2019-07-11T13:30:15-05:00 2018-08-31 135565207 KPMG LLP 515 Broadway Albany NY 12207 990 2017-09-01 362167817 Northwestern University NORT 8474913741 633 Clark St Evanston IL 60208 Craig Johnson Senior VP, Business and Finance 2019-07-11 true Marilyn E Farley P01231880 5184274600 2017 2019-02-21 02:37:17Z Craig Johnson 633 Clark St Evanston IL 60208 4640511397 false X www.northwestern.edu X 1851 IL Education and research 36 34 25684 151 -16001127 -19623733 395669600 373724245 1874935178 2001064987 647482893 774539687 37063687 -5541174 2955151358 3143787745 498938464 528829620 0 1344111489 1420530610 698550 424469 62824192 922911404 1007862169 2766659907 2957646868 188491451 186140877 14485530707 15469351745 2804562684 3227581845 11680968023 12241769900 Northwestern's mission is to provide the highest-quality education for its students, to develop innovative programs in research, and to sustain an academic community that embraces these enterprises. false false 2035524999 419653230 1307266687 EDUCATION OF STUDENTS: FOR THE 2018 ACADEMIC YEAR, 8,159 UNDERGRADUATES AND 9,588 GRADUATES AND PROFESSIONAL SCHOOL STUDENTS ENROLLED FULL-TIME AT THE UNIVERSITY. THE EXEMPT PURPOSE OF NORTHWESTERN UNIVERSITY IS TO PROVIDE EDUCATIONAL SERVICES TO ITS STUDENTS. THIS INCLUDES SUPERIOR UNDERGRADUATE EDUCATION FOR A DIVERSE STUDENT BODY IN A COMPREHENSIVE RANGE OF ACADEMIC AND PROFESSIONAL FIELDS. AT THE GRADUATE LEVEL, NORTHWESTERN'S ROLE ENCOMPASSES OFFERINGS IN THE MAJOR ACADEMIC AND PROFESSIONAL FIELDS, CLOSELY RELATED TO RESEARCH, CREATIVE ACTIVITIES, AND CLINICAL SERVICES. 486912000 109176390 613843760 RESEARCH ACTIVITIES: THE RESEARCH PROGRAM AT NORTHWESTERN UNIVERSITY IS A MAJOR COMPONENT OF UNIVERSITY EFFORTS, ASSURING INSTITUTIONAL LEADERSHIP IN SCIENTIFIC DISCOVERY, INTELLECTUAL INQUIRY, AND CREATIVE PERFORMANCE. THE CHARACTER OF THIS RESEARCH SHAPES ALL AREAS OF UNIVERSITY ENDEAVOR, ESPECIALLY GRADUATE EDUCATION AS WELL AS UNDERGRADUATE STUDIES. 136913000 83906819 AUXILIARY ENTERPRISES SERVE THE EDUCATIONAL MISSION BY PRIMARILY PROVIDING RESIDENCES AND FOOD SERVICES, AND OTHER VARIOUS GOODS AND SERVICES TO SUPPORT UNIVERSITY STUDENT, FACULTY, AND STAFF ACTIVITIES. 2659349999 true true false true true false false false true true true false false true true false true true true true true true true true false false true true true true false false false false false true true false true true true true false false true true true true false false true 23912 0 true 25684 true true true true QA UK false false false true true true false false false false false false X 36 34 true false false false false false false true true false false true true true true true true true true true false CA CO MD MA MI NH OH OR SC X Nicole Van Laan Controller 8474914722 619 Clark St Evanston IL 60208 Peter J Barris Trustee 1.0 X 0 0 0 Carol L Bernick Trustee 1.0 X 0 0 0 Christine E Brennan Trustee 1.0 X 0 0 0 A Steven Crown Trustee 1.0 X 0 0 0 Deborah L DeHaas Trustee 1.0 X 0 0 0 Charles W Douglas Trustee 1.0 X 0 0 0 D Cameron Findlay Trustee 1.0 X 0 0 0 Dennis J FitzSimons Trustee 1.0 X 0 0 0 T Bondurant French Trustee 1.0 X 0 0 0 Christopher B Galvin Trustee 1.0 X 0 0 0 H Patrick Hackett Jr Trustee 1.0 X 0 0 0 Jay C Hoag Trustee 1.0 X 0 0 0 Nancy Trienens Kaehler Trustee 1.0 X 0 0 0 Ellen Philips Katz Trustee 1.0 X 0 0 0 Harreld N Kirkpatrick III Trustee 1.0 X 0 0 0 Lester B Knight Trustee 1.0 X 0 0 0 J Landis Martin Trustee 1.0 X 0 0 0 Wendy M Nelson Trustee 1.0 X 0 0 0 William A Osborn Trustee 1.0 X 0 0 0 Jane DiRenzo Pigott Trustee 1.0 X 0 0 0 JB Pritzker Trustee 1.0 X 0 0 0 Kimberly Querrey Trustee 1.0 X 0 0 0 M Jude Reyes Trustee 1.0 X 0 0 0 Patrick G Ryan Jr Trustee 1.0 X 0 0 0 David A Sachs Trustee 1.0 X 0 0 0 Muneer A Satter Trustee 1.0 X 0 0 0 Andrew E Senyei MD Trustee 1.0 X 0 0 0 Michael S Shannon Trustee 1.0 X 0 0 0 Benjamin W Slivka Trustee 1.0 X 0 0 0 Timothy P Sullivan Trustee 1.0 X 0 0 0 Charles A Tribbett III Trustee 1.0 X 0 0 0 Jeffrey W Ubben Trustee 1.0 X 0 0 0 Frederick H Waddell Trustee 1.0 X 0 0 0 David B Weinberg Trustee 1.0 X 0 0 0 Miles D White Trustee 1.0 X 0 0 0 Stephen R Wilson Trustee 1.0 X 0 0 0 Morton O Schapiro President 40.0 X 1590081 0 436752 Jonathan Holloway Provost 40.0 X 487487 0 37421 Mary L Baglivo VP Global Marketing 40.0 X 353652 0 48830 Pamela S Beemer VP for Human Resources 40.0 X 415663 0 31658 Paul Castellucci VP Budget and Planning 40.0 X 396273 0 27680 Nimalan Chinniah Executive Vice President 40.0 X 1016844 0 135296 Alan K Cubbage VP University Relations 40.0 X 332215 0 42834 John L D'Angelo VP for Facilities Management 40.0 X 566467 0 50696 Devora Grynspan VP International Relations 40.0 X 237207 0 33809 Philip L Harris VP General Counsel 40.0 X 812892 0 80966 Craig A Johnson Interim Senior Vice President 40.0 X 614082 0 134580 Marilyn McCoy VP Administration & Planning 40.0 X 455505 0 50640 William H McLean VP and Chief Investment Officer 40.0 X 1881386 0 489296 Robert E McQuinn VP for Development 40.0 X 913561 0 226118 Eric G Neilson VP Medical Affairs 30.0 X 584435 0 22323 James J Phillips VP Athletics 40.0 X 1894530 0 170473 Sean Reynolds VP and Chief Information Officer 40.0 X 498550 0 34688 Ingrid S Stafford VP for Financial Operations 40.0 X 357493 0 34760 Patricia Telles-Irvin VP Student Affairs 40.0 X 503949 0 50696 Joseph T Walsh Jr VP for Research 40.0 X 389432 0 67567 Patrick W Fitzgerald II Head Coach 40.0 X 5086657 0 58280 Christopher R Collins Head Coach 40.0 X 2457172 0 108057 Maciej S Lesniak Professor Neurological Surgery 40.0 X 1363881 0 27704 Sally E Blount Dean, Kellogg 40.0 X 1093988 0 37238 Peter A Belytschko Managing Director, Investments 40.0 X 994521 0 288147 Daniel I Linzer Former Provost 40.0 X 645716 0 292294 25943639 0 3018803 2660 true true false The Family Institute 618 Library Pl Evanston IL 60201 Instruction services 12517834 Jenner & Block LLP 353 North Clark Street Chicago IL 60654 Legal services 5736987 NORTHWESTERN MEMORIAL HOSPITAL 251 EAST HURON CHICAGO IL 60611 Clinical services 4356499 Realterm Global LLC 201 West Street Annapolis MD 21401 Investment management 3938977 Huron Consulting Group LLC 550 W Van Buren Street Chicago IL 60607 Consulting services 3556034 553 X 2730314 34165247 336828684 70480723 373724245 Tuition and fees 611310 1071401610 1071401610 Research activities 611310 613843760 613843760 Educational activities 611310 185464515 185464515 Auxiliary enterprises 611310 83906819 83906819 Medical activities 611310 38448347 38448347 7999936 7999936 0 0 2001064987 83016433 3952279 2095329 76968825 10500372 907101 9593271 3763062 951878 2811184 0 2811184 2811184 1473401131 713254826 822080082 673052621 651321049 40202205 691523254 691523254 789898 2730314 639071 150827 150827 Investment in LPs 523920 -25102567 -25102567 Parking facilities 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Taxable bonds - series 2017 497477310 Other debt payable - lines of credit 115000000 2050818753 X Schedule D, Part III, Line 1a ART COLLECTIONS EXPLANATION: THE UNIVERSITY DOES NOT CAPITALIZE COLLECTIONS. AS STATED IN THE UNIVERSITY NOTES TO THE FINANCIAL STATEMENTS, THE ACCOUNTING POLICY FOR LIBRARY COLLECTIONS IS TO EXPENSE ALL PURCHASES. MUSEUM PURCHASES ARE ACCOUNTED FOR SIMILARLY. GIFTS OF ART AND SIMILAR TANGIBLE PERSONAL PROPERTY ARE ACCOUNTED FOR AS GIFTS-IN-KIND. Schedule D, Part X LINE 1(4) - ASSET RETIREMENT OBLIGATIONS THE UNIVERSITY RECORDS ALL KNOWN ASSET RETIREMENT OBLIGATIONS (ARO) FOR WHICH THE FAIR VALUE OF THE LIABILITY CAN BE REASONABLY ESTIMATED, INCLUDING CERTAIN OBLIGATIONS RELATING TO REGULATORY REMEDIATION. ARO COVERED INCLUDE THOSE FOR WHICH AN ENTITY HAS A LEGAL OBLIGATION TO PERFORM AN ASSET RETIREMENT ACTIVITY; HOWEVER, THE TIMING AND/OR METHOD OF SETTLING THE OBLIGATION ARE CONDITIONAL ON A FUTURE EVENT THAT MAY OR MAY NOT BE WITHIN THE CONTROL OF THE ENTITY. Schedule D, Part V, Line 4 Intended uses of endowment funds The University's endowment funds purposes include instruction, research, library collections, scholarships and awards, and building construction. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The University makes an assessment of individual tax positions and follows a process for recognition and measurement of uncertain tax positions. Tax positions are evaluated on whether they meet the "more likely than not" standard for sustainability on examination by tax authorities. true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY Policies are included in student, faculty, and staff handbooks and the student course catalog. Policies are posted on University websites, posted throughout campus including student centers and the admissions office, and distributed to undergraduate students. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT The University receives financial support from agencies of the federal and state government for research and instructional purposes, including for financial aid to students. Schedule E, Part I, Line 7 RACIAL NONDISCRIMINATION COMPLIANCE NORTHWESTERN UNIVERSITY DOES NOT DISCRIMINATE OR PERMIT DISCRIMINATION BY ANY MEMBER OF ITS COMMUNITY AGAINST ANY INDIVIDUAL ON THE BASIS OF RACE, COLOR, RELIGION, NATIONAL ORIGIN, SEX, PREGNANCY, SEXUAL ORIENTATION, GENDER IDENTITY, GENDER EXPRESSION, PARENTAL STATUS, MARITAL STATUS, AGE, DISABILITY, CITIZENSHIP STATUS, OR VETERAN STATUS, OR GENETIC INFORMATION, OR ANY OTHER CLASSIFICATION PROTECTED BY LAW IN MATTERS OF ADMISSIONS, EMPLOYMENT, HOUSING, OR SERVICES OR IN THE EDUCATIONAL PROGRAMS OR ACTIVITIES IT OPERATES. true Middle East and North Africa 1 424 ,Maintaining offices, employees, or agents International campus in Doha, Qatar for students in journalism and communication 50641657 East Asia and the Pacific 0 0 Grantmaking 567685 Europe (Including Iceland and Greenland) 0 0 Grantmaking 2497282 Middle East and North Africa 0 0 Grantmaking 140406 North America (Canada & Mexico only) 0 0 Grantmaking 789948 South America 0 0 Grantmaking 131645 South Asia 0 0 Grantmaking 29792 Sub-Saharan Africa 0 0 Grantmaking 662277 East Asia and the Pacific 0 0 ,Program-Related Investments 10000 Europe (Including Iceland and Greenland) 0 0 ,Program-Related Investments 36234 Central America and the Caribbean 0 0 Unrelated Business Activities 784 East Asia and the Pacific 0 0 Unrelated Business Activities 1018 Europe (Including Iceland and Greenland) 0 0 Unrelated Business Activities 8822 Middle East and North Africa 0 0 Unrelated Business Activities 2947 North America (Canada & Mexico only) 0 0 Unrelated Business Activities 1038 South America 0 0 Unrelated Business Activities 416 Sub-Saharan Africa 0 0 Unrelated Business Activities 682 Central America and the Caribbean 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 88836 East Asia and the Pacific 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 1842974 Europe (Including Iceland and Greenland) 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 3657880 Middle East and North Africa 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 914437 North America (Canada & Mexico only) 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 554279 Russia and Neighboring States 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 66142 South America 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 269052 South Asia 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 161466 Sub-Saharan Africa 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 351397 Central America and the Caribbean 0 0 Program Services Study abroad programs and courses abroad 577681 East Asia and the Pacific 0 0 Program Services Study abroad programs and courses abroad 2280988 Europe (Including Iceland and Greenland) 0 0 Program Services Study abroad programs and courses abroad 3769835 Middle East and North Africa 0 0 Program Services Study abroad programs and courses abroad 1044384 North America (Canada & Mexico only) 0 0 Program Services Study abroad programs and courses abroad 742027 South America 0 0 Program Services Study abroad programs and courses abroad 411156 South Asia 0 0 Program Services Study abroad programs and courses abroad 152065 Sub-Saharan Africa 0 0 Program Services Study abroad programs and courses abroad 889278 East Asia and the Pacific 0 0 Fundraising 210288 Europe (Including Iceland and Greenland) 0 0 Fundraising 103539 Middle East and North Africa 0 0 Fundraising 17296 North America (Canada & Mexico only) 0 0 Fundraising 10848 Central America and the Caribbean 0 0 Investments 2586000000 Europe (Including Iceland and Greenland) 0 0 Investments 361200000 North America (Canada & Mexico only) 0 0 Investments 85360000 Sub-Saharan Africa 0 0 Investments 105260000 1 424 0 0 1 424 55521951 3155936530 3211458481 South Asia Support of charitable organization 12500 ACH Direct Deposit or Check Middle East and North Africa Support of research activities 29006 ACH Direct Deposit or Check Europe (Including Iceland and Greenland) Support of research activities 149040 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 11860 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 16440 ACH Direct Deposit or Check Europe (Including Iceland and Greenland) Support of research activities 41382 ACH Direct Deposit or Check Europe (Including Iceland and Greenland) Support of research activities 191886 ACH Direct Deposit or Check Sub-Saharan Africa Support of research activities 148735 ACH Direct Deposit or Check Sub-Saharan Africa Support of research activities 43951 ACH Direct Deposit or Check Sub-Saharan Africa Support of research activities 20941 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 119729 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 5650 ACH Direct Deposit or Check Middle East and North Africa Support of research activities 85842 ACH Direct Deposit or Check East Asia and the Pacific Support of research activities 93611 ACH Direct Deposit or Check South Asia Support of charitable organization 12000 ACH Direct Deposit or Check Sub-Saharan Africa Support of research activities 130672 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 9230 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 16655 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 22753 ACH Direct Deposit or Check North America (Canada & Mexico only) Support of research activities 580404 ACH Direct Deposit or Check East Asia and the Pacific Support of research activities 118373 ACH Direct Deposit or Check Sub-Saharan Africa Support of research activities 67276 ACH Direct Deposit or Check Europe (Including Iceland and Greenland) Support of research activities 14929 ACH Direct Deposit or Check Sub-Saharan Africa Support of research activities 22317 ACH Direct Deposit or Check Sub-Saharan Africa Support of research activities 106415 ACH Direct Deposit or Check Europe (Including Iceland and Greenland) Support of research activities 130538 ACH Direct Deposit or Check South Asia Support of research activities 5292 ACH Direct Deposit or Check 1 26 Grants disbursed during student's enrollment in international program East Asia and the Pacific 23 355701 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program Europe (Including Iceland and Greenland) 151 1969507 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program Middle East and North Africa 3 25558 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program North America (Canada & Mexico only) 4 7227 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program South America 15 131645 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program Sub-Saharan Africa 16 121970 Applied to student account; credits are refunded by check true false true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds Grants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld. Schedule F, Part II, Line 1 Method used to account for cash grants In connection with the monitoring of subawards through OSR, approved purchase orders and invoices are documented and accounted for in the University's electronic financial recording system, and such amounts are reflected in Part II, Line 1. Of the 27 organizations that received grants in Part II, 19 are universities, colleges, and hospitals; 3 are research centers; one is a healthcare NGO; and one is a section 501(c)(3) organization. Schedule F, Part III(c) Estimated number of recipients Cash grants given to individuals are recorded in an electronic reporting tool. The data recorded includes information as to participation by undergraduate students in study abroad programming. Individual recipients of cash grants are coded with unique identifying numbers. Grants associated with undergraduate students coded as participating in a study abroad are reviewed to assess whether there is an overlap between the grant disbursement date and the date of the applicable study abroad program. The number of such students, based on their unique identifying numbers, are summed and reflected in Part III, column (c). Schedule F, Part I, Line 1 Program Services The program services listed in Part I reflect international educational programs in which the University has material involvement in the design, development and/or control of the program and/or curriculum. While Northwestern University provides its students with access to a multitude of study abroad programs and exchanges located throughout the world, the University does not administer or operate the educational courses taught by all of these programs. Rather, under reciprocity and affiliation agreements, the University helps facilitate its students' access to such international programs and recognizes credit earned by students at such foreign educational institutions, and such exchange programs are excluded from Schedule F, Part I. Under Northwestern University's current accounting procedures, all expenses associated with study abroad programs are not separately tracked, and therefore some expenditures per program are not listed in Part I, column (f). Schedule F, Part I, Line 3(f) Method used to account for expenditures Expenditures reported in Part I are prepared using the accrual method of accounting. University activities are assigned a unique identifying number. Direct expenses are recorded with respect to each activity in the University's electronic financial recording system. Such direct expenses, for the relevant tax year, are reflected in column (f) X X X X X X X true Alexander Ross Group 2406 Prairie Ave Evanston IL 60201 Fundraising campaign consultant false 97837 -97837 Elisa Lewis Kline 578 Woodland Lane N Northfield IL 60093 Fundraising campaign consultant false 23769 -23769 Marcy B Waldinger Consulting LLC 3228 West Dobson Place Ann Arbor MI 48105 Grant application assistance false 43133 -43133 Meeting Achievements Inc 232 E 500 N Valparaiso IN 46383 Symposium sponsorship solicitor true 824575 125183 699392 Stelter 10435 New York Ave Des Moines IA 50322 Fundraising marketing consultant false 119960 -119960 Timothy Volpe 1360 Verano Drive Palm Springs CA 92264 Grant application assistance false 14587 -14587 824575 424469 400106 CA CO CT DE DC FL GA AL HI ID IL IN IA KS KY LA ME AK MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA AZ RI SC SD TN TX UT VT VA WA WV WI WY Dance Marathon 1286421 1047548 238873 0 0 104285 0 15689 Global Health Benefit 802560 787380 15180 0 0 0 66641 900 28446 13 1431231 895386 535845 0 0 139350 150540 7749 125471 3520212 2730314 789898 0 0 243635 217181 8649 169606 639071 150827 Schedule G, Part I, Line 3 State Solicitation Registrations No registration is required in Arizona, Delaware, Idaho, Indiana, Iowa, Nebraska, South Dakota, Texas, Vermont, and Wyoming. Schedule G, Part I, Line 2b(v) Reimbursement of Expenses The following professional fundraisers received reimbursements for expenses associated with their services to the University (the amount of expenses reimbursed as reflected): Alexander Ross Group ($4,892), Marcy B. Waldinger Consulting LLC ($1,533), Meeting Achievements ($1,914), and Stelter ($11,663), all in accordance with written agreements specifying reimbursement of expenses. Schedule G, Part I, Line 2b(iii) Custody of funds Meeting Achievements received $230,000 of funds on behalf of the University and remitted the entire amount to the University. Schedule G, Part I, Line 2b(ii) Describe the custody or control arrangement. MEETING ACHIEVEMENTS INC.-MEETING ACHIEVEMENTS RECEIVED $230,000 OF FUNDS ON BEHALF OF THE UNIVERSITY AND REMITTED THE ENTIRE AMOUNT TO THE UNIVERSITY.; Schedule G, Part I, Line 2b(v) payment of fees or payment of expenses ALEXANDER ROSS GROUP-ALEXANDER ROSS GROUP RECEIVED $4,892 FOR EXPENSES AS AGREED IN ASSOCIATION WITH SERVICES TO THE UNIVERSITY.;MARCY B. WALDINGER CONSULTING, LLC-MARCY B. WALDINGER CONSULTING, LLC RECEIVED REIMBURSEMENTS FOR EXPENSES OF $1,533 AS AGREED IN ASSOCIATION WITH SERVICES TO THE UNIVERSITY.;MEETING ACHIEVEMENTS INC.-MEETING ACHIEVEMENTS RECEIVED REIMBURSEMENTS FOR EXPENSES OF $1,914 AS AGREED IN ASSOCIATION WITH SERVICES TO THE UNIVERSITY.;STELTER-STELTER RECEIVED REIMBURSEMENTS FOR EXPENSES OF $11,663 AS AGREED FOR PRINTING AND POSTAGE IN ASSOCIATION WITH SERVICES PROVIDED TO THE UNIVERSITY.; true Access Community Health Network 222 N Canal St Chicago IL 60606 363317058 501(c)(3) 69918 Support of research activities Adler Planetarium & Astronomy Museum 1300 South Lake Shore Drive Chicago IL 60605 366210902 501(c)(3) 69064 Support of research activities Adventist Health SystemSunbelt Inc 601 E Rollins St Orlando FL 32803 591479658 501(c)(3) 6649 Support of research activities Aging & In-Home Services of Northeast Indiana Inc 2927 Lake Avenue Fort Wayne IN 46805 351341437 501(c)(3) 16702 Support of research activities AHS Hospital Corp 475 South Street Morristown NJ 07962 521958352 22620 Support of research activities AIDS Arms Inc 219 Sunset Ave Dallas TX 75208 752306145 501(c)(3) 326105 Support of research activities AIDS Foundation of Chicago 200 W Jackson Blvd Suite 2100 Chicago IL 60606 363412054 501(c)(3) 6259 Support of research activities Albany Medical College 47 New Scotland Ave MC70 Albany NY 12208 141338310 501(c)(3) 13655 Support of research activities Albert Einstein College of Medicine Inc 1300 Morris Park Avenue Bronx NY 10461 472209056 501(c)(3) 48141 Support of research activities Alliance of Chicago Community Health Services LLC 215 W Ohio St 4th Floor Chicago IL 60654 364444309 1291684 Support of research activities American Institutes for Research 1000 Thomas Jefferson St NW Washington DC 20007 250965219 501(c)(3) 86759 Support of research activities American Medical Association 515 N State Street Chicago IL 60654 366080517 501(c)(3) 264512 Support of research activities Ann & Robert H Lurie Children's Hospital of Chicago 225 E Chicago Avenue Chicago IL 60611 362170833 501(c)(3) 4632908 Support of research activities Arizona State University Office of Research and Spon Proj PO BOX 876011 Tempe AZ 85287 860196696 501(c)(3) 14764 Support of research activities Augusta University Research Institute Inc PO Box 945552 Atlanta GA 303945552 581418202 501(c)(3) 8752 Support of research activities Banner Health 10515 W Santa Fe Drive Sun City AZ 85351 450233470 501(c)(3) 12390 Support of research activities Baptist Hospital of Miami 8900 N Kendall Dr Miami FL 33176 590910342 501(c)(3) 5020 Support of research activities Baylor College of Medicine 1 Baylor Plaza Houston TX 77030 741613878 501(c)(3) 93447 Support of research activities Baylor Research Institute 3310 Live Oak Street Suite 501 Dallas TX 75204 741613878 501(c)(3) 123387 Support of research activities Beckman Research Institute of the City of Hope 1500 East Duarte Road Duarte CA 91010 953432210 501(c)(3) 22298 Support of research activities Boston Medical Center One Boston Medical Center Pl Boston MA 02118 043314093 501(c)(3) 924908 Support of research activities Boston University One Silber Way Boston MA 02115 042103547 501(c)(3) 562671 Support of research activities Boys & Girls Clubs of Chicago 550 W Van Buren Street Suite 350 Chicago IL 60607 362166997 501(c)(3) 59610 Support of research activities Brigham and Women's Hospital 75 Francis St Boston MA 02115 042312909 501(c)(3) 573754 Support of research activities Brigham Young University A-285 ASB Provo UT 846021231 870217280 501(c)(3) 5610 Support of research activities Brown University 45 Prospect Street Providence RI 02912 050258809 501(c)(3) 117847 Support of research activities California State University Fullerton 800 North State College Blvd Fullerton CA 92831 952081258 115 20374 Support of research activities California State University Northridge 18111 Nordhoff Street Northridge CA 91330 954358677 115 179237 Support of research activities Campbell-Kibler Associates Inc 80 Lakeside Dr Groton MA 01450 043297519 16540 Support of research activities Canfield Scientific Inc 253 Passaic Avenue Fairfield NJ 070042524 222938062 7078 Support of research activities Cardiac Surgery Clinical Research Center Inc 4400 West 95th St Suite 205 Oak Lawn IL 60453 364437722 501(c)(3) 18667 Support of research activities CareIT Health LLC 5307 S Hyde Park Blvd Unit 2N Chicago IL 60615 371760920 56216 Support of research activities Carnegie Mellon University 5000 Forbes Ave Pittsburgh PA 15213 250969449 501(c)(3) 48093 Support of research activities Case Western Reserve University 10900 Euclid Ave Cleveland OH 44106 341018992 501(c)(3) 15093 Support of research activities Cedars-Sinai Medical Center 8700 Beverly Blvd Hollywood CA 90048 951644600 501(c)(3) 465106 Support of research activities Center on Halsted 3656 Halsted Street Chicago IL 60613 510178807 501(c)(3) 9057 Support of research activities Chicago Academy of Sciences 2430 North 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78327 Support of research activities Cincinnati Children's Hospital Medical Center 3333 Burnet Ave Cincinnati OH 45229 310833936 501(c)(3) 261893 Support of research activities Citizens United for Research in Epilepsy 430 West Erie Street Chicago IL 60654 364253176 501(c)(3) 6000 Support of research activities City of Evanston 2100 Ridge Ave Evanston IL 60201 366005870 115 1000000 Support of commmunity organization CJE SeniorLife Bernard Horwich Building 3003 W Touhy Ave Chicago IL 60645 362727597 501(c)(3) 16228 Support of research activities Clark University 950 Main Street Worcester MA 01610 042111203 501(c)(3) 53965 Support of research activities Clemson University 300 Brackett Hall 321 Calhoun Drive Clemson SC 29634 576000254 115 6608 Support of research activities Cleveland Clinic 9500 Euclid Avenue Cleveland OH 44195 340714585 501(c)(3) 166554 Support of research activities Clinical Directors Network Inc 5 W 37th Street 10th Floor New York NY 10010 141717344 16517 Support of research activities Colorado School of Mines 1500 Illinois Street Golden CO 80401 846000551 115 224289 Support of research activities Columbia University 615 W 131st St New York NY 10027 131624202 501(c)(3) 392684 Support of research activities Community Action Project of Tulsa County Inc 4606 S Garnett Ste 100 Tulsa OK 74146 731019247 501(c)(3) 89047 Support of research activities Construction Technology Laboratories Inc 5400 Old Orchard Road Skokie IL 60077 363478051 23586 Support of research activities Cornell University 222 Day Hall Ithaca NY 14853 150532082 501(c)(3) 677256 Support of research activities Corporation for the Advancement of Policy Evaluation PO Box 2393 Princeton NJ 08543 521645606 221568 Support of research activities Cradles to Crayons 150 North Beacon Street Brighton MA 02135 043584367 501(c)(3) 896881 Charitable fundraising conducted by student organization Dana-Farber Cancer Institute 44 Binney St Boston MA 02115 042263040 501(c)(3) 34346 Support of research 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362820808 6000 Support of research activities Henry M Jackson Foundation for the Advancement of Military Medicine 6720-A Rockledge Dr Bethesda MD 20817 521317896 501(c)(3) 24374 Support of research activities Hoosier Cancer Research Network Inc 500 N Meridian Street Suite 100 Indianapolis IN 46204 260303542 501(c)(3) 9000 Support of research activities Horizon Research Inc 326 Cloister Ct Chapel Hill NC 27514 561550276 12670 Support of research activities Howard Brown Health Center 4025 N Sheridan Road Chicago IL 60613 362894128 501(c)(3) 21062 Support of research activities Icahn School of Medicine at Mount Sinai One Gustave L Levy Place Box 1075 New York NY 10029 136171197 501(c)(3) 598021 Support of research activities Illinois Department of Public Health 535 West Jefferson Street Springfield IL 62761 010632628 115 73155 Support of research activities Illinois Institute of Technology 3300 South Federal Street Chicago IL 60616 362170136 501(c)(3) 75996 Support of research activities Illinois Public Health Association 223 S 3rd St Springfield IL 62701 366108790 501(c)(3) 73220 Support of research activities Illinois Science and Technology Institute 222 W Merchandise Mart Plaza Chicago IL 60654 454092094 501(c)(3) 23917 Support of research activities Indiana Hemophilia & Thrombosis Center Inc 8402 Harcourt Road Indianapolis IN 46260 352047838 20841 Support of research activities Indiana University 509 E 3rd Street Bloomington IN 47401 356001673 115 424140 Support of research activities Innovations for Poverty Action 101 Whitney Ave New Haven CT 06510 061660068 8304 Support of research activities Institute for Cancer Research (aka Fox Chase Cancer Center) 333 Cottman Ave Philadelphia PA 191112434 236296135 501(c)(3) 170909 Support of research activities Institute for Clinical Research Inc PO Box 29545 Washington DC 200170745 521336656 501(c)(3) 74367 Support of research activities Iowa State University 3810 Beardshear Hall Ames IA 50011 426004224 115 11155 Support of 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research activities Missouri University of Science and Technology 300 W 12th St 202 Centennial Hall Rolla MO 65401 436003859 115 26872 Support of research activities Myomo Inc One Broadway 14th Floor Cambridge MA 02142 470944526 51951 Support of research activities National Bureau of Economic Research Inc 1050 Massachusetts Ave Cambridge MA 02138 131641075 501(c)(3) 22395 Support of research activities National Jewish Health 1400 Jackson St Denver CO 80206 742044647 501(c)(3) 64283 Support of research activities Neighborhood Health Group LLC 5860 W Higgins Ave Chicago IL 60630 981107218 354762 Support of research activities New Jersey Institute of Technology 323 Dr Martin Luther King Jr Blvd Newark NJ 07102 226000910 115 35624 Support of research activities New York University (aka New York University School of Medicine) 665 Broadway New York NY 100122331 135562308 501(c)(3) 222204 Support of research activities North Carolina State University 2711 Founders Dr Raleigh NC 27695 566000756 115 32299 Support of research activities Northern Illinois University 1425 W Lincoln Hwy DeKalb IL 60115 366086819 501(c)(3) 557539 Support of research activities NorthShore University HealthSystem Research Institute 2650 Ridge Ave Evanston IL 60201 364191793 501(c)(3) 1127357 Support of research activities Northwestern Medical Faculty Foundation Inc 680 N Lake Shore Dr Chicago IL 60611 363097297 501(c)(3) 856000 Support of research activities Northwestern Memorial Hospital 240 E Ontario Street Chicago IL 60611 370960170 501(c)(3) 13827 Support of research activities Northwestern University Settlement House 1400 West Augusta Blvd Chicago IL 60642 362167818 501(c)(3) 25000 Support of research activities Objective Arts Inc 20 N Wacker Drive Chicago IL 60606 752975237 126720 Support of research activities Ochsner Clinic Foundation 1514 Jefferson Hwy New Orleans LA 701212429 720502505 501(c)(3) 61480 Support of research activities Ohio State University 154 W 12th Ave Columbus OH 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Detroit MI 48202 383555142 501(c)(3) 57303 Support of research activities Weill Cornell Medical College 445 E 69th Street New York NY 10021 131623978 501(c)(3) 109209 Support of research activities WestEd 730 Harrison Street San Francisco CA 94107 943233542 115 19642 Support of research activities Westside Institute for Science and Education 820 S Damen Avenue Chicago IL 60612 363712391 501(c)(3) 68568 Support of research activities Wright State University 3640 Colonel Glenn Hwy Dayton OH 45435 310732831 115 16360 Support of research activities Yale University 140 Prospect St New Haven CT 06511 060646973 501(c)(3) 199476 Support of research activities YMCA of the USA 101 North Wacker Drive Chicago IL 60606 363258696 501(c)(3) 13501 Support of research activities 247 41 Student grants, scholarships, and fellowships are financial aid that can be used towards educational related costs. 18261 398534261 186176 Book Winter gear and computers Prizes and awards reflect prizes and awards to non-employees in recognition of an accomplishment, activity, or event. 228 490396 Schedule I, Part III PRIZES AND AWARDS PRIZES AND AWARDS REFLECT PRIZES AND AWARDS EXTENDED TO NON-EMPLOYEES IN RECOGNITION OF AN ACCOMPLISHMENT, ACTIVITY, OR EVENT. PRIZES AND AWARDS GIVEN TO EMPLOYEES ARE INCLUDED AS COMPENSATION AND REPORTED ON AN EMPLOYEE'S FORM W-2. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. Explanation: Grants given to support of charitable community organizations. Such grants are extended only for charitable purposes to organizations that are exempt under Code Section 501(c)(3). After qualifications for the grant are met and the grant is disbursed to the charitable organization there is no subsequent monitoring by the University. Grants or other assistance are awarded to organizations or entities in the U.S. pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld. X X X X X X true true X X X X true true false true false false false true false Morton O Schapiro President 1096539 0 250000 0 243542 0 238012 0 198740 0 2026833 0 89253 0 Jonathan Holloway Provost 317950 0 20000 0 149537 0 24333 0 13088 0 524908 0 0 0 Mary L Baglivo VP Global Marketing 338432 0 0 0 15220 0 27000 0 21830 0 402482 0 0 0 Pamela S Beemer VP for Human Resources 386079 0 10000 0 19584 0 27000 0 4658 0 447321 0 0 0 Paul Castellucci VP Budget and Planning 299105 0 46928 0 50240 0 27000 0 680 0 423953 0 0 0 Nimalan Chinniah Executive Vice President 840410 0 100000 0 76434 0 117000 0 18296 0 1152140 0 0 0 Alan K Cubbage VP University Relations 305200 0 0 0 27015 0 27000 0 15834 0 375049 0 0 0 John L D'Angelo VP for Facilities Management 416842 0 50000 0 99625 0 27000 0 23696 0 617163 0 0 0 Devora Grynspan VP International Relations 235492 0 0 0 1715 0 24000 0 9809 0 271016 0 0 0 Philip L Harris VP General Counsel 711513 0 100000 0 1379 0 57000 0 23966 0 893858 0 0 0 Craig A Johnson Interim Senior Vice President 480842 0 115000 0 18240 0 127000 0 7580 0 748662 0 0 0 Marilyn McCoy VP Administration & Planning 437290 0 0 0 18215 0 27000 0 23640 0 506145 0 0 0 William H McLean VP and Chief Investment Officer 863176 0 998626 0 19584 0 468108 0 21188 0 2370682 0 0 0 Robert E McQuinn VP for Development 593077 0 136250 0 184234 0 192000 0 34118 0 1139679 0 86667 0 Eric G Neilson VP Medical Affairs 576294 0 0 0 8141 0 19167 0 3156 0 606758 0 0 0 James J Phillips VP Athletics 1021688 0 585500 0 287342 0 147000 0 23473 0 2065003 0 0 0 Sean Reynolds VP and Chief Information Officer 458390 0 0 0 40160 0 27000 0 7688 0 533238 0 0 0 Ingrid S Stafford VP for Financial Operations 336909 0 0 0 20584 0 27000 0 7760 0 392253 0 0 0 Patricia Telles-Irvin VP Student Affairs 395765 0 50000 0 58184 0 27000 0 23696 0 554645 0 0 0 Joseph T Walsh Jr VP for Research 370400 0 0 0 19032 0 27000 0 40567 0 456999 0 0 0 Patrick W Fitzgerald II Head Coach 4064960 0 307500 0 714197 0 27000 0 31280 0 5144937 0 0 0 Christopher R Collins Head Coach 2356097 0 50000 0 51075 0 77000 0 31057 0 2565229 0 0 0 Maciej S Lesniak Professor Neurological Surgery 1363521 0 0 0 360 0 27000 0 704 0 1391585 0 0 0 Sally E Blount Dean, Kellogg 696916 0 0 0 397072 0 27000 0 10238 0 1131226 0 0 0 Peter A Belytschko Managing Director, Investments 442656 0 533505 0 18360 0 278071 0 10076 0 1282668 0 0 0 Daniel I Linzer Former Provost 424382 0 0 0 221334 0 252000 0 40294 0 938010 0 0 0 Schedule J, Part I, Line 1a SCHEDULE J SUPPLEMENTAL INFORMATION Schedule J, Part I, Line 1a First-class or charter travel Charter airplane travel to the University's annual Bowl game was provided to two listed persons and their family members and was not treated as taxable compensation under the excess seating capacity exception. Six interested persons were provided charter travel and was treated as a business expense for four of those individuals and for two of those individuals was treated as taxable compensation. Four listed persons traveled first class and was treated as a business expense and not treated as taxable compensation. Schedule J, Part I, Line 1a Travel for companions The President's spouse has accompanied the President at development events for business purposes and such expenses were not treated as taxable compensation. Three listed persons received companion travel. Companion travel for family members of two interested persons qualified under the excess seating capacity exception for charter travel, and companion travel for one interested person was treated as a business expense. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Two listed persons received gross up payments in connection with certain benefits and such amounts were treated as taxable compensation. Schedule J, Part I, Line 1a Housing allowance or residence for personal use The President is required to reside in University-owned housing which is provided for the convenience of the University and is not treated as a taxable compensation pursuant to Internal Revenue Code Section 119. The annual fair market rental value of the housing is included in nontaxable benefits listed on Schedule J, Part II, column (D). Six listed persons were provided with housing or a housing allowance and the amounts were treated as taxable compensation. Schedule J, Part I, Line 1a Health or social club dues or initiation fees The President was extended memberships in organizations that are held in the President's individual name but that reflect institutional business requirements and are not treated as taxable compensation. Five listed persons received reimbursement for social club dues, which were treated as taxable compensation. Schedule J, Part I, Line 1a Personal services In connection with the University-provided presidential housing, the University provides maid/cleaning services at the President's University residence. The value of the benefit for cleaning services associated with the personal living quarters is treated as taxable compensation. Nominal chauffeur services were provided to the President and the value of the benefit is treated as taxable compensation. Personal services related to housing was extended to one other interested person. Schedule J, Part I, Line 4a Severance or change-of-control payment In connection with his retirement from Northwestern University, Daniel Linzer received compensation in the amount of $218,750, which is included in Part II, Column B(iii). Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan The following participated in a 457(f) nonqualified retirement plan and the amounts are subject to substantial risk of forfeiture and vest after a number of years Name and amount contributed: Morton O. Schapiro ($211,012), Daniel I. Linzer ($225,000), Craig A. Johnson ($100,000), Nimalan Chinniah ($90,000), Philip L. Harris ($30,000), Robert E. McQuinn ($165,000), James J. Phillips ($120,000). William H. McLean ($441,108), Peter A. Belytschko ($251,071), Chris Collins ($50,000) Name and amount paid: Morton O. Schapiro ($164,948), William H. McLean ($757,176), Peter A. Belytschko ($330,166), Robert E. McQuinn ($145,150), Sally E. Blount ($330,663) Schedule J, Part I, Line 5a Compensation contingent on revenues of the organization The Chief Investment Officer and Managing Director of Investments received incentive compensation which was in part calculated contingent on the performance of the University's long term investments. A ILLINOIS FINANCE AUTHORITY 861091967 45200BFC7 2004-09-09 135800000 ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES & Equipment false false false B ILLINOIS FINANCE AUTHORITY 861091967 45200FKZ1 2008-06-25 125000000 ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES false false false C Illinois Finance Authority 861091967 45203H2A9 2015-06-04 146017057 ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES false false false A 144677217 1039400 143637817 2008 false false true true B 126815680 1250000 125565680 2011 false false true true C 146081419 886268 145195151 2017 false false true true A false true true false true false 0.0065 0.0065 false false true B false true true false true false 0.0039 0.0039 false false true C false false true false false 0.0158 0.0158 false false true A false false false true true false false false true B false false false true true true See Part VI 5.0 false false false false true C false true false false false false false false true A true B true C true Schedule K, Part I, Column (c) Bond Issue B: IFA - Series 2008 Additional CUSIPs: 45200F LA5, 45200F LB3 Schedule K, Part IV, Line 4b Bond Issue B: IFA - Series 2008 Morgan Stanley Capital Services LLC; Bank of America, NA; JP Morgan Schedule K, Part II, Line 3 Total proceeds of issue The difference between issue prices and proceeds of bonds are a result of investment income earned. Schedule K, Part III, Line 3b Reviews by Bond Counsel The University engages bond counsel and performs a review of management or services contracts at the time of any new bond issuances, generally every two years. At that time all existing bond issuances and private use are re-examined and re-documented. The University monitors changes in private use on an ongoing basis internally. Schedule K, Part III, Line 4 Private Business Use The University finances acquisition, construction and renovation of University facilities with multiple funding sources including tax exempt bond issues. There is a small amount of monitored private business use within the facilities partially funded by bonds; however, such usage was financed from other sources. Schedule K, Part I, Column (f) Purposes In addition to the purposes listed in Part I, Column (f), bonds were also issued to pay costs of issuance. Schedule K, Part I, Column (c) Bond Issue A: IFA-Series 2004 Additional CUSIP: 45200B FD5 Schedule K, Part IV, Line 2c COLUMN A Issuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 09/09/2009 Schedule K, Part IV, Line 2c COLUMN B Issuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 06/25/2018 James Phillips EMPLOYEE COMPENSATION X 1100000 193333 false true true James Phillips EMPLOYEE COMPENSATION X 300000 300000 false true true 493333 7695 Scholarship Educational Scholarship Charlotte Cubbage Family member of Alan K. Cubbage, Officer 40902 Employment false Jennifer Burke Family member of Joseph T. Walsh, Officer 58416 Employment false Great Lakes Coca-Cola M. Jude Reyes, Trustee, ownership interest over 35% 966539 Soft drink purchases and vending commissions false SQ Advisors LLC Kimberly Querrey, Trustee, ownership interest over 35% 1374871 Investment manager fees false Constadina Castellucci Family member of Paul Castellucci, Officer 66551 Employment false Alissa Schapiro Family member of Morton Schapiro, Officer 10572 Graduate Assistant Employment false X 43 4140745 Market value X 12266308 Market value X 1824 Market value X 776 35376131 Market value X 1 16190270 Market value X 16 22640 Market value X equipment, software 15 1359419 Market value X Events, tickets 218 1123386 Market value 5 false true false Schedule M, Part I Column (b) The University is reporting the number of contributions received. Form 990, Part VI, Line 10a LOCAL CHAPTERS, BRANCHES THE UNIVERSITY DOES NOT HAVE LOCAL CHAPTERS, BRANCHES, LODGES, UNITS OR SIMILAR AFFILIATES. AS DESCRIBED IN SCHEDULE F, THE UNIVERSITY HAS ONE INTERNATIONAL CAMPUS, LOCATED IN DOHA, QATAR. THE UNIVERSITY HAS A NUMBER OF AFFILIATION AGREEMENTS AND ARRANGEMENTS WITH OTHER RESEARCH AND EDUCATIONAL INSTITUTIONS BUT THE UNIVERSITY DOES NOT HAVE AUTHORITY TO EXERCISE SUPERVISION AND CONTROL OF SUCH INSTITUTIONS. Form 990, Part VI, Line 16b JOINT VENTURES THE UNIVERSITY DOES NOT HAVE A WRITTEN POLICY REGARDING JOINT VENTURES IN GENERAL. HOWEVER, JOINT VENTURE AGREEMENTS ARE REVIEWED BY THE UNIVERSITY'S OFFICE OF GENERAL COUNSEL TO EVALUATE WHETHER THE AGREEMENT FURTHERS THE MISSION OF THE UNIVERSITY AND TO ENSURE THE SAFEGUARDING OF UNIVERSITY'S ASSETS. THE UNIVERSITY ALSO HAS GUIDELINES CONCERNING JOINT VENTURES IN ITS TECHNOLOGY TRANSFER AND INVESTMENT POLICIES. Form 990, Part VI, Line 1a Delegate broad authority to a committee Executive Committee of the Board of Trustees is comprised of 20 members of the governing body. The Executive Committee may exercise the power of the Board of Trustees between meetings with respect to ordinary business transactions. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons Jay C. Hoag and Patrick G. Ryan Jr. - Business relationship, M. Jude Reyes and A. Steven Crown - Business relationship, M. Jude Reyes and Patrick Ryan Jr. - Business relationship, M. Jude Reyes and Frederick H. Waddell - Business relationship, David B. Weinberg and M. Jude Reyes - Business relationship, Miles D. White and William A. Osborn - Business relationship, Muneer A. Satter and William A. Osborn - Business relationship, Muneer A. Satter and Patrick Ryan Jr. - Business relationship, Muneer A. Satter and Christopher B. Galvin - Business relationship, Frederick H. Waddell and William A. Osborn - Business relationship, Jay C. Hoag and William McLean - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body An electronic copy of the University's final Form 990 (including all required schedules), was provided to each voting member of the University's governing body prior to filing. That version of the Form 990 is identical to the one ultimately filed with the IRS. Prior to providing a copy to the governing body, a draft of the Form 990 was provided for review to the Audit, Risk, and Compliance Committee of the Board of Trustees, which is comprised of a subset of members from the governing body who review the accounting procedures and controls of the University. Form 990, Part VI, Line 12c Conflict of interest policy University Bylaws and Statutes require that any conflict of interest of any Trustee, Officer or their immediate families be disclosed to the Board of Trustees in writing. An Officer shall call any conflict of interest to the attention of the President. If the matter is being considered by the Board of Trustees or one of its committees, such Officer is not permitted to participate in or make recommendations about the conflict of interest under discussion, except to the extent the Officer is required by the Trustees of other officers to answer pertinent questions related to the conflict. A Trustee having a conflict of interest shall call it to the attention of the Board or committee and shall abstain on voting on the subject. The Trustee is encouraged to answer pertinent questions when his/her knowledge of the subject will assist the Board or any of its committees. In addition, Trustees are subject to a Conflict of Interest Policy, which has been adopted by the Board of Trustees. Potential conflicts of interest are further scrutinized under a University investment policy governing Trustee Relationship Investments whereby, among other things, affected trustees must recuse themselves from any discussion and vote related to the investment. Pursuant to the University's staff and faculty Conflict of Interest Policies, employees are required to disclose potential conflicts of interest to the University on an annual basis. Employees receive annual reminders to complete a conflict of interest questionnaire and responses are submitted electronically and reviewed by each employee's supervisor. Potential conflicts are further reviewed by the University's Department of Human Resources and action taken by senior management as needed. Form 990, Part VI, Line 15a Process to establish compensation of top management official The Compensation Committee of the Board includes members of the University's governing body who are not related or controlled by the employees whose compensation they are reviewing. To assess the reasonableness of employee compensation, the compensation committee of the Board relies on (i) formal survey and comparability data prepared and compiled by an outside consultant who has expertise in the field of executive compensation assessment and benchmarking and (ii) compensation recommendations from the President and Provost for their direct reports. The Compensation Committee of the Board meets every June for the purpose of reviewing and approving executive compensation recommendations for the next fiscal year. After review and the approval, the Committee's decisions are documented with internal communications to executive leadership except that the President's compensation is communicated solely to the Vice President & General Counsel. The offices of the President, Provost and Executive Vice President separately then send the final compensation decisions to the payroll department and the Vice President of Human Resources for implementation and processing other than the compensation information of the President, which is provided by the Vice President & General Counsel to the Vice President of Human Resources. Form 990, Part VI, Line 15b Process to establish compensation of other employees Compensation Committee of the Board reviewed and approved compensation of all current officers listed in Part VII, Section who received compensation in calendar year 2017. Form 990, Part VI, Line 19 Required documents available to the public Governing documents: The University maintains an Office for Global Marketing and Communication where information requests from the public are processed. The organizing document by which the University was created, its charter, is available upon request. The University's employee conflict of interest policy and financial statements are available on the University website. Form 990, Part VIII, Line 2f Other Program Service Revenue Plant - Total Revenue: 7999936, Related or Exempt Function Revenue: 7999936, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part VIII, Line 11d Other Miscellaneous Revenue all other - Total Revenue: 247141, Related or Exempt Function Revenue: , Unrelated Business Revenue: 247141, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in value of derivative instruments - 7419000; Change in value of nonoperating items - -1386000; Schedule F, Part I, Line 3 Program-related Investments Program-related investments represent student loans disbursed during student's enrollment in international program. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS Grants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the Office of Management and Budget's (OMB) Uniform Guidance (Uniform Administrative Requirements, Cost Principles, and Audit Requirements); also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance, as required by the Uniform Guidance. If the information is not furnished to ASRSP, payment may be withheld. Schedule J, Part I, Line 7 Non-fixed payments The President and eight interested persons received a non-fixed payment related to a recognition bonus. One officer was offered non-fixed payment related to apparel and tickets. Part I, Line 7a Qualified transportation fringe and qualified parking The University's unrelated business taxable income for fiscal year ended August 31, 2018 included income created under IRC 512(a)(7) related to qualified transportation fringe benefits. The unrelated business revenue reported on Form 990, Part VIII, Statement of Revenue does not include the expenses that create unrelated business taxable income under 512(a)(7). Triad WIS NWU LLC 550 N Green Bay Rd Lake Forest IL 60045 473504918 Investment IL 0 5044803 Northwestern University Northwestern University USA Foundation Limited 21 Holborn Viaduct London England UK EC1A2DY 981458225 Fundraising UK 0 0 Northwestern University RUBICON INSURANCE COMPANY 2020 RIDGE AVENUE EVANSTON IL 60208 363694409 PROVIDING MEDICAL MALPRACTICE COVERAGE IL 501(c)(3) Type II NORTHWESTERN UNIVERSITY true STUDENTS PUBLISHING COMPANY 1999 SHERIDAN RD EVANSTON IL 60208 366002654 PUBLISHES STUDENT PERIODICALS IL 501(c)(3) Type II N/A false MCGAW MEDICAL CENTER OF NORTHWESTERN UNIVERSITY 420 E SUPERIOR ST CHICAGO IL 60611 362656113 COORDINATION OF MEDICAL RESIDENTS IL 501(c)(3) Type I N/A false THE BIG TEN CONFERENCE INC 1500 W HIGGINS RD PARK RIDGE IL 60068 363640583 FACILITATE QUALITY INTERCOLLEGIATE ATHLETIC COMPETITION IL 501(c)(3) Type II N/A false COMMITTEE ON INSTITUTIONAL COOPERATION 1819 S NEIL ST CHAMPAIGN IL 61820 463254996 ACADEMIC CONSORTIUM TO ADVANCE MISSION OF MEMBER INSTITUTIONS IL 501(c)(3) Type III-FI N/A false WOMANS EDUCATIONAL AID ASSOC 804 OAKTON ST 1E EVANSTON IL 60202 363049387 PROVIDING FINANCIAL AID TO STUDENTS IL 501(c)(3) Type III-O N/A false Kuramo Africa Opportunity Fund II LP 500 5th Ave 44th Fl New York NY 10110 473117325 Investment NY Northwestern University Excluded 177548 6912317 false 0 false 0.99 KCG 64 CI-1 LP 7121 Fairway Dr Ste 410 Palm Beach Gardens FL 33418 823391115 Investment FL Northwestern University Excluded -41553 11548410 false 0 false 1 CHARITABLE REMAINDER UNITRUSTS (#103) IL N/A Trust true Charitable Remainder Annuity Trusts (#12) IL N/A Trust true Bensell US Feeder LP 980492320 Investments UK Northwestern University C Corporation 713285 2955989 0.566 true Conquest Managed Futures Select Fund III Ltd 45 Market Street Suite 3205 Camana Bay Grand Cayman CJ KYI9003 Investments CJ Northwestern University C Corporation 63937632 1 true Gotham Neutral Strategies Ltd Corporate Services Cayman Limited 190 Elgin Ave George Town Grand Cayman CJ KT19005 Investment CJ Northwestern University C Corporation 3604778 120531106 0.701 true false false true false false false false false false true false false false true true true true true true Rubicon Insurance Company Q 2397145 cash Rubicon Insurance Company R 7040851 cash Kuramo Africa Opportunity Fund II LP R 3386627 Cash KCG 64 CI-1 LP R 10158663 Cash Gotham Neutral Strategies Ltd R 20000000 Cash Schedule R, Part IV, Column (c) The Charitable Remainder Unitrusts and Charitable Remainder Annuity Trusts are predominantly domiciled in Illinois