2019-05-09T16:48:15-05:00 2018-06-30 410746749 CLIFTONLARSONALLEN LLP 300 CROWN COLONY DRIVE SUITE 310 QUINCY MA 02169 990 2017-07-01 046130872 HAMPSHIRE COLLEGE TRUSTEES HAMP 4135494600 893 WEST STREET AMHERST MA 01002 MARY MCENEANY VP FOR FINANCE & ADMIN. 4135494600 2019-05-03 1 JUDY DALEY P01294075 6179848100 67.137.57.251 2019-05-03 14:17:14 ED P BE9A5386F0E0E3B4CADA17EFD89B09732DDF69A5 9EB2786B3EC6AF35018D7997716D9ABE495A2698 2017 2019-02-21 02:37:17Z KENNETH ROSENTHAL 893 WEST STREET AMHERST MA 01002 92407953 0 X WWW.HAMPSHIRE.EDU X 1965 MA INSPIRE STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE AND POSITIVE CHANGE. 30 27 1512 195 1463095 0 9122133 8309248 74445602 72541558 2040433 2636991 2695217 3171230 88303385 86659027 31594917 33461994 0 0 35427261 37262753 0 0 2775600 21197437 19012677 88219615 89737424 83770 -3078397 122845828 121782008 34291919 32643996 88553909 89138012 THE MISSION OF HAMPSHIRE COLLEGE IS TO FOSTER A LIFELONG PASSION FOR LEARNING, INQUIRY, AND ETHICAL CITIZENSHIP THAT INSPIRES STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE, AND POSITIVE CHANGE IN THE WORLD AND, BY DOING SO, TO TRANSFORM HIGHER EDUCATION. 0 0 61467520 33461994 61261208 INSTRUCTIONAL AND OTHER EDUCATIONAL ACTIVITIES: HAMPSHIRE COLLEGE PROVIDES INSTRUCTION FOR 1,175 FTE UNDERGRADUATE STUDENTS AND EMPLOYS 108 FTE FACULTY. EDUCATIONAL DELIVERY ALSO INCLUDES STUDENT FINANCIAL AID PROGRAMS. FINANCIAL AID INCLUDES GRANTS, SCHOLARSHIPS, AND GOVERNMENT AID AWARDS TO ASSIST STUDENTS IN THE FINANCIAL COST OF ATTENDING HAMPSHIRE COLLEGE. 96% OF OUR FACULTY HAVE PHD OR OTHER TERMINAL DEGREES IN THEIR FIELDS. ACCREDITATION: HAMPSHIRE COLLEGE IS FULLY ACCREDITED BY THE NEW ENGLAND COMMISSION OF HIGHER EDUCATION. MEMBERSHIP IN THE ASSOCIATION INDICATES THAT THE INSTITUTION HAS BEEN CAREFULLY EVALUATED AND FOUND TO MEET STANDARDS AGREED UPON QUALIFIED EVALUATORS. 8427821 12378541 STUDENT SERVICES PROGRAMS: INCLUDES THE COST OF HEALTH SERVICES, RECREATIONAL ATHLETICS, DEAN OF STUDENT'S OFFICE EXPENSES AND OTHER SUPPORT SERVICES FOR 1,175 STUDENTS. HAMPSHIRE IS ONE OF 44 COLLEGES PROFILED IN COLLEGES THAT CHANGE LIVES (CTCL) FOR "DEVELOPING POTENTIAL, VALUES, INITIATIVE, AND RISK-TAKING" IN STUDENTS. CTCL SAYS OF HAMPSHIRE, "NO COLLEGE HAS STUDENTS WHOSE INTELLECTUAL THYROIDS ARE MORE ACTIVE OR WHOSE MINDS ARE MORE COMPASSIONATELY ENGAGED." ON ANY GIVEN DAY, A HAMPSHIRE STUDENT CAN ENJOY 200+ STUDENT ACTIVITIES, 100+ STUDENT GROUPS, 63 BOOKSTORES, 30 MUSEUMS, 19 ART GALLERIES, 21 THEATERS STAGES, 35 CONCERT VENUES, 12 DANCE CLUBS, 220 BIKE TRAILS, 69 PIZZA PLACES, 19 COFFEE HOUSES, 18 BAKERIES, 14 HEALTH FOOD STORES AND 68 RESTAURANTS THAT DELIVER. 3303123 162698 SEE SCHEDULE O 73198464 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 221 0 1512 1 1 1 0 0 0 0 0 0 0 0 0 X 30 27 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AK CO DC KY MD MA MI NV NH NJ NY OH OK OR SC WA X MARY MCENEANY 4135494600 893 WEST STREET AMHERST MA 01002 JONATHAN LASH PRESIDENT 35.00 X X 310005 0 109922 GAYE HILL CHAIR 5.00 X X 0 0 0 FRASER BENNETT BEEDE VICE CHAIR 5.00 X X 0 0 0 LUIS HERNANDEZ VICE CHAIR 5.00 X X 0 0 0 A KIM SAAL VICE CHAIR 5.00 X X 0 0 0 HENRY ASTOR TRUSTEE 3.00 X 0 0 0 JUDY BORNSTEIN TRUSTEE 3.00 X 0 0 0 JESUS COLMENARES ALUMNI TRUSTEE 3.00 X 0 0 0 NIRMAN DAVE STUDENT TRUSTEE 1.00 X 0 0 0 ANNE DOWNES STAFF TRUSTEE 3.00 X 73962 0 12173 LINDA EARLE TRUSTEE 3.00 X 0 0 0 SASCHA FREUDENHEIM TRUSTEE 3.00 X 0 0 0 JOSE FUENTES TRUSTEE 3.00 X 0 0 0 CAROLYN GREENSPAN TRUSTEE 3.00 X 0 0 0 RICHARD HURD TRUSTEE 3.00 X 0 0 0 DAVID MATHESON TRUSTEE 3.00 X 0 0 0 ROBERT MCCARTHY JR TRUSTEE 3.00 X 0 0 0 LUCY-ANN MCFADDEN TRUSTEE 3.00 X 0 0 0 DAYA MENA STUDENT TRUSTEE ALTERNATE 1.00 X 0 0 0 ALI MIRSEPASSI TRUSTEE 3.00 X 0 0 0 WILLIAM NULL TRUSTEE 3.00 X 0 0 0 MICHAEL PLENTY TRUSTEE 3.00 X 0 0 0 ANNIE ROGERS FACULTY TRUSTEE 3.00 X 96314 0 16867 CAROL SALZMAN TRUSTEE 3.00 X 0 0 0 JULIE SCHECTER TRUSTEE 3.00 X 0 0 0 ANTHONY THOMAS TRUSTEE 3.00 X 0 0 0 PASHA DRITT THORNTON TRUSTEE 3.00 X 0 0 0 MARIA VALLEJO TRUSTEE 3.00 X 0 0 0 CAROL VARNEY ALUMNI TRUSTEE 3.00 X 0 0 0 MINGDA ZHAO TRUSTEE 3.00 X 0 0 0 MARY MCENEANY TREASURER 35.00 X 193102 0 19656 BETH IONE WARD SECRETARY 35.00 X 118803 0 24844 EVA RUESCHMANN VP FOR AA/DEAN OF FACULTY 35.00 X 215260 0 28142 GLORIA LOPEZ VP FOR SA/DEAN OF STUDENTS 35.00 X 80859 0 7125 DAVID GIBSON CHIEF CREATIVE OFFICER 35.00 X 179311 0 21501 LEE SPECTOR PROFESSOR 35.00 X 174216 0 21079 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 35.00 X 153946 0 27086 YANIRIS FERNANDEZ ASSOC. VP FOR AA 35.00 X 123608 0 26736 JEFFREY WOLFMAN DIRECTOR OF DEVELOPMENT 35.00 X 136484 0 13209 1855870 0 328340 48 0 1 0 MT HOLYOKE COLLEGE 50 COLLEGE STREET SOUTH HADLEY MA 01075 PUBLIC SAFETY 1116963 UNIVERSITY HEALTH SERVICES UNIVERSITY OF MASACHUSETTS AMHERST MA 01003 HEALTH SERVICES 1116548 FIVE COLLEGES INC 95 SPRING STREET AMHERST MA 01002 ADMINISTRATIVE SERVICES 345625 SETH MIAS CATERING PO BOX 538 LEEDS MA 01053 CATERING SERVICES 334384 ISAACSON MILLER INC 263 SUMMER STREET 7TH FL BOSTON MA 02210 PRESIDENTIAL SEARCH SERVICES 167454 7 691156 7618092 1622996 8309248 TUITION AND FEES 900099 61261208 61261208 ROOM 721000 8772907 8772907 BOARD 722320 2344745 2344745 SPONSORED RESEARCH 900099 162698 162698 72541558 777300 -23662 800962 7608617 5748926 1859691 1859691 1859691 AUXILIARY ENTERPRISES 721000 2251878 765121 1486757 HAMPSHIRE COLLEGE CHILD CENTER 624410 495768 495768 423584 423584 3171230 86659027 73802447 1463095 3084237 32634260 32634260 827734 827734 1223876 105069 783591 335216 29229891 21732424 5743674 1753793 1995018 1483296 392021 119701 3071307 2283517 603512 184278 1742661 1295668 342433 104560 35875 35875 49700 49700 70 70 386908 386908 2588897 2588897 86989 86989 966478 593922 235041 137515 806496 403248 403248 1348830 1159994 188836 973931 926566 39637 7728 118884 114373 2873 1638 792080 673268 118812 3103542 2638011 434496 31035 618512 2070 616442 RESEARCH & SPONSORED PR 3303123 3303123 BON APPETIT CONTRACT 1568802 1568802 HEALTH SERVICES CONTRAC 916572 916572 FIVE COLLEGES CONSORTIU 345625 345625 1001363 449558 451669 100136 89737424 73198464 13763360 2775600 6512160 5819601 378273 0 8450427 6264180 266141 205435 418700 251587 172734 536081 130710262 76981795 55477831 53728467 8592688 7756800 40086260 44738780 2490614 2481077 122845828 121782008 1970933 1081965 1646854 1624183 26923008 26350705 590185 395810 3160939 3191333 34291919 32643996 X 32450476 30241909 21841049 22263770 34262384 36632333 88553909 89138012 122845828 121782008 X -3078397 4894417 -1231917 X 0 1 X 1 1 1 X 10189737 14697135 12982604 9122133 8309248 55300857 10189737 14697135 12982604 9122133 8309248 55300857 14429704 40871153 634817 571713 1124602 704844 800962 3836938 702148 1308653 1312270 1113573 423584 4860228 63998023 374391294 0.63860 0.84050 X 0 0 0 0 0 1 70 0 0 0 70 0 PART II-B, LINE 1: THE COLLEGE HAS PAID MEMBERSHIP DUES TO A CERTAIN ORGANIZATION, AND A PORTION OF THE MEMBERSHIP FEE HAS BEEN ALLOCATED TO LOBBYING EXPENSES BY THE MEMBERSHIP ORGANIZATION. 481971 X X X 0 48461670 2375852 7098320 4499509 53436333 39606271 1761117 10031128 361587 2217247 358012 48461670 39307711 4175000 -236931 478653 2845122 315734 39606271 37567049 1272306 1255896 415646 127309 244585 39307711 31039931 312813 8090337 769192 1563219 143621 36967049 0.20790 0.57230 0.21980 1 0 3877606 3877606 92449167 45572805 46876362 25426437 23429183 1997254 8957052 7979807 977245 53728467 NON-US EQUITY FUND 14351535 F HEDGE FUND 7380758 F REAL ASSET 4277284 F PRIVATE EQUITY 18101148 F PRIVATE PARTNERSHIPS 527921 F POOLED LIFE INCOME FUND 100134 F 44738780 CONTINGENT ASSET RETIREMENT OBLIG. 3191333 3191333 X 57704542 4894417 -33461994 -28567577 86272119 386908 386908 86659027 55888522 0 55888522 386908 33461994 33848902 89737424 PART III, LINE 4: ART COLLECTION - THE COLLEGE'S ART COLLECTION CONSISTS PRIMARILY OF PAINTINGS, PHOTOGRAPHS, PRINTS AND SCULPTURES THAT ARE PERIODICALLY DISPLAYED IN OUR LIBRARY GALLERY WITH NO COST FOR ADMISSION. THE WORKS CAN ALSO BE USED AS EDUCATIONAL MATERIALS FOR OUR STUDENTS WORKING ON VARIOUS DIVISION PROJECTS. LIBRARY COLLECTION - THE HAROLD F. JOHNSON LIBRARY PROMOTES THE ACADEMIC GOALS OF THE COLLEGE, TEACHING, RESEARCH, AND LEARNING. OUR COLLECTIONS REFLECT THE INTELLECTUAL INTERESTS AND CONCERNS OF OUR STUDENTS AND FACULTY, WITH PARTICULAR FOCUS ON THE CURRICULUM OF THE FIVE SCHOOLS OF NATURAL SCIENCE, SOCIAL SCIENCE, HUMANITIES, ARTS, AND CULTURAL STUDIES, INTERDISCIPLINARY ARTS, AND COGNITIVE SCIENCE. LIBRARIANS PROVIDE INSTRUCTION AND SUPPORT IN LOCATING AND CRITICALLY EVALUATING INFORMATION IN ANY FORM AND HELP PROVIDE ACCESS TO RESOURCES, ONLINE AND IN PRINT. STUDENTS AND FACULTY USING THE HAMPSHIRE COLLEGE LIBRARY ALSO HAVE ACCESS TO ALL THE LIBRARY RESOURCES OF OUR CONSORTIAL NEIGHBORS: AMHERST COLLEGE, MOUNT HOLYOKE COLLEGE, SMITH COLLEGE, AND THE UNIVERSITY OF MASSACHUSETTS - AMHERST. IN ADDITION, THROUGH FULL-TEXT DATABASES AND INTER-LIBRARY LOAN, STUDENTS AND FACULTY HAVE ACCESS TO A WIDER WORLD OF INFORMATION RESOURCES. PART V, LINE 4: ENDOWMENT FUNDS ARE DESIGNATED FOR THE FOLLOWING PURPOSES: UNRESTRICTED OPERATIONS, ACADEMIC DIVISIONS, COMPENSATION, RESEARCH, PUBLIC SERVICE AND EXTENSION, LIBRARY OPERATIONS, MAINTENANCE OF PLANT, STUDENT AID, AND OTHER PURPOSES. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - THE COLLEGE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE COLLEGE HAS ASSESSED UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASS OF STUDENT AID AWARDED PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF STUDENT AID AWARDED 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 HAMPSHIRE COLLEGE'S NONDISCRIMINATION POLICY CAN BE FOUND ON OUR WEBSITE AT: HTTP://WWW.HAMPSHIRE.EDU/DISCOVER-HAMPSHIRE/NOTICE-OF-NON-DIS SCHEDULE E, PART I, LINE 6 HAMPSHIRE COLLEGE RECEIVES FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION IN THE FORM OF PELL GRANTS, SEOG GRANTS, FEDERAL WORK STUDY FUNDS, AND ACG FUNDS. 1 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES CONFERENCE 2304 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES PROGRAM STUDIES 16325 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 2302 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES SITE VISIT 599 CENTRAL AMERICA & CARIBBEAN 0 0 INVESTING INVESTING 7381086 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCE 3192 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES PROGRAM STUDIES 10647 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 7394 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES SHORT TERM STUDY 2800 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES SITE VISIT 2559 EUROPE 0 0 PROGRAM SERVICES CONFERENCE 32196 EUROPE 0 0 PROGRAM SERVICES PROGRAM STUDIES 17985 EUROPE 0 0 PROGRAM SERVICES RESEARCH 41084 EUROPE 0 0 PROGRAM SERVICES STUDENT RECRUITING 8386 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES CONFERENCE 1362 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES PROGRAM STUDIES 1492 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 3997 NORTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE 10021 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 2044 SOUTH ASIA 0 0 PROGRAM SERVICES CONFERENCE 2018 SOUTH ASIA 0 0 PROGRAM SERVICES PROGRAM STUDIES 895 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 19086 0 0 0 0 0 0 7423849 145925 7569774 TUITION & LIVING EXPENSES CENTRAL AMERICA & CARIBBEAN 10 146010 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EAST ASIA & THE PACIFIC 13 200152 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EUROPE 28 417275 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SOUTH AMERICA 2 21173 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES MIDDLE EAST & NORTH AFRICA 1 6000 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES NORTH AMERICA 3 37124 CREDIT TO ACCOUNT 1 0 1 0 1 0 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE COLLEGE MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY (A-133/UNIFORM GUIDANCE). IN ADDITION, GRANTS MADE IN FOREIGN COUNTRIES FOR THE PURPOSE OF THE COLLEGE'S STUDY ABROAD PROGRAM ARB ENTERED INTO USING A CONTRACTUAL AGREEMENT OUTLINING THE SERVICES TO BE DELIVERED. THIS ACTIVITY IS MONITORED BY THE GLOBAL EDUCATION OFFICE AND THE BUSINESS OFFICE. THE MANNER OF CASH DISBURSEMENTS TO SCHOLARSHIP AND FINANCIAL AID RECIPIENTS WAS A DIRECT CREDIT TO EACH STUDENT'S ACCOUNT. THE MANNER OF CASH DISBURSEMENTS FOR ALL STUDY ABROAD PROGRAMS IS WIRE TRANSFER. PART I, LINE 3: RECORDS ARE MAINTAINED FOR ALL EXPENDITURES; RECEIPTS ARE REQUIRED FOR ALL REIMBURSEMENTS. 1 TUITION EXCHANGE WAIVER 3 87500 CIC EXCHANGE WAIVER 3 150090 HAMPSHIRE COLLEGE GRANTS 841 20419739 DIV III GRANTS 5 1500 YELLOW RIBBON GRANT 4 16232 FOREIGN STUDENT GRANT 35 939102 CITIZENS SCHOLARSHIP AWARD 6 4725 NATIONAL SERVICE AWARDS 9 9823 MUSIC GRANTS 4 2335 JOHNSON SCHOLARSHIP 2 8750 HC MERIT SCHOLARSHIP 1 2000 NON SATIS SCIRE 246 1945000 CHANGEMAKER AWARD 16 310000 BELL RINGER SCHOLARSHIP 60 873000 PRESIDENTIAL SCHOLARSHIP 77 788000 DEAN'S $7500 SCHOLARSHIP 29 195000 COMMUNITY SCHOLARSHIP 219 864393 ARTS IN ACTION 230 1756500 COMMUNITY ENGAGEMENT/SOCIAL CHANGE 130 1076210 EMERGING SCIENTISTS 51 410250 HUMANITAS 50 391500 INKWELL 62 485000 INNOVATORS 48 381000 PHI THETA KAPPA 22 202500 SUSTAINABLE FUTURE 56 447000 SEOG 194 360000 GILBERT STATE AWARDS 62 121825 COLLEGE WORK STUDY 536 200456 ENDOWED SCHOLARSHIPS 14 184830 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE MAJORITY OF GRANTS GIVEN TO STUDENTS IN THE UNITED STATES PRIMARILY CONSIST OF NEED-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE: COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE AND FREE APPLICATION FOR FEDERAL STUDENT AID. SCHOLARSHIPS AND SIMILAR AMOUNTS GIVEN TO STUDENTS AS FINANCIAL AID ARE APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. HAMPSHIRE COLLEGE GRANT AID ASSISTANCE IS GENERALLY LIMITED TO THE AMOUNT OF TUITION. THE COLLEGE ALSO OFFERS FINANCIAL AID IN THE FORM OF MERIT-BASED SCHOLARSHIPS. THESE ARE SIMILARLY APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE AND DO NOT EXCEED THE AMOUNT OF TUITION. X X 1 0 X X X X 0 0 0 0 0 0 0 0 0 JONATHAN LASH PRESIDENT 286105 0 0 0 23900 0 27144 0 82778 0 419927 0 0 0 MARY MCENEANY TREASURER 179386 0 0 0 13716 0 18320 0 1336 0 212758 0 0 0 EVA RUESCHMANN VP FOR AA/DEAN OF FACULTY 213324 0 0 0 1936 0 21094 0 7048 0 243402 0 0 0 DAVID GIBSON CHIEF CREATIVE OFFICER 178795 0 0 0 516 0 17587 0 3914 0 200812 0 0 0 LEE SPECTOR PROFESSOR 149752 0 0 0 24464 0 12177 0 8902 0 195295 0 0 0 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 153286 0 0 0 660 0 15817 0 11269 0 181032 0 0 0 YANIRIS FERNANDEZ ASSOC. VP FOR AA 105013 0 0 0 18595 0 13132 0 13604 0 150344 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN INDIVIDUALS - AS A CONDITION OF EMPLOYMENT, THE PRESIDENT OF THE COLLEGE IS PROVIDED WITH HOUSING OWNED BY THE COLLEGE. ALL COSTS TO MAINTAIN THE HOME, INCLUDING A HOUSEKEEPER, WERE PAID FOR BY THE COLLEGE. THE COLLEGE PROVIDES THE PERSONAL SERVICES TO THE PRESIDENT AT NO ADDITIONAL COST, AND NONE OF THE BENEFITS WERE TREATED AS TAXABLE INCOME FOR THE PRESIDENT. A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2012-12-17 14225000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2016-02-02 15000000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 A 2327776 14225000 201383 14023617 0 1 1 1 B 149570 15002209 299165 6713379 7987456 2016 1 0 0 1 A 0 0 0 0 0.01830 0.01830 1 0 1 B 0 0 0 0 0.02240 0.02240 1 0 1 A 0 1 0 0 1 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 3 THE DIFFERENCE BETWEEN THE ORIGINAL PROCEEDS AND PART II, LINE 3 IS RELATED TO THE INVESTMENT INCOME ACCRUAL UPON THE COMPLETION OF THE PROJECT. X 63 1602143 FMV X ELECTRONIC SOUND MIXING EQUIPMENT 1 17353 FMV X 45" STUDIO UPRIGHT PIANO 1 3500 FMV 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE COLLEGE UTILIZES THE SERVICES OF A BROKER TO SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW FAIR MARKET VALUE. GIFT ACCEPTANCE POLICY - PART I, LINE 31: THE COLLEGE'S GIFT ACCEPTANCE POLICY IS AVAILABLE FROM THE OFFICE OF INSTITUTIONAL ADVANCEMENT UPON REQUEST. FORM 990, PART III, LINE 4C: SPONSORED RESEARCH AND RESTRICTED EXPENSES: INCLUDES ALL PRIVATE AND FEDERAL FUNDS RECEIVED FOR SPONSORED RESEARCH AND RESTRICTED ACTIVITIES. GRANTS FROM CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES SUPPORT EVERYTHING FROM BUILDING CONSTRUCTION AND EQUIPMENT, PROGRAM DEVELOPMENT, INDIVIDUAL FACULTY RESEARCH, AND ENDOWED SCHOLARSHIPS. THE FOLLOWING INFORMATION REFLECTS THE GRANTS AWARDED ($30,000 OR ABOVE) TO HAMPSHIRE COLLEGE DURING THE PERIOD OF 07/01/17 - 06/30/18. THE CIVIL LIBERTIES AND PUBLIC POLICY (CLPP) PROGRAM AT HAMPSHIRE WAS AWARDED THE FOLLOWING GRANTS: $50,000 FROM THE HUBER FOUNDATION FOR ONE YEAR OF GENERAL SUPPORT; $50,000 FROM THE GEORGE GUND FOUNDATION FOR TWO YEARS OF SUPPORT; $200,000 FROM THE FORD FOUNDATION FOR ONE YEAR OF SUPPORT; AND $300,000 FROM THE DAVID AND LUCILE PACKARD FOUNDATION FOR ONE YEAR OF GENERAL SUPPORT. FROM PRIVATE SOURCES, THE COLLEGE WAS AWARDED: $35,000 FROM THE JEWISH COMMUNAL FUND FOR PROGRAM SUPPORT FOR SUSTAINABILITY RESEARCH AT THE R.W. KERN CENTER, $100,000 FROM THE DAVID AND LUCILE PACKARD FOUNDATION FOR THE ENDOWED CHAIR IN ENVIRONMENTAL EDUCATION AND SUSTAINABILITY, AND A $165,398 GRANT FROM THE TEMPLETON RELIGION TRUST TO ANALYZE THE DISCOURSE AND PARTICIPANTS IN ISLAM AND SCIENCE VIDEOS ONLINE. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER TO ELECT GOVERNING BODY - THE STUDENT BODY ELECTS A STUDENT TRUSTEE AND AN ALTERNATE. THE FACULTY ELECTS A FACULTY TRUSTEE. THE STAFF ELECTS A STAFF TRUSTEE. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW - MANAGEMENT OF THE COLLEGE IS RESPONSIBLE FOR PREPARING A DRAFT OF FORM 990 WITH THE ASSISTANCE OF AN OUTSIDE PUBLIC ACCOUNTING FIRM. THE COMPLETED DRAFT OF FORM 990 IS PROVIDED TO THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES IN ADVANCE OF THE FILING DEADLINE TO ENABLE A REVIEW BY ALL MEMBERS OF THE COMMITTEE WITH SENIOR MANAGEMENT AND THE COLLEGE'S TAX ADVISOR FROM A PUBLIC ACCOUNTING FIRM. ALL QUESTIONS AND CONCERNS OF THE AUDIT COMMITTEE MEMBERS ARE ADDRESSED AND INCORPORATED INTO FORM 990 AS APPROPRIATE. AFTER THE AUDIT COMMITTEE'S REVIEW, ALL MEMBERS OF THE BOARD OF TRUSTEES ARE PROVIDED A COPY OF THE COMPLETED FORM 990 IN ADVANCE OF THE FILING DEADLINE VIA A DEDICATED WEBSITE. AFTER INPUT FROM THE BOARD OF TRUSTEES AND THE AUDIT COMMITTEE HAS BEEN APPROPRIATELY ADDRESSED, FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990 PROVIDED TO THE GOVERNING BODY - THE COLLEGE HAS DISTRIBUTED FORM 990 TO THE FULL BOARD OF TRUSTEES WITH THE EXCEPTION OF DONORS' NAMES AND ADDRESSES ON SCHEDULE B. BECAUSE OF SCHEDULE B'S PRIVATE AND CONFIDENTIAL NATURE, THE BOARD HAS DELEGATED THE AUTHORITY AND RESPONSIBILITY FOR REVIEWING THAT SCHEDULE TO THE AUDIT AND COMPLIANCE COMMITTEE. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO THE QUESTION ON LINE 11A EVEN THOUGH A COPY OF FORM 990 (WITH REDACTED DONORS' NAMES AND ADDRESSES ON SCHEDULE B) WAS PROVIDED TO THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE COLLEGE ANNUALLY REQUIRES DISCLOSURES OF CONFLICTS OF INTEREST THROUGH A CONFLICT OF INTEREST FORM. THE TRUSTEES ARE EMAILED THE CONFLICT OF INTEREST FORM FROM THE BUSINESS OFFICE VIA THE COLLEGE'S SECRETARY, AND THE COMPLETED FORMS ARE RETURNED TO THE BUSINESS OFFICE. IF A COMPLETED CONFLICT OF INTEREST FORM DISCLOSES A CONFLICT, IT IS GIVEN TO THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE VP FOR FINANCE AND ADMINISTRATION REVIEWS THE FORMS AND THEN SENDS THEM TO THE AUDIT AND COMPLIANCE COMMITTEE IF THE DISCLOSURE IS SOMETHING THAT THE COMMITTEE NEEDS TO BE AWARE OF. THE TRUSTEES RECUSE THEMSELVES FROM VOTING ON MATTERS IN WHICH THEY HAVE A CONFLICT. THE MINUTES OF SUCH MEETING SHALL REFLECT THAT A DISCLOSURE WAS MADE, AND A TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MATTER MAY REQUEST THE BOARD OR COMMITTEE TO RESOLVE THE QUESTION BY MAJORITY VOTE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL - THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS THE COMPENSATION OF THE PRESIDENT. THE PROCESS INCLUDES REVIEWING COMPARABLE DATA TO DETERMINE APPROPRIATE COMPENSATION LEVELS. THE DOCUMENTED PROCESS AND DECISIONS MADE ARE PRESERVED IN HUMAN RESOURCES. THE EXECUTIVE COMMITTEE IS EMPOWERED TO APPROVE THE ANNUAL COMPENSATION OF THE PRESIDENT, AND THE EXECUTIVE COMMITTEE, OR A SUBSET THEREOF, MEETS WITH THE PRESIDENT ANNUALLY FOR A FORMAL EVALUATION AFTER RECEIVING INPUT FROM THE FULL BOARD. THE OTHER OFFICERS' COMPENSATION IS REVIEWED BY THE PRESIDENT. COMPARATIVE SALARY DATA AS WELL AS PROPOSED SALARIES ARE BROUGHT BY THE PRESIDENT TO THE EXECUTIVE COMMITTEE FOR REVIEW. THE PRESIDENT MAKES THE FINAL SALARY DECISIONS FOR ALL COLLEGE OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE COLLEGE'S BY-LAWS, CODE OF CONDUCT, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE COLLEGE'S WEBSITE: WWW.HAMPSHIRE.EDU, FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE OF THE MASSACHUSETTS ATTORNEY GENERAL. FORM 990 IS ALSO AVAILABLE AT WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: TRANSFERS AMONG ACTIVITIES -854,349. CHANGE IN VALUE OF SPLIT INTEREST -9,537. CHANGE IN VALUE OF ANNUITY AND LIFE INCOME FUND 16,096. OTHER CHANGE IN NET ASSETS -384,127. CHARITABLE REMAINDER TRUSTS(6) 893 WEST STREET AMHERST MA 01022 CHARITABLE TRUST MA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0