2019-11-05T09:39:48-06:00 2018-12-31 410746749 CLIFTONLARSONALLEN LLP 901 N GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2018-01-01 262681792 INTERNATIONAL INITIATIVE FOR IMPACT EVALUATION INC INTE 2026293939 1020 19TH STREET NW NO 400 WASHINGTON DC 20036 EMMANUEL JIMENEZ EXECUTIVE DIRECTOR 2026293939 2019-10-23 1 AMY CHAPMAN P00843460 5712279500 67.137.57.251 2019-10-23 09:50:46 ED P 88FC096EEAA4AA34D2309BD4BFC487DBE06F0B48 DFE28471C993C14382B776095CFB395F51D4BA2F 2018 2020-01-14 16:20:31Z X 3IE EMMANUEL JIMENEZ 1020 19TH STREET NW NO 400 WASHINGTON DC 20036 6780533 0 X WWW.3IEIMPACT.ORG X 2008 DE PROMOTE PRODUCTION & RIGOROUS IMPACT EVALUATIONS TO IMPROVE LIVES IN DEVELOPING COUNTRIES. 9 9 16 9 0 0 6243073 6147659 171627 323349 216333 309525 0 0 6631033 6780533 14524481 10768400 0 0 3662687 3589046 0 0 0 3670868 3714480 21858036 18071926 -15227003 -11291393 64717873 53895910 1292917 2223188 63424956 51672722 X THE MISSION OF 3IE IS TO CONTRIBUTE TO THE FULFILLMENT OF WELLBEING OF PEOPLE IN LOW AND MIDDLE INCOME COUNTRIES BY ENCOURAGING THE PRODUCTION AND USE OF EVIDENCE FROM RIGOROUS IMPACT EVALUATIONS OF DEVELOPMENT PROJECTS FOR POLICY DECISIONS THAT IMPROVE SOCIAL AND ECONOMIC DEVELOPMENT PROGRAMS. 0 0 15212684 10768400 323349 3IE PROVIDED GRANTS TO STUDIES OF SOCIO-ECONOMIC DEVELOPMENT INTERVENTIONS IN LOW AND MIDDLE INCOME COUNTRIES, AND TO CONDUCT REVIEWS OF EXISTING STUDIES. STAFF OF 3IE ALSO ENGAGED WITH POLICY-MAKERS TO PROMOTE THE USE OF EVIDENCE IN DESIGNING AND IMPLEMENTING DEVELOPMENT POLICIES AND PROGRAMS, AND ORGANIZE EVENTS TO PROMOTE THE PRODUCTION OF HIGH QUALITY EVIDENCE. THROUGH WORKING WITH POLICY-MAKERS, 3IE WILL SEEK TO USE EVIDENCE TO IMPROVE POLICY AND PROGRAM DESIGN AND IMPLEMENTATION IN COMING YEARS. 15212684 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 64 0 16 1 0 1 IN 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X EMMANUEL JIMENEZ 2026293939 1020 19TH STREET NW NO 400 WASHINGTON DC 20036 RUTH LEVINE CHAIRMAN 2.00 X X 0 0 0 GONZALO HERNANDEZ-LICONA COMMISSIONER 1.00 X 5000 0 0 IAN GOLDMAN COMMISSIONER 1.00 X 0 0 0 MIGUEL SZEKELY COMMISSIONER 1.00 X 5000 0 0 OUMOUL BA TALL COMMISSIONER 1.00 X 7000 0 0 ELIZABETH KING COMMISSIONER 1.00 X 5000 0 0 ALEX EZEH COMMISSIONER 1.00 X 5000 0 0 JU HO LEE COMMISSIONER 1.00 X 5000 0 0 CAROLA ALVAREZ COMMISSIONER 1.00 X 0 0 0 ABDOULAYE GOUNOU COMMISSIONER 1.00 X 0 0 0 EMMANUEL JIMENEZ EXECUTIVE DIRECTOR 50.00 X 398011 0 0 BERYL LEACH DIRECTOR 50.00 X 278606 0 0 MARIE MOLAND GAARDER DIRECTOR 50.00 X 301295 0 0 HITESH S SOMANI DIRECTOR FINANCE, SEC/TRE 50.00 X 122444 0 0 SARA PAQUE MARGOLIS DIRECTOR 50.00 X 164122 0 18093 ANNA C HEARD SR EVALUATION SPECIALIST 50.00 X 143611 0 16851 1440089 0 34944 6 0 1 0 LONDON SCHOOL OF HYGIENE & TROPICAL MEDI KEPPEL STREET LONDON WCIE UK STAFF SECONDED TO 3IE 460047 1 588605 5559054 6147659 SERVICE INCOME 900099 323349 323349 323349 309525 309525 6780533 323349 0 309525 X 3920310 3920310 6848090 6848090 1314571 541287 773284 2075128 1453945 621183 75773 55960 19813 53247 39324 13923 70327 48407 21920 19328 19328 80922 23526 57396 2071130 1633468 437662 116723 32850 83873 344842 344842 639067 370734 268333 145884 136305 9579 23907 23907 23482 23482 SUBSCRIPTIONS 122255 99016 23239 EQUIPMENT 103822 8883 94939 FINANCIAL FEES 18723 399 18324 RECRUITMENT FEES 4395 180 4215 18071926 15212684 2859242 0 2162778 2241804 36688660 35752206 25587090 15634039 21633 31835 135458 137679 331278 232931 122254 98347 64717873 53895910 897046 795706 282903 1352179 112968 75303 1292917 2223188 X 27749552 27720918 35675404 23951804 63424956 51672722 64717873 53895910 X -11291393 -460841 X 0 1 X 1 0 X 25658362 33102611 10798646 6243073 6147659 81950351 25658362 33102611 10798646 6243073 6147659 81950351 37493088 44457263 101752 90815 118581 216333 309525 837006 72378 72378 82859735 1549968 0.53650 0.56290 X 151545 60624 90921 179733 172307 7426 98347 X 6749427 -31106 -31106 6780533 0 6780533 17979441 -92485 -92485 18071926 0 18071926 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2018, 3IE HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10 AND DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DISCOUNT ON LT GRANT RECEIVABLES -31,106. PART XII, LINE 2D - OTHER ADJUSTMENTS: GRANT REFUNDS -92,485. 0 EAST ASIA AND THE PACIFIC 0 0 GRANTS 762003 EUROPE 0 0 GRANTS 3140440 SOUTH AMERICA 0 0 GRANTS 61998 SOUTH ASIA 0 0 GRANTS 983977 SUB-SAHARAN AFRICA 0 0 GRANTS 1899672 SOUTH ASIA 1 45 ADMINISTRATIVE 3246359 1 45 0 0 1 45 10094449 0 10094449 EUROPE IMPACT EVALUATION 77618 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 139599 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 25000 WIRE TRANSFER 0 EAST ASIA & PACIFIC IMPACT EVALUATION 77782 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 99956 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 88827 WIRE TRANSFER 0 SOUTH ASIA IMPACT EVALUATION 54092 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 78308 WIRE TRANSFER 0 SOUTH ASIA IMPACT EVALUATION 226432 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 33321 WIRE TRANSFER 0 EAST ASIA & PACIFIC IMPACT EVALUATION 124762 WIRE TRANSFER 0 SOUTH AMERICA IMPACT EVALUATION 61998 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 174774 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 75114 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 19999 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 88145 WIRE TRANSFER 0 SOUTH ASIA IMPACT EVALUATION 159081 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 92379 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 131872 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 45629 WIRE TRANSFER 0 EAST ASIA & PACIFIC IMPACT EVALUATION 149758 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 249563 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 86000 WIRE TRANSFER 0 EAST ASIA & PACIFIC IMPACT EVALUATION 135035 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 10344 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 50200 WIRE TRANSFER 0 SOUTH ASIA IMPACT EVALUATION 120500 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 114334 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 1764688 WIRE TRANSFER 0 EAST ASIA & PACIFIC IMPACT EVALUATION 19977 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 257712 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 121000 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 63513 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 219275 WIRE TRANSFER 0 EAST ASIA & PACIFIC IMPACT EVALUATION 79997 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 136229 WIRE TRANSFER 0 EAST ASIA & PACIFIC IMPACT EVALUATION 174691 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 112613 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 83127 WIRE TRANSFER 0 SOUTH ASIA IMPACT EVALUATION 141307 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 67535 WIRE TRANSFER 0 SOUTH ASIA IMPACT EVALUATION 20000 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 139434 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 119449 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 214908 WIRE TRANSFER 0 SOUTH ASIA IMPACT EVALUATION 262565 WIRE TRANSFER 0 EUROPE IMPACT EVALUATION 44995 WIRE TRANSFER 0 SUB-SAH AFRICA IMPACT EVALUATION 14654 WIRE TRANSFER 0 16 32 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION (3IE) MONITORS THE USE OF GRANT FUNDS BY REQUIRING GRANTEES TO SUBMIT A REPORT ON THE USE OF FUNDS AT LEAST EVERY 12 MONTHS. REPORTS ARE SUBMITTED WHEN A GRANTEE SUBMIT A DELIVERABLE FOR TRANCHE RELEASE, OR WITHIN 12 MONTHS OF THE LAST REPORT IF THERE IS MORE THAN 12 MONTHS BETWEEN DELIVERABLES. 1 AMERICAN INSTITUTE FOR RESEARCH 1000 THOMAS JEFFERSON ST NW WASHINGTON DC 20007 250965219 501(C)(3) 9680 IMPACT EVALUATION BUSINESS-COMMUNITY SYNERGIES LLC 104 ELM AVENUE TAKOMA PARK MD 20912 161711397 LLC 50771 IMPACT EVALUATION CENTER FOR DISEASE DYNAMICSECONOMICS & POLICY INC 1400 I STREET NW SUITE 500 WASHINGTON DC 20005 273235008 501(C)(3) 84962 IMPACT EVALUATION CORNELL UNIVERSITY 241 PINE TREE ROAD ITHACA NY 14850 150532082 501(C)(3) 85000 IMPACT EVALUATION EMORY UNIVERSITY 1599 CLIFTON ROAD 3RD FLR ATLANTA GA 30322 580566256 501(C)(3) 207548 IMPACT EVALUATION HARVARD UNIVERSITY 1033 MASSACHUSETTS AVE 2ND FLOOR CAMBRIDGE MA 02138 042103580 501(C)(3) 601713 IMPACT EVALUATION INNOVATIONS FOR POVERTY ACTION (IPA) 101 WHITNEY AVE NEW HAVEN CT 06510 061660068 501(C)(3) 827935 IMPACT EVALUATION INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE (IFPRI) 2033 K STREET NW WASHINGTON DC 20006 521041632 501(C)(3) 535385 IMPACT EVALUATION JOHNS HOPKINS UNIVERSITY 1800 ORLEANS STREET BALTIMORE MD 21218 520595110 501(C)(3) 65000 IMPACT EVALUATION FAMILY HEALTH INTERNATIONAL 1825 CONNECTICUT AVENUE NW WASHINGTON DC 20009 237413005 501(C)(3) 80000 IMPACT EVALUATION INTERNATIONAL RESCUE COMMITTEE 122 EAST 42ND ST NEW YORK NY 10168 135660870 501(C)(3) 120821 IMPACT EVALUATION THE BOARD OF REGENTS OF THE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL SUITE 3100 NORMAN OK 73019 731377584 115 (A) 58532 IMPACT EVALUATION MONTANA STATE UNIVERSITY PO BOX 172480 BOZEMAN MT 59717 816010045 STATE AGENCY 96721 IMPACT EVALUATION WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 131740011 501(C)(3) 88000 IMPACT EVALUATION PATH PO BOX 900922 SEATTLE WA 98109 911157127 501(C)(3) 123108 IMPACT EVALUATION THE POPULATION COUNCIL INC ONE DAG HAMMARSKJOLD PLAZA NEW YORK NY 10017 131687001 501(C)(3) 55959 IMPACT EVALUATION UNIVERSITY OF MINNESOTA 3 MORRILL HALL 100 CHURCH ST SE MINNEAPOLIS MN 55455 406007513 STATE AGENCY 79987 IMPACT EVALUATION THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 1995 UNIVERSITY AVENUE BERKELEY CA 94704 946002123 501(C)(3) 236876 IMPACT EVALUATION THE RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 230 W 41ST ST 7 NEW YORK NY 10036 131988190 501(C)(3) 64042 IMPACT EVALUATION THE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL JACKSON HALL CAMPUS BOX 2200 CHAPEL HILL NC 27599 566001393 501(C)(3) 145892 IMPACT EVALUATION THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS 506 S WRIGHT STREET URBANA IL 61801 376000511 501(C)(3) 113247 IMPACT EVALUATION SOCIETY FOR IMPLEMENTATION SCIENCE IN NUTRITION INC 212 SAVAGE HALL CORNELL UNIVESITY ITHACA NY 14850 821515665 501(C)(3) 109131 IMPACT EVALUATION UNIVERSITY RESEARCH CO LLC 5404 WISCONSIN AVENUE SUITE 800 CHEVY CHASE MD 20815 520939806 S-CORP 80000 IMPACT EVALUATION 21 2 PART I, LINE 2: THE ORGANIZATION (3IE) MONITORS THE USE OF GRANT FUNDS BY REQUIRING GRANTEES TO SUBMIT A REPORT ON THE USE OF FUNDS AT LEAST EVERY 12 MONTHS. REPORTS ARE SUBMITTED WHEN A GRANTEE SUBMITS A DELIVERABLE FOR TRANCHE RELEASE, OR WITHIN 12 MONTHS OF THE LAST REPORT IF THERE IS MORE THAN 12 MONTHS BETWEEN DELIVERABLES. X X 1 1 X 0 0 0 0 0 0 0 0 0 EMMANUEL JIMENEZ EXECUTIVE DIRECTOR 398011 0 0 0 0 0 0 0 0 0 398011 0 0 0 BERYL LEACH DIRECTOR 278606 0 0 0 0 0 0 0 0 0 278606 0 0 0 MARIE MOLAND GAARDER DIRECTOR 301295 0 0 0 0 0 0 0 0 0 301295 0 0 0 SARA PAQUE MARGOLIS DIRECTOR 164122 0 0 0 0 0 16412 0 1681 0 182215 0 0 0 ANNA C HEARD SR EVALUATION SPECIALIST 143611 0 0 0 0 0 14361 0 2490 0 160462 0 0 0 PART I, LINE 1A LIST OF PERSONS TO WHOM HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE IS GIVEN: EMMANUEL JIMENEZ (EXECUTIVE DIRECTOR) LIST OF PERSONS WHOSE TAX IS GROSSED UP: 1. EMMANUEL JIMENEZ (EXECUTIVE DIRECTOR) 2. MARIE MOLAND GAARDER (DIRECTOR) 3. BERYL LEACH (DIRECTOR) BENEFITS ARE TREATED AS TAXABLE COMPENSATION TO THE LISTED PERSON. PART I, LINE 1B THE 3IE BOARD DETERMINE SUCH BENEFITS AND THEY ARE DOCUMENTED IN THE WRITTEN EMPLOYMENT CONTRACT WITH THE STAFF. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS ARE ORGANIZATIONS THAT ARE EITHER PUBLIC GOVERNMENTAL AGENCIES OR NON-PROFIT ORGANIZATIONS. FORM 990, PART VI, SECTION A, LINE 7A EACH MEMBER HAS ONE VOTE. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS APPROVE DUES SCHEDULES, CERTAIN AMENDMENTS TO THE GOVERNING DOCUMENTS, THE 3IE STRATEGY, THE PERIODIC ELECTION OF MEMBERS OF THE BOARD AND OTHER MATTERS REQUIRED BY LAW. FORM 990, PART VI, SECTION B, LINE 11B THE CORPORATION'S SECRETARY-TREASURER PREPARES THE FIRST DRAFT OF THE FORM 990 WHICH IS REVIEWED BY: AN ACCOUNTING FIRM, THE EXECUTIVE DIRECTOR, THE AUDIT AND FINANCE COMMITTEE OF THE BOARD, AND THE CHAIRMAN OF THE BOARD. THE FINAL COPY OF FORM 990 IS CIRCULATED TO THE FULL BOARD PRIOR TO SUBMISSION TO IRS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS HAVE RECEIVED TRAINING ON 3IE'S CONFLICT OF INTEREST POLICY AND ARE ANNUALLY ASKED TO COMPLETE AND SIGN A DISCLOSURE STATEMENT REGARDING CONFLICTS OF INTEREST. THE BOARD REVIEWS CASES IN WHICH CONFLICTS OF INTEREST ARE DISCLOSED AND TAKES APPROPRIATE ACTIONS WHICH ARE DULY RECORDED IN BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PAYMENTS MADE TO LSHTM AND OTHER PROFESSIONAL/CONSULTING FEES: PROGRAM SERVICE EXPENSES 1,633,468. MANAGEMENT AND GENERAL EXPENSES 437,662. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,071,130. FORM 990, PART XI, LINE 9: DISCOUNT ON LT GRANT RECEIVABLES -31,106. GRANT REFUNDS 92,485. EXCHANGE LOSS ON GRANT RECEIVED -522,220.