2019-04-08T10:05:48-05:00 2018-06-30 410746749 CLIFTONLARSONALLEN LLP 1966 GREENSPRING DRIVE SUITE 300 TIMONIUM MD 210934161 990 2017-07-01 521126145 ASHLEY INC ASHL 4102736600 800 TYDINGS LANE HAVRE DE GRACE MD 21078 REBECCA FLOOD PRESIDENT & CEO 4102736600 2019-04-01 1 LAUREN BALLARD CPA P01451787 4104530900 67.137.57.251 2019-04-01 16:12:19 ED P 5EFBF20E7B7089C5FF7EB8F48BDE01CCFE2FE862 85C29B6E80AD89C0BC198D5C7A4CCE1D15A66223 2017 2019-02-21 02:37:17Z REBECCA FLOOD 800 TYDINGS LANE HAVRE DE GRACE MD 21078 35599172 0 X WWW.ASHLEYTREATMENT.ORG X 1978 MD PROVIDE A FOUNDATION FOR DISCOVERING A PATHWAY TO RECOVERY FROM SUBSTANCE-USE DISORDERS. 11 9 344 82 0 9259 1143710 1191573 27878892 29114948 2851520 1950041 -52146 74291 31821976 32330853 3942776 3362863 0 0 16745742 17931729 0 0 860109 10561685 11445923 31250203 32740515 571773 -409662 106256063 107847711 8223662 6983834 98032401 100863877 X MISSION:TO PROVIDE A FOUNDATION FOR DISCOVERING A PATHWAY TO RECOVERY FOR THOSE IMPACTED BY SUBSTANCE-USE DISORDERS.VISION:THOSE LIVING WITH SUBSTANCE-USE DISORDERS HAVE THE OPPORTUNITY TO EXPERIENCE THE JOY OF LIVING.GUIDING PRINCIPLES:- WE BELIEVE IN PROVIDING AN EXPERIENCE THAT TREATS THE BODY, MIND AND SPIRIT AND VALUES HEALING WITH DIGNITY.- WE BELIEVE THAT RECOVERY SUPPORT GROUPS ARE A VITAL COMPONENT OF A RECOVERY-ORIENTED LIFESTYLE.- WE BELIEVE THAT INVOLVING AND EDUCATING A PATIENT'S FAMILY IS VITAL TO THEIR RECOVERY.- WE BELIEVE IN IMPROVING PATIENT OUTCOMES BY EMBRACING INNOVATION.- WE BELIEVE IN A MULTI-DISCIPLINARY CARE MODEL THAT PROMOTES LIFELONG RECOVERY. 0 0 27013927 3362863 29114948 TREATMENT OF ALCOHOLISM AND CHEMICAL DEPENDENCE:ASHLEY IS A NATIONALLY RECOGNIZED LEADER IN THE TREATMENT OF ALCOHOLISM AND CHEMICAL DEPENDENCE. IN AN ENVIRONMENT OF COMPASSION, DIGNITY, AND RESPECT, WE PROVIDE QUALITY MEDICAL CARE, CLINICAL EXPERTISE, AND EMOTIONAL SUPPORT. WE EDUCATE PARENTS, THEIR FAMILIES AND THE COMMUNITY AT LARGE ABOUT CHEMICAL DEPENDENCE AND THE SPIRITUAL PRINCIPLES OF THE 12-STEP PROGRAM. OUR ONGOING SUPPORT PREPARES OUR PATIENTS AND THEIR FAMILIES FOR THE JOURNEY OF LIFELONG RECOVERY. FOR THE FISCAL YEAR ENDING JUNE 30, 2018, 1,371 PATIENTS WERE ADMITTED TO THE INPATIENT PROGRAM, 1,316 PATIENTS WERE ADMITTED TO THE INTENSIVE OUTPATIENT PROGRAMS, 1,005 FAMILY MEMBERS PARTICIPATED IN THE FAMILY WELLNESS PROGRAM, AND 39 CHILDREN AND 39 PARENTS ATTENDED OUR CHILDREN'S PROGRAM. 27013927 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 1 1 1 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 63 0 344 1 1 1 0 0 0 0 1 1 0 0 0 0 X 11 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MD AK HI AR CA CT DC FL GA KS KY MA MS NC ND NH NJ NM NY OH OK OR PA TN VA WV MN MI AL CO ME IL SC UT WA WI RI MO NV X CARLA MOORE CORPORATE CONTROLLER AND TREASURER 4102736600 800 TYDINGS LANE HAVRE DE GRACE MD 21078 DAVID T NASSEF INTERIM EXECUTIVE CHAIRMAN 26.00 X X 228800 0 0 JAMES P DENVIR III VICE CHAIRMAN 1.00 X X 0 0 0 PAUL CONAWAY DIRECTOR 7/1/17-11/1/17 1.00 X 0 0 0 CHARLES FENWICK DIRECTOR 1.00 X 0 0 0 JOHN FINNERTY DIRECTOR 1.00 X 0 0 0 GEORGE B GOULD DIRECTOR 1.00 X 0 0 0 JACK S GRISWOLD DIRECTOR 7/1/17-8/15/17 1.00 X 0 0 0 LUKE HILLIER DIRECTOR 7/1/17-11/1/17 1.00 X 0 0 0 ROBERT J JOHNSON ESQ DIRECTOR 1.00 X 0 0 0 RUSSELL NOBLE DIRECTOR 1.00 X 0 0 0 WILLIAM QUEALE DIRECTOR 1.00 X 0 0 0 PHYLLIS RASKIN HADLEY DIRECTOR 1.00 X 0 0 0 MARY SPEARING DIRECTOR 1.00 X 0 0 0 FR MARK HUSHEN PRESIDENT & CEO 7/1/17-12/31/17 40.00 X X 341478 0 34663 REBECCA FLOOD PRESIDENT & CEO 1/1/18-6/30/18 40.00 X X 0 0 0 CARLA MOORE CORPORATE CONTROLLER AND TREASURER 40.00 X 128176 0 7769 STEVEN KENDRICK COO 1/1/17-6/30/17 40.00 X 273911 0 33639 BERNADETTE SOLOUNIAS SR VP OF MED SERVICES 7/1/17-3/18/18 40.00 X 232843 0 27037 JOSEPH HOBELMANN CHIEF MED. OFFICER 3/19/18-6/30/18 40.00 X 210763 0 26330 DANIEL BERARDI VP SUPPORT SERVICES 40.00 X 142485 0 13170 THOMAS HALLER VP OF HUMAN RESOURCES 40.00 X 154918 0 30276 KAREN CANTER SR. STAFF PHYSICIAN 40.00 X 206020 0 27251 PETER L BILSKY IT DIRECTOR/CIO 40.00 X 166665 0 16362 ALBERT GERMANN CFO 1/1/17 - 3/3/17 40.00 X 151056 0 19649 2237115 0 236146 19 1 1 0 CROTHALL HEALTHCARE 13028 COLLECTIONS CENTER DR CHICAGO IL 60693 MAINTENANCE/HOUSEKEEPING 1330958 DAVID NASSEF 2 BRYAN HILL RD MILFORD CT 06460 INTERIM EXECUTIVE CHAIRMAN 228816 DREAMSCAPE MARKETING LLC 6731 COLUMBIA GATEWAY DRIVE ST 10 COLUMBIA MD 21046 DIGITAL MARKETING 216600 SECURITAS SECURITY SERVICES USA INC PO BOX 403412 ATLANTA GA 30384 SECURITY SERVICES 170991 K & L GATES LLP 1601 K STREET NW WASHINGTON DC 20006 LEGAL SERVICES 145130 6 294611 896962 67623 1191573 INPATIENT REVENUE 900099 26933692 26933692 INTENSIVE OUTPATIENT PROGRAM 900099 1977290 1977290 FAMILY PROGRAMS 900099 123000 123000 OTHER PROGRAMS 900099 80966 80966 29114948 1124737 1124737 3450148 2598637 26207 851511 -26207 825304 825304 86326 294611 371850 -285524 -285524 31600 35469 -3869 -3869 270435 236156 34279 34279 MISCELLANEOUS INCOME 900099 329405 329405 329405 32330853 29114948 0 2024332 84690 84690 3278173 3278173 1286430 293775 915682 76973 13215416 11064448 1841580 309388 775127 645200 107825 22102 1595229 1422211 141382 31636 1059527 869010 163972 26545 100675 100675 68455 68455 15623 3906 10155 1562 135768 135768 2239356 2066851 152168 20337 613955 375297 178105 60553 951703 635136 238250 78317 604411 466880 82536 54995 1537891 1477258 60075 558 375507 230948 101286 43273 230269 197961 22630 9678 106731 106731 2263299 2038779 172091 52429 386364 319762 54492 12110 FOOD PURCHASES 1050600 1044851 4917 832 PHARMACY PURCHASES 207149 207149 PATIENT MATERIALS 122133 109401 12732 436034 182241 194972 58821 32740515 27013927 4866479 860109 2197402 1522052 370247 250485 2229280 2130118 73013 44411 357555 285910 60226957 25875774 35742297 34351183 54556562 56982936 10507700 12022858 222007 257758 106256063 107847711 3086980 2077152 5136682 4906682 8223662 6983834 X 97780406 100257764 90537 181958 161458 424155 98032401 100863877 106256063 107847711 X -409662 3339658 -98520 X 0 1 X 1 0 X 947686 10676476 885216 1143710 1191573 14844661 21075308 21418169 23815488 27878892 29114948 123302805 234195 228284 206900 270836 270435 1210650 22257189 32322929 24907604 29293438 30576956 139358116 315750 248000 141176 77477 337714 1120117 0 315750 248000 141176 77477 337714 1120117 138237999 908925 980845 1453961 974094 1124737 5442562 908925 980845 1453961 974094 1124737 5442562 5971 90834 96805 4117 101391 18205 96240 329405 549358 23176202 33495999 26379770 30363772 32031098 145446841 0.95040 0.95200 0.03740 0.04010 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2013 AMOUNT: $ 4,117. 2014 AMOUNT: $ 101,391. 2015 AMOUNT: $ 18,205. 2016 AMOUNT: $ 96,240. 2017 AMOUNT: $ 329,405. 0 1 0 0 0 0 1 0 0 1 15623 15623 0 PART II-B, LINE 1: BRUCE BEREANO PROVIDED USUAL AND CUSTOMARY PROFESSIONAL LOBBYING SERVICES AND MONITORING DURING THE 2018 LEGISLATIVE SESSION, INCLUDING TALKING WITH LEGISLATORS AND THEIR STAFF, AND TESTIFYING AS REQUESTED OR NECESSARY BEFORE LEGISLATIVE COMMITTEES. 161458 250273 31630 19207 424154 114019 28217 19222 161458 113669 350 114019 100102 10000 3567 113669 100000 102 100102 0.00000 1.00000 0.00000 0 0 5713367 5713367 42246866 16757578 25489288 181660 129905 51755 10067391 8176393 1890998 2017673 811898 1205775 34351183 LIMITED PARTNERSHIP INVESTMENTS 12022858 F 12022858 X 33035812 3339658 -3278173 61485 32974327 -643474 -643474 32330853 30204336 741994 741994 29462342 3278173 3278173 32740515 PART V, LINE 4: THERE ARE TWO FUNDS THAT ARE PERMANENTLY RESTRICTED. ONE ENDOWMENT FUND WAS ESTABLISHED TO PROVIDE FOR THE ADVANCEMENT OF TREATMENT EXCELLENCE AT ASHLEY, INC. THE OTHER ENDOWMENT FUND WAS ESTABLISHED TO PROVIDE FINANCIAL SUPPORT FOR YOUNG ADULT PATIENTS SEEKING EXTENDED CARE TREATMENT AT ASHLEY WITHOUT THE MEANS TO PAY FOR SAID TREATMENT. PART X, LINE 2: THE COMPANY FOLLOWS THE PROVISIONS OF ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES UNDER THE INCOME TAXES TOPIC OF THE CODIFICATION. THE CODIFICATION REQUIRES THE EVALUATION OF TAX POSITIONS, WHICH INCLUDE MAINTAINING ITS TAX-EXEMPT STATUS AND THE TAXABILITY OF ANY UNRELATED BUSINESS INCOME, AND DOES NOT ALLOW RECOGNITION OF TAX POSITIONS WHICH DO NOT MEET A "MORE-LIKELY-THAN-NOT" THRESHOLD OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. MANAGEMENT DOES NOT BELIEVE IT HAS TAKEN ANY TAX POSITIONS THAT WOULD NOT MEET THIS THRESHOLD. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE - NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS -3,278,173. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD - NETTED AGAINST SALES ON FORM 990 -236,156. FUNDRAISING EVENT EXPENSE - NETTED AGAINST REVENUE ON FORM 990 -407,318. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD - NETTED AGAINST SALES ON FORM 990 236,156. FUNDRAISING EVENT EXPENSE - NETTED AGAINST REVENUE ON FORM 990 407,318. BAD DEBT EXPENSE 98,520. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE - NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS 3,278,173. DC DINNER 130935 114510 16425 5715 74990 5993 12413 LOU BANTLE GOLF TOURNAMENT 84525 57017 27508 800 1958 396 15653 13200 26716 4 165477 123084 42393 1500 8164 96097 81683 26572 380937 294611 86326 2300 1958 14275 186740 100876 65701 371850 -285524 31600 35469 0 31600 35469 35469 -3869 MD 1 0 1 0 0.00500 CARLA MOORE CORPORATE CONTROLLER AND TREASURER 800 TYDINGS LANE HAVRE DE GRACE MD 21078 0 MARTHA MEEHAN-COHEN 0 ORGANIZE & ADMINISTER THE RAFFLE OF A JEEP WRANGLER AS PART OF THE ANNUAL ALUMNI EVENT X 0 1 NIKKI PERLOW FOUNDATION 801 KEY HIGHWAY SUITE 232 BALTIMORE MD 21230 263913509 501(C)(3) 8100 0 N/A N/A CHARITABLE CONTRIBUTION OBLATES OF ST FRANCIS DE SALES 2200 KENTMERE PARKWAY WILMINGTON DE 19806 520654468 501(C)(3) 50000 0 N/A N/A CHARITABLE CONTRIBUTION 2 0 SCHOLARSHIPS 247 3278173 0 N/A N/A PART I, LINE 2: THE ORGANIZATION PROVIDES DISCOUNTED CARE AND CARE PROVIDED AT NO CHARGE TO INDIVIDUALS WHO ARE UNINSURED, UNDERINSURED OR OTHERWISE UNABLE TO PAY FOR SUBSTANCE USE TREATMENT. X X X X 1 0 0 0 0 0 0 0 0 DAVID T NASSEF INTERIM EXECUTIVE CHAIRMAN 228800 0 0 0 0 0 0 0 0 0 228800 0 0 0 FR MARK HUSHEN PRESIDENT & CEO 7/1/17-12/31/17 332653 0 0 0 8825 0 23979 0 10684 0 376141 0 0 0 STEVEN KENDRICK COO 1/1/17-6/30/17 159745 0 0 0 114166 0 19474 0 14165 0 307550 0 0 0 BERNADETTE SOLOUNIAS SR VP OF MED SERVICES 7/1/17-3/18/18 231966 0 0 0 877 0 16084 0 10953 0 259880 0 0 0 JOSEPH HOBELMANN CHIEF MED. OFFICER 3/19/18-6/30/18 210163 0 0 0 600 0 7647 0 18683 0 237093 0 0 0 DANIEL BERARDI VP SUPPORT SERVICES 141285 0 0 0 1200 0 11359 0 1811 0 155655 0 0 0 THOMAS HALLER VP OF HUMAN RESOURCES 154318 0 0 0 600 0 12101 0 18175 0 185194 0 0 0 KAREN CANTER SR. STAFF PHYSICIAN 205420 0 0 0 600 0 16404 0 10847 0 233271 0 0 0 PETER L BILSKY IT DIRECTOR/CIO 165465 0 0 0 1200 0 13236 0 3126 0 183027 0 0 0 ALBERT GERMANN CFO 1/1/17 - 3/3/17 49916 0 0 0 101140 0 14510 0 5139 0 170705 0 0 0 PART I, LINE 4A ALBERT GERMANN - SEVERANCE - $100,910 STEVEN KENDRICK - SEVERANCE - $113,520 DAVID NASSEF SERVED AS INTERIM EXECUTIVE CHAIRMAN AND A CONSULTANT TO THE ORGANIZATION 228800 INTERIM EXECUTIVE CHAIRMAN 0 X 4 60592 FAIR MARKET VALUE X GOATS & RELATED SUPPLIES FOR YAEC PROGRAM 5 6736 FAIR MARKET VALUE X ENCOURAGEMENT STONES (COLLEEN MAHONEY) 6 258 FAIR MARKET VALUE X FOOD 1 37 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER AND ANY COMMENTS OR QUESTIONS ARE ADDRESSED PRIOR TO FILING THE FORM. FORM 990, PART VI, SECTION B, LINE 12C ANY DIRECTOR, PRINCIPAL OFFICER, EMPLOYEE OR MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS OF ASHLEY, INC., WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST IS AN INTERESTED PERSON. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE GOVERNING BOARD OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. THE CHAIRPERSON OF THE GOVERNING BOARD OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER EXERCISING DUE DILIGENCE, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE WHETHER THE ORGANIZATION CAN OBTAIN, WITH REASONABLE EFFORTS, A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION, IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. THE MINUTES OF THE GOVERNING BOARD AND ALL COMMITTEES WITH BOARD DELEGATED POWERS SHALL CONTAIN: THE NAMES OF THE PERSONS WHO DISCLOSED OR OTHERWISE WERE FOUND TO HAVE A FINANCIAL INTEREST IN CONNECTION WITH AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST,THE NATURE OF THE FINANCIAL INTEREST, ANY ACTION TAKEN TO DETERMINE WHETHER A CONFLICT OF INTEREST WAS PRESENT, AND THE GOVERNING BOARD'S OR COMMITTEE'S DECISION AS TO WHETHER A CONFLICT OF INTEREST, IN FACT, EXISTED; THE NAMES OF THE PERSONS WHO WERE PRESENT FOR DISCUSSIONS AND VOTES RELATING TO THE TRANSACTION OR ARRANGEMENT, THE CONTENT OF THE DISCUSSION, INCLUDING ANY ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND RECOMMENDS THE COMPENSATION OF THE CEO AND OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. FINAL COMPENSATION CHANGES ARE APPROVED BY THE FULL BOARD OF DIRECTORS. THE REVIEW INCLUDES ANALYSIS OF COMPARABILITY DATA, SUCH AS NATIONAL SALARY SURVEYS INCLUDING NOT-FOR-PROFIT DATA. THIS COMPARABILITY STUDY WAS PERFORMED BY AN OUTSIDE CONSULTANT IN 2014. ADDITIONALLY OUR CURRENT CEO WAS SOURCED THROUGH A NATIONAL RECRUITING FIRM AND THEY HELPED VALIDATE THE COMPENSATION OFFER. THE BOARD'S DELIBERATIONS REGARDING THE OFFER ARE DOCUMENTED IN MEETING AND COMMITTEE MINUTES DATED 9/13/2017. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: BAD DEBT EXPENSE -98,520.