2019-08-15T14:27:50-05:00 2018-09-30 560574444 CHERRY BEKAERT LLP 828 MAIN ST STE 1801 LYNCHBURG VA 24504 990 2017-10-01 541615599 SHELTERING ARMS FOUNDATION SHEL 8047645241 8254 ATLEE ROAD MECHANICSVILLE VA 23116 JOHN L MCELROY III PRESIDENT 8047645241 2019-08-13 1 AMANDA ADAMS P00748038 4348476643 40.137.115.169 2019-08-13 13:05:58 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 88D7A88AFC1BC15DCE619246A085D52B39BEAA6C 2017 2019-02-21 02:37:17Z JOHN L MCELROY III 8254 ATLEE ROAD MECHANICSVILLE VA 23116 34747162 0 X WWW.SHELTERINGARMS.COM X 1992 VA TO SUPPORT RELATED HOSPITALS AND PROVIDE HEALTHCARE SERVICES. 17 17 0 0 70151 -90016 1900050 2673733 0 0 6670786 32073429 0 0 8570836 34747162 11205122 16830807 0 0 0 0 0 429889 1392083 5744465 4493277 16949587 21753973 -8378751 12993189 219512323 197335160 6452 6452 219505871 197328708 X TO SUPPORT SHELTERING ARMS HOSPITAL AND SHELTERING ARMS HOSPITAL SOUTH AND PROVIDE HEALTHCARE SERVICES TO THE COMMUNITIES SERVED BY THE HOSPITALS. 0 0 16830807 16830807 THE SHELTERING ARMS FOUNDATION FUELS THE VISION OF SHELTERING ARMS HOSPITAL AND THE FUTURE SHELTERING ARMS INSTITUTE THROUGH COMMUNITY PHILANTHROPIC SUPPORT AND SOUND STEWARDSHIP OF THE SHELTERING ARMS FOUNDATION INVESTMENT PORTFOLIO. NEW PHILANTHROPIC SUPPORT AND INVESTMENT INCOME HELP TO SHAPE THE FUTURE OF PHYSICAL REHABILITATION TO IMPROVE THE QUALITY OF LIFE IN THE COMMUNITIES WE SERVE AND TO REINVENT REHABILITATION FOR A LIFE BEYOND LIMITS. THE VISIONS CAN BE FULFILLED THROUGH YOUR SUPPORT, PARTNERSHIP, AND GIVING POWER. THE SHELTERING ARMS FOUNDATION SUPPORTS CLIENTS AND HELPS THEM TO FIND THEIR POWER TO OVERCOME AT SHELTERING ARMS' TWO INPATIENT HOSPITALS, 10 OUTPATIENT SITES, COMMUNITY-BASED PARTNER FOR LIFE PROGRAMS (CLUB REC DAY RECREATION PROGRAM FOR PEOPLE WITH DISABILITIES; FITNESS AND WELLNESS PROGRAMS SUCH AS NEUROFIT FOR INDIVIDUALS WITH NEUROLOGICAL INJURIES AND ILLNESSES; ADAPTIVE SPORTS PROGRAMS; SUPPORT GROUPS; AND EDUCATION), AND THE FUTURE SHELTERING ARMS INSTITUTE. ANNUAL GIVING, PLANNED GIFTS AND CAPITAL CAMPAIGN GIFTS SUPPORT THE ADVANCEMENT OF REHABILITATIVE CARE FOR INDIVIDUALS WITH INJURIES AND ILLNESSES SUCH AS STROKES, TRAUMATIC BRAIN INJURIES, SPINAL CORD INJURIES, PARKINSON'S DISEASE, MS, AMPUTATIONS, AND MORE.GIFTS TO THE SHELTERING ARMS FOUNDATION MEANS MORE ADVANCED, EVIDENCE-BASED PHYSICAL REHABILITATION CARE FOR OUR COMMUNITY. 16830807 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 VA X JAMES S LITSINGER CFO 8043424340 8254 ATLEE ROAD MECHANICSVILLE VA 23116 THEODORE W PRICE CHAIRMAN 2.00 5.00 X X 0 0 0 PETER H BOWLES VICE CHAIRMAN 1.00 0.00 X X 0 0 0 ANDY H BENNETT DIRECTOR 1.00 0.00 X 0 0 0 CHARLES M CARAVATI III DIRECTOR 1.00 0.00 X 0 0 0 W BATES CHAPPELL DIRECTOR 1.00 4.00 X 0 0 0 WILLIAM T CLARKE JR DIRECTOR 1.00 0.00 X 0 0 0 PATRICIA B CUSHNIE DIRECTOR 1.00 4.00 X 0 0 0 BARBARA H DUNN DIRECTOR 1.00 4.00 X 0 0 0 LAWRENCE E GIBSON DIRECTOR 2.00 3.00 X 0 0 0 ASHBY R HACKNEY DIRECTOR 1.00 4.00 X 0 0 0 DIANE V JEWELL DIRECTOR 1.00 4.00 X 0 0 0 PAUL R KELLEY DIRECTOR 1.00 0.00 X 0 0 0 JOYCE F NASH DIRECTOR 1.00 0.00 X 0 0 0 LISA TAYLOR POWELL DIRECTOR 1.00 0.00 X 0 0 0 SUE SCHUTT DIRECTOR 1.00 0.00 X 0 0 0 S BUFORD SCOTT DIRECTOR 1.00 0.00 X 0 0 0 LATASHA S TURPIN DIRECTOR 1.00 0.00 X 0 0 0 JOHN L MCELROY III FOUNDATION PRESIDENT 40.00 0.00 X 0 327540 24730 JIM LITSINGER TREASURER 4.00 36.00 X 0 299711 25517 KELLY MERRICKS SECRETARY 40.00 0.00 X 0 130095 19730 0 757346 69977 0 0 1 0 GLOBAL ENDOWMENT MANAGEMENT 550 S TRYON STREET SUITE 3500 CHARLOTTE NC 28202 INVESTMENT MANAGEMENT 1138551 COMMUNITY COUNSELING SERVICE 527 MADISON AVENUE 5TH FL NEW YORK NY 10022 FUNDRAISING 274246 2 2673733 2673733 360368 -90016 450384 31713061 0 31713061 31713061 160167 31552894 34747162 0 70151 32003278 16830807 16830807 3749 3749 429889 429889 30299 30299 121656 121656 15952 15952 66400 1184 65216 20481 20481 5759 5759 9790 9790 1275 1275 INVESTMENT EXPENSES 3264682 3264682 SHARED SERVICES 637999 637999 CORPORATE OVERHEAD 231169 231169 EVENTS 83919 83919 147 147 21753973 16830807 3531083 1392083 2115785 3456399 488983 1402072 20770 14995 33288 28379 6145 4909 197493227 192456785 19387413 0 219512323 197335160 6452 6452 6452 6452 X 198699864 193907857 1951437 3420851 18854570 0 219505871 197328708 219512323 197335160 X 12993189 -15682940 -19487412 X 0 1 X 1 0 X X 1 SHELTERING ARMS HOSPITAL 540505955 3 1 16736223 0 1 16736223 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SCHEDULE A, PART IV, SECTION C, LINE 1: THE SOLE MEMBER OF BOTH SHELTERING ARMS FOUNDATION AND THE SUPPORTED ORGANIZATION IS SHELTERING ARMS CORPORATION. AS SOLE MEMBER, SHELTERING ARMS CORPORATION APPOINTS THE BOARD OF DIRECTORS OF BOTH ORGANIZATIONS. SINCE THE TWO ORGANIZATIONS SHARE THE SAME PARENT, SHELTERING ARMS FOUNDATION SHOULD BE CONSIDERED TO BE SUPERVISED OR CONTROLLED IN CONNECTION WITH ITS SUPPORTED ORGANIZATION WITHIN THE MEANING OF IRC SECTION 509(A)(3)(B)(II). 33288 28379 4909 4909 PRIVATE INVESTMENT FUNDS 192456785 F 192456785 X PART X, LINE 2: THE CORPORATION HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC") AND IS EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE IRC. GAAP REQUIRES THE CORPORATION'S MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE CORPORATION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE CORPORATION HAS TAKEN AN UNCERTAIN TAX POSITION THAT MORE THAN LIKELY WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. THE CORPORATION'S MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE CORPORATION AND HAS CONCLUDED THAT AS OF SEPTEMBER 30, 2018, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR AN ASSET) OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE CORPORATION IS SUBJECT TO AUDIT BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. X X X X X 1 COMMUNITY COUNSELING SERVICE 527 MADISON AVENUE 5TH FL NEW YORK NY 10022 CAPITAL CAMPAIGN 0 2198321 429889 1768432 2198321 429889 1768432 VA SCHEDULE G, PART I, LINE 2B, COLUMN (V) SAF ENGAGED CCS DURING FY 2018 TO PROVIDE STRATEGIC SUPPORT AND PLANNING FOR A MULTI-YEAR, $25,000,000 CAMPAIGN. THE ENGAGEMENT INCLUDED ON-SITE CAMPAIGN COUNSEL FOR A PERIOD OF 18 MONTHS WHILE THE CAMPAIGN AND ASSOCIATED REVENUE IS ANTICIPATED TO SPAN FIVE YEARS. CCS HAS NOT AND WILL NOT BE INVOLVED IN ANY DIRECT SOLICITATIONS. THEIR CONSULTING FEE WAS PAID OUT OF SEPARATE OPERATING FUNDS; ALL CAMPAIGN RECEIPTS WILL BE UTILIZED FOR THE CONSTRUCTION OF THE NEW HOSPITAL. NONE WERE OR WILL BE USED TO PAY CONSULTING FEES. 1 SHELTERING ARMS HOSPITAL 8254 ATLEE ROAD MECHANICSVILLE VA 23116 540505955 501(C)(3) 16736223 OPERATING EXPENSES AND CAPITAL IMPROVEMENTS 1 0 PART I, LINE 2: THE ORGANIZATION MAINTAINS RECORDS OF ALL GRANTS GIVEN. FOR GRANTS MADE TO SHELTERING ARMS HOSPITAL, THE CLOSE RELATIONSHIP BETWEEN THE ORGANIZATIONS SERVES TO MONITOR THE USE OF THE FUNDS. FOR GRANTS MADE TO OTHER COMMUNITY PROGRAMS, NO FURTHER MONITORING IS DEEMED NECESSARY DUE TO THE RELATIVELY MODEST AMOUNT OF THE GRANTS AND THE REPUTATION OF THE GRANTEES FOR PROVIDING AID TO POPULATIONS IN NEED OF ASSISTANCE. 0 0 0 0 0 0 0 0 0 JOHN L MCELROY III FOUNDATION PRESIDENT 0 255687 0 71853 0 0 0 12000 0 12730 0 352270 0 0 JIM LITSINGER TREASURER 0 225222 0 74489 0 0 0 6350 0 19167 0 325228 0 0 SCHEDULE J, PART I, LINE 1: JOHN MCELROY, PRESIDENT OF THE FOUNDATION IS EMPLOYED BY SHELTERING ARMS HOSPITAL, A RELATED ORGANIZATION. AS PART OF HIS COMPENSATION ARRANGEMENT, THE HOSPITAL PAYS SOCIAL CLUB DUES ON HIS BEHALF. THE VALUE OF THE DUES IS TREATED AS TAXABLE COMPENSATION TO HIM. FORM 990, PART I, LINE 13, SUMMARY: THE AMOUNT OF GRANTS AND SIMILAR AMOUNTS PAID FOR THE PRIOR YEAR HAS BEEN RESTATED TO COMBINE AMOUNTS SHOWN ON THE PRIOR RETURN AS PAYMENTS TO AFFILIATES AND GRANTS AND SIMILAR AMOUNTS PAID. THIS REPORTING MATCHES THE TREATMENT ON THE CURRENT YEAR RETURN AND SO THE PRIOR AMOUNT HAS BEEN RESTATED FOR COMPARABILITY PURPOSES. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS ONE MEMBER, THE RELATED ORGANIZATION SHELTERING ARMS CORPORATION, EIN 54-1615598. FORM 990, PART VI, SECTION A, LINE 7A SHELTERING ARMS CORPORATION AS SOLE MEMBER HAS THE POWER TO APPOINT THE BOARD OF SHELTERING ARMS FOUNDATION PER THE ORGANIZATION BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 AND APPLICABLE ATTACHMENTS WERE PROVIDED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS OF THE RELATED ORGANIZATION SHELTERING ARMS HOSPITAL AND TO ALL BOARD MEMBERS OF THE SHELTERING ARMS FOUNDATION, EITHER IN ELECTRONIC FORMAT OR BY MAIL. SCHEDULE B WAS SPECIFICALLY REVIEWED BY THREE MEMBERS OF THE EXCECUTIVE COMMITTEE AT THE DIRECTION OF THE BOARD. AN OPEN COMMENT AND QUESTION PERIOD WAS WELCOMED TO DIRECT ANY QUESTIONS OR COMMENTS BEFORE FILING THE FORM 990 AND ITS RELATED ATTACHMENTS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO REVIEW AND SIGN A COPY OF THE CONFLICT OF INTEREST POLICY ANNUALLY. ANY CONFLICTS ARE DISCLOSED AT THAT TIME, AND THE SIGNED POLICY IS KEPT ON FILE BY THE ORGANIZATION. THE DIRECTOR WITH THE CONFLICT MUST ABSTAIN FROM VOTING ON ANY MATTER THAT RELATES TO THE IDENTIFIED CONFLICT. THE ORGANIZATION'S CONFLICT OF INTEREST, WHISTLEBLOWER, AND RELATED POLICIES CAN BE FOUND ON THE ORGANIZATION'S WEBSITE, WWW.SHELTERINGARMS.COM. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVES LISTED ARE EMPLOYEES OF THE RELATED ORGANIZATION SHELTERING ARMS HOSPITAL, AND THEIR COMPENSATION IS REVIEWED AND APPROVED AT A FORMAL MEETING OF THE INDEPENDENT COMPENSATION COMMITTEE OF SHELTERING ARMS HOSPITAL. THE COMPENSATION COMMITTEE EVALUATES PERFORMANCE, COMPENSATION SURVEYS, AND CONTRACT TERMS AND CONDITIONS ANNUALLY BEFORE DETERMINING AND RECOMMENDING COMPENSATION. ALL COMPENSATION COMMITTEE DISCUSSIONS ARE DOCUMENTED IN FORMAL MINUTES. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, SHELTERING ARMS FOUNDATION WILL MAKE AVAILABLE FOR PUBLIC INSPECTION GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICIES, WHISTLEBLOWER POLICIES, RELATED POLICIES, AND FINANCIAL STATEMENTS. FORM 990, PART XI, LINE 9: ADJUSTMENT TO REMOVE TRUST FUNDS HELD BY AFFILIATE SHELTERING ARMS HOSPITAL -19,487,412. SHELTERING ARMS HOSPITAL 8254 ATLEE ROAD MECHANICSVILLE VA 23116 540505955 PHYSICAL REHABILITATION VA 501(C)(3) LINE 3 SHELTERING ARMS CORPORATION 0 SHELTERING ARMS HOSPITAL SOUTH 8254 ATLEE ROAD MECHANICSVILLE VA 23116 352258075 PHYSICAL REHABILITATION VA 501(C)(3) LINE 3 SHELTERING ARMS CORPORATION 0 PALMYRA REHABILITATION CORPORATION 8254 ATLEE ROAD MECHANICSVILLE VA 23116 541615601 PHYSICAL REHABILITATION VA 501(C)(3) LINE 12B, II SHELTERING ARMS CORPORATION 0 SHELTERING ARMS CORPORATION 8254 ATLEE ROAD MECHANICSVILLE VA 23116 541615598 PHYSICAL REHABILITATION VA 501(C)(3) LINE 3 N/A 0 SAF INVESTMENT HOLDINGS LP 550 S TRYON STREET SUITE 3500 CHARLOTTE NC 28202 383943959 INVESTMENT HOLDINGS NC SHELTERING ARMS FOUNDATION EXCLUDED 31736664 178742268 0 75060 0 1.00000 0 1 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 SAF INVESTMENTS HOLDINGS LP S 12960515