2019-07-02T08:16:18-05:00 2018-12-31 453047226 HICKS & ASSOCIATES CPAS 1795 ALYSHEBA WAY STE 6206 LEXINGTON KY 40509 990 2018-01-01 382400330 NATIONAL ASSOC OF GOVERNMENT DEFINED CONTRIBUTION ADMINISTRATORS INC NATI 8595149161 201 EAST MAIN ST NO 1405 LEXINGTON KY 40507 SANDY BLAIR SECRETARY/TREASURER 8595149161 2019-07-01 1 DAVID W HICKSCPACFFCFECGMA P00011200 8593689727 192.180.241.173 2019-07-01 08:50:07 ED P 0E4C15207DC127BDB52450F77D4060F40C3F1AE4 76FF2A6BB2396675DA7FC3BECCB7F23E28595D91 2018 2019-02-21 02:37:17Z CINDY REHMEIER 201 E MAIN ST 1405 LEXINGTON KY 40507 1814865 0 X WWW.NAGDCA.ORG X 1981 KY NAGDCA IS A LEADING ASSOCIATION SERVING TO UNITE AND SUPPORT THOSE WITHIN THE DEFINED CONTRIBTUION RETIREMENT PLAN INDUSTRY. 7 7 0 60 0 0 578700 543500 839795 892785 79278 164710 1957 1786 1499730 1602781 0 0 0 0 0 0 0 0 0 1458403 1529909 1458403 1529909 41327 72872 2406300 2235160 107575 79180 2298725 2155980 X NAGDCA'S MISSION IS TO UNITE REPRESENTATIVES FROM STATE AND LOCAL GOVERNMENTS ALONG WITH PRIVATE SECTOR ORGANIZATIONS THAT SERVICE AND SUPPORT DEFINED CONTRIBUTION PLANS. NAGDCA PROVIDES AN ENVIRONMENT TO FOSTER GROWTH IN PROFESSIONAL DEVELOPMENT OF ITS MEMBERS THROUGH NETWORKING WITH PEERS, EDUCATIONAL OPPORTUNITIES AND INFORMATION SHARING THAT INCLUDES COMPREHENSIVE PUBLICATIONS, REPORTS, AND SURVEYS. NAGDCA WILL PROMOTE AND SUPPORT FEDERAL LEGISLATIVE INITIATIVES FOR THE ADVANCEMENT OF RETIREMENT PLANS. 0 0 GENERAL MEMBER BENEFITS AND SUPPORT, INCLUDING BUT NOT LIMITED TO ASSOCIATION WEBSITE, MEMBER DIRECTORIES, ONLINE MEMBER COMMUNITY, NETWORKING EVENTS, SUPPLEMENTAL MEMBER MEETINGS, ETC. PRODUCTION OF EVENTS REGARDING EDUCATIONAL TOPICS ABOUT DEFINED CONTRIBUTION INDUSTRY ISSUES. QUARTERLY NEWSLETTERS AND ISSUE BROCHURES PROVIDING INFORMATION ON TOPICS RELATED TO PUBLIC SECTOR DEFINED CONTRIBUTION PLANS. 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 6 0 1 0 0 0 0 0 0 0 0 0 X 7 7 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X AMR MANAGEMENT SERVICES 8595149150 201 E MAIN ST SUITE 1405 LEXINGTON KY 40507 X CINDY REHMEIER PRESIDENT 1.00 X X 0 0 0 STEVE TOOLE VICE PRESIDENT 1.00 X X 0 0 0 SANDY BLAIR SECRETARY/TREASURER 1.00 X X 0 0 0 JOSHUA LUSKIN MEMBER-AT-LARGE 1.00 X 0 0 0 ROB BOEHMER MEMBER-AT-LARGE 1.00 X 0 0 0 KEITH OVERLY PAST PRESIDENT 1.00 X 0 0 0 BENJAMIN TAYLOR INDUSTRY OBSERVER 1.00 X 0 0 0 JAKE O'SHAUGHNESSY INDUSTRY PRESIDENT 1.00 X 0 0 0 STEVEN MONTAGNA PREVIOUS PAST PRESIDENT 1.00 X 0 0 0 KAMILA KOWALKE PREVIOUS INDUSTRY OBSERVER 1.00 X 0 0 0 0 0 0 0 0 0 0 AMR MANAGEMENT SERVICES 201 E MAIN ST 1405 LEXINGTON KY 40507 ASSOCIATION MGMT 398448 MATTHEW PETERSON 2824 N STOWELL AVE MILWAUKEE WI 53211 CONSULTANT 120000 PAUL BEDDOE 811 4TH ST NW UNIT 1103 WASHINGTON DC 20001 LOBBYIST 120000 3 543500 543500 CONFERENCES/MEETINGS 900099 576285 576285 DUES 900099 316500 316500 892785 52400 52400 324394 212084 112310 112310 112310 MISCELLANEOUS 900099 1786 1786 1786 1602781 894571 0 164710 398448 3000 120000 121800 2538 26485 740293 21100 6267 CREDIT CARD FEES 29529 BENCHMARKING 26506 MISCELLANEOUS 19805 SOCIAL MEDIA 6860 7278 1529909 250329 437073 5080 1247 12035 2154724 1780972 2406300 2235160 2175 105400 79180 107575 79180 X 2266656 2155980 32069 0 2298725 2155980 2406300 2235160 72872 -215617 0 X X 1 X 0 1 0 0 0 0 316500 93179 8758 101937 132930 0 0 X PART X, LINE 2: NAGDCA IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501 (C)(6) OF THE INTERNAL REVENUE CODE AND IS NOT A PRIVATE FOUNDATION. IT IS, HOWEVER, SUBJECT TO INCOME TAXES ON "UNRELATED BUSINESS INCOME", OF WHICH MANAGEMENT HAS DETERMINED THERE WAS NONE FOR THE YEAR ENDED DECEMBER 31, 2018. AS OF DECEMBER 31, 2018, NAGDCA HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR DISCLOSURE IN THE FINANCIAL STATEMENTS. TAX YEARS STILL OPEN UNDER FEDERAL AND STATE STATUTE OF LIMITATIONS REMAIN SUBJECT TO REVIEW AND CHANGE. FORM 990, PART VI, SECTION A, LINE 3 NAGDCA OUTSOURCES MANAGEMENT AND OPERATION FUNCTIONS TO AMR MANAGEMENT SERVICES, A FULL SERVICE ASSOCIATION MANAGEMENT COMPANY ACCREDITED BY THE AMC INSTITUTE. FORM 990, PART VI, SECTION A, LINE 6 NAGDCA IS A NON-STOCK, NONPROFIT ASSOCIATION WITH DUES PAYING MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A NAGDCA HOLDS AN ANNUAL ELECTION PROCESS WHEREBY MEMBERS OF THE ASSOCIATION CAN NOMINATE THEMSELVES FOR THE GOVERNING BODY. NOMINEES ARE VOTED ON AND ELECTED TO THE GOVERNING BODY BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B NAGDCA'S BYLAWS DEFINE DECISIONS WHICH REQUIRE APPROVAL BY THE MEMBERS. MEMBERS APPROVE THESE DECISIONS IN PERSON AT THE ANNUAL MEMBERSHIP MEETING OR THROUGH A MAIL OR ELECTRONIC VOTE. FORM 990, PART VI, SECTION B, LINE 11B AN ELECTRONIC COPY OF THE FORM 990 IS PROVIDED TO EACH VOTING MEMBER OF THE GOVERNING BODY AT LEAST 2 WEEKS PRIOR TO THE FILING OF THE RETURN. UPON TAX PREPARER COMPLETION OF THE IRS FORM 990, THE FORM AND ACCOMPANYING SCHEDULES WILL BE FIRST REVIEWED BY THE ASSOCIATION MANAGEMENT COMPANY'S PRESIDENT AND CONTROLLER. THEREAFTER, AN ELECTRONIC COPY OF FORM 990 (AND ACCOMPANYING SCHEDULES) WILL ALSO BE MADE AVAILABLE BY THE ASSOCIATION DIRECTOR TO EACH VOTING MEMBER OF THE GOVERNING BODY VIA A SECURE AREA OF THE ORGANIZATION'S WEBSITE, WITH AN ELECTRONIC E-MAIL NOTIFICATION AND INSTRUCTIONS FOR CONTACTING ASSOCIATION HEADQUARTERS WITH COMMENTS OR QUESTIONS, IF ANY. A 2-WEEK TIME FRAME WILL BE PROVIDED FOR GOVERNING BODY COMMENTS OR QUESTIONS. FOLLOWING THE OPEN TIME FRAME FOR GOVERNING BODY COMMENTS AND QUESTIONS, AND FOLLOWING RESOLUTION OF ANY QUESTIONS OR OTHER MATTERS THAT HAVE ARISEN, THE PAPER FILING VERSION OF THE FORM 990 AND ACCOMPANYING SCHEDULES WILL BE PROVIDED BY THE ASSOCIATION DIRECTOR TO A DESIGNATED ASSOCIATION OFFICER (TREASURER, ETC.) FOR FINAL AUTHORIZING SIGNATURE. THE SIGNED FORM 990 WILL BE RETURNED TO THE ASSOCIATION MANAGEMENT COMPANY FOR FILING WITH THE IRS BY THE DUE DATE OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, ALL INTERESTED PERSONS ARE PROVIDED A COPY OF THE CONFLICT OF INTEREST POLICY AND ARE REQUIRED TO COMPLETE AND SIGN AN ACKNOWLEDGEMENT AND DISCLOSURE OF ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION C, LINE 19 POST TO THE ASSOCIATION'S WEBSITE AN ACKNOWLEDGEMENT OF THE ASSOCIATION'S COMPLIANCE WITH THE IRS CODE FOR PUBLIC INSPECTION REQUIREMENTS, WITH INSTRUCTIONS FOR CONTACTING THE ASSOCIATION'S HEADQUARTERS TO ARRANGE IN-PERSON INSPECTION AND/OR FURNISH COPIES UPON REQUEST, INCLUDING: FORM 1024, FORMS 990, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NAGDCA-ARTHUR N CAPLE FOUNDATION 201 EAST MAIN ST STE 1405 LEXINGTON KY 40507 880516126 EDUCATING STUDENTS ABOUT THE RETIREMENT INDUSTRY KY 501(C)(3) LINE 11B, II N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NAGDCA - ARTHUR N CAPLE FOUNDATION B 21100 CASH TRANSFER