2019-09-05T11:00:23-05:00 2018-12-31 346565596 ERNST & YOUNG US LLP 155 N WACKER DRIVE CHICAGO IL 60606 990PF 2018-01-01 202028307 EM FOUNDATION XXXXX5005 EMFO 8004962583 10 S DEARBORN IL1-0111 CHICAGO IL 60603 JOY G LLANES Vice President 8004962583 2019-08-07 true JACOB ZEHNDER P01564049 3128792000 2019-08-07 192.168.85.1 P 69F986DF288367E7D05D51BD53F906B0A8B59BF7 57468FFDD26615149DB425C2A339B7DE974E07F2 2018 2019-02-21 02:37:17Z X 778282 39085 19602 19594 61971 415462 61971 0 120658 81565 9870 5922 3948 0 0 0 0 0 0 0 0 954 519 0 0 0 0 0 0 0 100 100 10924 6441 0 4048 99000 99000 109924 6441 0 103048 10734 75124 0 6943 9529 9529 46003 9734 9734 0 0 0 463697 479839 603081 83473 120174 119680 66314 38230 36258 666430 657506 778282 0 X 666430 657506 666430 657506 666430 657506 666430 10734 1747 678911 21405 657506 214.398 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070 2016-12-23 2018-01-04 4914 4037 877 877 1476.71 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030 2018-01-04 45438 28298 17140 17140 119.32 JPMORGAN CORE BOND FUND ULTRA 2015-06-30 2018-01-04 1381 1391 -10 -10 115.013 JPMORGAN CORE BOND FUND ULTRA 2017-11-30 2018-01-04 1331 1334 -3 -3 466.431 PIMCO SHORT TERM FUND INSTL 2018-01-04 2018-02-09 4613 4604 9 9 116.137 T ROWE PR EMERG MKTS BND-I 2018-01-04 2018-02-13 1403 1453 -50 -50 610.271 T ROWE PR EMERG MKTS BND-I 2018-02-13 7372 7588 -216 -216 1886.871 NB HIGH INCOME BOND-R6 2018-02-14 16095 15130 965 965 46. ISHARES MISCI EAFE INDEX FUND 2018-01-04 2018-06-06 3250 3309 -59 -59 199. ISHARES MISCI EAFE INDEX FUND 2018-06-06 14059 12923 1136 1136 77.155 INVESCO BAL-RSK ALLOC-R6 2012-06-28 2018-06-22 851 953 -102 -102 66.33 AQR LONG-SHORT EQUITY-R6 2017-11-30 2018-06-22 851 1003 -152 -152 77.648 CHILTON STRATEGIC EUROPEAN EQUITIES FD 2018-01-04 2018-06-22 851 843 8 8 93.519 CAPITAL GR NON US EQUITY 2013-08-06 2018-06-22 1277 1042 235 235 81.593 DOUBLELINE TOTL RET BND-I 2015-12-01 2018-06-22 851 886 -35 -35 205.018 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070 2018-06-22 4658 3830 828 828 122.901 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030 2007-01-30 2018-06-22 3830 2355 1475 1475 58.519 JPMORGAN CORE BOND FUND ULTRA 2016-12-23 2018-06-22 660 671 -11 -11 38.571 JPMORGAN CORE BOND FUND ULTRA 2017-11-30 2018-06-22 435 447 -12 -12 93. SPDR TR UNIT SER 1 2018-01-04 2018-06-22 25609 25289 320 320 106.183 VANGUARD TOTAL INTL BND-ADM 2017-11-30 2018-06-22 2320 2333 -13 -13 149.571 VANGUARD TOTAL INTL BND-ADM 2017-04-18 2018-06-22 3268 3258 10 10 187.109 AMERICAN BEACON GLG TR-UTL 2017-06-29 2018-06-29 2032 2030 2 2 118.244 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030 2007-01-30 2018-06-29 3623 2266 1357 1357 228.777 AQR LONG-SHORT EQUITY-R6 2018-07-11 2910 3296 -386 -386 48.031 AQR LONG-SHORT EQUITY-R6 2016-12-23 2018-07-11 611 628 -17 -17 123.734 CRM LONG/SHORT OPPORTUNITIES FUND 2017-11-30 2018-07-11 1338 1287 51 51 352.584 CRM LONG/SHORT OPPORTUNITIES FUND 2017-06-29 2018-07-11 3811 3607 204 204 620.36 EQUINOX CAMPBELL STRATEGY-I 2013-06-25 2018-07-11 5955 6514 -559 -559 84.352 DODGE & INTERNATIONAL STOCK FUND 2018-01-04 2018-08-14 3636 4031 -395 -395 72.4 DODGE & INTERNATIONAL STOCK FUND 2018-08-14 3120 2619 501 501 10. SPDR TR UNIT SER 1 2018-01-04 2018-08-20 2857 2719 138 138 18. SPDR TR UNIT SER 1 2015-12-31 2018-08-20 5142 3670 1472 1472 1421.047 DOUBLELINE TOTL RET BND-I 2018-08-29 14822 15304 -482 -482 146.138 DOUBLELINE TOTL RET BND-I 2017-11-30 2018-08-29 1524 1553 -29 -29 121. VANGUARD BD INDEX FD INC 2018-10-01 9417 9444 -27 -27 75.749 INVESCO BAL-RSK ALLOC-R6 2012-06-28 2018-10-08 810 936 -126 -126 549.811 CAPITAL GR NON US EQUITY 2013-08-06 2018-10-08 7285 6125 1160 1160 146.54 DODGE & INTERNATIONAL STOCK FUND 2018-10-08 6247 5089 1158 1158 41.255 GMO SGM MAJOR MARKETS FD-VI 2018-01-04 2018-10-08 1315 1329 -14 -14 72.326 OAKMARK INTERNATIONAL-INST 2018-01-04 2018-10-08 1819 2103 -284 -284 128.668 OAKMARK INTERNATIONAL-INST 2013-08-06 2018-10-08 3236 3244 -8 -8 48. ISHARES MISCI EAFE INDEX FUND 2018-10-08 3152 2842 310 310 26. ISHARES CORE MSCI EAFE ETF 2018-01-04 2018-10-08 1609 1760 -151 -151 15. ISHARES INC MSCI JAPAN NEW 2018-01-04 2018-10-08 885 928 -43 -43 226.739 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070 2014-12-18 2018-10-08 5249 4229 1020 1020 121.441 JPMORGAN CORE BOND FUND ULTRA 2016-12-23 2018-10-08 1348 1393 -45 -45 123.127 PIMCO INVESTMENT GRADE CORPORATE BOND FUND 2018-08-29 2018-10-08 1225 1245 -20 -20 18. SPDR TR UNIT SER 1 2015-12-31 2018-10-08 5168 3670 1498 1498 54.54 VANGUARD TOTAL INTL BND-ADM 2018-07-12 2018-10-08 1181 1195 -14 -14 489.394 CAPITAL GR NON US EQUITY 2013-08-06 2018-10-25 6137 5452 685 685 260.526 DODGE & INTERNATIONAL STOCK FUND 2012-04-26 2018-10-25 10408 8381 2027 2027 244.808 OAKMARK INTERNATIONAL-INST 2013-08-06 2018-10-25 5682 6172 -490 -490 308.68 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070 2018-10-25 6686 5682 1004 1004 242.508 JPM US L/C CORE PL FD - USD - R6 ISIN US48129C6030 2007-01-30 2018-10-25 7348 4647 2701 2701 861.359 PIMCO SHORT TERM FUND INSTL 2018-10-25 8519 8506 13 13 114.437 PARNASSUS EQTY INCOME FD-INS 2012-06-07 2018-10-25 5073 3136 1937 1937 67.374 PRIMECAP ODYSSEY STOCK FUND 2011-11-23 2018-10-25 2127 903 1224 1224 799.766 INVESCO BAL-RSK ALLOC-R6 2018-11-13 8254 8775 -521 -521 662.828 AQR LONG-SHORT EQUITY-R6 2018-11-13 7974 8536 -562 -562 238.522 AMERICAN BEACON GLG TR-UTL 2017-11-30 2018-11-13 2564 2574 -10 -10 529.85 AMERICAN BEACON GLG TR-UTL 2017-06-29 2018-11-13 5696 5749 -53 -53 269.001 GMO SGM MAJOR MARKETS FD-VI 2018-01-04 2018-11-13 8422 8667 -245 -245 1361.667 PIMCO UNCONSTRAINED BD FD INSTL CL* 2018-11-13 14638 14713 -75 -75 675.454 CHILTON STRATEGIC EUROPEAN EQUITIES FD 2018-01-04 2018-11-30 6329 7335 -1006 -1006 587.41 DODGE & COX INCOME FUND 2017-11-17 2018-12-13 7830 8118 -288 -288 125.541 CHILTON STRATEGIC EUROPEAN EQUITIES FD 2018-01-04 2018-12-24 1169 1363 -194 -194 758.94 BROWN ADV JAPAN ALPHA OPP-IS 2018-12-31 4751 7373 -2622 -2622 1446. PRIMECAP ODYSSEY STOCK FUND 2011-11-23 2018-12-31 41601 19376 22225 22225 CAPITAL GAIN DIVIDENDS P 7610 61971 false 95954 803596 0.119406 102888 689556 0.149209 114833 723685 0.158678 51795 756233 0.068491 27121 686136 0.039527 0.535311 0.107062 855007 91539 751 92290 103048 X 751 0 751 0 751 460 700 1160 0 409 0 409 false false false false false false false true true NY true false false false false true n/a JP MORGAN CHASE BANK NA 8004962583 10 S DEARBORN ST MC IL1-0111 CHICAGO IL 60603 false false false false true false false false false false false false false false false false false false false false false false JP MORGAN CHASE BANK NA 10 S DEARBORN ST MC IL1-0111 CHICAGO IL 60603 TRUSTEE 2 9870 NONE 0 NONE 0 853687 14340 0 868027 0 0 868027 13020 855007 42750 42750 751 751 41999 0 41999 0 41999 103048 0 0 0 0 103048 751 102297 41999 0 0 0 15051 79937 69256 56692 220936 103048 0 0 0 41999 61049 0 0 281985 0 0 0 0 0 0 0 281985 15051 79937 69256 56692 61049 X Stony Brook Foundation Inc 230 ADMINISTRATION BUILDING Stony Brook NY 11790 NONE PC GENERAL 14000 New York Institute of Technology NORTHERN BOULEVARD Old Westbury NY 11588 NONE PC GENERAL 40000 Brown University 75 WATERMAN ST Providence RI 02912 NONE PC GENERAL 40000 BALLET TECH FOUNDATION INC 890 BROADWAY NEW YORK NY 10003 NONE PC GENERAL 5000 99000 14 19602 18 61971 81573 81573 false false false false false false false false false false X X 1 EDWARD AND MIREILLE GUILIANO 222 W 14th Street NEW YORK NY 10011 39085 X 1 1446 SHARES PRIMECAP ODYSSEY STOCK FUND 39085 2018-12-24 258620103 DOUBLELINE TOTL RET 256210105 DODGE & COX INCOME F 4812C0100 JPMORGAN CORE BOND-R 32197 32200 64128K579 NB HIGH INCOME BOND- 77956H534 T ROWE PR EMERG MKTS 92203J308 VANGUARD TOTAL INTL 32966 32730 722005816 PIMCO INVESTMENT GRA 16178 15858 921937827 VANGUARD SHORT-TERM 15153 15243 54401E143 LORD ABBETT SHRT DUR 15836 15836 83002G108 SIX CIRCLES ULTRA SH 7844 7813 115233579 BROWN ADV JAPAN ALPH 256206103 DODGE & COX INTL STO 11370 13952 464287465 ISHARES MSCI EAFE IN 54093 57840 701769408 PARNASSUS CORE EQUIT 2366 3372 14042Y601 CAPITAL GR NON US EQ 17065 18474 74160Q301 PRIMECAP ODYSSEY STO 3248 6973 78462F103 SPDR S&P 500 ETF TRU 147036 267664 413838723 OAKMARK INTERNATIONA 19443 16791 46432F842 ISHARES CORE MSCI EA 59069 54230 48129C207 JPMORGAN GL RES ENH 47595 52441 48129C603 JPMORGAN US L/C CORE 2374 2954 315911750 FIDELITY 500 INDEX F 36776 35638 46434G822 ISHARES INC MSCI JAP 8539 6995 46641Q696 JPMORGAN BETABUILDER 16149 14090 46641Q712 JPMORGAN BETABUILDER 7651 7624 83002G306 SIX CIRCLES U.S. UNC 31377 29396 83002G405 SIX CIRCLES INTERNAT 15688 14647 00191K500 AQR LONG-SHORT EQUIT 12628J881 CRM LONG/SHORT OPPOR AT COST 7899 7315 29446A819 EQUINOX CAMPBELL STR 72201M487 PIMCO UNCONSTRAINED 00142R539 INVESCO BAL-RSK ALLO 024525172 AMERICAN BEACON GLG 09257V508 BLACKSTONE ALT MULTI AT COST 15836 15315 25264S833 DIAMOND HILL LONG/SH AT COST 6577 5812 29446A710 EQUINOX FDS TR IPM S AT COST 7918 7816 COST BASIS ADJUSTMENT 9 2018 TRANSACTIONS POSTED IN 2019 1674 SALE ADJUSTMENT 6 ROUNDING 7 FMV-BASIS ADJUSTMENT FOR ADDITION 19709 ATTORNEY GENERAL FEE 100 0 100 2017 TRANSACTIONS POSTED IN 2018 1747 FEDERAL ESTIMATES - INCOME 435 0 0 FOREIGN TAXES ON QUALIFIED FOR 484 484 0 FOREIGN TAXES ON NONQUALIFIED 35 35 0