2019-05-10T13:50:46-05:00 2018-06-30 341912961 COHEN & COMPANY LTD OFFICES LISTED AT WWWCOHENCPACOM OH 44115 990 2017-07-01 340823464 UNIVERSITY CIRCLE INCORPORATED UNIV 2167913900 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 CHRISTOPHER S RONAYNE PRESIDENT 2167913900 2019-05-09 1 KERRY R GUBICS P01881026 8002291099 67.152.221.34 2019-05-09 21:12:32 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 0470B2101CB37676A2E3EA878A5DD3307A75F066 2017 2019-02-21 02:37:17Z CHRISTOPHER S RONAYNE 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 26892051 0 X WWW.UNIVERSITYCIRCLE.ORG X 1957 OH TO GROW THE UNVERSITY CIRCLE AREA AS A WORLD-CLASS CENTER IN EDUCATION, HEALTH CARE, AND CULTURE. 63 62 89 73 71318 -55110 2473582 4160133 7120693 7099080 2041636 3287666 1076949 146355 12712860 14693234 107313 140709 0 0 5040487 5148714 129478 34825 371496 5528856 5747959 10806134 11072207 1906726 3621027 43204091 45893792 5642320 5010563 37561771 40883229 X UNIVERSITY CIRCLE INCORPORATED (UCI) IS A NOT-FOR-PROFIT DEVELOPMENT, SERVICE, AND ADVOCACY ORGANIZATION RESPONSIBLE FOR THE GROWTH OF THE UNIVERSITY CIRCLE AREA AS A PREMIER URBAN DISTRICT AND WORLD-CLASS CENTER IN INNOVATION, EDUCATION, HEALTH CARE, AND ARTS AND CULTURE. UCI'S MISSION IS TO BUILD A COMMUNITY EXPERIENCE THAT CONNECTS ALL PEOPLE WITH CLEVELAND'S CENTER OF CULTURE, HEALING, AND LEARNING. OUR VISION IS OF UNIVERSITY CIRCLE THAT IS A VIBRANT AND COMPLETE NEIGHBORHOOD WITHOUT BORDERS. 0 0 2790511 2544961 PUBLIC SAFETY - THE UNIVERSITY CIRCLE POLICE DEPARTMENT (UCPD) IS A PRIVATE POLICE FORCE CONSISTING OF APPROXIMATELY TWENTY-SEVEN COMMISSIONED LAW OFFICERS WHICH SERVES THE PUBLIC IN THE UNIVERSITY CIRCLE AREA PURSUANT TO LAW ENFORCEMENT AUTHORITY GRANTED BY STATE LAW. UCPD WORKS CLOSELY WITH THE CLEVELAND POLICE DEPARTMENT, THE CASE WESTERN RESERVE UNIVERSITY POLICE DEPARTMENT, UNIVERSITY HOSPITALS POLICE DEPARTMENT, AND OTHER UNIVERSITY CIRCLE INSTITUTIONAL SECURITY FORCES TO PROVIDE FOR PUBLIC SAFETY AND SECURITY. THANKS TO THESE COLLABORATIVE EFFORTS, UNIVERSITY CIRCLE IS STATISTICALLY ONE OF SAFEST NEIGHBORHOODS IN THE CITY OF CLEVELAND. 2378392 3073246 PROPERTY MANAGEMENT - UNIVERSITY CIRCLE INCORPORATED IS AN IMPLEMENTING AGENT OF THE LAND BANK CONCEPT WHEREBY REAL ESTATE SITUATED WITHIN UNIVERSITY CIRCLE AND IT SURROUNDING NEIGHBORHOODS MAY BE ACQUIRED AND HELD UNTIL ITS REUSE OR DEVELOPMENT OCCURS. REAL ESTATE IS USED OR HELD FOR VARIOUS PURPOSES, INCLUDING INCOME PRODUCTION AND SALE TO MEMBER INSTITUTIONS AND OTHER BUSINESSES AND ORGANIZATIONS OPERATING IN THE GREATER UNIVERSITY CIRCLE AREA IN A MANNER WHICH FURTHER CHARITABLE PURPOSES, URBAN RENEWAL, COMBATS COMMUNITY DETERIORATION, FOSTERS ECONOMIC DEVELOPMENT OR DEDICATION, WITH ITS USE AND DISPOSITION DETERMINED WITHIN THE CONTEXT OF UNIVERSITY CIRCLE INCORPORATED'S CHARITABLE MISSION. IN THIS CAPACITY, UNIVERSITY CIRCLE INCORPORATED UNDERTAKES ECONOMIC DEVELOPMENT INITIATIVES AND PROVIDES PROPERTY OPERATIONS, INCLUDING COMMERCIAL AND RESIDENTIAL RENTAL, AND INFRASTRUCTURE IMPROVEMENTS IN THE GREATER UNIVERSITY CIRCLE AREA. 902055 70595 159803 EDUCATION - OUR COMMUNITY EDUCATION DEPARTMENT COLLABORATES WITH MORE THAN TWENTY INSTITUTIONAL PARTNERS TO BRING LEARNING TO LIFE FOR TWENTY THOUSAND PRE-K TO SENIOR ADULT LEARNERS THROUGH FOUR RESPECTED, ARTS-ENRICHED COMMUNITY EDUCATION PROGRAMS: EARLY LEARNING INITIATIVE, LINKING EDUCATION AND DISCOVERY, FUTURE CONNECTIONS, AND UNIVERSITY CIRCLE INTERACTIVE CLEVELAND. THESE PROGRAMS POSITIVELY IMPACT THE LIVES OF CHILDREN AND ADULTS THROUGHOUT THE REGION. 859650 36463 ADVOCACY - UNIVERSITY CIRCLE INCORPORATED IS THE CENTRAL ADVOCACY ORGANIZATION FOR UNIVERSITY CIRCLE. AS A CATAYLST AND A CONVENER, UNIVERSITY CIRCLE INCORPORATED PARTNERS WITH ITS MEMBER INSTITUTIONS TO CREATE GREATER PUBLIC AWARENESS AND PROMOTE UNIVERSITY CIRCLE AS A DESTINATION THROUGH MARKETING PROGRAMS, STRATEGIC COMMUNICATIONS, AND THE PRODUCTION OF COMMUNITY ARTS, CULTURAL, AND ENTERTAINMENT EVENTS IN UNIVERSITY CIRCLE THROUGHOUT THE YEAR, INCLUDING WOW! WADE OVAL WEDNESDAYS, HOLIDAY CIRCLEFEST AND THE RINK AT WADE OVAL, PARADE THE CIRCLE AND CIRCLE VILLAGES, AND FOUNDER'S DAY. 559427 1083326 PARKING - AS THE SECOND LARGEST EMPLOYMENT DISTRICT IN NORTHEASTERN OHIO AND A DESTINATION FOR THREE MILLION ANNUAL VISITORS, UNIVERSITY CIRCLE INCORPORATED'S PARKING PROGRAM IS CRITICAL TO THE DAILY INFLUX AND EGRESS OF MOTOR VEHICLES. UNIVERSITY CIRCLE INCORPORATED OWNS TEN PARKING FACILITIES WHICH COMPRISE NEARLY SIX HUNDRED PARKING SPACES. THE PROGRAM IS MAINTAINED AND MONITORED THROUGH A PARTNERSHIP WITH A LOCAL PROVIDER OF PROFESSIONAL PARKING, GROUND TRANSPORTATION, FACILITY MAINTENANCE, SECURITY AND EVENT LOGISTICS SERVICES. 1756808 70114 343967 OTHER PROGRAM SERVICES - OTHER PROGRAM SERVICES FALL WITHIN THE CONTEXT OF THREE SUBCATEGORIES: PLANNING AND REAL ESTATE DEVELOPMENT, SERVICES, AND PROGRAMMING SPECIFIED BY DONORS. OUR PLANNING AND REAL ESTATE DEVELOPMENT TEAM FACILITATES THE PROCESSES BY WHICH LOCAL STAKEHOLDERS AND OUTSIDE DEVELOPERS PLAN AND PHYSICALLY DEVELOP SPACE IN UNIVERSITY CIRCLE. OUR SERVICES TEAM OVERSEES THE NEIGHBORHOOD'S ANNUAL COMMUNITY EVENTS, HOSTS SMALL BUSINESS NETWORKING AND EDUCATION PROGRAMS, AND FOSTERS RELATIONSHIPS AMONG THE ORGANIZATIONS OF UNIVERSITY CIRCLE TO REDUCE SPENDING BY HARNESSING THEIR COLLECTIVE PURCHASING POWER. DONOR PURPOSE PROGRAMMING IS WIDE-RANGING AND CAN BE FURTHER SUB-CATEGORIZED INTO EVENTS AND DISTRICT MANAGEMENT SERVICES. EVENTS INCLUDED UPTOWN SUMMER EVENTS, WHICH FEATURED WEEKLY LIVE MUSIC, FITNESS CLASSES, AND INTERACTIVE PROGRAMS; AND CIRCLEWALK, A 40-STOP SELF-GUIDED WALKING TOUR OF UNIVERSITY CIRCLE. DISTRICT MANAGEMENT SERVICES INCLUDED TRANSPORTATION PLANNING, CONTINUATION OF A COOPERATIVE RELATIONSHIP WITH THE LITTLE ITALY NEIGHBORHOOD, UNIVERSITY CIRCLE'S HOSPITALITY AMBASSADORS, STREETSCAPE IMPROVEMENTS ALONG EUCLID AVENUE THROUGH THE EUCLID GATEWAY VISION, AND CONTINUAL PROMOTION OF UNIVERSITY CIRCLE THROUGH DESTINATION MARKETING. 3175885 70114 1463756 9246843 1 1 0 1 0 0 0 0 0 1 1 1 1 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 151 0 1 89 1 1 1 0 0 0 0 1 1 0 0 0 0 X 63 62 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OH X ROBERT B BONEBRAKE 2167913900 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 MR PAUL CLARK CHAIR OF UCI BOARD 5.00 X X 0 0 0 MR TARAS G SZMAGALA JR VICE-CHAIR OF THE BOARD 5.00 X X 0 0 0 MS MICHELE L CONNELL SECRETARY AND TREASURER 5.00 X X 0 0 0 MR WILLIAM SEELBACH CHAIRMAN EMERITUS 5.00 X X 0 0 0 BISHOP BENJAMIN DOUGLASS TRUSTEE 1.00 X 0 0 0 DR DANIEL I SIMON TRUSTEE 1.00 X 0 0 0 DR JENNELL VICK TRUSTEE 1.00 X 0 0 0 DR LORI D'ANGELO TRUSTEE 1.00 X 0 0 0 DR SCOTT R INKLEY TRUSTEE 1.00 X 0 0 0 DR THOMAS GILSON TRUSTEE 1.00 X 0 0 0 DR WILLIAM GRISWOLD TRUSTEE 1.00 X 0 0 0 MR ALEX MACHASKEE TRUSTEE 1.00 X 0 0 0 MR ALFRED M RANKIN JR TRUSTEE 1.00 X 0 0 0 MR ALLEN H FORD TRUSTEE 1.00 X 0 0 0 MR ANDRE GREMILLET TRUSTEE 1.00 X 0 0 0 MR ARTHUR W TREUHAFT TRUSTEE 1.00 X 0 0 0 MR CLAIBORNE RANKIN TRUSTEE 1.00 X 0 0 0 MR CRAIG MARTAHUS TRUSTEE 1.00 X 0 0 0 MR CRAIG WILSON TRUSTEE 1.00 X 0 0 0 MR D SCOTT LOONEY TRUSTEE 1.00 X 0 0 0 MR DANIEL WALSH TRUSTEE 1.00 X 0 0 0 MR DOUG WANG TRUSTEE 1.00 X 0 0 0 MR EJ BURKE TRUSTEE 1.00 X 0 0 0 MR FELTON THOMAS TRUSTEE 1.00 X 0 0 0 MR GEORGE W KIRTLAND JR TRUSTEE 1.00 X 0 0 0 MR GRAFTON NUNES TRUSTEE 1.00 X 0 0 0 MR J MARK SUTHERLAND TRUSTEE 1.00 X 0 0 0 MR JARED ISAACSON TRUSTEE 1.00 X 0 0 0 MR JIM BRINZA TRUSTEE 1.00 X 0 0 0 MR JOHN NOTTINGHAM TRUSTEE 1.00 X 0 0 0 MR JOHN W SPIRK TRUSTEE 1.00 X 0 0 0 MR JOSEPH H THOMAS TRUSTEE 1.00 X 0 0 0 MR JOSEPH M SHAFRAN TRUSTEE 1.00 X 0 0 0 MR LARRY BENDERS TRUSTEE 1.00 X 0 0 0 MR PAUL W HOGLE TRUSTEE 1.00 X 0 0 0 MR R THOMAS STANTON TRUSTEE 1.00 X 0 0 0 MR ROBERT P MADISON TRUSTEE 1.00 X 0 0 0 MR ROBERT W GILLESPIE TRUSTEE 1.00 X 0 0 0 MR S LEE KOHRMAN ESQ TRUSTEE 1.00 X 0 0 0 MR SEAN RICHARDSON TRUSTEE 1.00 X 0 0 0 MR STEPHEN P HANSLER TRUSTEE 1.00 X 0 0 0 MR TJ DISANTO TRUSTEE 1.00 X 0 0 0 MR THOMAS G BRICK TRUSTEE 1.00 X 0 0 0 MR THOMAS V H VAIL TRUSTEE 1.00 X 0 0 0 MR TIM CALLAHAN TRUSTEE 1.00 X 0 0 0 MRS ANN L GILLESPIE TRUSTEE 1.00 X 0 0 0 MRS ANN PINKERTON RANNEY TRUSTEE 1.00 X 0 0 0 MRS CLARA SHERWIN TRUSTEE 1.00 X 0 0 0 MRS DIANE P WISH TRUSTEE 1.00 X 0 0 0 MRS MARSHA A DOBRZYNSKI TRUSTEE 1.00 X 0 0 0 MRS SAMUEL K SCOVIL TRUSTEE 1.00 X 0 0 0 MS ANN ALBANO TRUSTEE 1.00 X 0 0 0 MS BARBARA SNYDER TRUSTEE 1.00 X 0 0 0 MS ELAINE TURLEY TRUSTEE 1.00 X 0 0 0 MS ELIZABETH NEWAN TRUSTEE 1.00 X 0 0 0 MS GERI PRESTI TRUSTEE 1.00 X 0 0 0 MS JILL KOSKI TRUSTEE 1.00 X 0 0 0 MS JILL SNYDER TRUSTEE 1.00 X 0 0 0 MS KELLY FALCONE-HALL TRUSTEE 1.00 X 0 0 0 MS KENDRA URZDZIK TRUSTEE 1.00 X 0 0 0 MS LORI ASHYK TRUSTEE 1.00 X 0 0 0 MS LUCY WELLER TRUSTEE 1.00 X 0 0 0 MS MARIA SPANGLER TRUSTEE 1.00 X 0 0 0 MS MARY ANN MAKEE TRUSTEE 1.00 X 0 0 0 MS MINDY TOUSLEY TRUSTEE 1.00 X 0 0 0 MS NDEDA N LETSON TRUSTEE 1.00 X 0 0 0 MS SHAREEFAH SABUR TRUSTEE 1.00 X 0 0 0 MS SONIA WINNER TRUSTEE 1.00 X 0 0 0 MS SUSAN RATNER TRUSTEE 1.00 X 0 0 0 MS VIKKI BROER TRUSTEE 1.00 X 0 0 0 REV D ANTHONY EVERETT TRUSTEE 1.00 X 0 0 0 REV PAUL HOBSON SADLER SR TRUSTEE 1.00 X 0 0 0 REVEREND AMY STARR REDWINE TRUSTEE 1.00 X 0 0 0 MR CHRISTOPHER S RONAYNE PRESIDENT/DIRECTOR 50.00 1.00 X X 190628 0 47312 MR JAMES R WALTON VP OF FINANCE & ADMIN UNTIL OCT 2018 45.00 1.00 X 120186 0 41672 MRS DEBBIE BERRY VP OF REAL ESTATE DEVELOPMENT 45.00 1.00 X 137636 0 13846 MRS LAURA KLEINMAN VP OF SERVICES 45.00 1.00 X 109361 0 10559 557811 0 113389 4 0 1 0 LOVELACE CONSTRUCTION INC 2041 EAST 115TH STREET CLEVELAND OH 44106 GENERAL CONSTRUCTION, REPAIRS, AND IMPRO 414272 1 10200 75000 635131 3439802 78166 4160133 PROPERTY MANAGEMENT 531310 3073246 3022846 50400 PUBLIC SAFETY 812900 2544961 2544961 PARKING 812930 1083326 1083326 OTHER 900099 201281 193372 7909 EDUCATION 611710 159803 159803 36463 36463 7099080 646140 13009 633131 12426786 2403363 11408466 780157 1018320 1623206 2641526 2641526 13863 10200 10194 3669 3669 DISTRIBUTION OF PROCEE 900099 72440 72440 OTHER INCOME FROM OPER 812900 42246 42246 HOLDEN PARK MANAGEMENT 531390 28000 28000 142686 14693234 7183457 71318 3278326 70114 70114 70595 70595 692103 385510 205113 101480 3200782 2825933 215188 159661 218407 196446 13272 8689 722293 648269 63472 10552 315129 269985 28334 16810 30595 30595 85586 83514 2072 38650 38650 29000 29000 34825 34825 67123 67123 763878 367859 396019 246068 209803 25498 10767 70725 14455 49587 6683 102149 39994 58524 3631 725577 637964 87244 369 76497 73147 2772 578 97069 77397 10936 8736 168176 168176 662175 656651 5524 380323 354054 26269 REPAIRS AND MAINTENANCE 987499 943403 44096 OTHER PROGRAM SERVICES 786738 705479 81259 EQUIPMENT AND UNIFORMS 137420 119904 17386 130 LANDSCAPING AND SIGNAGE 117868 116645 1223 174843 151951 14307 8585 11072207 9246843 1453868 371496 1115490 691860 1026943 1040608 1365679 2890816 534148 435791 1691570 1173426 56276 77724 27756480 14231691 9522823 13524789 22756307 19297720 2234840 5211228 2900015 1549830 43204091 45893792 536142 697876 937247 881473 4047926 3338887 121005 92327 5642320 5010563 X 17443996 17583592 7681726 8623227 12436049 14676410 37561771 40883229 43204091 45893792 X 3621027 -290278 -9291 X 0 1 X 1 0 X 1951095 3109213 2301529 2473582 4160133 13995552 5699800 5821971 6049169 6492530 7040771 31104241 7650895 8931184 8350698 8966112 11200904 45099793 55000 22900 45000 191984 126399 441283 2956429 2530266 2656374 2955893 2357375 13456337 3011429 2553166 2701374 3147877 2483774 13897620 31202173 921291 1054135 830516 649161 636848 4091951 921291 1054135 830516 649161 636848 4091951 97916 98793 69690 77423 74987 418809 719293 659165 1062892 1702235 138969 4282554 9389395 10743277 10313796 11394931 12051708 53893107 0.57900 0.52290 0.07590 0.08080 X SCHEDULE A, PART III, SECTION B, LINE 12 OTHER INCOME IS DERIVED FROM OPERATIONS AND INCLUDES OTHER PROGRAM REVENUES AND PROGRAM EVENTS INCOME, AND ADDITIONALLY, DISTRIBUTIONS RECEIVED FROM AN AFFILIATED NOT-FOR-PROFIT ENTITY AND THE SHARE OF INCOME (LOSS) FROM UNIVERSITY CIRCLE WEST, LLC. 0 0 0 0 0 0 0 0 1 29000 29000 0 PART II-B, LINE 1: ENGAGEMENT OF A LOBBYING FIRM TO ASSIST WITH OBTAINING STATE OF OHIO GRANT FUNDS FOR THE PURPOSE OF OFFSETTING THE PRIVATE FINANCING OF THE COZAD-BATES HOUSE PRESERVATION AND RESTORATION CONSTRUCTION PROJECT. THE COZAD-BATES HOUSE IS REGISTERED AS A NATIONAL HISTORIC PLACE AND IS LOCATED IN UNIVERSITY CIRCLE. 18718971 1279994 1388650 862000 67123 20458492 16362263 553179 2737889 840000 94360 18718971 17364969 282305 -475011 810000 16362263 17742402 8550 364017 750000 17364969 15858737 50000 2537665 704000 17742402 0.63000 0.37000 1 0 7989765 7989765 15131439 10682638 4448801 2094942 1630873 464069 586024 532418 53606 1954310 1385762 568548 13524789 EQUITY SECURITIES 11887270 F FIXED INCOME FUNDS 7410450 F 19297720 EQUITY INVESTMENTS - ALTERNATIVE 5211228 F 5211228 SECURITY DEPOSITS 92327 92327 X PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS ARE USED TO PROVIDE FINANCIAL SUPPORT TO ASSIST THE ORGANIZATION IN CARRYING OUT ITS EXEMPT PURPOSE. PART X, LINE 2: THE ORGANIZATION ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH GAAP, WHICH REQUIRES RECOGNITION OF AND DISCLOSURES RELATED TO UNCERTAIN TAX POSITIONS. AS OF AND DURING THE YEAR ENDED JUNE 30, 2018, THE ORGANIZATION DID NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. X X X X X X X 1 AMY DWYER-SCHUTE 19715 FRAZIER DRIVE ROCKY RIVER OH 44116 PROFESSIONAL FUNDRAISING 0 600945 34825 566120 600945 34825 566120 GOLF OUTING - UCPD 24063 10200 13863 897 8053 964 280 24063 10200 13863 897 8053 964 280 10194 3669 0 CITY OF CLEVELAND 601 LAKESIDE AVE CLEVELAND OH 44114 47276 FMV LANDSCAPING IMPROVEMENTS TO ENHANCE THE FORD DR, EAST BLVD, AND CIRCLE DR STREETSCAPES. 1 STIPENDS FOR FUTURE CONNECTIONS INTERNS. CONTINUED AT PART IV 127 70595 PART I, LINE 2: STUDENTS ARE REQUIRED TO COMPLETE A TIME SHEET WHICH IS THEN SIGNED BY THEIR DIRECT SUPERVISOR. THE STIPEND IS ADJUSTED IF THE INTERN DOES NOT COMPLETE THE MINIMUM HOURS REQUIRED. PART III, COLUMN A TYPE OF GRANT OR ASSISTANCE FUTURE CONNECTIONS IS A CAREER AND COLLEGE READINESS PROGRAM WITH PARTICIPANTS REPRESENTING 18 HIGH SCHOOLS FROM CLEVELAND, THE SURROUNDING SUBURBS, AND 1 HIGH SCHOOL IN LORAIN COUNTY. THE PROGRAM FEATURES WORKSHOPS, AN INTERVIEW DAY AND 2 FOUR-WEEK INTERNSHIPS (ONE IN UNIVERSITY CIRCLE AND ONE IN GREATER CLEVELAND) WHERE STUDENTS ARE PLACED IN OVER 30 PARTNER ORGANIZATIONS BASED ON THEIR CAREER INTERESTS. PARTICIPANTS ARE RISING SENIORS IN HIGH SCHOOL AND EARN UP TO $1,200 FOR THEIR INTERNSHIP WORK OVER THE 8 WEEKS DURING THE SUMMER. X 1 1 X X X 0 0 0 0 0 0 0 0 0 MR CHRISTOPHER S RONAYNE PRESIDENT/DIRECTOR 190628 0 0 0 0 0 16995 0 30317 0 237940 0 0 0 MR JAMES R WALTON VP OF FINANCE & ADMIN UNTIL OCT 2018 120186 0 0 0 0 0 10755 0 30917 0 161858 0 0 0 MRS DEBBIE BERRY VP OF REAL ESTATE DEVELOPMENT 137636 0 0 0 0 0 12100 0 1746 0 151482 0 0 0 PART I, LINE 1A FOR THE EXCLUSIVE MEMBERSHIP USE OF UCI BOARD MEMBER MEETINGS, MR. C. RONAYNE'S UNION CLUB MEMBERSHIP DUES ARE PAID BY UCI. X 10 78166 FMV 0 0 1 PART I, LINE 32B: BANK AND BROKERAGE FIRM PROCESS AND SELL NON-CASH CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 6 MEMBER ORGANIZATIONS ARE REPRESENTED ON THE BOARD OF TRUSTEES AND VOTE ON MATTERS PUT BEFORE THE BOARD. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS MEMBERS WHICH ARE ORGANIZATIONS LOCATED IN THE UNIVERSITY CIRCLE AREA. THESE MEMBERS HAVE THE RIGHT TO SELECT AND NOMINATE OTHER MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B THE 990 TAX FORM AND ALL APPLICABLE SCHEDULES ARE COMPILED BY UCI'S AUDITING FIRM, COHEN AND COMPANY. DRAFT 990 SHALL BE REVIEWED BY FINANCE COMMITTEE, PRESIDENT, VP OF FINANCE AND CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND CONFLICT OF INTEREST DISCLOSURE STATEMENT ARE PROVIDED TO ALL TRUSTEES, COMMITTEE MEMBERS, OFFICERS, AND SENIOR MANAGEMENT OF THE ORGANIZATION. THE CONFLICT OF INTEREST DISCLOSURE STATEMENT IS COMPLETED ANNUALLY BY THE AFOREMENTIONED INDIVIDUALS. FORM 990, PART VI, SECTION B, LINE 15 DURING THE PROCESS OF HIRING A NEW PRESIDENT OF THE ORGANIZATION, THE CHAIR OF THE BOARD OF THE ORGANIZATION, BASED UPON CONSIDERATION OF COMPENSATION OF PRESIDENTS (EXECUTIVE DIRECTORS) OF SIMILAR ORGANIZATIONS AND OTHER NOT-FOR-PROFIT ORGANIZATIONS IN THE LOCAL AREA, AND THE CANDIDATE FOR PRESIDENT AGREE UPON COMPENSATION. THE CANDIDATE AND COMPENSATION ARE THEN PRESENTED TO THE BOARD FOR APPROVAL. ANNUAL COMPENSATION INCREASES, IF ANY, ARE THE SAME AS THE STANDARD PERCENTAGE INCREASE PROVIDED TO ALL OTHER EMPLOYEES OF THE ORGANIZATION. ANNUAL STANDARD PERCENTAGE INCREASES, IF ANY, ARE PRESENTED ALONG WITH THE ANNUAL FISCAL OPERATING BUDGET TO THE FINANCE COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS MAY BE FURNISHED UPON REQUEST IN WRITING TO THE ORGANIZATION. FORM 990, PART XI, LINE 9: EQUITY INVESTMENTS - NET -9,291. UNIVERSITY CIRCLE EAST LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 REAL PROPERTY OH 934112 3193087 N/A UCI-CET LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 REAL PROPERTY OH 78292 0 N/A UNIVERSITY CIRCLE NEW MARKETS INC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 264360361 NON-FOR-PROFIT COMMUNITY DEVELOPMENT CORPORATION (CDE) OH 501(C)(3) LINE 12A, I N/A 0 UNIVERSITY CIRCLE HOUSING INC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 341229409 SUBSIDIZED HOUSING FOR LOW INCOME SENIOR CITIZENS OH 501(C)(3) LINE 10 N/A 0 UNIVERSITY CIRCLE WEST LLC 10831 MAGNOLIA DRIVE CLEVELAND OH 44106 201777798 APARTMENTS OH UNIVERSITY CIRCLE INCORPORATED RELATED -3717 845247 0 0 1.00000 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 UNIVERSITY CIRCLE NEW MARKETS INC C 75000 FMV