIRE ADDITIONAL ITEMS. PROCEEDS FROM DEACCESSIONS ARE CLASSIFIED AS UNRESTRICTED, EXCEPT WHEN DONOR RESTRICTIONS APPLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM DEACCESSIONING TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. DURING FISCAL YEAR 2018 AND 2017 CERTAIN ITEMS OF ART WERE DEACCESSIONED AT AUCTION. THEY HAD A VALUE OF APPROXIMATELY $77,000 AND $13,000, RESPECTIVELY. THE PROCEEDS ARE RESTRICTED FOR FUTURE ACQUISITIONS OF ART. PART III, LINE 4: THE HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC. THE LIBRARY'S COLLECTION CONSISTS OF RARE BOOKS AND MANUSCRIPTS IN THE FIELDS OF BRITISH AND AMERICAN HISTORY AND LITERATURE. IT ALSO INCLUDES COLLECTION OF MATERIALS THAT SPAN THE FULL RANGE OF AMERICAN WESTERN SETTLEMENT, INCLUDING THE OVERLAND PIONEER EXPERIENCE, THE GOLD RUSH, AND THE DEVELOPMENT OF SOUTHERN CALIFORNIA. THE HUNTINGTON ART COLLECTIONS FOCUS ON TWO DISTINCT AREAS--EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY, AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE BOTANICAL GARDENS COVER 120 ACRES, MORE THAN A DOZEN SPECIALIZED GARDENS ARE ARRANGED WITHIN A PARK-LIKE LANDSCAPE OF ROLLING LAWNS. EACH YEAR, THE HUNTINGTON: 1) PROVIDES 1,700 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, AND DECORATIVE ARTS; 2) AWARDS $1.85 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH; 3) EDUCATES THOUSANDS OF SCHOOLCHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS; 4) ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING; AND 5) HOSTS MORE THAN 750,000 VISITORS. PART V, LINE 4: THE ENDOWMENT FUNDS ARE FUNDS KEPT IN PERPETUITY, THE SPENDING RATE FROM THE FUNDS, IF NOT RESTRICTED BY THE DONOR, ARE USED TO SUPPORT THE OPERATIONS OF THE HUNTINGTON. RESTRICTED ENDOWMENT FUNDS TYPICALLY SUPPORT THE SPECIFIC PROGRAMS, OR ACQUISITIONS. PART X, LINE 2: THE HUNTINGTON OPERATES AS A NOT-FOR-PROFIT ORGANIZATION AND HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXATION PURSUANT TO INTERNAL REVENUE CODE SECTION 501(C)(3) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME AND HAS ALSO BEEN RECOGNIZED BY THE FRANCHISE TAX BOARD AS EXEMPT FROM STATE FRANCHISE OR INCOME TAX PURSUANT TO CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME. AS REQUIRED BY GAAP, THE HUNTINGTON HAS IDENTIFIED AND EVALUATED ITS SIGNIFICANT TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAIN OPEN AND HAS DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THE OPEN TAX YEARS ARE THE YEARS ENDED JUNE 30, 2014 THROUGH JUNE 30, 2017 FOR FEDERAL TAX PURPOSES AND THE YEARS ENDED JUNE 30, 2013 THROUGH JUNE 30, 2017 FOR CALIFORNIA TAX PURPOSES. THERE HAVE BEEN NO MATERIAL CHANGES IN UNRECOGNIZED BENEFITS AS OF JUNE 30, 2017 OR JUNE 30, 2018, NOR ARE ANY MATERIAL CHANGES ANTICIPATED IN THE TWELVE MONTHS FOLLOWING JUNE 30, 2018. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE STATEMENT OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,835,342. FUNDRAISING EVENT EXPENSES 302,280. PART XI, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 5,904,984. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,835,342. FUNDRAISING EVENT EXPENSES 302,280. PART XII, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 5,904,984. 0 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 69657245 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTMENTS 3515298 0 0 0 0 0 0 73172543 0 73172543 0 0 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION SOUTH AMERICA 1 3000 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EAST ASIA AND THE PACIFIC 1 3000 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EUROPE/ICELAND/GREEN 55 497278 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION NORTH AMERICA 7 30000 CHECK NONE NONE 1 0 1 1 1 0 0 HUNTINGTON BALL 639691 579841 59850 77607 20800 203873 639691 579841 59850 77607 20800 203873 302280 -242430 1 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION 104 1299298 PART I, LINE 2: THE HUNTINGTON ASSEMBLES FOUR SEPARATE EXTERNAL PEER REVIEW COMMITTEES, GENERALLY FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS RESEARCH FELLOWSHIPS. ALL OF THE COMMITTEE MEMBERS MUST HAVE A DISTINGUISHED RECORD OF SCHOLARLY ACHIEVEMENT AND PUBLICATIONS IN THEIR FIELD. THE COMMITTEE THAT SELECTS THE DIBNER HISTORY OF SCIENCE FELLOWS CONSISTS OF FIVE HISTORIANS IN THE FIELDS OF SCIENCE, TECHNOLOGY, AND MEDICINE. EACH OF THE OTHER THREE COMMITTEES HAS REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE LOOK FOR PEER REVIEWERS WHO HAVE A BROAD OVERVIEW OF THEIR FIELD AND WHO ARE NOT COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE COMMITEES' DECISIONS, BASED ON THE EVALUATION AND DISCUSSION OF THE APPLICATIONS ARE SOVEREIGN, AND FELLOWSHIPS ARE AWARDED ON THE BASIS OF THEIR EXPERTISE. AT THE END OF THE AWARD PERIOD EACH RESEARCH FELLOW IS REQUESTED TO PROVIDE THE HUNTINGTON'S DIRECTOR OF RESEARCH WITH A WRITTEN STATEMENT OF PROGRESS MADE ON THEIR PROJECT. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLICATIONS(ESPECIALLY MONOGRAPHS) THAT ARE INFORMED BY THEIR RESEARCH: A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. X X X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 LARRY BURIK VP OF FACILITIES & SECURITY 190936 0 0 0 0 0 19261 0 17591 0 227788 0 0 0 JAMES FOLSOM DIRECTOR OF THE BOTANICAL GARDENS 200980 0 0 0 0 0 19882 0 60606 0 281468 0 0 0 MITCHELL MORRIS CIO (UNTIL 03/2018) 196948 0 0 0 0 0 19869 0 6567 0 223384 0 0 0 COREEN A RODGERS VP & CFO 341834 0 0 0 0 0 26570 0 20161 0 388565 0 0 0 DAVID ZEIDBERG DIRECTOR OF THE LIBRARY 251501 0 0 0 0 0 20050 0 13369 0 284920 0 0 0 RANDY SHULMAN VP ADVANCEMENT 258794 0 0 0 0 0 25942 0 8782 0 293518 0 0 0 LAURA SKANDERA TROMBLEY PRESIDENT (UNTIL 03/2017) 262037 0 0 0 0 0 26293 0 23541 0 311871 0 0 0 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS & MARKETING 170732 0 0 0 0 0 17062 0 7524 0 195318 0 0 0 STEVE HINDLE INTERIM PRESIDENT (FROM 4/2017) 406684 0 0 0 0 0 35087 0 20371 0 462142 0 0 0 ROBERT CARTER DIRECTOR OF HUMAN RESOURCES 169033 0 0 0 0 0 16751 0 717 0 186501 0 0 0 RONALD GALLES AVP/CONTROLLER 224849 0 0 0 0 0 22353 0 38230 0 285432 0 0 0 PATRICIA HANNA DIRECTOR OF BUDGET 190705 0 0 0 0 0 18845 0 746 0 210296 0 0 0 STEVEN KOBLIK HUNTINGTON CONSULTANT/SCHOLAR 225000 0 0 0 0 0 22500 0 0 0 247500 0 0 0 PART I, LINE 1A PER THE EMPLOYMENT CONTRACT FOR THE PRESIDENT, AND EMPLOYMENT LETTERS FOR THE DIRECTOR OF THE BOTANICAL GARDENS, RESIDENCE ON-CAMPUS IS A CONDITION OF THEIR EMPLOYMENT AND HOUSING IS PROVIDED FOR THE CONVENIENCE OF THE EMPLOYER. GROSS-UP PAYMENTS HAVE BEEN MADE FOR THE DIRECTOR OF THE LIBRARY, AND DIRECTOR OF THE ART COLLECTIONS (UNTIL MAY 2017) FOR THEIR OFF-CAMPUS HOUSING AS PER THEIR EMPLOYMENT LETTER. THE PRESIDENT'S PERSONAL-USE PORTION OF THE ON-CAMPUS RESIDENCE HAS BEEN INCLUDED IN COLUMN D OF PART II OF SCHEDULE J AS PART OF NONTAXABLE FRINGE BENEFITS. IN CONNECTION WITH THE PRESIDENT'S SERVICES TO THE HUNTINGTON, THE PRESIDENT'S PARTNER MAY, ON OCCASION, TRAVEL FOR BUSINESS PURPOSES WITH HER/HIM IN CONNECTION WITH FUNDRAISING AND DONOR CULTIVATION EVENTS ON BEHALF OF THE HUNTINGTON. THIS TRAVEL IS PREAPPROVED BY THE CHAIR OF THE BOARD OF TRUSTEES. AT THE END OF MARCH 2017, LAURA TROMBLEY STEPPED DOWN AS PRESIDENT OF THE HUNTINGTON. IN APRIL 2017, STEVE HINDLE WAS ASKED TO SERVE AS INTERIM PRESIDENT IN ADDITION TO HIS ROLE AS DIRECTOR OF RESEARCH. DUE TO HIS NEW ROLE AS INTERIM PRESIDENT, GROSS-UP PAYMENTS HAVE BEEN MADE FOR HIS OFF-CAMPUS HOUSING AS PER HIS EMPLOYMENT LETTER. LOUISE HINDLE DIRECTOR'S SPOUSE 85416 EMPLOYEE 0 MONA SHULMAN VP'S SPOUSE 77697 EMPLOYEE 0 PART IV, LINE 1 LOUISE HINDLE IS STEVE HINDLE'S SPOUSE, INTERIM PRESIDENT/DIRECTOR OF RESEARCH AND MONA SHULMAN IS RANDY SHULMAN'S SPOUSE, VICE PRESIDENT FOR ADVANCEMENT. X 18 3210185 APPRAISAL X 79 2904236 FMV X PRINTS/EPHEMERA 2 1525040 APPRAISAL X MANUSCRIPTS 7 1008410 APPRAISAL X PHOTOGRAPHS 1 75400 APPRAISAL X RARE BOOKS 1 61200 APPRAISAL X ANTIQUE SILVER 2 12110 APPRAISAL X PLANTS 44 5917 ESTIMATE X GENERAL BOOKS 174 4273 ESTIMATE X CAMELIA PLANTS 2 2149 APPRAISAL X WINE STOPPERS 1 300 APPRAISAL 15 0 1 1 PART I, LINE 32B: THE HUNTINGTON USES A BROKER TO SELL STOCK GIFTS. FORM 990, PART I, LINE I, DESCRIPTION OF ORGANIZATION MISSION: BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. THE COLLECTIONS THE HUNTINGTON HAS ASSEMBLED PRIMARY MATERIALS, ART OBJECTS, AND LIVING COLLECTIONS WHICH REFLECT THE DEVELOPMENT OF WESTERN CULTURE, FROM THE NINTH CENTURY TO THE PRESENT. THESE COLLECTIONS EMBODY THE DIVERSE AND INTERWOVEN CONTRIBUTIONS OF MANY CULTURES, PEOPLES, AND NATIONS. THE HUNTINGTON'S HOLDINGS OF RARE BOOKS, MANUSCRIPTS, ART OBJECTS, AND BOTANICAL SPECIMENS SPEAK TO OUR CONTEMPORARY AUDIENCES BECAUSE THEY REVEAL THE COMPLEXITY OF THE HUMAN EXPERIENCE. STEWARDSHIP WITH ITS OUTSTANDING COLLECTIONS IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES, THE HUNTINGTON HAS THE RESPONSIBILITY TO PRESERVE AND PROTECT FOR POSTERITY MR. HUNTINGTON'S LEGACY AND TO INSURE ITS GROWTH AND FINANCIAL HEALTH. STEWARDSHIP EXTENDS AS WELL TO THE BUILDINGS, GROUNDS, AND INFRASTRUCTURE OF THE INSTITUTION, NOT ONLY BECAUSE THEY PROTECT THE COLLECTIONS AND FACILITATE THEIR USE, BUT BECAUSE MR. HUNTINGTON'S ESTATE IS AN IMPORTANT HISTORICAL DOCUMENT OF GREAT SIGNIFICANCE TO THE PUBLIC AND TO THE UNDERSTANDING OF THE HISTORY OF SOUTHERN CALIFORNIA. THE HUNTINGTON'S COMMUNITIES THE HUNTINGTON IS A HUB FOR COMMUNITIES WHOSE BOUNDARIES EXTEND FROM LOCAL TO THE INTERNATIONAL. AS A LOCAL INSTITUTION, IT SERVES SCHOOLCHILDREN, FAMILIES, AND SCHOLARS WITH A BROAD ARRAY OF PROGRAMS CENTERED IN THE COLLECTIONS. TO THE NATIONAL AND INTERNATIONAL COMMUNITIES, THE HUNTINGTON SERVES AS A HAVEN FOR INDEPENDENT SCHOLARSHIP AND AS A REPOSITORY FOR A BROAD FUND OF KNOWLEDGE REPRESENTED IN THE COLLECTIONS. ONE OF THE HUNTINGTON'S GREAT STRENGTHS, HOWEVER, IS THE RECIPROCAL NATURE OF ITS RELATIONSHIP WITH ITS COMMUNITIES. VOLUNTEERS PROVIDE LEADERSHIP, STEWARDSHIP, AND RESOURCES. SCHOLARS BRING THEIR OWN INTELLECTUAL DEPTH AND DIVERSE INTERPRETATIONS TO THE COLLECTIONS. STAFF SUPPLY EXPERTISE AND ENERGY. AND VISITORS BRING CURIOSITY, EXPECTATIONS, AND EXPERIENCES WHICH CHALLENGE THE HUNTINGTON TO THE GREATER FULFILLMENT OF ITS MISSION. FORM 990, PART III, LINE I, DESCRIPTION OF ORGANIZATION MISSION: BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. THE COLLECTIONS THE HUNTINGTON HAS ASSEMBLED PRIMARY MATERIALS, ART OBJECTS, AND LIVING COLLECTIONS WHICH REFLECT THE DEVELOPMENT OF WESTERN CULTURE, FROM THE NINTH CENTURY TO THE PRESENT. THESE COLLECTIONS EMBODY THE DIVERSE AND INTERWOVEN CONTRIBUTIONS OF MANY CULTURES, PEOPLES, AND NATIONS. THE HUNTINGTON'S HOLDINGS OF RARE BOOKS, MANUSCRIPTS, ART OBJECTS, AND BOTANICAL SPECIMENS SPEAK TO OUR CONTEMPORARY AUDIENCES BECAUSE THEY REVEAL THE COMPLEXITY OF THE HUMAN EXPERIENCE. STEWARDSHIP WITH ITS OUTSTANDING COLLECTIONS IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES, THE HUNTINGTON HAS THE RESPONSIBILITY TO PRESERVE AND PROTECT FOR POSTERITY MR. HUNTINGTON'S LEGACY AND TO INSURE ITS GROWTH AND FINANCIAL HEALTH. STEWARDSHIP EXTENDS AS WELL TO THE BUILDINGS, GROUNDS, AND INFRASTRUCTURE OF THE INSTITUTION, NOT ONLY BECAUSE THEY PROTECT THE COLLECTIONS AND FACILITATE THEIR USE, BUT BECAUSE MR. HUNTINGTON'S ESTATE IS AN IMPORTANT HISTORICAL DOCUMENT OF GREAT SIGNIFICANCE TO THE PUBLIC AND TO THE UNDERSTANDING OF THE HISTORY OF SOUTHERN CALIFORNIA. THE HUNTINGTON'S COMMUNITIES THE HUNTINGTON IS A HUB FOR COMMUNITIES WHOSE BOUNDARIES EXTEND FROM LOCAL TO THE INTERNATIONAL. AS A LOCAL INSTITUTION, IT SERVES SCHOOLCHILDREN, FAMILIES, AND SCHOLARS WITH A BROAD ARRAY OF PROGRAMS CENTERED IN THE COLLECTIONS. TO THE NATIONAL AND INTERNATIONAL COMMUNITIES, THE HUNTINGTON SERVES AS A HAVEN FOR INDEPENDENT SCHOLARSHIP AND AS A REPOSITORY FOR A BROAD FUND OF KNOWLEDGE REPRESENTED IN THE COLLECTIONS. ONE OF THE HUNTINGTON'S GREAT STRENGTHS, HOWEVER, IS THE RECIPROCAL NATURE OF ITS RELATIONSHIP WITH ITS COMMUNITIES. VOLUNTEERS PROVIDE LEADERSHIP, STEWARDSHIP, AND RESOURCES. SCHOLARS BRING THEIR OWN INTELLECTUAL DEPTH AND DIVERSE INTERPRETATIONS TO THE COLLECTIONS. STAFF SUPPLY EXPERTISE AND ENERGY. AND VISITORS BRING CURIOSITY, EXPECTATIONS, AND EXPERIENCES WHICH CHALLENGE THE HUNTINGTON TO THE GREATER FULFILLMENT OF ITS MISSION. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: THE HUNTINGTON LIBRARY IS ONE OF THE WORLD'S GREAT INDEPENDENT RESEARCH LIBRARIES CONCENTRATED IN THE FIELDS OF BRITISH AND AMERICAN HISTORY, LITERATURE, AND ART AND IN THE HISTORY OF SCIENCE, WITH SOME 11 MILLION ITEMS SPANNING THE 11TH CENTURY TO THE PRESENT. ITS COLLECTIONS ENCOMPASS: 8 MILLION MANUSCRIPTS; 440,000 RARE BOOKS; 454,000 REFERENCE BOOKS; 900,000 PRINTS AND EPHEMERA, 777,000 PHOTOGRAPHS, AND 300,000 DIGITAL FILES. THE LIBRARY MAIN EXHIBITION HALL SHOWCASES SOME OF THE MOST OUTSTANDING RARE BOOKS AND MANUSCRIPTS IN THE COLLECTION. ABOUT 150 RARE OBJECTS ARE GROUPED THEMATICALLY AROUND 12 KEY WORKS, PROMPTING VISITORS TO CONSIDER EACH ITEM IN A WIDER CONTEXT. THE DIBNER HALL OF THE HISTORY OF SCIENCE IS A PERMANENT EXHIBITION ON THE HISTORY OF SCIENCE, FOCUSING ON ASTRONOMY, NATURAL HISTORY, MEDICINE, AND LIGHT. THE LIBRARY WEST HALL PRESENTS TEMPORARY THEMED EXHIBITIONS. THE 90,000-SQUARE-FOOT MUNGER RESEARCH CENTER PROVIDES STORAGE CAPACITY FOR FURTHER COLLECTIONS DEVELOPMENT, WORK SPACE FOR SCHOLARS AND STAFF, AND FACILITIES FOR CONSERVATION, PRESERVATION, EXHIBITION PREPARATION, DIGITAL IMAGING, AND PHOTOGRAPHY. THE LIBRARY IS OPEN TO SCHOLARS, KNOWN AS READERS, 300 DAYS OF THE YEAR, WITH AN AVERAGE OF 78 SCHOLARS VISITS DAILY. EXHIBITS DURING THE YEAR INCLUDED: * RADIANT BEAUTY * COLLECTIONS: WCCW FIVE AT THE HUNTINGTON * THE REFORMATION * PURSUIT OF FLORA FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: ENCOMPASSING APPROXIMATELY 120 ACRES OF THE 207-ACRE GROUNDS, THE BOTANICAL GARDENS CONTAIN MORE THAN A DOZEN PRINCIPAL GARDEN AREAS. HIGHLIGHTS * LIU FANG YUAN, THE GARDEN OF FLOWING FRAGRANCE, REFLECTS THE TRADITIONAL STYLE OF SCHOLAR GARDENS IN SUZHOU, CHINA, AND FEATURING A 1.5-ACRE LAKE, A COMPLEX OF PAVILIONS, A TEAHOUSE AND TEA SHOP, STONE BRIDGES AND WATERFALLS SET AGAINST A WOODED BACKDROP OF MATURE OAKS AND PINES. CONSTRUCTION HAS BEGUN ON THE GARDEN'S FINAL PHASE, COMPRISING PAVILLIONS, A RESTAURANT, AND AN EXHIBITION COMPLEX. WHEN COMPLETED IN 2020, AT MORE THAN 12 ACRES IN SIZE, THE GARDEN WILL BECOME ONE OF THE LARGEST CLASSICAL-STYLE CHINESE GARDENS IN THE WORLD. * THE JAPANESE GARDEN, WITH TRADITIONAL JAPANESE HOUSE, A MOON BRIDGE, A WALLED ZEN GARDEN, AND BONSAI COURT, AND SEIFU-AN, A CEREMONIAL TEAHOUSE AND GARDEN. * THE DESERT GARDEN, ONE OF THE LARGEST OUTDOOR COLLECTIONS OF MATURE CACTI AND SUCCULENTS IN THE WORLD. * THE FRANCES AND SIDNEY BRODY CALIFORNIA GARDEN IN THE STEVEN S. KOBLIK EDUCATION AND VISITOR CENTER IS ARRANGED ALONG A CENTRAL ALLEE OF OLIVE TREES; THE GARDEN INCLUDES NATIVE AND ADAPTIVE PLANTINGS SET AMONG HEDGE ROOMS IN A NOD TOWARD MORE FORMAL LANDSCAPE DESIGN. * THE FRANCES LASKER BRODY BOTANICAL CENTER FEATURES: * THE HELEN AND PETER BING CHILDREN'S GARDEN, INTRODUCING YOUNGSTERS TO THE WONDERS OF THE NATURAL WORLD THROUGH INTERACTIVE SCULPTURAL ELEMENTS. * THE ROSE HILLS FOUNDATION CONSERVATORY FOR BOTANICAL SCIENCE AND THE ASSOCIATED FOUNDATIONS TEACHING GREENHOUSE, PROVIDING HANDS-ON BOTANICAL SCIENCE OPPORTUNITIES FOR CHILDREN AND FAMILIES, AND SHOWCASING ORCHIDS AND OTHER TROPICAL COLLECTIONS. * ADJACENT LABORATORIES FOR BOTANICAL RESEARCH WHERE BOTANISTS ARE USING CRYOPRESERVATION TECHNIQUES, TESTING WAYS TO SAFELY FREEZE AND CONSERVE FRAGILE PLANT TISSUE, AND WHERE GENETIC RESEARCH ON CYCADS REVEALS MUCH ABOUT THE PLANT'S EVOLUTIONARY HISTORY. * THE RANCH GARDEN, TESTING AND DEMONSTRATING CONTEMPORARY IDEAS FOR SUSTAINABLE URBAN AGRICULTURE. * ADDITIONAL GARDEN AREAS ARE DEVOTED TO ROSES AND CAMELLIAS, EACH COLLECTION HAVING MORE THAN 1,400 DIFFERENT CULTIVARS. * THE AUSTRALIAN, HERB, JUNGLE, LILY PONDS, PALM, AND SUBTROPICAL GARDENS ARE AMONG OTHER IMPORTANT BOTANICAL ATTRACTIONS. EXHIBIT DURING THE YEAR INCLUDED: * OUT OF THE WOODS EACH YEAR, THE HUNTINGTON HOSTS BOTANICAL SHOWS, CONFERENCES, LECTURES, AND PLANT SALES THAT FOCUS ON SPECIFIC THEMES; MORE THAN 175 CACTUS AND SUCCULENT ENTHUSIASTS ATTENDED THE ANNUAL DESERT GARDEN FORUM, 140 PEOPLE ATTENDED THE ANNUAL SUCCULENT PLANTS SYMPOSIUM, AND 100 PEOPLE ATTENDED THE CHINESE GARDEN SYMPOSIUM. THE NORTH AMERICAN CLIVIA SOCIETY SHOW, SOUTHERN CALIFORNIA CAMELLIA SHOW, CALIFORNIA BONSAI SOCIETY SHOW, AISEKI KAI VIEWING STONES SHOW, THE CACTUS & SUCCULENT SOCIETY OF AMERICA ANNUAL SHOW, HUNTINGTON ORCHID SHOW, AND THE BONSAI-A-THON ARE HOSTED BY THE HUNTINGTON EACH YEAR AND ARE OPEN TO THE PUBLIC AND ATTENDED BY HUNDREDS OF VISITORS. THE GARDENS ALSO HOSTED MULTIPLE WORKSHOPS INTENDED TO EDUCATE THE PUBLIC AND SPECIALTY PLANT GROWERS ON MANAGEMENT OF TREES AND THE PESTS THAT AFFECT THEM, THE POLYPHAGOUS SHOT-HOLE BORER IN PARTICULAR. RECENTLY THE GARDENS INITIATED A MUCH STRONGER PROGRAM IN CONSERVATION AND RESEARCH FOCUSING ON PLANT VARIATION, CRYOPRESERVATION AND PROPAGATION, AS WELL AS PRODUCTIVITY IN URBAN SETTINGS. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: THE HUNTINGTON ART COLLECTIONS FOCUS ON EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE HOLDINGS CONTINUE TO GROW BY GIFT AND PURCHASE. IN TOTAL, THE EUROPEAN ART COLLECTIONS INCLUDE ABOUT 420 PAINTINGS, APPROXIMATELY 370 WORKS OF SCULPTURE, MORE THAN 2,500 DECORATIVE ART OBJECTS, AND 20,000 PRINTS AND DRAWINGS. THE AMERICAN ART HOLDINGS NOW NUMBER ABOUT 270 PAINTINGS, 80 WORKS OF SCULPTURE, 1,000 DECORATIVE ART OBJECTS, 9,500 PRINTS AND DRAWINGS, AND 1,800 PHOTOGRAPHS. ACCESS TO THE PUBLIC OF MORE THAN 750,000 VISITORS IS PROVIDED THROUGH PERMANENT INSTALLATIONS AND SPECIAL EXHIBITIONS, PUBLICATIONS AND RESEARCH. THE EUROPEAN COLLECTIONS ARE DISPLAYED IN THE HUNTINGTON ART GALLERY, THE ORIGINAL HUNTINGTON RESIDENCE. AMERICAN ART IS ON VIEW IN THE VIRGINIA STEELE SCOTT GALLERIES OF AMERICAN ART. SMALLER TEMPORARY EXHIBITIONS ARE PRESENTED IN VARIOUS LOCATIONS IN BOTH GALLERIES, INCLUDING THE WORKS ON PAPER ROOM IN THE HUNTINGTON ART GALLERY AND IN THE SUSAN AND STEPHEN CHANDLER WING OF THE SCOTT. THE HUNTINGTON ALSO REGULARLY LENDS ART OBJECTS FOR SPECIAL EXHIBITIONS AT MUSEUMS NATIONALLY AND INTERNATIONALLY. EXHIBITS DURING THE YEAR INCLUDED: * HENRY MOORE * ITALIAN LIGHT * BURNE-JONES' NATIVITY * HUNTINGTON ART GALLERY - SPECIAL LOAN * FREDERICK HAMMERSLEY * TIFFANY FAVRILE GLASS * VISUAL VOYAGES * SONIC BOTANY * NUESTRO MUNDO FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO THE FILING, THE ENTIRE DRAFT 990 WAS SENT TO ALL TRUSTEES. COMMENTS AND CORRECTIONS WERE STRONGLY ENCOURAGED, AND THE FORM WAS REVIEWED AND DISCUSSED IN A MEETING OF THE AUDIT COMMITTEE. IN ADDITION, AN OUTSIDE CPA FIRM, SINGERLEWAK, REVIEWED THE FORM AND WENT OVER THE FORM IN DETAIL WITH THE ASSISTANT VICE PRESIDENT FOR FINANCIAL AFFAIRS/CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS OF INTEREST STATEMENTS ARE REQUESTED ANNUALLY FROM ALL TRUSTEES, OVERSEERS AND NON-BOARD MEMBERS' CHAIRS OF ACTIVE COMMITTEES AS WELL AS EMPLOYEES. ANY CONFLICTS OR POTENTIAL CONFLICTS ARE REPORTED TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE MAKES A DECISION ON HOW EACH CONFLICT SHOULD BE HANDLED, INCLUDING ABSTAINING FROM VOTING ON CERTAIN MATTERS. FORM 990, PART VI, SECTION B, LINE 15 IN REVIEWING AND APPROVING THE COMPENSATION FOR THE PRESIDENT AND CFO, THE HUNTINGTON'S BOARD OF TRUSTEES (REFERRED TO AS THE "APPROVAL BODY" BELOW), USES THE FOLLOWING PROCESS: 1. IMPARTIAL DECISION MAKERS: THE COMPENSATION ARRANGEMENT MUST BE APPROVED IN ADVANCE (BEFORE ANY PAYMENT IS MADE) BY THE APPROVAL BODY OF THE HUNTINGTON COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT (EXAMPLE: NEITHER THE EXECUTIVE WHOSE COMPENSATION IS BEING DETERMINED NOR ANY OF HIS/HER FAMILY MEMBERS MAY BE PRESENT DURING THE DISCUSSION/DEBATE OR PARTICIPATE IN THE VOTE). 2. COMPARABILITY DATA: WHEN THE APPROVAL BODY IS CONSIDERING COMPENSATION TO COVERED INDIVIDUALS, IT MUST RELY ON COMPARABILITY DATA THAT DEMONSTRATES THE FAIR MARKET VALUE OF THE COMPENSATION IN QUESTION. FOR EXAMPLE, WHEN CRAFTING COMPENSATION PACKAGES, THE APPROVAL BODY MUST SECURE DATA THAT DOCUMENTS COMPENSATION LEVELS FOR SIMILARLY QUALIFIED INDIVIDUALS IN LIKE POSITIONS AT LIKE ORGANIZATIONS. THIS DATA MAY INCLUDE THE FOLLOWING: A) EXPERT COMPENSATION STUDIES BY INDEPENDENT FIRMS; B) INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS; AND C) USE OF AN INDEPENDENT COMPENSATION CONSULTANT. 3. CONCURRENT DOCUMENTATION: THE APPROVAL BODY MUST DOCUMENT HOW IT REACHED ITS DECISIONS, INCLUDING THE DATA ON WHICH IT RELIED. TO QUALIFY AS CONCURRENT DOCUMENTATION, WRITTEN OR ELECTRONIC RECORDS OF THE APPROVAL BODY (SUCH AS MEETING MINUTES) MUST NOTE: A) THE TERMS OF THE COMPENSATION AND THE DATE IT WAS APPROVED; B) THE MEMBERS OF THE APPROVAL BODY WHO WERE PRESENT DURING THE DEBATE ON THE COMPENSATION THAT WAS APPROVED AND THOSE WHO VOTED ON IT; C) THE COMPARABILITY DATA OBTAINED AND RELIED UPON AND HOW THE DATA WAS OBTAINED; AND D) ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE COMPENSATION BY ANYONE WHO IS OTHERWISE A MEMBER OF THE APPROVAL BODY BUT WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE DECISION ON THE COMPENSATION. ALL OTHER OFFICERS AND KEY EMPLOYEES HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE APPROVAL BODY, WHICH MAY OR MAY NOT INCLUDE COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN ALSO BE VIEWED BY THE PUBLIC ON WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE AVAILABLE TO THE PUBLIC UPON REQUEST. POOLED INCOME FUND WA N/A 0 CHARITABLE REMAINDER TRUSTS (21) FUNDRAISING CA N/A T 0 CHARITABLE REMAINDER TRUSTS (21) - CONTINUATION FUNDRAISING NM N/A T 0 CHARITABLE REMAINDER TRUSTS (21) - CONTINUATION FUNDRAISING OR N/A T 0 CHARITABLE REMAINDER TRUSTS (21) - CONTINUATION FUNDRAISING WA N/A T 0 CHARITABLE REMAINDER TRUSTS (21) - CONTINUATION FUNDRAISING TX N/A T 0 POOLED INCOME FUND (1) FUNDRAISING WA N/A T 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 POOLED INCOME FUND C 5052 MARKET VALUE