2019-05-13T13:43:36-05:00 2018-06-30 Grant Thornton LLP 1000 WILSON BLVD SUITE 1400 ARLINGTON VA 22209 990 2017-07-01 530196523 Carnegie Institution of Washington % TIMOTHY DOYLE CARN 2023876400 1530 P St NW Washington DC 200051910 TIMOTHY DOYLE Chief Oper. Officer 2023876400 2019-05-13 true Mary Torretta P00847851 7038477500 2019-05-09 65.229.26.130 54681420191335000000 2019-05-13 P AA918D8483008E32154F6CC583B06457B9AF9E42 93B6A5B2B9E73C0D543A64C04FD842B0CEFC817E 2017 2019-02-21 02:37:17Z Carnegie Science Eric Isaacs 1530 P St NW Washington DC 20005 492039559 false X www.carnegiescience.edu X 1904 DC THE CONDUCT OF SCIENTIFIC DISCOVERY, RESEARCH AND EDUCATION IN THE FIELDS OF PLANT BIOLOGY, DEVELOPMENTAL BIOLOGY, EARTH AND PLANETARY SCIENCES, ASTRONOMY, AND GLOBAL ECOLOGY. 19 19 516 19 334564 0 33826174 29281249 6456343 6714446 105948059 52798376 1071310 1411434 147301886 90205505 5153364 3972978 0 0 52068501 53131553 0 0 2740891 43075940 40833020 100297805 97937551 47004081 -7732046 1204970912 1239346085 185774092 180522890 1019196820 1058823195 X See Schedule O false false 69116109 0 6804126 See Schedule O 9911067 3972978 0 See Schedule O 79027176 true true false false false false false false false true true true false false true true true false true true true false true false false false false true true true true true false false false false true false false false true true true false false false false false false false true 252 0 true 516 true true true true CI false false false false false false false false X 19 19 false false false false false false false true true false false true true true true true true true true false CA DC MD X X TIMOTHY DOYLE 2023876400 1530 P ST NW Washington DC 200051910 X Stephen P A Foder Trustee/Co-Chair of the Board 2.0 0.0 X X 0 0 0 Suzanne Nora Johnson Trustee/Co-Chair of the Board 2.0 0.0 X X 0 0 0 Bruce W Ferguson Trustee/Vice-Chair of Board 1.0 0.0 X X 0 0 0 Craig R Barrett Trustee 1.0 0.0 X 0 0 0 John F Crawford Trustee 1.0 0.0 X 0 0 0 Michael A Duffy Trustee 2.0 0.0 X 0 0 0 Sandra M Faber Trustee 1.0 0.0 X 0 0 0 William K Gayden Trustee 1.0 0.0 X 0 0 0 Rush D Holt Jr Trustee 1.0 0.0 X 0 0 0 Walter Isaacson Trustee 1.0 0.0 X 0 0 0 Mary C King Trustee 1.0 0.0 X 0 0 0 Katherine Lapp Trustee 2.0 0.0 X 0 0 0 Michael Long Trustee 2.0 0.0 X 0 0 0 Richard Meserve Trustee 1.0 0.0 X 0 0 0 Cristian Samper Trustee 2.0 0.0 X 0 0 0 Christopher TS Stone Trustee 2.0 0.0 X 0 0 0 David Thompson Trustee 1.0 0.0 X 0 0 0 Marshall Wais Trustee 2.0 0.0 X 0 0 0 Michael Wilson Trustee 1.0 0.0 X 0 0 0 William R Hearst III Trustee, end November 2017 1.0 0.0 X 0 0 0 Pamela Matson Trustee, end December 2017 1.0 0.0 X 0 0 0 Matthew P Scott President 50.0 0.0 X 680385 0 54179 Timothy P Doyle Chief Operating Officer 50.0 0.0 X 375250 0 62315 Benjamin Aderson General Counsel 50.0 0.0 X 241500 0 34508 John S Mulchaey Interim Co-President/Dept Dir. 50.0 0.0 X 258435 0 48541 Yixian Zheng Interim Co-President/Dept Dir 50.0 0.0 X 242500 0 33796 Richard W Carlson Department Director 50.0 0.0 X 266629 0 57459 Seung Yon Rhee Department Director 50.0 0.0 X 261105 0 47773 George Cody Department Director 50.0 0.0 X 234068 0 57037 Joseph Berry Department Director 50.0 0.0 X 220029 0 56507 Patrick McCarthy GMTO Director 50.0 0.0 X 298958 0 60291 Anna Michalak Senior Staff Scientist 50.0 0.0 X 266703 0 29215 Michael Stambaugh Chief Investment Officer 50.0 0.0 X 575000 0 58481 Kenneth G Caldeira Senior Staff Scientist 50.0 0.0 X 248390 0 61141 Ann McElwain Chief Development Officer 50.0 0.0 X 288750 0 59089 4457702 0 720332 118 false true false FISHER SCIENTIFIC CO LLC 2000 PARK LANE PITTSBURGH PA 15275 Lab Supplier 867149 BIALEK CORPORATION OF MARYLAND 530 GAITHER RD STE 300 ROCKVILLE MD 208505971 Furniture Retail 462123 DARREL DOWNING RIPPETEAU ARCHITECTS 1530 14TH ST NW 2ND FLOOR WASHINGTON DC 20005 Architect 330764 ANNA TORRE-SMITH LLC 9803 ACCIPITER CT NEW MARKET MD 21774 Interior Decorator 317811 KPMG LLP DEPT 0522 PO Box 120001 DALLAS TX 753120522 Accounting 290900 13 21225257 8055992 45434 29281249 MAGELLAN TELESCOPE PROGRAM 541700 4015071 4015071 GMT CHALLENGE PROGRAM 541700 1039429 1039429 AUSTRALIAN ASTRONOMY PROGRAM 541700 375000 375000 GEOCHEMICAL SOCIETY OFFICE 541700 204940 204940 YONSEI ASTRONOMY PROGRAM 541700 114747 114747 965259 965259 6714446 10299317 304037 9995280 0 1759084 1759084 1011760 1289921 -278161 0 -278161 -278161 443043192 400475516 68617 42567676 -68617 42499059 42499059 0 0 0 0 0 0 0 0 0 MOUNTAIN PRESENCE INCOME 900099 81952 81952 SECURITY LITIGATION INCOME 900099 58873 58873 EXCHANGE RATE GAIN 900099 43879 43879 -254193 89680 30527 -374400 -69489 90205505 6804126 334564 53785566 867345 867345 2922440 2922440 183193 183193 0 3067648 880690 1947233 239725 0 38867932 34566034 2916509 1385389 2925494 2660769 149892 114833 5951292 3676083 2168026 107183 2319187 1938482 278997 101708 0 433557 433557 278000 278000 0 0 2552508 2552508 1023465 228850 760906 33709 0 1620885 922409 514100 184376 1651834 972020 679721 93 0 3821671 3077541 693666 50464 2581564 2107582 334766 139216 0 1031143 659745 198729 172669 4204727 3012747 1191980 0 9782034 9152263 611852 17919 619904 228103 390859 942 RESEARCH EDUCATION EXPENSE 5497383 5450324 39091 7968 CONTRACT AND SUBAWARDS 4252641 4112837 5130 134674 BOND ADMIN & OTHER MAINT. 181205 102532 78673 ALL OTHER EXPENSES 1300499 1305187 -54711 50023 97937551 79027176 16169484 2740891 0 857 54784928 40059456 11040752 7895075 190108 598493 552596 468058 0 0 1011527 991327 0 0 58302225 61986571 278722622 146413860 133422381 132308762 497728581 558199593 447937814 436837893 0 0 0 0 0 0 1204970912 1239346085 11609118 10057260 0 0 27684675 27503640 65105000 65105000 0 0 0 0 0 0 6000000 3575557 75375299 74281433 185774092 180522890 X 308315540 322559060 655711218 680887440 55170062 55376695 1019196820 1058823195 1204970912 1239346085 X -7732046 46931749 5082 0 -1471310 1892900 X false true X true true true X 797500206 211703 82643613 2291722 44963820 2273357 830826623 744153617 16599 103067040 3168223 42901696 3667131 797500206 819540019 130750 -29062673 3026553 41059613 2368313 744153617 809951370 148221 50809234 2429969 34184148 4754689 819540019 707403855 13500 146597541 2647656 37629606 3786264 809951370 0.16300 0.06700 0.77000 true false 0 817117 817117 0 94378442 94378442 0 179466357 146413860 33052497 0 4060706 4060706 132308762 413696 C ALTERNATIVE INVESTMENTS 259074118 F REAL ASSET/NATURAL RESOURCES 177350079 F 436837893 0 TAXABLE BOND PAYABLE 50000000 ACCRUED POSTRETIREMENT BENEFIT COST 24281433 74281433 X 134484594 46931749 5082 -1351276 45585555 88899039 2552508 -1246042 1306466 90205505 96631716 1246673 1246673 95385043 2552508 2552508 97937551 INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 THE ORGANIZATION'S ENDOWMENT FUNDS ARE INTENDED TO SUPPORT ITS OVERALL MISSION OF SUPPORTING SCIENTIFIC DISCOVERY "IN THE BROADEST AND MOST LIBERAL MANNER." FIN 48 FOOTNOTE SCHEDULE D, PART X, LINE 2 THE CARNEGIE INSTITUTION OF WASHINGTON (CARNEGIE) HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) EXCEPT FOR AMOUNTS FROM UNRELATED BUSINESS INCOME. CARNEGIE IS ALSO AN EDUCATIONAL INSTITUTION WITHIN THE MEANING OF SECTION 170(B)(1)(A)(II) OF THE CODE. THE INTERNAL REVENUE SERVICE HAS CLASSIFIED CARNEGIE AS OTHER THAN A PRIVATE FOUNDATION, AS DEFINED IN SECTION 509(A) OF THE CODE. CARNEGIE HAS ANALYZED THE TAX POSITIONS TAKEN AND HAS CONCLUDED THAT AS OF JUNE 30, 2018 AND 2017, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF DISCLOSURE IN THE FINANCIAL STATEMENTS. RECONCILIATION OF REVENUE BETWEEN AFS & FORM 990 SCHEDULE D, PART XI, LINE 2D PRIOR YEAR ADJUSTMENTS ($1,471,310) UNREALIZED SWAP GAIN/(LOSS) $120,034 ----------- Total ($1,351,276) SCHEDULE D, PART XI, LINE 4B RENTAL EXPENSES ($1,289,921) Exchange rate gain $43,879 ----------- Total ($1,246,042) RECONCILIATION OF EXPENSES BETWEEN AFS & FORM 990 SCHEDULE D, PART XII, LINE 2D RENTAL EXPENSES $1,289,921 Exchange rate gain ($43,879) Unrealized exchange rate loss $631 ---------- Total $1,246,673 true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY SCHEDULE E, PART I, LINE 3 OUR NON-DISCRIMINATION POLICY IS AVAILABLE ON OUR WEBSITE, WWW.CARNEGIESCIENCE.EDU, UNDER POLICIES AND PROCEDURES. EXPLANATION OF GOVERNMENT FINANCIAL AID SCHEDULE E, PART I, LINE 6A WE RECEIVE GRANTS AND PASS THROUGH FUNDS FROM SEVERAL FEDERAL AGENCIES INCLUDING The National Science Foundation (NSF), the United States Department of Energy (DOE), the United States Department of Homeland Security (DHS), The National Aeronautics and Space Administration (NASA), The United States Department of Agriculture (USDA), The Office of Naval Research (ONR), The National Institute of Standards and Technology (NIST), AND OTHERS. THESE MONIES SUPPORT OUR SCIENTIFIC RESEARCH AND EDUCATION. true Central America and the Caribbean Program Services Asner lab fieldwork 39632 Central America and the Caribbean Program Services Asner lab fieldwork 77536 East Asia and the Pacific Program Services Collab. & Conferences 22290 East Asia and the Pacific Program Services DCO Decadel Workshop 22431 East Asia and the Pacific Program Services AIRAPT Conference 21884 East Asia and the Pacific Program Services DCO Exec. Committee 52064 Europe (Including Iceland and Greenland) Program Services Caldiera lab fieldwork 34160 Europe (Including Iceland and Greenland) Program Services Collab. & Conferences 61725 Europe (Including Iceland and Greenland) Program Services Rosetta Science 171174 Europe (Including Iceland and Greenland) Program Services Strombolis Fieldwork 36556 Europe (Including Iceland and Greenland) Program Services DCO Working Meeting 17058 Europe (Including Iceland and Greenland) Program Services Goldschmidt 24522 Middle East and North Africa Program Services Asner Lab Fieldwork 16218 South America Program Services Asner Lab Fieldwork 22309 South America Program Services Scientific Observation 299013 South America Program Services Telescope Engineering 30271 South America Program Services Telescope Operations 8119899 South America Program Services LCO Fieldwork 62450 East Asia and the Pacific Program Services Z Zhang Meeting 10280 Europe (Including Iceland and Greenland) Grantmaking 47306 South Asia Grantmaking 66741 East Asia and the Pacific Grantmaking 16058 Middle East and North Africa Grantmaking 53088 Central America and the Caribbean Investments 373472721 North America Investments 12516045 Europe (Including Iceland and Greenland) Investments 2740659 South America Investments 1825155 9068742 390810503 399879245 FELLOWSHIP Europe (Including Iceland and Greenland) 4 47306 check/wire FELLOWSHIP South Asia 1 66741 check/wire FELLOWSHIP East Asia and the Pacific 1 16058 check/wire FELLOWSHIP Middle East and North Africa 2 53088 check/wire true false true true true false PROCEDURES FOR MONITORING THE USE OF GRANTS AND OTHER ASSISTANCE SCHEDULE F, PART I, LINE 2 AS A RESEARCH INSTITUTION, CARNEGIE PROVIDES FELLOWS WITH THE OPPORTUNITY TO PURSUE INDEPENDENT RESEARCH AND THE TRAINING TO ACQUIRE THE ADDITIONAL SKILLS AND EXPERTISE NEEDED TO BECOME A SUCCESSFUL SCIENTIST. CARNEGIE MONITORS THE FELLOWSHIP EXPERIENCE TO ACHIEVE BOTH OBJECTIVES. FELLOWS PURSUE THEIR RESEARCH PROGRAM RELATIVELY INDEPENDENTLY BUT HAVE FULL ACCESS TO CARNEGIE FACILITIES AND STAFF MEMBERS AND TYPICALLY PERFORM THEIR EXPERIMENTS AND SCIENTIFIC WORK ON-SITE AND IN COLLABORATION WITH OTHER CARNEGIE FELLOWS. THIS COLLABORATION SERVES AS A VEHICLE FOR MONITORING AND SUPPORTING THE WORK OF THE FELLOW. CARNEGIE'S VARIOUS ADMINISTRATIVE AND RESEARCH POLICIES APPLY TO FELLOWS. IN CARNEGIE'S STRUCTURE, DEPARTMENT DIRECTORS ARE RESPONSIBLE FOR ASSURING THAT FELLOWS FOLLOW THESE PROCEDURES AND CARRY OUT THE RESEARCH SUPPORTED THROUGH EXTERNALLY OR INTERNALLY-FUNDED FELLOWSHIPS. TO ENSURE SPONSORED PROGRAM DOLLARS ARE APPROPRIATELY USED, AND IN ACCORDANCE WITH APPLICABLE REGULATIONS, THE INSTITUTION APPLIES RIGOROUS FINANCIAL AND PROGRAMMATIC MONITORING. CARNEGIE CONDUCTS REGULAR ACCOUNT RECONCILIATIONS, SUBRECIPIENT MONITORING; WHEREIN SUBRECIPIENT ORGANIZATIONS ARE REQUIRED TO SUBMIT FINANCIAL AND TECHNICAL REPORTS. REPORTS AND INVOICES ARE REVIEWED FOR ACCURACY, AND COMPLIANCE WITH APPLICABLE TERMS AND CONDITIONS INCLUDING OMB 2 CFR 200 ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS. true THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 10920 WILSHIRE BLVD LOS ANGELES CA 90024 956006143 501(c)(3) 164450 Participant support THE UNIVERSITY OF TENNESSEE 1331 CIRLCLE PARK DR KNOXVILLE TN 37916 626001636 501(c)(3) 88880 0 Participant support UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE CHICAGO IL 60637 362177139 501(c)(3) 74210 Participant support STANFORD UNIVERSITY PO BOX 873503 SAN FRANCISCO CA 94144 941156365 501(c)(3) 72287 Participant support NORTWESTERN UNIVERSITY 633 CLARK ST RM G547 EVANSTON IL 60208 362167817 501(c)(3) 64270 Participant support UNIVERSITY OF ALABAMA AT BIRMINGHAM UNIVERSITY STATION BIRMINGHAM AL 35294 636005396 501(c)(3) 61971 Participant support UNIVERSITY OF HAWAII 2440 CAMPUS RD HONOLULU HI 96822 996000354 501(c)(3) 58265 Participant support WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN WA 99164 916001108 501(c)(3) 52925 Participant support UNIVERSITY OF ILLINOIS 1901 SOUTH FIRST ST A CHAMPAIGN IL 61820 376000511 501(c)(3) 52649 Participant support UNIVERSITY OF UTAH 201 PRESIDENT CIr SALT LAKE CITY UT 84112 876000525 501(c)(3) 46548 Participant support MICHIGAN STATE UNIVERSITY 220 TROWBRIDGE RD EAST LANSING MI 48824 386005984 501(c)(3) 42609 Participant support SUNY AT BUFFALO PO BOX 9 ALBANY NY 12201 141368361 501(c)(3) 38300 Participant support WASHINGTON UNIVERSITY IN ST LOUIS 700 ROSEDALE AVE ST LOUIS MO 63112 430653611 501(c)(3) 33647 Participant support 13 FELLOWSHIP 106 1729098 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS & OTHER ASSISTANCE IN US SCHEDULE I, PART I, LINE 2 AS A RESEARCH INSTITUTION, CARNEGIE PROVIDES FELLOWS WITH THE OPPORTUNITY TO PURSUE INDEPENDENT RESEARCH AND THE TRAINING TO ACQUIRE THE ADDITIONAL SKILLS AND EXPERTISE NEEDED TO BECOME A SUCCESSFUL SCIENTIST. CARNEGIE MONITORS THE FELLOWSHIP EXPERIENCE TO ACHIEVE BOTH OBJECTIVES. FELLOWS PURSUE THEIR RESEARCH PROGRAM RELATIVELY INDEPENDENTLY BUT HAVE FULL ACCESS TO CARNEGIE FACILITIES AND STAFF MEMBERS AND TYPICALLY PERFORM THEIR EXPERIMENTS AND SCIENTIFIC WORK ON-SITE AND IN COLLABORATION WITH OTHER CARNEGIE SCIENTISTS. FELLOWS IN THE BIOLOGICAL SCIENCES APPLY TO CARNEGIE MAINLY TO LEARN THE RESEARCH TECHNIQUES AND RESEARCH AREAS OF A PARTICULAR CARNEGIE STAFF SCIENTIST, THAT IS, TO WORK IN THAT PRINCIPAL INVESTIGATOR'S (PI) LAB. LABS ROUTINELY ENGAGE A NUMBER OF DIFFERENT PEOPLE, INCLUDING A PI, TECHNICIANS, POSTDOCTORAL SCIENTISTS, AND RESEARCHERS. THE PI MONITORS THE WORK OF THE FELLOW ON AN ONGOING BASIS, CRITIQUES THE FELLOWS' RESEARCH, MAKES SUGGESTIONS FOR AVENUES TO EXPLORE, AND PROVIDES ONGOING MENTORING. FELLOWS IN THE PHYSICAL SCIENCES TYPICALLY COLLABORATE WITH A SENIOR STAFF MEMBER ON RESEARCH PROJECTS. THIS PROVIDES AN ONGOING VEHICLE FOR MONITORING AND SUPPORTING THE WORK OF THE FELLOW. FELLOWS ARE ASKED TO PRESENT AND DEFEND THEIR RESEARCH TO OTHER SCIENTISTS BOTH AT CARNEGIE AND AT OTHER INSTITUTIONS. THIS PROCESS HELPS TO MONITOR A FELLOWS' SCIENTIFIC PROGRESS AND PERMITS ADJUSTMENTS AS NECESSARY. CARNEGIE'S VARIOUS ADMINISTRATIVE AND RESEARCH POLICIES APPLY TO FELLOWS. IN CARNEGIE'S STRUCTURE, DEPARTMENT DIRECTORS ARE RESPONSIBLE FOR ASSURING THAT FELLOWS FOLLOW THESE PROCEDURES AND CARRY OUT THE RESEARCH SUPPORTED THROUGH EXTERNALLY OR INTERNALLY-FUNDED FELLOWSHIPS. TO ENSURE SPONSORED PROGRAM DOLLARS ARE APPROPRIATELY USED, AND IN ACCORDANCE WITH APPLICABLE REGULATIONS, THE INSTITUTION APPLIES RIGOROUS FINANCIAL AND PROGRAMMATIC MONITORING. CARNEGIE CONDUCTS REGULAR ACCOUNT RECONCILIATIONS, SUBRECIPIENT MONITORING; WHEREIN SUBRECIPIENT ORGANIZATIONS ARE REQUIRED TO SUBMIT FINANCIAL AND TECHNICAL REPORTS. REPORTS AND INVOICES ARE REVIEWED FOR ACCURACY, AND COMPLIANCE WITH APPLICABLE TERMS AND CONDITIONS INCLUDING OMB 2 CFR 200 ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS. X true true X X X false false false false false false false false false Matthew P Scott President 680385 0 0 0 0 0 53609 0 570 0 734564 0 0 0 Timothy P Doyle Chief Operating Officer 375250 0 0 0 0 0 46440 0 15875 0 437565 0 0 0 Benjamin Aderson General Counsel 220000 0 21500 0 0 0 29232 0 5276 0 276008 0 0 0 Richard W Carlson Department Director 266629 0 0 0 0 0 52183 0 5276 0 324088 0 0 0 John S Mulchaey Interim Co-President/Dept Dir. 258435 0 0 0 0 0 41974 0 6567 0 306976 0 0 0 Seung Yon Rhee Department Director 261105 0 0 0 0 0 41206 0 6567 0 308878 0 0 0 George Cody Department Director 234068 0 0 0 0 0 42042 0 14995 0 291105 0 0 0 Yixian Zheng Interim Co-President/Dept Dir 242500 0 0 0 0 0 33226 0 570 0 276296 0 0 0 Joseph Berry Department Director 220029 0 0 0 0 0 44006 0 12501 0 276536 0 0 0 Patrick McCarthy GMTO Director 298958 0 0 0 0 0 47790 0 12501 0 359249 0 0 0 Anna Michalak Senior Staff Scientist 216703 0 50000 0 0 0 28645 0 570 0 295918 0 0 0 Michael Stambaugh Chief Investment Officer 400000 0 175000 0 0 0 42606 0 15875 0 633481 0 0 0 Kenneth G Caldeira Senior Staff Scientist 241455 0 0 0 6935 0 45266 0 15875 0 309531 0 0 0 Ann McElwain Chief Development Officer 275000 0 13750 0 0 0 43214 0 15875 0 347839 0 0 0 HOUSING ALLOWANCE SCHEDULE J, PART I, LINE 1A CARNEGIE'S POLICIES INCLUDE A PROVISION FOR HOUSING SUBSIDIES IN HIGH-COST AREAS FOR QUALIFYING STAFF MEMBERS. Six staff members qualify for the housing allowance. These benefits are treated as taxable compensation and included on the staff members Form W-2. A Maryland Health & Higher Educational Facilities 520936091 574217JB2 2010-02-04 30580000 Refund prior bonds to contruct/eq false false false B California Educational Facilities Authority 521705592 130178VS2 2010-03-24 34525000 Refund prior bonds to finance false false false A 0 0 30505440 0 0 0 553594 0 0 30000000 0 0 2005 true false true true B 0 0 38365183 0 0 0 565183 0 0 35800000 0 0 2003 true false true true A false false false false 0.00000 0.00000 0.00000 true false 0.00000 false true B false false false false 0.00000 0.00000 0.00000 true false 0.00000 false true A false false true false false false 0 false 0 false true B false false true false false false 0 false 0 false true A true B true SCHEDULE K, PART II, LINE 7 02/04/2010 - 30,580,000 MARYLAND HEALTH & HIGHER EDUCATIONAL FACILITIES (MHHEFA) THIS ISSUE WAS USED TO REFUND PRIOR MHHEFA BONDS OF $30 MILLION ISSUED IN OCTOBER, 2002, THE PROCEEDS OF WHICH WERE USED TO CONSTRUCT AND EQUIP A NEW FACILITY FOR CARNEGIE'S DEPARTMENT OF EMBRYOLOGY ON THE JOHNS HOPKINS HOMEWOOD CAMPUS IN BALTIMORE, MARYLAND. CONSTRUCTION BEGAN IN APRIL 2003 AND THE FACILITY WAS OCCUPIED IN SEPTEMBER 2005. THE 2010 SERIES WAS ISSUED AT A DISCOUNT OF $74,561 AND AMOUNTS BORROWED IN EXCESS OF $30 MILLION WERE USED TO COVER ISSUANCE COSTS. SCHEDULE K, PART II, LINE 7 03/24/2010 - 34,525,000 CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY (CEFA) - THIS ISSUE WAS USED TO REFUND $17.5 MILLION OF 1993 SERIES B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY REVENUE TAX EXEMPT BONDS AND $18.3 MILLION OF 2006 SERIES A CEFA REFUNDING REVENUE TAX-EXEMPT BONDS WHICH REFUNDED ALL OUTSTANDING 1993 SERIES A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY REVENUE TAX EXEMPT BONDS. 1993 SERIES A & B BONDS WERE USED TO FINANCE THE MAGELLAN TELESCOPE PROJECT AND THE RENOVATION OF THE FACILITIES OF THE OBSERVATORIES AT PASADENA. THE TELESCOPE PROJECT WAS COMPLETED IN 2003. THE 2010 SERIES WAS ISSUED AT A PREMIUM OF $1,840,183 AND AMOUNTS IN EXCESS OF $35.8 MILLION WERE USED TO COVER ISSUANCE COSTS. Seung Yon Rhee Dept. Dir. Mortgage X 761694 468058 false true true 468058 William Gayden Trustee 2108895 See Part V false SCHEDULE L, PART IV, COLUMN (D) MR. GAYDEN IS FOUNDER, CHAIRMAN, AND CHIEF EXECUTIVE OFFICER OF MERIT ENERGY COMPANY, A PRIVATE FIRM SPECIALIZING IN DIRECT INVESTMENTS IN MATURE, HIGH QUALITY OIL AND GAS ASSETS. MERIT ACQUIRES, OPERATES, AND DEVELOPS PRODUCING OIL AND GAS PROPERTIES ON BEHALF OF INSTITUTIONAL LIMITED PARTNERS THROUGH THE MERIT ENERGY PARTNERSHIP FUNDS. CARNEGIE MADE THIS CONTRIBUTION TO FUND CAPITAL CALLS FROM ITS EXISTING COMMITMENTS TO MERIT'S ENERGY FUNDS. X 5 43866 FMV X fluorescent microscope 1 1568 fmv false true false NUMBER OF CONTRIBUTIONS Schedule M, PART I, COLUMN (B) THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B). organization's mission Form 990, Part III, Line 1 THE MISSION OF THE CARNEGIE INSTITUTION OF WASHINGTON, AS SET FORTH IN ITS ARTICLES OF INCORPORATION UNDER AN ACT OF CONGRESS IN 1904, IS "TO ENCOURAGE, IN THE BROADEST AND MOST LIBERAL MANNER, INVESTIGATION, RESEARCH, AND DISCOVERY, AND THE APPLICATION OF KNOWLEDGE TO THE IMPROVEMENT OF MANKIND." Program Service Activity #1 Form 990, Part III, Line 4a CARNEGIE IS A WORLD-RENOWNED CENTER FOR PETROLOGY - STUDY OF ROCKS. IT IS ALSO A WORLD LEADER IN HIGH-PRESSURE AND HIGH-TEMPERATURE PHYSICS MAKING SIGNIFICANT CONTRIBUTIONS TO BOTH EARTH AND MATERIAL SCIENCES. CARNEGIE SCIENTISTS ARE PART OF AN INTERDISCIPLINARY EFFORT TO INVESTIGATE HOW LIFE EVOLVED ON THIS PLANET AND DETERMINE ITS POTENTIAL FOR EXISTING ELSEWHERE. WITH VARIOUS PARTNERS, CARNEGIE HAS LAUNCHED A NEW MULTI-DISCIPLINARY, INTERNATIONAL INITIATIVE DEDICATED TO ACHIEVING A TRANSFORMATIONAL UNDERSTANDING OF EARTH'S DEEP CARBON CYCLE, INCLUDING ITS POORLY CONSTRAINED RESERVOIRS AND FLUXES, UNKNOWN ROLE OF DEEP BIOLOGY, AND UNEXPLORED INFLUENCES OF THE DEEP CARBON CYCLE ON CRITICAL SOCIETAL CONCERNS RELATED TO ENERGY, ENVIRONMENT, AND CLIMATE. CARNEGIE ASTRONOMERS, UNLIKE MOST IN THEIR FIELD, DESIGN AND BUILD THEIR OWN INSTRUMENTS TO CAPTURE THE SECRETS OF SPACE. THEY ARE TRACING THE EVOLUTION OF THE UNIVERSE FROM THE SPARK OF THE BIG BANG THROUGH STAR AND GALAXY FORMATION, EXPLORING THE STRUCTURE OF THE UNIVERSE, AND PROBING THE MYSTERIES OF DARK MATTER, DARK ENERGY, AND THE EVER-ACCELERATING RATE AT WHICH THE UNIVERSE IS EXPANDING. CARNEGIE OPERATED TELESCOPES IN LAS CAMPANAS CHILE, AT WHICH A LARGE PART OF THE RESEARCH IS CONDUCTED, AND IS PART OF A CONSORTIUM THAT HAS UNDERTAKEN TO DESIGN, CONSTRUCT AND OPERATE A TELESCOPE KNOWN AS THE GIANT MAGELLAN TELESCOPE THAT, WHEN COMPLETE, WILL BE AMONG THE WORLD'S LARGEST GROUND BASED OPTICAL/INFRARED FACILITIES. CARNEGIE RESEARCH ALSO INCLUDES INTERDISCIPLINARY TEAMS OF ASTRONOMERS AND ASTROPHYSICISTS, GEOPHYSICISTS AND GEOCHEMISTS, COSMOCHEMISTS AND PLANETARY SCIENTISTS. THESE TEAMS ARE DISCOVERING PLANETS OUTSIDE OUR SOLAR SYSTEM, DETERMINING THE AGE AND STRUCTURE OF THE UNIVERSE, AND STUDYING THE CAUSES OF EARTHQUAKES AND VOLCANOES. USING INNOVATIVE APPROACHES TO RESEARCH ON GLOBAL ECOLOGY, CARNEGIE SCIENTISTS ARE PICKING APART THE COMPLICATED INTERACTIONS OF EARTH'S LAND, ATMOSPHERE, AND OCEANS TO UNDERSTAND HOW GLOBAL SYSTEMS OPERATE. WITH A WIDE RANGE OF POWERFUL TOOLS-FROM SATELLITES TO THE INSTRUMENTS OF MOLECULAR BIOLOGY-THESE SCIENTISTS EXPLORE ISSUES SUCH AS THE GLOBAL CARBON CYCLE, THE ROLE OF LAND AND OCEANIC ECOSYSTEMS, AND MUCH MORE. THESE ECOLOGISTS ALSO PLAY AN ACTIVE ROLE IN THE PUBLIC ARENA, FROM SERVING ON INTERNATIONAL PANELS INVESTIGATING CLIMATE CHANGE TO PROMOTING SATELLITE IMAGERY FOR THE DISCOVERY OF ENVIRONMENTAL HOT SPOTS. Program Service Activity #2 Form 990, Part III, Line 4b EDUCATION - CARNEGIE, A NON-DEGREE GRANTING ENTITY, IS AN ADVANCED STUDY ORGANIZATION AT WHICH HIGHLY QUALIFIED GRADUATE SCIENTISTS ARE OFFERED POSTGRADUATE AND POST DOCTORAL TRAINING FOR CAREERS IN EDUCATION AND RESEARCH. CARNEGIE'S POSTDOCTORAL SCIENTIFIC EDUCATION IS MOSTLY CONDUCTED IN THE LABORATORY OR IN THE FIELD. THE POSTDOCTORAL CURRICULUM IS HEAVILY WEIGHTED TOWARD TRAINING CANDIDATES TO BE CAPABLE RESEARCHERS AND TEACHERS OF RESEARCH. THE FACULTY CONSISTS OF THE PROFESSIONAL STAFF OF CARNEGIE, ALL OF WHOM PURSUE THEIR OWN RESEARCH. CARNEGIE ALSO OFFERS CERTAIN TRAINING OPPORTUNITIES FOR PREDOCTORAL STUDENTS WHO MAY PURSUE FORMAL DEGREES AT DEGREE-GRANTING INSTITUTIONS. CARNEGIE PROGRAMS ALSO TRAIN PUBLIC ELEMENTARY SCHOOL TEACHERS HOW TO INCORPORATE INTERACTIVE SCIENCE INSTRUCTION INTO ALL ASPECTS OF THE CURRICULUM; HELPS IMPROVE THE INSTRUCTION OF MATHEMATICS EDUCATION OF PUBLIC SCHOOL CHILDREN BY TRAINING INDIVIDUALS WITH MATHEMATICS OR RELATED DEGREES TO BECOME CLASSROOM INSTRUCTORS; INTRODUCES AND TRAINS HIGH SCHOOL STUDENTS TO CAREER EDUCATION PATHWAYS IN THE FIELD OF BIOTECHNOLOGY; AND MAKES INFORMATION AVAILABLE CONCERNING CARNEGIE'S SCIENTIFIC RESEARCH FINDINGS TO STUDENTS AND THE GENERAL PUBLIC. FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B CARNEGIE'S FINANCE DEPARTMENT, SENIOR STAFF AND ITS INDEPENDENT PAID PREPARER, GRANT THORNTON, WORK TOGETHER TO PREPARE AND REVIEW THE FORM 990. THE DRAFT FORM 990 IS THEN DISTRIBUTED TO MEMBERS OF THE FINANCE AND OPERATIONS COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT. AFTER THE FINANCE AND OPERATIONS COMMITTEE HAS REVIEWED THE RETURN AND ITS FEEDBACK HAS BEEN INCORPORATED, THE RETURN IS DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE IT IS FILED WITH THE IRS. TRUSTEES ARE ENCOURAGED TO CONTACT THE CHIEF OPERATING OFFICER OR DIRECTOR OF FINANCE WITH ANY QUESTIONS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C CARNEGIE HAS ADOPTED CONFLICT OF INTEREST POLICIES THAT APPLY TO THE INSTITUTION'S TRUSTEES, CORPORATE OFFICERS, AND EMPLOYEES. THESE POLICIES REQUIRE EACH TRUSTEE TO COMPLETE ANNUALLY A FORM TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. THE FORMS ARE COLLECTED BY THE CORPORATE SECRETARY, AND ANY DISCLOSURES ARE SUBSEQUENTLY PROVIDED TO THE BOARD OF TRUSTEES OR RELEVANT COMMITTEE OF THE BOARD FOR REVIEW AND APPROVAL. SIMILARLY, ALL EMPLOYEES OF CARNEGIE (INCLUDING CORPORATE OFFICERS) ARE REQUIRED, UPON HIRING AND ANNUALLY THEREAFTER, TO REPORT THEIR POTENTIAL CONFLICTS OF INTEREST. DEPARTMENT DIRECTORS REVIEW ALL POTENTIAL CONFLICTS IN THEIR DEPARTMENTS. THE PRESIDENT REVIEWS ALL POTENTIAL CONFLICTS FOR DEPARTMENT DIRECTORS. THE BOARD OF TRUSTEES REVIEWS ALL POTENTIAL CONFLICTS FOR THE CORPORATE OFFICERS. THROUGHOUT THE YEAR, EACH INDIVIDUAL SUBJECT TO THE CONFLICT OF INTEREST POLICIES IS REQUIRED TO UPDATE HIS/HER DISCLOSURE STATEMENT TO INCLUDE ANY INFORMATION REQUIRED TO BE DISCLOSED. THE SIGNED EMPLOYEE DISCLOSURE FORMS ARE KEPT IN THE EMPLOYEES PERSONNEL FILE. PROCESS FOR DETERMINING EXECUTIVE COMPENSATION FORM 990, PART VI, SECTION B, LINE 15A CARNEGIE ENGAGES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO CONDUCT A COMPENSATION STUDY TO EVALUATE THE REASONABLENESS OF THE TOTAL PROPOSED COMPENSATION FOR THE ORGANIZATION'S "DISQUALIFIED PERSONS" UNDER TREAS. REG. 53.4958-3 WITHOUT REGARD TO WHETHER THE PERSON HAS BEEN ELECTED AN OFFICER. THE INDEPENDENT COMPENSATION STUDY FOCUSES ON THE COMPENSATION PAID TO FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS AND ALSO CONSIDERS INDUSTRY COMPENSATION SURVEYS. THE COMPENSATION STUDY IS PROVIDED TO THE ORGANIZATIONS HUMAN RESOURCES AND COMPENSATION COMMITTEE, TOGETHER WITH A REASONED WRITTEN OPINION FROM THE COMPENSATION CONSULTANT THAT THE PROPOSED COMPENSATION ARRANGEMENTS FOR THE DISQUALIFIED PERSONS ARE "REASONABLE" WITHIN THE MEANING OF TREAS. REG. 53.4958-4(B)(1)(II)(A). THE HUMAN RESOURCES AND COMPENSATION COMMITTEE SETS COMPENSATION FOR EACH DISQUALIFIED PERSON AND MAKES A RECOMMENDATION TO THE FULL BOARD OF TRUSTEES WITH RESPECT TO COMPENSATION FOR THE PRESIDENT. THE FULL BOARD THEN REVIEWS THE COMPENSATION STUDY AND OPINION FOR THE PRESIDENT TOGETHER WITH THE RECOMMENDATION OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE AND MAKES A DECISION WITH RESPECT TO THE PRESIDENTS COMPENSATION. THE HUMAN RESOURCES AND COMPENSATION COMMITTEE AND BOARD RELY ON THE COMPENSATION CONSULTANT'S OPINION AND COMPENSATION STUDY TO GUIDE ITS REVIEW, DELIBERATION, AND APPROVAL OF THE PROPOSED COMPENSATION ARRANGEMENTS, AND ITS DECISIONS REGARDING COMPENSATION (INCLUDING THE BASES FOR THESE DECISIONS) ARE DOCUMENTED IN THE MEETING MINUTES. THE HUMAN RESOURCES AND COMPENSATION COMMITTEE AND TRUSTEES WHO VOTE ON COMPENSATION FOR DISQUALIFIED PERSONS AND THE PRESIDENT DO NOT HAVE A CONFLICT OF INTEREST WITH REGARD TO THESE COMPENSATION ARRANGEMENTS. MAKING ORGANIZATIONAL DOCUMENTS AVAILABLE TO THE PUBLIC FORM 990, PART VI, SECTION C, LINE 19 IN ACCORDANCE WITH TREAS. REG. 301-6104(D)-1(A)(1) AND IRS NOTICE 2007-45, COPIES OF CARNEGIES THREE MOST RECENT FORMS 990 ARE MADE AVAILABLE FOR INSPECTION BY THE PUBLIC DURING REGULAR BUSINESS HOURS AT CARNEGIE'S OFFICE IN WASHINGTON, DC. CARNEGIE'S MOST RECENT FORM 990 IS ALSO MADE AVAILABLE TO THE PUBLIC ON THE INSTITUTIONS WEBSITE. THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AVAILABLE TO THE EXTENT REQUIRED BY LAW. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS AND STAFF CONFLICT OF INTEREST POLICY ARE ALSO MADE AVAILABLE TO THE PUBLIC UPON REQUEST. Other CHANGES IN NET ASSETS FORM 990, PART XI, LINE 9 Pension-related charges other than net periodic postretirement benefit cost $1,773,497 Unrealized swap gain/(loss) $120,034 Unrealized exchange rate gain/(loss) ($631) ---------- Total $1,892,900