2019-05-15T18:36:15-05:00 2018-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD STE 700 LOS ANGELES CA 900243783 990PF 2017-07-01 953953038 COTSEN FOUNDATION FOR THE ART OF TEACHING COTS 3108269113 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 KAMYAB HASHEMI-NEJAD CHIEF FINANCIAL OFFICER 3108269113 2019-05-15 1 LIOR TEMKIN P00748170 3104773924 2019-05-14 206.169.119.90 2019-05-14 18:01:50 PD P 642B320F93D6ABE7EFDC693DAC5A629D54474A64 A15F2C6A4605218035A09307A73A8CE120DF80DB 2017 2019-02-21 02:37:17Z X 236178944 X 176167504 583121 1536027 365322 365322 3910634 1738033 332419 0 178853980 5779080 0 294535 43707 0 243035 668440 0 0 668440 116686 1311 0 115733 84875 67900 0 16975 145589 91846 0 68275 782575 317711 0 450158 271637 0 0 0 35651 0 0 119987 0 0 119987 21041 0 0 21328 1691873 658571 0 805841 4232889 1181046 0 2509772 3282577 3383099 7515466 1181046 0 5892871 171338514 4598034 0 1098 1000 1000 3622338 8630921 8630921 29176 357 29176 29176 44256 39667 39667 0 2583410 2583410 4235231 8510566 8510566 45506170 216133416 216133416 109070 109070 35651 0 0 11748 250788 250788 53456849 236178944 236178944 182386 195964 1390846 1297374 366781 4696736 492061 691691 2432074 6881765 X 51024775 229297179 51024775 229297179 53456849 236178944 51024775 171338514 7129545 229492834 195655 229297179 LONG TERM CAPITAL GAINS - BOOK P 2017-01-01 2018-12-31 365322 365322 365322 KAYNE ANDERSON MLP FUND, L.P. - STCG P 2018-01-01 2018-12-31 1211323 -1211323 -1211323 KAYNE ANDERSON MLP FUND, L.P. - LTCG P 2017-01-01 2018-12-31 1162959 -1162959 -1162959 KAYNE ANDERSON MLP FUND, L.P. - 1231 P 2018-01-01 2018-12-31 4499 -4499 -4499 KAYNE ANDERSON REAL ESTATE PARTNERS II QP LP - LTCG P 2017-01-01 2018-12-31 4828 4828 4828 KAYNE ANDERSON REAL ESTATE PARTNERS III LP - LTCG P 2017-01-01 2018-12-31 353495 353495 353495 KAYNE ENERGY CREDIT OPPORTUNITIES, L.P. - STCG P 2018-01-01 2018-12-31 26578 -26578 -26578 KAYNE ENERGY CREDIT OPPORTUNITIES, L.P. - LTCG P 2017-01-01 2018-12-31 600723 -600723 -600723 KOHLBERG INVESTORS V, LP - LTCG P 2017-01-01 2018-12-31 2 2 2 KAYNE SENIOR CREDIT FUND (QP), L.P. - LTCG P 2017-01-01 2018-12-31 25984 -25984 -25984 KAYNE SENIOR CREDIT II OFFSHORE FUND, L.P. - LTCG P 2017-01-01 2018-12-31 15602 15602 15602 METROPOLITAN REAL ESTATE PARTNERS II, LP - LTCG P 2017-01-01 2018-12-31 134495 -134495 -134495 POWERSHARES DB COMMODITY INDEX TRACKING FUND (DBC) - STCG P 2018-01-01 2018-12-31 47 -47 -47 KAYNE ANDERSON ENERGY FUND IV (QP), L.P. - LTCG P 2017-01-01 2018-12-31 67942 -67942 -67942 KAYNE ANDERSON ENERGY FUND IV (QP), L.P. - 1231 P 2017-01-01 2018-12-31 11848 0 11848 11848 KAYNE ANDERSON ENERGY FUND VI, L.P. - STCG P 2018-01-01 2018-12-31 45113 -45113 -45113 KAYNE ANDERSON ENERGY FUND VI, L.P. - LTCG P 2017-01-01 2018-12-31 114 -114 -114 KAYNE ANDERSON ENERGY FUND VI, L.P. - 1231 P 2017-01-01 2018-12-31 508204 508204 508204 KAYNE ANDERSON MEZZANINE PARTNERS (QP), L.P. - LTCG P 2017-01-01 2018-12-31 200670 200670 200670 KAYNE ANDERSON MEZZANINE PARTNERS (QP), L.P. - 1231 P 2017-01-01 2018-12-31 2018 -2018 -2018 PERRY PARTNERS INTERNATIONAL INC - LTCG P 2017-01-01 2018-12-31 80 80 80 SPO PARTNERS II, L.P. - 1231 P 2017-01-01 2018-12-31 637026 637026 637026 BRACEBRIDGE CAPITAL - LTCG P 2017-01-01 2018-12-31 374 374 374 THE COTSEN 1985 TRUST - STCG P 2018-01-01 2018-12-31 357201 357201 357201 THE COTSEN 1985 TRUST - LTCG P 2017-01-01 2018-12-31 4844271 4844271 4844271 NORTHEN TRUST #6669 - CAPITAL GAIN DISTRIBUTIONS P 2017-01-01 2018-12-31 223967 223967 223967 MERRILL LYNCH #2796 - CAPITAL GAIN DISTRIBUTIONS P 2017-01-01 2018-12-31 34861 34861 34861 TAX ADJUSTEMENT - CAPITAL GAIN P 2017-01-01 2018-12-31 365322 -365322 -365322 3910634 -930359 0 4890593 50999304 0.095895 5364489 52664243 0.101862 4089853 64441498 0.063466 5371349 76468591 0.070243 4827345 67570583 0.071442 0.402908 0.080582 113570568 9151744 45980 9197724 5892871 91961 0 91961 0 91961 35656 115000 0 150656 1687 57008 57008 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 WWW.COTSEN.ORG KAMYAB HASHEMI-NEJAD 3108269113 12100 WILSHIRE BLVD STE 905 LOS ANGELES CA 90025 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 MARGIT COTSEN 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 FOUNDING DIRECTOR 10.00 0 0 0 BARRY MUNITZ 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 PRESIDENT/CEO 20.00 103000 3090 0 JEROLD HARRIS 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 EXECUTIVE DIRECTOR 40.00 191535 5679 13056 KAMYAB HASHEMI-NEJAD 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 CHIEF FINANCIAL OFFICER 40.00 0 0 0 GARY HART 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 BOARD MEMBER 1.00 0 0 0 JONATHAN VICTOR 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 BOARD MEMBER 1.00 0 0 0 LUCIA LAGUARDA 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 BOARD MEMBER 1.00 0 0 0 PEGGY FUNKHOUSER 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 BOARD MEMBER 1.00 0 0 0 STEVEN KOBLIK 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 BOARD MEMBER 1.00 0 0 0 STEVEN LAVINE 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 BOARD MEMBER 1.00 0 0 0 BARBARA GOLDING 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 ASSOCIATE DIRECTOR 40.00 114491 3393 2144 ANGELA BAE 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 SR. PROGRAM OFFICER 40.00 100502 2974 8931 VIVIAN GALANTI 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 EXECUTIVE ASSISTANT 40.00 89646 2655 11601 LYNDON CATAYONG 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 PROGRAM OFFICER 40.00 88042 2606 11169 DIANNE GLINOS 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 PROGRAM OFFICER 32.00 78193 2316 15009 3 COTSEN FAMILY OFFICE LLC 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 ADMINISTRATIVE 493263 KAYNE ANDERSON CAPITAL ADVISORS LP 1800 AVENUE OF THE STARS 2ND FLOOR LOS ANGELES CA 90067 INVESTMENT ADVISORY 123901 ANDERSEN TAX LLC 400 S HOPE ST SUITE 1000 LOS ANGELES CA 90071 TAX SERVICE 96170 SEYFARTH SHAW LLP 601 S FIGUEROA ST SUITE 3300 LOS ANGELES CA 90017 LEGAL 82547 CATHERINE AWSUMB NELSON 12100 WILSHIRE BOULEVARD NO 905 LOS ANGELES CA 90025 EVALUATION CONSULTING 69825 0 0 14736231 10002655 90561183 115300069 0 0 115300069 1729501 113570568 5678528 5678528 91961 212912 304873 5373655 0 5373655 0 5373655 5892871 0 5892871 0 5892871 5373655 0 0 1591154 1607188 951814 4096778 2389082 10636016 5892871 0 0 0 5373655 519216 0 0 11155232 0 0 0 0 0 0 1591154 9564078 1607188 951814 4096778 2389082 519216 X ALUMNI GRANTS 12100 WILSHIRE BLVD SUITE 905 LOS ANGELES CA 90025 I MENTOR PROGRAM 35507 ALDER GRADUATE SCHOOL OF EDUCATION 2946 BROADWAY ST SUITE B REDWOOD CITY CA 94062 PC GENERAL 10000 ALTASEA AT THE PORT OF LOS ANGELES 222 WEST 6TH STREET SUITE 1010 SAN PEDRO CA 90731 PC GENERAL 1500 AMERICAN ACADEMY OF ARTS AND SCIENCES 136 IRVING STREET CAMBRIDGE MA 02138 PC GENERAL 15000 ARTES MAGNET 1001 ARROYO STREET SAN FERNANDO CA 91340 GOV GENERAL 10000 BILLY MITCHELL ELEMENTARY 14429 CONDON AVE LAWNDALE CA 90260 GOV PARENT ENGAGEMENT & CAFETERIA 6000 BRADDOCK DRIVE ELEMENTARY SCHOOL 4711 INGLEWOOD BLVD CULVER CITY CA 90230 GOV MENTOR PROGRAM 500 CALIFORNIA INSTITUTE OF THE ARTS 24700 MCBEAN PARKWAY VALENCIA CA 91355 PC GENERAL 5000 CARLE' HIGH SCHOOL PO BOX 309 LOWER LAKE CA 95457 GOV TEACHER'S DISC. FUND 5000 CHAPEL AND YORK FOUNDATION 641 LEXINGTON AVE 15TH FLOOR NEW YORK NY 10022 PC CEDAR FOUNDATION TANZANIA 5000 COEUR D'ALENE AVENUE SCHOOL 810 COEUR DALENE AVENUE VENICE CA 90291 GOV MENTOR PROGRAM 1000 CULVER CITY UNIFIED SCHOOL DISTRICT 4034 IRVING PLACE CULVER CITY CA 90232 GOV MENTOR PROGRAM 19837 CYPRESS SCHOOL DISTRICT 9470 MOODY ST CYPRESS CA 90630 GOV MENTOR PROGRAM 6000 DANCE AND DIALOGUE 200 S BARRINGTON AVE / PO BOX 492471 LOS ANGELES CA 90049 PC GENERAL 5000 DOWNEY UNIFIED SCHOOL DISTRICT 11627 BROOKSHIRE AVE DOWNEY CA 90241 GOV MENTOR PROGRAM 357380 EL SEGUNDO UNIFIED SCHOOL DISTRICT 641 SHELDON STREET EL SEGUNDO CA 90245 GOV MENTOR PROGRAM 70451 FLOWER HILL PRIMARY SCHOOL PTA 98 FLOWER HILL ROAD HUNTINGTON NY 11743 GOV GENERAL 8500 FOUNTAIN VALLEY SCHOOL DISTRICT 10055 SLATER AVE FOUNTAIN VALLEY CA 92708 GOV MENTOR PROGRAM 85439 FRIENDS OF CEDAR FOUNDATION TANZANIA 641 LEXINGTON AVE 15TH FLOOR NEW YORK NY 10022 PC SASA PROJECT 6000 FULLERTON SCHOOL DISTRICT 1401 WEST VALENCIA DRIVE FULLERTON CA 92833 GOV MENTOR PROGRAM 558187 GO PROJECT INC 50 COOPER SQUARE NEW YORK NY 10003 PC PRE-SUMMER TRAINING FOR TEACHING STAFF 6000 HEMENWAY ELEMENTARY SCHOOL 729 WATER STREET FRAMINGHAM MA 01701 GOV PROF. DEVELOPMENT FOR TEACHERS 6000 ISRAEL-AMERICAN ACADEMIC EXCHANGE 8383 WILSHIRE BLVD SUITE 400 BEVERLY HILLS CA 90211 PC GENERAL 10000 JACARANDA MUSIC 1068 HARVARD STREET SANTA MONICA CA 90403 PC CONTEMPORARY MUSIC SERIES 1000 JAYSON GRIESING MEMORIAL SCHOLARSHIP FUND 8 DRIFTWOOD ROAD DANBURY CT 06811 PC GENERAL 2500 KENNEDY LEARNING CENTER 500 CAPITOL MALL 1500 SACRAMENTO CA 95814 PC SUMMER INSTITUTE 5000 LAWNDALE ELEMENTARY SCHOOL DISTRICT 4161 W 147TH STREET LAWNDALE CA 90260 GOV MENTOR PROGRAM 1200 LONG BEACH UNIFIED SCHOOL DISTRICT ROOM 235 1515 HUGHES WAY LONG BEACH CA 90810 GOV MENTOR PROGRAM 162349 LOS ANGELES EDUCATION PARTNERSHIP 202 WEST 1ST STREET SUITE 6-0410 LOS ANGELES CA 90012 PC GENERAL 30000 LOS ANGELES REVIEW OF BOOKS 6671 W SUNSET BLVD SUITE 1521 LOS ANGELES CA 90028 PC GENERAL 5000 LOS ANGELES UNIFIED SCHOOL DISTRICT 333 S BEAUDRY AVENUE 26TH FLOOR LOS ANGELES CA 90017 GOV MENTOR PROGRAM 107458 LOYOLA MARYMOUNT UNIVERSITY ONE LMU DRIVE LOS ANGELES CA 90045 PC MENTOR PROGRAM 622836 MONROVIA UNIFIED SCHOOL DISTRICT 325 EAST HUNTINGTON DRIVE MONROVIA CA 91016 GOV MENTOR PROGRAM 226366 NORWALK-LA MIRADA UNIFIED SCHOOL DISTRICT 12820 PIONEER BLVD NORWALK CA 90650 GOV MENTOR PROGRAM 324486 OAK GROVE SCHOOL DISTRICT 6578 SANTA TERESA BLVD SAN JOSE CA 95119 GOV MENTOR PROGRAM 6400 PACE AT JOHN F KENNEDY HIGH SCHOOL 6715 GLORIA DRIVE SACRAMENTO CA 95831 GOV GENERAL 15000 PAJARO VALLEY UNIFIED SCHOOL DISTRICT 294 GREEN VALLEY ROAD 4TH FLOOR WATSONVILLE CA 95076 GOV MENTOR PROGRAM 1500 PARK WESTERN PLACE ELEMENTARY 1214 PARK WESTERN PLACE SAN PEDRO CA 90732 GOV MENTOR PROGRAM 2000 POMONA COLLEGE 333 N COLLEGE WAY CLAREMONT CA 91711 PC LORN & GLORIA FOSTER ENDOWMENT 5000 POMONA UNIFIED SCHOOL DISTRICT PO BOX 2900 POMONA CA 91769 GOV MENTOR PROGRAM 2400 ROWLAND UNIFIED SCHOOL DISTRICT 1830 NOGALES ST ROWLAND HEIGHTS CA 91748 GOV MENTOR PROGRAM 78390 RYMAN-CARROLL FOUNDATION 1933 S BROADWAY 11TH FLOOR LOS ANGELES CA 90007 PC SUPPORT IN HONOR OF MARTY SKLAR 650 SACRAMENTO UNIFIED EDUCATION FOUNDATION 5735 47TH STREET SACRAMENTO CA 95824 PC BOARD DEVELOPMENT 10000 SANTA MONICA-MALIBU UNIFIED SCHOOL DIST 1651 SIXTEENTH STREET SANTA MONICA CA 90404 GOV MENTOR PROGRAM 17500 SCRIPPS COLLEGE 1030 COLUMBIA AVENUE CLAREMONT CA 91711 PC GENERAL 5000 SOQUEL UNION ELEMENTARY SCHOOL DISTRICT 620 MONTEREY AVENUE CAPITOLA CA 95010 GOV MENTOR PROGRAM 1500 THE ACME NETWORK 505 ALTA VISTA AVENUE SOUTH PASADENA CA 91030 PC GENERAL 50000 THE AMERICAN UNIVERSITY OF ROME PO BOX 841229 DALLAS TX 75284 PC GENERAL 10500 THE COLBURN SCHOOL 200 SOUTH GRAND AVE LOS ANGELES CA 90012 PC ZIERING-CONLON INITIATIVE 350 THE HUNTINGTON LIBRARY 1151 OXFORD ROAD SAN MARINO CA 91108 PC GENERAL 10000 THE IVAN KARP & CORINNE KRATZ FUND 1762 CLIFTON ROAD SUITE 1400 ATLANTA GA 30322 PC COLLABORATIVE RESEARCH 1000 THE PASADENA PLAYHOUSE 39 S EL MOLINO AVE PASADENA CA 91101 PC GENERAL 5000 THE WALLIS ANNENBERG CENTER 9390 N SANTA MONICA BLVD BEVERLY HILLS CA 90210 PC GENERAL 5000 TUSTIN UNIFIED SCHOOL DISTRICT 300 SOUTH C STREET TUSTIN CA 92780 GOV MENTOR PROGRAM 290426 UC REGENTS - UCLA LAB SCHOOL 330 CHARLES E YOUNG DRIVE NORTH LOS ANGELES CA 90095 GOV MENTOR PROGRAM 4500 UCLA FOUNDATION 10945 LE CONTE AVE SUITE 3132 LOS ANGELES CA 90095 PC PEDIATRIC OCD OUTPATIENT PROGRAM 5000 UCPLA 6430 INDEPENDENCE AVENUE WOODLAND HILLS CA 91367 PC GENERAL 5000 USC FISHER MUSEUM OF ART 823 EXPOSITION BLVD LOS ANGELES CA 90089 PC TO SUPPORT THE JANET STERNBURG EXHIBITION 15000 VALERIO STREET ELEMENTARY SCHOOL 15035 VALERIO STREET VAN NUYS CA 91405 GOV MENTOR PROGRAM 1500 WENDE MUSEUM 10808 CULVER BLVD CULVER CITY CA 90230 PC TO SUPPORT THE ENTRYWAY PALM TREE 15000 WHITTIER CITY SCHOOL DISTRICT 7211 S WHITTIER AVENUE WHITTIER CA 90602 GOV MENTOR PROGRAM 69452 WISEBURN UNIFIED SCHOOL DISTRICT 201 N DOUGLAS ST EL SEGUNDO CA 90245 GOV MENTOR PROGRAM 28535 3383099 ALUMNI GRANTS 12100 WILSHIRE BLVD SUITE 905 LONG BEACH CA 90025 I MENTOR PROGRAM 11906 BEECHWOOD 780 BEEACHWOOD AVE FULLERTON CA 92835 GOV MENTOR PROGRAM 2550 DOWNEY UNIFIED SCHOOL DISTRICT 11627 BROOKSHIRE AVE DOWNEY CA 90241 GOV MENTOR PROGRAM 221104 EL SEGUNDO UNIFIED SCHOOL DISTRICT 641 SHELDON STREET EL SEGUNDO CA 90245 GOV MENTOR PROGRAM 61454 FOUNTAIN VALLEY SCHOOL DISTRICT 10055 SLATER AVE FOUNTAIN VALLEY CA 92708 GOV MENTOR PROGRAM 83304 FULLERTON SCHOOL DISTRICT 1401 WEST VALENCIA DRIVE FULLERTON CA 92833 GOV MENTOR PROGRAM 238776 LONG BEACH UNIFIED SCHOOL DISTRICT ROOM 235 1515 HUGHES WAY LONG BEACH CA 90810 GOV MENTOR PROGRAM 89831 MONROVIA UNIFIED SCHOOL DISTRICT 325 EAST HUNTINGTON DRIVE MONROVIA CA 91016 GOV MENTOR PROGRAM 119133 NORWALK-LA MIRADA UNIFIED SCHOOL DISTRICT 12820 PIONEER BLVD NORWALK CA 90650 GOV MENTOR PROGRAM 291241 ROWLAND UNIFIED SCHOOL DISTRICT 1830 NOGALES ST ROWLAND HEIGHTS CA 91748 GOV MENTOR PROGRAM 71392 TUSTIN UNIFIED SCHOOL DISTRICT 300 SOUTH C STREET TUSTIN CA 92780 GOV MENTOR PROGRAM 63368 WHITTIER CITY SCHOOL DISTRICT 7211 S WHITTIER AVENUE WHITTIER CA 90602 GOV MENTOR PROGRAM 43315 1297374 14 583121 900099 912940 01 825093 18 365322 912940 1773536 0 2686476 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF LLOYD E COTSEN 12100 WILSHIRE BLVD 905 LOS ANGELES CA 90025 176117245 X X 2 RIC KAYNE 1800 AVENUE OF THE STARS 2ND FLOOR LOS ANGELES CA 90067 50234 X 1 VARIOUS PARTNERSHIP INTERESTS & STOCKS 176117245 2018-04-01 2 STOCK CONTRIBUTIONS 50234 2017-07-13 ACCOUNTING FEES 145589 91846 0 68275 BIG DOG/WALKING COMPANY CONVERTABLE NOTE 2966193 2966193 BLACKROCK STRATEGIC INCOME FUND 2277635 2277635 HARTFORD (WELLINGTON) CORE FUND 3266738 3266738 POWERSHARE DB COMMODITY INDEX 324993 324993 SPDR S&P GLOBAL NATURAL 418519 418519 ML INVESTMENTS 1839898 1839898 BRACEBRIDGE FMV 7481520 7481520 YORK CREDIT OPPORTUNITY FMV 9906376 9906376 KA ENERGY FUND IV (QP), LP FMV 1404736 1404736 KA ENERGY FUND VI, LP FMV 8531083 8531083 KA INFRASTRUCTURE INCOME, LP FMV 17856723 17856723 KA MLP FUND, LP FMV 56865510 56865510 KA MEZZANINE PARTNERS (QP), LP FMV 258223 258223 KA REAL ESTATE PARTNERS II, LP FMV 275822 275822 KA REAL ESTATE PARTNERS III, LP FMV 2614218 2614218 KAYNE ENERGY CREDIT OPP., LP FMV 619695 619695 KAYNE SENIOR CREDIT FUND, LP FMV 81543 81543 KAYNE SENIOR CREDIT II FUND, LP FMV 1467853 1467853 METROPOLITAN PARTNERS II, LP FMV 293397 293397 PERRY PARTNERS INTL, INC. FMV 3317 3317 SPO PARTNERS II, LP FMV 8410352 8410352 CANYON VALUE FUND (CAYMAN), LTD FMV 13546331 13546331 CHAMPLAIN SMALL COMPANY FUND FMV 1272632 1272632 FRESHPET, INC. FMV 85781 85781 FRONTIER MFG GLOBAL EQUITY FUND FMV 4207672 4207672 GRANDEUR PEAK EMERGING FUND FMV 926547 926547 IVA OVERSEAS FUND (CAYMAN) LTD FMV 4303480 4303480 JO HAMBRO INT'L SELECT FUND FMV 4873173 4873173 RIVER ROAD DIVIDEND ALL CAP FMV 2126277 2126277 VULCAN VALUE PARTNERS SMALL CAP FMV 860910 860910 VULCAN VALUE PARTNERS LARG CAP FMV 3832340 3832340 ACACIA PARTNERS, LP FMV 615097 615097 BAUPOST VALUE PARTNERS I, LP FMV 15881213 15881213 BAUPOST VALUE PARTNERS II, LP FMV 6582126 6582126 KA ENERGY FUND VII, LP FMV 15385003 15385003 KAYNE CREDIT OPPORTUNITIES FUND FMV 4046900 4046900 KA REAL ESTATE PARTNERS IV, LP FMV 4648639 4648639 KA-TP V, LLC FMV 1228931 1228931 KAYNE PARTNERS FUND, LP FMV 1997081 1997081 KAYNE PARTNERS FUND II, LP FMV 666915 666915 KAYNE PARTNERS FUND III, LP FMV 5510412 5510412 KAYNE PARTNERS FUND IV, LP FMV 1221970 1221970 KOHLBERG INVESTORS IV, LP FMV 145148 145148 KOHLBERG INVESTORS V, LP FMV 27889 27889 PALMER SQUARE SD GRADE FUND LLC FMV 1916640 1916640 PERRY PARTNERS LP FMV 6450 6450 REGENESIS BIOREMEDIATION PROD. FMV 384538 384538 ARTISAN DEVELOPING WORLD FUND FMV 3762953 3762953 LEGAL FEES 84875 67900 0 16975 SECURITY DEPOSIT 11748 11748 11748 ACCRUED INCOME 4457 4457 PREPAID INCOME TAXES 234583 234583 UNREALIZED CARRIED INTEREST 195655 OTHER DEDUCTIONS FROM PARTNERSHIPS 891648 647210 0 0 THE NORTHERN TRUST COMPANY #6669 FOREIGN TAX PAID 0 10990 0 0 MERRILL LYNCH #2796 FOREIGN TAX PAID 0 371 0 0 MENTOR AND FELLOW TRAINING 228390 0 0 230446 PROGRAM DEVELOPMENT 133695 0 0 148706 PRINCIPAL WORK 113442 0 0 126665 ALUMNI WORK 176052 0 0 152276 OFFICE EXPENSES 81296 0 0 80398 PAYROLL TAXES 67350 0 0 67350 PARTNERSHIP INCOME - BOOK 1738033 0 0 KAYNE ANDERSON INFRASTRUCTURE INCOME FUND, L.P. -9004 KAYNE ANDERSON MLP FUND, L.P. 27019 KAYNE ENERGY CREDIT OPPORTUNITIES, L.P. 2855 KAYNE SENIOR CREDIT FUND (QP), L.P. -152070 KAYNE SENIOR CREDIT II OFFSHORE FUND, L.P. (PFIC) 138991 METROPOLITAN REAL ESTATE PARTNERS II, LP -847 POWERSHARES DB COMMODITY INDEX TRACKING FUND (DBC) 5919 KAYNE ANDERSON ENERGY FUND IV (QP), L.P. 411 KAYNE ANDERSON ENERGY FUND VI, L.P. 88619 PERRY PARTNERS INTERNATIONAL INC 4450 BRACEBRIDGE CAPITAL (PFIC) 226076 UNREALIZED GAINS 7129545 DEFERRED TAX LIABILITY 492061 634652 TAX LIABILITY 0 57039 CFO MANAGEMENT SERVICE FEES 462289 78468 0 394610 INVESTMENT ADVISORY FEES 168501 143005 0 0 INVESTMENT MANAGEMENT FEES 11769 11769 0 0 CUSTODY FEES 28921 28921 0 0 OTHER PROFESSIONAL FEES 111095 55548 0 55548 DEFERRED FED EXCISE TAX PROVISION 142591 0 0 0 FRANCHISE TAX BOARD 10 0 0 0 U.S. TREASURY 127456 0 0 0 OTHER STATE TAXES 1580 0 0 0