2019-05-15T08:49:32-05:00 2018-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BLVD SUITE 500 BOSTON MA 02210 990 2017-07-01 050258809 Brown University % CHARLENE SWEENEY BROW 4018632716 Controllers Office Box J Providence RI 02912 JOSEPH S CALHOUN VP FINANCE & CFO 4018632716 2019-05-13 true ERIN COUTURE P01390592 6175305000 2019-05-10 155.201.188.33 04363820191355000004 2019-05-15 P AADB69CA6B8B6891D3FC676F18E1A37238B9AE00 5477481CA79227C5174834DE40144B170BD12694 2017 2019-02-21 02:37:17Z CHRISTINA PAXSON BROWN UNIVERSITY BOX J PROVIDENCE RI 02912 3246918192 false X http://www.brown.edu X 1764 RI SEE SCHEDULE O 52 50 11881 60526 -3974498 -3562106 386783998 474642932 636114239 675913001 244264257 178712448 952591 2330616 1268115085 1331598997 278472109 301076612 0 0 467897952 491508380 0 0 27659564 352532363 348792215 1098902424 1141377207 169212661 190221790 5349852480 5776361953 1165504536 1138452551 4184347944 4637909402 X SEE SCHEDULE O false false 610976760 24570132 550762952 INSTRUCTION/ENROLLMENT. 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ASSOCIATED WITH INVESTME 60127955 SPLIT INTEREST OBLIGATIONS 17018982 INTEREST RATE SWAP LIABILITY 31756815 PENSION LIABILITY 19829255 ASSET RETIREMENT OBLIGATIONS 15262869 163871147 SCHEDULE D, PART III, LINE 1a THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS an internationally renowned, constantly growing collection of primary historical sources pertaining to the Americas, both North and South, before ca. 1825. The John Carter Brown Library collection of 50,000 rare books (printed before ca. 1825), manuscripts, and 16,000 reference books and secondary sources (printed after ca. 1825) is distinguished in many subject areas. Most well-known, perhaps, are the Library's extensive holdings in the literature of European exploration and travel in the Western Hemisphere, from the first Latin edition of the Columbus letter of 1493, through nearly all of the contemporary narratives of Spanish, Portuguese, French, Dutch, and English discovery, exploration, and settlement. The holdings of the library are available to scholars engaged in productive research for whom access to the collection is essential for the advancement of their work. The Brown University Library, in support of the University's educational and research mission, is the local repository for and the principal gateway to current information and the scholarly record. The Brown University Library is comprised of the John D. Rockefeller, Jr. Library; the Sciences Library; the Orwig Music Library; the John Hay Library; and the Annmary Brown Memorial. The John D. Rockefeller, Jr. Library is the primary teaching and research library for the humanities, social sciences, and fine arts. The Sciences Library holds materials that support study and research in the fields of Medicine, Psychology, Neural Science, Environmental Science, Biology, Chemistry, Geology, Physics, Engineering, Computer Science, and Pure and Applied Mathematics, and provides a wide range of services to the staff, students and faculty. The Orwig Music Library houses the general music collection on campus: music books, scores, periodicals, sound recordings, video recordings, and microforms. The collection supports the curriculum of the Music Department and provides material for general use by the Brown community. The John Hay Library houses diverse collections spanning many subjects and time periods, with particularly strong collections in American literature and history, popular culture, military history and iconography, history of science and the art and history of the book. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY SPONSORED AND/OR AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. SCHEDULE D, PART X, LINE 2 BROWN UNIVERSITY DOES NOT HAVE A FIN 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, LIABILITY RECORDED IN ITS FINANCIAL STATEMENTS. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY PART I, LINE 3 THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY DOES NOT DISCRIMATE ON THE BASIS OF SEX, RACE, COLOR, RELIGION, DISABILITY, STATUS AS A VETERAN, NATIONAL OR ETHNIC ORIGIN, SEXUAL ORIENTATION, GENDER IDENTITY OR GENDER EXPRESSION, IN THE ADMINSTATION OF ITS EDUCATION POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, OR OTHER SCHOOL-ADMINISTERED PROGRAMS. GOVERNMENT FINANCIAL AID PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS AND TO SUPPORT SPONSORED RESEARCH. true Central America and the Caribbean 0 48 Program Services Research /Study Abroad 222370 Central America and the Caribbean Investments 1605788297 East Asia and the Pacific 0 5 Fundraising 61312 East Asia and the Pacific 216 Program Services Research /Study Abroad 670025 Europe (Including Iceland and Greenland) 0 4 Fundraising 41695 Europe (Including Iceland and Greenland) 787 Program Services Research /Study Abroad 2495556 Europe (Including Iceland and Greenland) Investments 163796011 Middle East and North Africa 0 2 Fundraising 11206 Middle East and North Africa 72 Program Services Research /Study Abroad 251444 Middle East and North Africa Investments 850453 North America 0 1 Fundraising 267 North America 0 326 Program Services Research /Study Abroad 463249 Russia and the Newly Independent States 0 19 Program Services Research /Study Abroad 59201 South America 122 Program Services Research /Study Abroad 368052 South Asia 0 2 Fundraising 14062 South Asia 49 Program Services Research /Study Abroad 197150 Sub-Saharan Africa 0 94 Program Services Research /Study Abroad 403699 Sub-Saharan Africa Investments 12622722 0 1747 0 1747 1775694049 12622722 1788316771 North America SUBCONTRACT GRANT AWARD 24076 FMV Sub-Saharan Africa SUBCONTRACT GRANT AWARD 65212 FMV true false true true true true PART I, LINE 3, COLUMN F THE ORGANIZATION REVIEWS ALL FOREIGN WIRE INFORMATION, INTERNATIONAL TRAVEL EXPENSES, AND FOREIGN EXPENDITURES, BASED ON THE CAPABILITIES OF ITS ACCOUNTING SYSTEMS, TO DETERMINE THE AMOUNTS REPORTED ON SCHEDULE F. 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2519 CONNECTICUT AVENUE WASHINGTON DC 20008 136213525 501(C)(3) 12380 FMV SUBCONTRACT GRANT AWARD LIFESPAN CENTER FOR CANCER RESEARCH DEVELOPMENT 1900 FAIRGROVE AVE HAMILTON OH 45011 310536660 501(C)(3) 50000 FMV SUBCONTRACT GRANT AWARD LIFESPAN INC 1900 FAIRGROVE AVE HAMILTON OH 45011 310536660 501(C)(3) 86957 FMV SUBCONTRACT GRANT AWARD LOS ALAMOS NATIONAL LABORATORY 1112 PLAZE DEL NORTE ESPANOLA NM 87532 742853972 501(C)(3) 221224 FMV SUBCONTRACT GRANT AWARD LYNNTECH INC 2501 EARL RUDDER FWY SOUTH COLLEGE STATION TX 77845 742463014 16470 FMV SUBCONTRACT GRANT AWARD MAINE MEDICAL CENTER RESEARCH INSTITUTE 22 BRAMHALL STREET PORTLAND ME 04102 010238552 501(C)(3) 29662 FMV SUBCONTRACT GRANT AWARD MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 041564655 501(C)(3) 521901 FMV SUBCONTRACT GRANT AWARD MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVE CAMBRIDGE MA 02139 042103594 501(C)(3) 1275817 FMV SUBCONTRACT GRANT AWARD MATHEMATICAL SCIENCES RESEARCH INSTITUTE 17 GAUSS WAY BERKELEY CA 94720 942650833 501(C)(3) 48860 FMV SUBCONTRACT GRANT AWARD MEMORIAL HOSPITAL 164 SUMMIT AVENUE PROVIDENCE RI 02906 050258905 501(C)(3) 101782 FMV SUBCONTRACT GRANT AWARD MICHIGAN STATE UNIVERSITY 535 CHESTNUT ROAD EAST LANSING MI 48824 386005984 885015 FMV SUBCONTRACT GRANT AWARD MIRIAM HOSPITAL 164 SUMMIT AVENUE PROVIDENCE RI 02906 050258905 501(C)(3) 1017139 FMV SUBCONTRACT GRANT AWARD MOUNT SINAI SCHOOL OF MEDICINE 114 WOODLAND STREET HARTFORD CT 06105 061422973 501(C)(3) 102848 FMV SUBCONTRACT GRANT AWARD NORTHEASTERN ILLINOIS UNIVERSITY 5500 NORTH ST LOUIS AVE CHICAGO IL 60625 366009515 15687 FMV SUBCONTRACT GRANT AWARD NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE BOSTON MA 02115 041679980 501(C)(3) 169147 FMV SUBCONTRACT GRANT AWARD NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDU 4150 CLEMENT ST SAN FRANCISCO CA 94121 943084159 501(C)(3) 6250 FMV SUBCONTRACT GRANT AWARD NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 60208 362167817 501(C)(3) 35146 FMV SUBCONTRACT GRANT AWARD OAK RIDGE NATIONAL LABORATORY 1 BETHEL VALLEY RD OAK RIDGE TN 37830 621788235 143412 FMV SUBCONTRACT GRANT AWARD OCEAN STATE RESEARCH INSTITUTE 830 CHALKSTONE AVENUE PROVIDENCE RI 02908 150440574 501(C)(3) 384383 FMV SUBCONTRACT GRANT AWARD OHIO UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 316025986 501(C)(3) 55874 FMV SUBCONTRACT GRANT AWARD PACIFIC NORTHWEST NATIONAL LABORATORY 902 BATTELLE BLVD RICHLAND WA 99352 314379427 35006 FMV SUBCONTRACT GRANT AWARD HARVARD TH CHAN SCHOOL OF PUBLIC HEALTH 1033 MASSACHUSETTS AVE CAMBRIDGE MA 02138 042103580 501(C)(3) 54660 FMV SUBCONTRACT GRANT AWARD PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVE CAMBRIDGE MA 02138 042103580 501(C)(3) 17569 FMV SUBCONTRACT GRANT AWARD PRINCETON UNIVERSITY 701 CARNEGIE CTR PRINCETON NJ 08540 210634501 501(C)(3) 106121 FMV SUBCONTRACT GRANT AWARD PUBLIC HEALTH INSTITUTE 555 12TH STREET OAKLAND CA 94607 941646278 501(C)(3) 82324 FMV SUBCONTRACT GRANT AWARD REGENTS OF THE UNIVERSITY OF MICHIGAN 500 S STATE STREET ANN ARBOR MI 48109 386006309 501(C)(3) 57592 FMV SUBCONTRACT GRANT AWARD RELIACOAT TECHNOLOGIES LLC 25 HEALTH SCIENCES DRIVE STONY BROOK NY 11790 830864448 125999 FMV SUBCONTRACT GRANT AWARD RHODE ISLAND HOSPITAL 593 EDDY STREET PROVIDENCE RI 02903 050258954 501(C)(3) 1952483 FMV SUBCONTRACT GRANT AWARD SIMMERSION LLC 9861 BROKEN LAND PARKWAY COLUMBIA MD 21046 128822736 36161 FMV SUBCONTRACT GRANT AWARD STANFORD UNIVERSITY 3145 PORTER DRIVE PALO ALTO CA 94304 941156365 501(C)(3) 41254 FMV SUBCONTRACT GRANT AWARD STATE OF RHODE ISLAND DEPT OF BEHAVIORAL HEALTH 14 HARRINGTON ROAD CRANSTON RI 02920 056000522 256522 FMV SUBCONTRACT GRANT AWARD STATE OF RHODE ISLAND DEPARTMENT OF EDUCATION 255 WESTMINSTER STREET PROVIDENCE RI 02903 056000522 348383 FMV SUBCONTRACT GRANT AWARD STATE OF RHODE ISLAND DEPARTMENT OF HEALTH 3 CAPITOL HILL PROVIDENCE RI 02908 056000522 714667 FMV SUBCONTRACT GRANT AWARD STEVENS INSTITUTE OF TECHNOLOGY ONE CASTLE POINT HOBOKEN NJ 07030 221487354 501(C)(3) 170823 FMV SUBCONTRACT GRANT AWARD SYSTEMS & TECHNOLOGY RESEARCH 600 W CUMMINGS PARK WOBURN MA 01801 964928464 27495 FMV SUBCONTRACT GRANT AWARD THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 2150 SHATTUCK AVENUE BERKELEY CA 94704 946002123 501(C)(3) 81370 FMV SUBCONTRACT GRANT AWARD THE REGENTS OF THE UNIVERSITY OF CALIFORNIA - LBNL 2150 SHATTUCK AVENUE BERKELEY CA 94704 946002123 501(C)(3) 615390 FMV SUBCONTRACT GRANT AWARD THE REGENTS OF THE UNIVERSITY OF CALIFORNIA MERCED 2150 SHATTUCK AVENUE BERKELEY CA 94704 946002123 501(C)(3) 42686 FMV SUBCONTRACT GRANT AWARD TRUTH INITIATIVE 900 G STREET WASHINGTON DC 20001 911956621 501(C)(3) 76829 FMV SUBCONTRACT GRANT AWARD TUFTS UNIVERSITY 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 501(C)(3) 249053 FMV SUBCONTRACT GRANT AWARD TULANE UNIVERSITY 6823 ST CHARLES AVENUE NEW ORLEANS LA 70118 720423889 501(C)(3) 103784 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF ALABAMA BIRMINGHAM 1530 3RD AVE SOUTH AB-1230 BIRMINGHAM AL 35294 636005369 501(C)(3) 18148 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF ARIZONA 1200 E UNIVERSITY BLVD TUCSON AZ 85721 742652689 501(C)(3) 58532 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA BERKELEY 2150 SHATTUCK AVENUE BERKELEY CA 94704 946002123 501(C)(3) 543654 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA DAVIS 202 COSTEAU PL STE 185 DAVIS CA 95618 946036494 501(C)(3) 8679 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BLVD LOS ANGELES CA 90095 956006143 501(C)(3) 77511 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA RIVERSIDE 990 UNIVERSITY AVE RIVERSIDE CA 92521 956006142 501(C)(3) 6104 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501(C)(3) 132287 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA SAN FRANCISCO 220 MONTGOMERY STREET SAN FRANCISCO CA 94104 946036493 501(C)(3) 440086 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CINCINNATI PO BOX 210222 CINCINNATI OH 45221 316000989 501(C)(3) 7458 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF COLORADO BOULDER 1800 GRANT STREET DENVER CO 80203 846000555 501(C)(3) 161470 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CONNECTICUT 233 GLENBROOK ROAD STORRS CT 06269 060772160 501(C)(3) 139259 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF FLORIDA 219 GRINTER HALL GAINESVILLE FL 32611 596002052 501(C)(3) 36066 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF IDAHO 875 PERIMETER DRIVE MOSCOW ID 83844 826000945 501(C)(3) 196276 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF ILLINOIS URBANA-CHAMPAIGN 601 E JOHN STREET CHAMPAIGN IL 61820 376000511 501(C)(3) 6333 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MARYLAND COLLEGE PARK 1000 HILLTOP CIRCLE BALTIMORE MD 21250 526002033 501(C)(3) 9566 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MARYLAND BALTIMORE 1000 HILLTOP CIRCLE BALTIMORE MD 21250 526002033 501(C)(3) 180049 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MASSACHUSETTS MEDICAL CENTER 55 LAKE AVENUE NORTH WORCESTER MA 01655 043358564 501(C)(3) 27538 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MASSACHUSETTS AMHERST 134 HICKS WAY AMHERST MA 01003 043167352 501(C)(3) 96611 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MASSACHUSETTS WORCESTER 55 LAKE AVENUE NORTH WORCESTER MA 01655 043358564 501(C)(3) 12781 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MISSOURI - KANSAS CITY 121 UNIVERSITY HALL COLUMBIA MO 65211 436003859 501(C)(3) 31287 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF NEW HAMPSHIRE 9 EDGEWOOD ROAD DURHAM NH 03824 020437506 501(C)(3) 9161 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF NORTH CAROLINA CHAPEL HILL 104 AIRPORT DRIVE CHAPEL HILL NC 27599 566001393 501(C)(3) 92544 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 88464 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF PITTSBURGH 116 ATWOOD STREET PITTSBURGH PA 15260 250965591 501(C)(3) 209607 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF RHODE ISLAND 45 UPPER COLLEGE RD KINGSTON RI 02881 056000522 501(C)(3) 1084039 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF ROCHESTER 910 GENESEE STREET ROCHESTER NY 14611 160743209 501(C)(3) 38043 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF SOUTHERN CALIFORNIA 3551 TROUSDALE PARKWAY LOS ANGELES CA 90089 951642394 501(C)(3) 122122 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF TEXAS CENTER FOR LARGE DATA RESEARCH 101 E 27TH STREET 5 AUSTIN TX 78712 746000203 501(C)(3) 21921 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF UTAH 332 SOUTH 1400 EAST SALT LAKE CITY UT 84211 876000525 501(C)(3) 104431 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF VERMONT 85 SOUTH PROSPECT STREET BURLINGTON VT 05405 030179440 501(C)(3) 558109 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY NE SEATTLE WA 98915 916001537 501(C)(3) 73345 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF WISCONSIN MADISON 21 N PARK STREET MADISON WI 53715 396006492 501(C)(3) 33173 FMV SUBCONTRACT GRANT AWARD VANDERBILT UNIVERSITY MEDICAL CENTER 2301 VANDERBILT PLACE NASHVILLE TN 37240 620476822 501(C)(3) 11880 FMV SUBCONTRACT GRANT AWARD VASSAR COLLEGE 124 RAYMOND AVENUE POUGHKEEPSIE NY 12604 141338587 501(C)(3) 123861 FMV SUBCONTRACT GRANT AWARD WAKE FOREST UNIVERSITY 1834 WAKE FOREST ROAD WINSTON SALEM NC 27109 560532138 501(C)(3) 256248 FMV SUBCONTRACT GRANT AWARD WEILL CORNELL MEDICAL COLLEGE 1300 YORK AVENUE NEW YORK NY 10065 131623978 501(C)(3) 407778 FMV SUBCONTRACT GRANT AWARD WESTAT INC 1600 RESEARCH BOULEVARD ROCKVILLE MD 20850 840529566 20172 FMV SUBCONTRACT GRANT AWARD WOMEN AND INFANTS HOSPITAL 101 DUDLEY STREET PROVIDENCE RI 02905 050258937 501(C)(3) 178455 FMV SUBCONTRACT GRANT AWARD YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 06520 060646973 501(C)(3) 840747 FMV SUBCONTRACT GRANT AWARD 116 13 UNDERGRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2849 127512179 MEDICAL SCHOOL SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 315 9514701 GRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 1710 139479600 Schedule I, Part I, Line 2 Grant funds are managed in accordance with both the sponsor and University rules and regulations. Expenditures are reviewed on a pre and post audit basis to ensure that the costs incurred and charged to a particular grant is in compliance with both the sponsor and University policies. Schedule I, Part III The cash grants are reflected on students' accounts. X X false true X X X X true true false false false false false true false CHRISTINA PAXSON PRESIDENT/FELLOW 873172 0 0 0 371657 0 221533 0 74345 0 1540707 0 200000 0 BARBARA CHERNOW EXEC VP OF FIN AND ADMIN 523933 0 45000 0 18250 0 98198 0 2552 0 687933 0 0 0 JOSEPH DOWLING VP & CHIEF INVESTMENT OFFICER 600000 0 575760 0 18978 0 21600 0 42215 0 1258553 0 0 0 JACK ELIAS DEAN OF MEDICINE & BIOLOGICAL 846483 0 0 0 17421 0 21600 0 17588 0 903092 0 0 0 STEPHEN M MAIORISI VP FOR FAC MGMT (THRU 8/4/17) 151157 0 11000 0 20055 0 17732 0 26335 0 226279 0 0 0 KEVIN MCLAUGHLIN DEAN OF FACULTY 415930 0 0 0 31795 0 32400 0 22956 0 503081 0 0 0 JOSEPH CALHOUN VP FIN & CFO 184923 0 60000 0 0 0 2467 0 49526 0 296916 0 0 0 LINDSAY GRAHAM VP FIN & CFO (THRU 7/31/17) 237513 0 0 0 48123 0 21600 0 18567 0 325803 0 0 0 RICHARD LOCKE PROVOST 614437 0 0 0 46235 0 21088 0 28140 0 709900 0 0 0 JILL PIPHER VP OF RESEARCH 189752 0 0 0 117995 0 32400 0 433 0 340580 0 0 0 JANE DIETZE MANAGING DIRECTOR - INVESTMENT 365419 0 546000 0 245 0 21600 0 25701 0 958965 0 0 0 DANIEL MCCOLLUM MANAGING DIRECTOR - INVESTMENT 364964 0 358000 0 4111 0 18697 0 22290 0 768062 0 0 0 ERICA NOURIJAN HEAD OF OPERATIONS-INVESTMENTS 293439 0 225000 0 0 0 20734 0 22545 0 561718 0 0 0 LOUIS RICE CHAIR OF MEDICINE 632005 0 0 0 20594 0 21600 0 22545 0 696744 0 0 0 PATRICIA WATSON THRU 83117 SVP FOR ADVANCEMENT 274971 0 0 0 273052 0 19906 0 7529 0 575458 0 0 0 VICKI COLVIN FORMER PROVOST 323611 0 0 0 260978 0 18900 0 20025 0 623514 0 0 0 CLYDE BRIANT FORMER VP OF RESEARCH 194624 0 0 0 0 0 24462 0 18838 0 237924 0 0 0 DAVID SAVITZ FORMER VP OF RESEARCH 291531 0 0 0 18413 0 21600 0 7664 0 339208 0 0 0 EDWARD WING FORMER DEAN OF MED AND BIO 237528 0 0 0 15856 0 30689 0 8946 0 293019 0 0 0 MICHAEL GUGLIELMO VP FOR FAC MGMT (AS OF 8/4/17) 194643 0 0 0 0 0 20535 0 23316 0 238494 0 0 0 Schedule J, Part I, Line 1a RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUALS: PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. PROVOST - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PROVOST IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE CURRENT PRESIDENT'S HOUSEHOLD SERVICES ASSISTANT PROVIDES SOME PERSONAL SERVICES FOR THE PRESIDENT. THE PRESIDENT REIMBURSES THE UNIVERSITY BY CHECK FOR THESE SERVICES. SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE HOUSING ITEM LISTED IN PART I, LINE 1A. SCHEDULE J, PART I, LINE 4A IN CONNECTION WITH HER DEPARTURE FROM THE PROVOST POSITION AND RETURN TO FACULTY, THE FORMER PROVOST RECEIVED CERTAIN PAYMENTS WHICH ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (b)(iii). IN CONNECTION WITH HER DEPARTURE FROM THE ORGANIZATION, THE SENIOR VICE PRESIDENT FOR ADVANCEMENT RECEIVED CERTAIN PAYMENTS WHICH ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). SCHEDULE J, PART I, LINE 4B TERMS & CONDITIONS OF SUPPLEMENTAL RETIREMENT PLAN AND PAYMENT FOR 2017: EFFECTIVE JULY 1, 2012, THE UNIVERSITY ENTERED INTO A DEFERRED COMPENSATION AGREEMENT WITH THE PRESIDENT. UNDER THE PLAN, THE ORGANIZATION DEPOSITED $200,000 TO THE PRESIDENT'S DEFERRED COMPENSATION ACCOUNT EACH JUNE 30TH THROUGH JUNE 30, 2017. SUCH AMOUNTS VEST OVER THE COURSE OF THE AGREEMENT SO LONG AS THE PRESIDENT REMAINS CONTINUOUSLY EMPLOYED BY THE UNIVERSITY THROUGH EACH VESTING DATE. $200,000 WAS CREDITED TO THE PLAN IN CALENDAR YEARS 2013 THROUGH 2017. THE PRESIDENT VESTED IN A PORTION OF HER DEFERRED COMPENSATION AND TOOK A PAYOUT WHICH HAS BEEN REPORTED IN PART II, COLUMN B(III). THIS AMOUNT WAS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR FORMS 990. EFFECTIVE JULY 1, 2017, THE UNIVERSITY ENTERED INTO A NEW DEFERRED COMPENSATION AGREEMENT. UNDER THE NEW PLAN THE ORGANIZATION WILL DEPOSIT $200,000 TO THE PRESIDENT'S DEFERRED COMPENSATION ACCOUNT EACH JUNE 30TH THROUGH JUNE 30, 2022. SUCH AMOUNTS WILL VEST OVER THE COURSE OF THE AGREEMENT SO LONG AS THE PRESIDENT REMAINS CONTINUOUSLY EMPLOYED BY THE UNIVERSITY THROUGH EACH VESTING DATE. NO AMOUNTS WERE CREDITED UNDER THIS PLAN IN CALENDAR YEAR 2017. AS PART OF HER EMPLOYMENT AGREEMENT, BARBARA CHERNOW PARTICIPATES IN A DEFERRED COMPENSATION ARRANGEMENT. PURSUANT TO THE TERMS OF THE ARRANGEMENT, MS. CHERNOW WILL RECEIVE A PAYMENT OF 75% OF HER ANNUAL PAY IN JULY 2020, PROVIDED SHE REMAINS EMPLOYED AT THE UNIVERSITY THROUGH THAT DATE. THE ACCRUAL FOR CALENDAR YEAR 2017 IS INCLUDED IN SCHEDULE J, PART II COLUMN C. SCHEDULE J, PART I, LINE 7 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE AND OTHER QUALITATIVE FACTORS. THE FOLLOWING AMOUNTS WERE PAID TO THE FOLLOWING INDIVIDUALS IN CALENDAR YEAR 2017: JANE A. DIETZE $546,000 DANIEL H. MCCOLLUM $358,000 JOSEPH DOWLING $575,760 ERICA NOURIJAN $225,000 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO CERTAIN OTHER INDIVIDUALS AS SIGNING BONUSES AND DEPARTMENT FUNDED BONUSES. THE FOLLOWING AMOUNTS WERE PAID TO THE FOLLOWING INDIVIDUALS IN CALENDAR YEAR 2017: JOSEPH CALHOUN $60,000 BARBARA CHERNOW $45,000 STEPHEN M MAIORISI $11,000 A RI H&E CORP SERIES 2003A & 2003B 521300173 762243CA9 2003-11-13 91425000 FINANCE CAPITAL PROJECTS false false false B RI H&E BLD CORP SERIES 2005A 521300173 762243MY6 2005-10-04 85500000 FINANCE CAPITAL PROJECTS false false false C RI H&E CORP SERIES 2009 521300173 762197DT5 2009-10-01 75643750 FIN.CAP.PJT./REFUND COM. PAPER false false false D RI H&E CORP SERIES 2011 521300173 762197GR6 2011-08-24 80629956 CURRENT REFUNDING 2001 BONDS false false false A 50250000 0 91928050 0 0 0 590401 0 0 91337649 0 0 2005 false false true true B 0 0 87064981 0 0 0 526642 0 0 86538339 0 0 2006 false false true true C 4848750 0 75646988 0 0 0 643750 0 0 25003238 50000000 0 2011 true false true true D 29919956 0 80629956 0 0 0 506344 0 0 0 80123612 0 true false true true A false false false true true 0.00128 0.00128 false false false true B false false true true 0.00020 0.00020 false false false true C false false false true true 0.00026 0.00026 false false false true D false false false false 0 false false false true A false true true true JP MORGAN 35.3 false false false 0 false true B false true true true GOLDMAN SACHS 29.6 false false false 0 false true C false true false false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2009) INCLUDES $3,239 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2015) INCLUDES $16,964 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN D (SERIES 2017) INCLUDES $705,696 OF INVESTMENT EARNINGS SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE. A RI H&E CORP SERIES 2012 521300173 762197KD2 2012-07-19 149807220 FIN.CAP. PROJECTS/REFUND COM.PAPER false false false B RI H&E CORP SERIES 2013 521300173 762197PX3 2013-12-04 150950167 FIN.CAP.PJT./REFUND 2003A BOND/REF false false false C RI H&E CORP SERIES 2015 521300173 000000000 2015-10-21 45000000 FIN.CAP.PJT./REFUND 2005 BOND false false false D RI H&E CORP SERIES 2017 521300173 000000000 2017-07-19 160656503 FIN.CAP.PJT/REFUND 2007 BOND false false false A 31567220 0 149807220 0 0 0 794535 0 0 99012685 50000000 0 2014 true false true true B 18280000 0 150962754 0 0 0 755226 0 0 109887521 40307420 0 2016 true false true true C 1100000 0 45016964 0 0 0 140000 0 0 13406964 31470000 0 2018 true false true true D 0 0 161362199 0 0 0 707932 0 0 75705696 84948571 0 true false false true A false false false true true 0.00011 0.00011 false false false true B false false false true true 0.00016 0.00016 false false false true C false false false false 0 false false false true D false false false false 0 false false false true A false true false false 0 false 0 false true B false true false false 0 false 0 false true C false true true false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true RICHARD LOCKE PROVOST PERSONAL X 200000 200000 false false true 200000 ARTHUR GABINET FAMILY MEMBER OF OFFICER 16759 SEASONAL EMPLOYMENT false X 0 X 706 33288362 FMV X 3 0 FMV X PHOTOGRAPHS 11 0 FMV X EVENT EXPENSES 17 0 MV X APPAREL 1 0 FMV X HOTEL ROOM 2 0 FMV X AIRLINE TICKETS 1 0 FMV X COMPUTER SYSTEM 1 0 FMV X GIFT CARDS 1 0 FMV X HORSE 1 0 FMV 17 false true false SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. SCHEDULE M, PART I, LINE 33 NO REVENUE WAS REPORTED ON FORM 990, PART VIII, LINE 1G BECAUSE THE UNIVERSITY'S COLLECTIONS (WHICH INCLUDE WORKS OF ART, HISTORICAL TREASURES & ARTIFACTS) ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. MISSION STATEMENT TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY-COLLEGE. FORM 990, PART III, LINE 4A INSTRUCTION / ENROLLMENT INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 9,000 STUDENTS (69% UNDERGRADUATE; 25% GRADUATE; 6% MEDICAL). A FACULTY OF APPROXIMATELY 700 (NOT INCLUDING ADJUNCT, VISITING, CLINICAL AND OTHER "NON-REGULAR" FACULTY) TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN UNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOL OF THE UNIVERSITY. IN 2017, THE UNIVERSITY AWARDED A TOTAL OF 2,568 BACCALAUREATE DEGREES AND ADVANCED (MASTER AND DOCTORATE) DEGREES. FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEED-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-FIVE PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2021 WAS $50,507. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $35,490,292) (REVENUE $31,992,605) THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE-OF-THE-ART EQUIPMENT AND RESOURCES. FORM 990, PART V, LINE 4B FOREIGN ACCOUNTS THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE 3) GERMANY 4) SPAIN 5) ENGLAND 6) BERMUDA 7) LUXEMBOURG 8) BRITISH VIRGIN ISLANDS 9) CAYMAN ISLANDS 10) MAURITIUS 11) GUERNSEY, CHANNEL ISLANDS 12) JERSEY, CHANNEL ISLANDS PART VI, SECTION A, LINE 1 The Advisory & Executive Committee shall consist of the President (chair), the Chancellor, the Vice Chancellor, the Secretary, and the Treasurer, all ex officio, and at least nine additional members of the Corporation of whom at least two shall be Fellows and three Trustees. The Chairs of the Committees on Academic Affairs, Budget & Finance, Campus Life, Advancement, Facilities & Campus Planning, Audit, Medical School and Investment shall always be among the members of the Advisory & Executive Committee. Three Fellows and four Trustees shall constitute a quorum. The Committee may transact any business of the Corporation except the location of buildings and the election of Trustees, Fellows, and the President. In addition to the powers of the minor quorum, the Committee, by action of the Corporation, is authorized to appoint professors. The acts of the Advisory & Executive Committee shall be valid until the next meeting of the Corporation, and no longer unless approved by the Corporation. PART VI, SECTION A, LINE 2 RALPH ROSENBERG AND TODD FISHER HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. MARIA ZUBER AND BRIAN MOYNIHAN HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. RICH FRIEDMAN AND PABLO SALAME HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE CONTROLLER, VICE PRESIDENT for Finance and Chief Financial Officer, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE AUDIT COMMITTEE FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING. PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BROWN COMMUNITY ARE RESPONSIBLE FOR READING THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP) AND ITS RELATED GUIDELINES AND TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS AS THEY ARISE TO THEIR SUPERVISOR OR ASSIGNED SENIOR ADMINISTRATOR. FAILURE TO DO SO WILL BE DEEMED A FAILURE TO MEET ONE'S OBLIGATIONS FOR WHICH SANCTIONS, UP TO AND INCLUDING DISMISSAL, MAY BE IMPOSED. RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP IS AS FOLLOWS - THE CHANCELLOR FOR MEMBERS OF THE CORPORATION AND ITS STANDING COMMITTEES; THE PRESIDENT FOR THE CABINET; AND THE PROVOST FOR OFFICERS OF INSTRUCTION AND RESEARCH. FOR ALL OTHER MEMBERS OF THE BROWN COMMUNITY, RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP SHALL REST WITH THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE. ALL CORPORATION MEMBERS, ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES, ALL OFFICERS OF INSTRUCTION, ALL SENIOR OFFICERS, AND SELECTED STAFF SHALL ALSO BE RESPONSIBLE FOR SUBMITTING AN ANNUAL DISCLOSURE FORM. IF THERE ARE NO DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR SIGNS THE FORM AND FORWARDS IT TO THE ASSIGNED SENIOR ADMINISTRATOR. IF THERE ARE DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR IS RESPONSIBLE FOR WORKING WITH THE EMPLOYEE TO DETERMINE WHETHER A MANAGEMENT PLAN IS WARRANTED, SIGNING THE DISCLOSURE FORM TO ACKNOWLEDGE THAT IT HAS RECEIVED SUPERVISORY REVIEW, AND FORWARDING IT TO THE ASSIGNED SENIOR ADMINISTRATOR FOR THAT EMPLOYEE. FORMS THAT DISCLOSE AFFILIATIONS ARE REQUIRED TO RECEIVE SECONDARY REVIEW AND SIGNATURE BY THE ASSIGNED SENIOR ADMINISTRATOR OR, WHEN THE ASSIGNED SENIOR ADMINISTRATOR IS ALSO THE EMPLOYEE'S SUPERVISOR, BY THE ASSIGNED SENIOR ADMINISTRATOR'S SUPERVISOR. SENIOR ADMINISTRATORS, AS ASSIGNED BY THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE, ARE RESPONSIBLE FOR COLLECTING DISCLOSURE FORMS AND, IF WARRANTED, MANAGEMENT PLANS WITHIN THEIR DIVISIONS AND FORWARDING THEM TO THE OFFICE OF CORPORATION AFFAIRS AND GOVERNANCE. HUMAN RESOURCES SHALL MAINTAIN EMPLOYEES' DISCLOSURE FORMS AND RELATED MANAGEMENT PLANS, AND THE UNIVERSITY AUDITOR SHALL PERIODICALLY MONITOR THE FILE TO ENSURE COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OF THIS POLICY. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST. PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $225,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED. PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE. FORM 990, PART XI, LINE 9 Actuarial Gain/Loss - Split Interest: $(1,682,418) Change in Pension Obligation: $(6,532,671) Change in Swap Liability: $(5,157,191) Change in Asset Retirement Liability: $282,995 TOTAL: $(13,089,285) FORM 990, PART XII, LINE 2D BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION, BROWN FACULTY CLUB, FARVIEW INCORPORATED (A REAL ESTATE HOLDING COMPANY), AND KARING. ALL OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION. BLH Mortgage Holdings LLC 121 South Main ST 9th FL Providence RI 02903 473252442 Investments DE 15847686 BROWN BLH Mortgage Purchaser LLC 121 South Main St 9TH FL Providence RI 02903 473262127 Investments DE 0 BROWN Brown University Research Foundation c/o Brown University Controllers O Providence RI 02912 050390989 Support Brown RI 501(c)(3) 12D BROWN true John Nicholas Brown Center c/o Brown University Controllers O Providence RI 02912 222506553 Support Brown RI 501(c)(3) 12A BROWN true Farview Inc c/o Brown University Controllers O Providence RI 02912 222665046 Support Brown RI 501(c)(2) n/a BROWN true Brown Faculty Club One Magee Street Providence RI 02912 510192393 Support Brown RI 501(c)(7) n/a BROWN true KARING 110 S MAIN STREET PROVIDENCE RI 02912 272862779 SUPPORT BROWN RI 501(c)(4) N/A BROWN true MR ARGENT OFFSHORE FUND CB 04 LP 900 THIRD AVENUE 11TH FLOOR NEW YORK NY 10022 981328058 INVESTMENTS NY BROWN UNIVERSIT INVESTMENTS -392081 42894093 104322 false 0.91478 MLAF LP 575 MARKET STREET STE 2028 SAN FRANCISCO CA 94105 475483664 INVESTMENTS CA BROWN UNIVERSIT INVESTMENTS 2633475 8674016 0 false 0.97880 CHARITABLE GIFT ANNUITY FUND (2) SUPPORT MA NA TRUST CHARITABLE REMAINDER ANNUITY TRUST (6) SUPPORT MA NA TRUST CHARITABLE REMAINDER UNITRUST (70) SUPPORT MA NA TRUST POOLED INCOME (3) SUPPORT MA NA TRUST Brown Cayman I 121 South Main St 9th Fl Providence RI 02903 981182767 INVESTMENTS CJ BROWN C CORP 216196813 1.00000 true GREENWOODS CHINA HEALTHCARE FUND 190 ELGIN AVENUE GEORGETOWN GRAND CAYMAN CJ KY1-9005 INVESTMENTS CJ BROWN C CORP 27499123 59360060 0.73000 true KINGSWAY CAPITAL ICAV GEORGES COURT 54-62 TOWNSEND ST DUBLIN EI L-1855 INVESTMENTS EI BROWN C CORP 6849527 73758487 0.81000 true false true false false false false false false false false false false false true true false false false false MLAF LP B 36546000 CASH SCHEDULE R, PART IV, LINE 1 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART IV, LINE 3 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART V, LINE 1N & 1O FOR BROWN UNIVERSITY RESEARCH FOUNDATION, JOHN NICHOLAS BROWN CENTER, FAIRVIEW, AND THE BROWN FACULTY CLUB - THE EXPENSES FOR THESE RELATED ORGANIZATIONS ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY ANY OF THESE RELATED ORGANIZATIONS TO BROWN UNIVERSITY.