2019-05-10T12:10:04-05:00 2018-06-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2017-07-01 941156258 CALIFORNIA ACADEMY OF SCIENCES CALI 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 MIKE MCGEE CFO 4153795141 2019-05-10 1 YONG ZHANG CPA P01249785 7033366400 66.98.98.9 2019-05-10 11:38:06 ED P 3BD4D9C23E944639EC8110E737AF23A9402AD9E1 5BB3B986E96693C9FA12ABDB8E5DE88F5CFF60A5 2017 2019-02-21 02:37:17Z JONATHAN FOLEY 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 1457339895 0 X WWW.CALACADEMY.ORG X 1904 CA TO EXPLORE, EXPLAIN, AND SUSTAIN LIFE USING THE RESOURCES OF OUR RESEARCH INSTITUTE AQUARIUM, PLANETARIUM, NATURAL HISTORY MUSEUM, AND RAINFOREST TO SHARE SCIENTIFIC KNOWLEDGE WITH THE PUBLIC. 42 42 735 800 -44334 -20612 39795679 46533162 25600814 25731427 10172477 12867194 740007 659894 76308977 85791677 732567 104360 0 0 43101188 43925627 0 0 3679964 43899708 45692906 87733463 89722893 -11424486 -3931216 817491395 820540197 300861017 298444609 516630378 522095588 X THE CALIFORNIA ACADEMY OF SCIENCES IS DEDICATED TO EXPLORING AND EXPLAINING THE NATURAL WORLD AND ADDRESSING THE CHALLENGE OF SUSTAINABILITY THROUGH ITS SCIENTIFIC RESEARCH AND EDUCATION INITIATIVES. THROUGH EXPEDITIONS AROUND THE GLOBE AND INVESTIGATIONS IN THE LAB, ACADEMY SCIENTISTS STRIVE TO UNDERSTAND THE EVOLUTION AND INTERCONNECTEDNESS OF LIFE AND GUIDE CRITICAL CONSERVATION DECISIONS. THROUGH EXHIBITIONS, EDUCATIONAL PROGRAMS AND PARTNERSHIPS THAT ADDRESS THESE SAME TOPICS-ON-SITE, IN THE COMMUNITY, IN BIODIVERSITY HOTSPOTS AROUND THE WORLD, AND ONLINE-THE ACADEMY AIMS TO IGNITE CURIOSITY ABOUT THE NATURAL WORLD, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS AND EDUCATORS, CULTIVATE A MORE SCIENTIFICALLY LITERATE PUBLIC, AND KINDLE A COMMITMENT TO RESPONSIBLE STEWARDSHIP OF OUR PLANET. 0 0 26850634 30800 10919596 EXHIBITS AND PUBLIC ENGAGEMENT: MORE THAN 800 VOLUNTEERS SUPPORT THE ACADEMY ANNUALLY AND PROVIDE A CONNECTION BETWEEN THE DIVERSE BAY AREA COMMUNITY AND THE ACADEMY'S MUSEUM, RESEARCH, AND ADMINISTRATION. THE ALL- DIGITAL MORRISON PLANETARIUM USES SCIENTIFIC DATA TO SHARE CURRENT DISCOVERIES AND PRESENT IMMERSIVE SHOWS. THE EARTHQUAKE EXHIBIT (OPEN THROUGH SPRING 2018) DELVES INTO THE SCIENCE OF OUR DYNAMIC PLANET AND HOW TO PREPARE FOR SEISMIC EVENTS. THE NEW GIANTS OF LAND AND SEA EXHIBIT CELEBRATES NORTHERN CALIFORNIA'S ICONIC NATURAL PHENOMENA LIKE REDWOODS, MARINE MAMMALS, AND FOG. THE COLOR OF LIFE EXHIBIT EXPLORES THE ROLE OF COLOR IN THE NATURAL WORLD WITH VIBRANT LIVE ANIMALS, SPECIMENS, AND IMMERSIVE INTERACTIVES. GEMS AND MINERALS UNEARTHED SHOWCASES SPECIMENS FROM THE ACADEMY'S RENOWNED GEOLOGY COLLECTION. 15620641 6460 5694501 BIODIVERSITY SCIENCE AND SUSTAINABILITY: THE ACADEMY'S INSTITUTE FOR BIODIVERSITY SCIENCE AND SUSTAINABILITY (THE "INSTITUTE") IS AT THE FOREFRONT OF EFFORTS TO UNDERSTAND TWO OF THE MOST IMPORTANT TOPICS OF OUR TIME: THE NATURE AND SUSTAINABILITY OF LIFE ON EARTH. THE INSTITUTE IS HOME TO MORE THAN 100 SCIENTISTS, STATE-OF-THE-ART FACILITIES, AND NEARLY 46 MILLION SCIENTIFIC SPECIMENS FROM AROUND THE WORLD. THE INSTITUTE ALSO LEVERAGES THE EXPERTISE AND EFFORTS OF MORE THAN 100 INTERNATIONAL ASSOCIATES AND 450 DISTINGUISHED FELLOWS. THROUGH EXPEDITIONS AROUND THE GLOBE, INVESTIGATIONS IN THE LAB, AND ANALYSIS OF VAST BIOLOGICAL DATASETS, THE INSTITUTE'S SCIENTISTS WORK TO UNDERSTAND THE EVOLUTION AND INTERCONNECTEDNESS OF ORGANISMS AND ECOSYSTEMS, THE THREATS THEY FACE AROUND THE WORLD, AND THE MOST EFFECTIVE STRATEGIES FOR SUSTAINING THEM INTO THE FUTURE. THROUGH INNOVATIVE PARTNERSHIPS AND PUBLIC ENGAGEMENT INITIATIVES, THEY ALSO GUIDE CRITICAL SUSTAINABILITY AND CONSERVATION DECISIONS WORLDWIDE, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS, AND FOSTER RESPONSIBLE STEWARDSHIP OF OUR PLANET.DURING 2018, ACADEMY RESEARCHERS ADDED 229 NEW PLANT AND ANIMAL SPECIES TO OUR FAMILY TREE, ENRICHING OUR UNDERSTANDING OF EARTH'S COMPLEX WEB OF LIFE AND STRENGTHENING OUR ABILITY TO MAKE INFORMED CONSERVATION DECISIONS. ACADEMY SCIENTISTS PRESENTED PAPERS AT MEETINGS AND WORKSHOPS AND PARTICIPATED IN OVER 30 EXPEDITIONS TO 15 COUNTRIES AND HAD OVER 300 LOCAL FIELD RESPONSES TO MARINE MAMMAL STRANDINGS. 34,192 SPECIMENS WERE ADDED TO THE COLLECTION VIA NEW ACQUISITIONS AND 286,067 BY DONATION WHILE 29,852 SPECIMENS WERE LOANED TO OTHER INSTITUTIONS. THE ACADEMY MANAGED 22 GOVERNMENT GRANTS FROM THE NATIONAL SCIENCE FOUNDATION, NOAA, USFS, USAID, AND OTHERS AS WELL AS STATE GRANTORS.CUMULATIVE TO DATE, CITIZEN SCIENCE EFFORTS THROUGH THE INATURALIST MOBILE APPLICATION HAVE LED TO OVER 18 MILLION OBSERVATIONS OF OVER 190,000 SPECIES MADE BY 1.4M USERS. 12593561 94800 AQUARIUM: THE STEINHART AQUARIUM IS HOME TO 38,000 LIVE ANIMALS FROM AROUND THE WORLD AND HOSTS THE LARGEST AND DEEPEST INDOOR CORAL REEF IN THE WORLD. THE FOUR-STORY RAINFOREST HAS FREE-FLYING BIRDS AND BUTTERFLIES AND EXOTIC REPTILES AND AMPHIBIANS. AFRICAN HALL IS HOME TO A COLONY OF AFRICAN PENGUINS. 5472341 67100 1536740 EDUCATION AND OUTREACH:THE ACADEMY IS AN INNOVATIVE LEADER IN EFFORTS TO INCREASE SCIENTIFIC AND ENVIRONMENTAL LITERACY WORLDWIDE. THE MUSEUM IS HOME TO 158 SCIENCE EDUCATORS AND COMMUNICATORS AS WELL AS MORE THAN 300 HIGHLY TRAINED DOCENTS WHO ENGAGE PEOPLE OF ALL AGES BOTH HERE IN CALIFORNIA AND AROUND THE WORLD IN THE SCIENTIFIC CONCEPTS AND ISSUES THAT WILL SHAPE OUR FUTURE. THROUGH INTENSIVE PARTNERSHIPS WITH SCHOOLS AND TEACHERS, INNOVATIVE PROGRAMS AND EXHIBITS FOR ALL AGES, ENGAGING ONLINE LEARNING AND DIGITAL MEDIA OFFERINGS, AND IMMERSIVE SCIENCE VISUALIZATION PRODUCTIONS, ACADEMY EDUCATORS INCREASE THE PUBLIC'S UNDERSTANDING AND APPRECIATION OF THE NATURAL WORLD AND INSPIRE PARTICIPANTS TO HELP SUSTAIN THE RICH DIVERSITY OF LIFE ON EARTH.AS ONE OF THE BAY AREA'S LEADING CULTURAL INSTITUTIONS DEDICATED TO OPENING ITS DOORS TO THE ENTIRE COMMUNITY, THE ACADEMY OFFERS A VARIETY OF FREE AND REDUCED ADMISSION OPPORTUNITIES AND ACCESS PROGRAMS TO SERVE ALL VISITORS. 3241335 7642750 MEMBERSHIPTHE ACADEMY'S MEMBERSHIP PROGRAM PROVIDES YEAR ROUND ACCESS TO OUR OFFERINGS TO NEARLY 50,000 HOUSEHOLDS AND MORE THAN 150,000 INDIVIDUAL MEMBERS. THROUGH THEIR MONTHLY AND ANNUAL GIFTS, MEMBERS SUPPORT THE ACADEMY'S MISSION TO EXPLORE, EXPLAIN AND EXPLAIN LIFE ON EARTH. ON AVERAGE, ACADEMY MEMBERS VISIT BETWEEN TWO AND THREE TIMES A YEAR, PARTICIPATING IN OUR PUBLIC PROGRAMS, EXPLORING THE ICONIC EXHIBITS, SUCH AS THE STEINHART AQUARIUM AND RAINFOREST, ATTENDING WORKSHOPS AND LECTURES, AND SHARING THE EXPERIENCE WITH THEIR FRIENDS AND FAMILIES. A SIGNIFICANT NUMBER OF THE ACADEMY'S MEMBERS HAVE BEEN A PART OF THE ACADEMY "FAMILY" FOR MANY GENERATIONS. 8713676 67100 9179490 63778512 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 0 1 228 0 1 735 1 1 1 1 MA 0 0 0 1 1 0 0 0 0 X 42 42 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA DC FL MA NC NY X X MIKE MCGEE 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 HAROLD A MOONEY PRESIDENT 2.00 X X 0 0 0 CHARLES MARSHELL VICE PRESIDENT 2.00 X X 0 0 0 JEROME C VASCELLARO CHAIR 1.50 X X 0 0 0 ELIZABETH PATTERSON SECRETARY 1.50 X 0 0 0 BRUCE ALBERTS TRUSTEE 1.00 X 0 0 0 MATTHEW BARGER TRUSTEE 0.50 X 0 0 0 TERESA BRIGGS TRUSTEE 0.50 X 0 0 0 MARK BUELL TRUSTEE 0.50 X 0 0 0 DAN CARROLL TRUSTEE 0.50 X 0 0 0 HUIFEN CHAN TRUSTEE 0.50 X 0 0 0 GRETCHEN C DAILY TRUSTEE 1.00 X 0 0 0 TROY DANIELS TRUSTEE 1.00 X 0 0 0 WILIIAM F DUHAMEL TRUSTEE 0.50 X 0 0 0 PETER FENTON TRUSTEE 0.50 X 0 0 0 LAURA E FURSTENTHAL TRUSTEE 0.50 X 0 0 0 NICK GIOVANNI TRUSTEE 0.50 X 0 0 0 KEVIN HARTZ TRUSTEE 0.50 X 0 0 0 TESSA M HILL TRUSTEE 1.00 X 0 0 0 DAN JANNEY TRUSTEE 0.50 X 0 0 0 OLIVER JENKYN TRUSTEE 0.50 X 0 0 0 DAVID M KENNEDY TRUSTEE 0.50 X 0 0 0 SALMAN KHAN TRUSTEE 0.50 X 0 0 0 STEVE KROGNES TRUSTEE 0.50 X 0 0 0 ROGER KUO TRUSTEE 0.50 X 0 0 0 ZACHARY LARA TRUSTEE 0.50 X 0 0 0 MARIE O'GARA LIPMAN TRUSTEE 0.50 X 0 0 0 PAMELA MATSON TRUSTEE 1.00 X 0 0 0 STEVE MCCORMICK TRUSTEE 0.50 X 0 0 0 LAWRENCE MIAO TRUSTEE 0.50 X 0 0 0 MICHAEL MILLMAN TRUSTEE 0.50 X 0 0 0 CLAIRE NGO TRUSTEE 0.50 X 0 0 0 EMILIE MUNGER OGDEN TRUSTEE 0.50 X 0 0 0 GARY PINKUS TRUSTEE 0.50 X 0 0 0 MARTA SALAS-PORRAS TRUSTEE 0.50 X 0 0 0 ADAM SAVAGE TRUSTEE 0.50 X 0 0 0 ANDREW SCHWAB TRUSTEE 0.50 X 0 0 0 GARY STEELE TRUSTEE 0.50 X 0 0 0 VIRGINIA GOSS TUSHER TRUSTEE 0.50 X 0 0 0 SUMMER TOMPKINS WALKER TRUSTEE 0.50 X 0 0 0 GEISHA WILLIAMS TRUSTEE 0.50 X 0 0 0 RICHARD YORKE TRUSTEE 0.50 X 0 0 0 RON ZEFF TRUSTEE 0.50 X 0 0 0 JONATHAN FOLEY EXECUTIVE DIRECTOR 40.00 X 390180 0 310262 MIKE MCGEE CHIEF FINANCIAL OFFICER 40.00 X 348934 0 27714 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER & ROBERTS DEAN 40.00 X 302395 0 25567 MELISSA FELDER CHIEF MARKETING OFFICER 40.00 X 301991 0 32383 JANET HARRIS CHIEF PHILANTROPY OFFICER 40.00 X 293558 0 14569 SHANNON BENNETT CHIEF OF SCIENCE AND SUSTAINABILITY 40.00 X 266638 0 13693 ISAAC KWON CHIEF OPERATIONS OFFICER 40.00 X 259308 0 25266 SCOTT MORAN SENIOR DIRECTOR, EXHIBITS & ARCHITECTURE 40.00 X 225825 0 19753 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFICER 40.00 X 206471 0 18041 MARGARET LOWMAN SENIOR CURATOR & LINDSAY CHAIR OF BOTANY 40.00 X 224755 0 19648 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOLOGY 40.00 X 221696 0 29146 RYAN WYATT SENIOR DIRECTOR, MORRISON PLANETARIUM & SCI VIS 40.00 X 202941 0 18681 BART SHEPHERD SENIOR DIRECTOR OF THE STEINHART ACQURIUM 40.00 X 191178 0 28840 CATHERINE ESTELLE DIRECTOR OF SALES AND BUSINESS PARTNERSHIPS 40.00 X 180730 0 18703 3616600 0 602266 85 0 1 0 RON FOTH RETAIL INC 40B MAINE AVENUE WHITING NJ 08759 ADVERTISING SERVICES 4769993 CINNABAR CALIFORNIA INC 4571 ELECTRONIC PLACE LOS ANGELES CA 90039 EXHIBIT FABRICATION 725000 THE LUKENS COMPANY PO BOX 398215 SAN FRANCISCO CA 94139 RESEARCH AND CONSULTING 547491 BELFOR PROPERTY RESTORATION 2365 INDUSTRIAL PARKWAY WEST HAYWARD CA 94545 CLEANING SERVICES 439847 PRICEWATERHOUSECOOPERS LLP THREE EMBARCADERO CENTER SAN FRANCISCO CA 94111 ACCOUNTING SERVICES 350777 29 2020 7694402 1986410 7971101 28879229 1379719 46533162 ADMISSIONS 900099 19254825 19254825 AUXILIARY ACTIVITIES 900099 4422930 4422930 PROGRAM FEES 900099 2053672 2053672 25731427 9327371 -44334 9371705 164594 155571 9023 1374330375 1370790552 3539823 3539823 3539823 251267 1986410 757666 -506399 -506399 1389 0 1389 1389 CAFE COMMISSIONS 900099 1000310 1000310 1000310 85791677 25888387 -44334 13414462 104360 104360 4196032 1546355 2341550 308127 31146641 23205231 5830661 2110749 1318494 1318494 4792914 3346756 1115873 330285 2471546 2471546 522035 194468 325667 1900 322037 322037 1251254 371550 876019 3685 5294862 3812142 959696 523024 4893416 4801983 56431 35002 2984052 2059749 297696 626607 976471 594754 365749 15968 57687 41842 13561 2284 3210576 2455671 728760 26145 742073 574951 147695 19427 151761 80266 71080 415 5203204 4249977 911081 42146 16844244 13758378 2949428 136438 292870 23206 269664 EQUIPMENT 2052986 1204082 606066 242838 ANIMAL SUPPORT 351453 350145 1250 58 PARTICIPANT SUPPORT 339573 329289 8589 1695 SPECIAL EVENT EXPENSES -757666 -757666 960018 673357 275824 10837 89722893 63778512 22264417 3679964 10870 7271 3450916 4203931 16658427 15305531 17620891 11498362 99047 1490348 1634640 39030 37185 1342247 1187877 491761135 156553949 345367544 335207186 331282604 347761466 100228518 103597701 817491395 820540197 14675547 10173830 4806006 6760179 279211119 279207893 2168345 2302707 300861017 298444609 X 385101590 379991038 50853699 50160159 80675089 91944391 516630378 522095588 817491395 820540197 X -3931216 9624992 -228566 X X 0 1 X 1 0 X 34860423 28493004 46321748 42064076 46599481 198338732 34860423 28493004 46321748 42064076 46599481 198338732 4505006 193833726 9954554 8582010 7649306 7793976 9380728 43360574 27274 34842 62116 757983 850120 1002999 997686 1251577 4860365 246621787 119261652 0.78600 0.79960 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CAFE COMMISSIONS - 2013 AMOUNT: $ 757,983. 2014 AMOUNT: $ 850,120. 2015 AMOUNT: $ 1,002,999. 2016 AMOUNT: $ 997,686. 2017 AMOUNT: $ 1,000,310. FUNDRAISING - 2017 AMOUNT: $ 251,267. 0 2905 2905 90543973 90546878 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 5911 2905 8816 250000 250000 250000 250000 1000000 1500000 2195 2195 X X 1 3060.00 1 1 8.00 25000 1 X X X X 0 175157469 11793083 14536103 8437076 193049579 156821589 2010979 23304184 6979283 175157469 161297369 9548382 -8417245 5023650 583267 156821589 174682219 2366872 729694 15926363 555053 161297369 159373828 6122327 25150168 15635924 328180 174682219 0.38110 0.46060 0.15830 0 0 710000 710000 439885269 128914663 310970606 2635380 931031 1704349 27389435 19943694 7445741 21141051 6764561 14376490 335207186 EXCHANGE TRADED FUNDS 4744395 F REAL ESTATE & OTHER 932279 F INVESTMENTS HELD IN TRUST 5864359 F EQUITY HEDGE FUNDS 24790396 F ABSOLUTE RETURN POOLED FUNDS 52079244 F PRIVATE EQUITY INVESTMENTS 15187028 F 103597701 ANNUITIES PAYABLE 2118888 OTHER LONG-TERM LIABILITIES 183819 2302707 X 94760834 9624992 66319 529100 10220411 84540423 1251254 1251254 85791677 89295624 66319 757666 823985 88471639 1251254 1251254 89722893 PART II, LINE 5: THE ORGANIZATION MONITORS DEED RESTRICTIONS OF THE CONSERVATION EASEMENT. THE PURPOSE OF THE DEED RESTRICTION IS TO PRESERVE AND PROTECT THE OPEN SPACE, NATURAL, ECOLOGICAL AND SCENIC VALUES OF THE PROPERTY AND TO PREVENT ANY USE OF THE PROPERTY THAT WILL SIGNIFICANTLY IMPAIR OR DEGRADE THOSE VALUES. PART II, LINE 9: THE LAND IS BEING HELD FOR PRESERVATION PURPOSES, THEREFORE, REVENUE GENERATING ACTIVITIES ARE NOT TAKING PLACE ON THE LAND. THE EXPENSES RELATED TO MONITOR OR ENFORCE THE EASEMENT ARE RECORDED IN THE PERIOD INCURRED AS AN OPERATING EXPENSE. PART III, LINE 1A: CONTRIBUTIONS OF LIVING AND OTHER COLLECTIONS HELD AS PART OF A COLLECTION - FOR EDUCATION, RESEARCH OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. SUCH ITEMS WHICH HAVE BEEN ACQUIRED THROUGH PURCHASE HAVE SIMILARLY NOT BEEN CAPITALIZED. PART III, LINE 4: THE LIBRARY COLLECTION CONSISTS OF RARE BOOKS. CONTRIBUTIONS OF LIVING AND OTHER SPECIMENS HELD AS PART OF A COLLECTION - FOR EDUCATION, SCIENCE OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. PART V, LINE 4: THE INTENDED USES OF THE ACADEMY'S ENDOWMENT FUNDS ARE A BALANCE BETWEEN PROVIDING CURRENT PURPOSE RESTRICTED PROGRAM FUNDING, CURRENT OPERATING FUNDING, AND PRESERVATION OF THE ENDOWMENT TO ENSURE THE AVAILABILITY OF FUNDS FOR FUTURE OPERATIONS OF THE ACADEMY. PART X, LINE 2: THE ACADEMY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(A) OF THE INTERNAL REVENUE CODE ("IRC OR "THE CODE") AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3) AND IS NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. THE ACADEMY IS ALSO A PUBLIC-BENEFIT, TAX-EXEMPT CORPORATION UNDER THE LAWS OF THE STATE OF CALIFORNIA AND IS THEREFORE EXEMPT FROM CALIFORNIA INCOME AND FRANCHISE TAXES ON OPERATIONS RELATED TO ITS EXEMPT PURPOSE AND ANY EXCLUDABLE INVESTMENT INCOME. THE ACADEMY FILES U.S. EXEMPT ORGANIZATION RETURNS AND, AS APPLICABLE, UNRELATED BUSINESS INCOME TAX RETURNS IN FEDERAL AND STATE JURISDICTIONS. THE ACADEMY'S TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2014, 2015, 2016, AND 2017 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. THE PARTNERSHIP FILES U.S. PARTNERSHIP TAX RETURNS AND, AS APPLICABLE, INCOME TAX RETURNS IN STATE JURISDICTIONS. THE PARTNERSHIP'S TAX RETURNS FOR THE YEARS ENDED DECEMBER 31, 2014, 2015, 2016, AND 2017 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. TO DATE, NEITHER THE ACADEMY NOR THE PARTNERSHIP HAVE BEEN NOTIFIED BY TAXING AUTHORITIES OF ANY PENDING EXAMINATION. THE ACADEMY FOLLOWS THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10, "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES". MANAGEMENT EVALUATED THE ACADEMY'S TAX POSITIONS AND CONCLUDED THAT THERE WERE NO MATERIAL UNCERTAINTIES IN INCOME TAXES AS OF JUNE 30, 2018 OR 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 162,337. PLEDGE WRITE-OFF -390,903. SPECIAL EVENT EXPENSES 757,666. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 757,666. 1 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SPECIMEN EXPEDITON 115151 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES RESEARCH 28737 SUB-SAHARAN AFRICA 1 4 PROGRAM SERVICES RESEARCH 61661 SOUTH AMERICA 0 0 PROGRAM SERVICES SPECIMEN EXPEDITON 15870 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 8299 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 2488 1 4 0 0 1 4 232206 0 232206 1 0 1 1 0 0 PART I, LINE 2: GRANT FUNDS ALLOW STUDENTS TO TAKE UNIVERSITY COURSES SPECIFICALLY DESIGNED TO TRAIN THEM IN SPECIMEN SORTING, PREPARATION AND IDENTIFICATION. THEY PARTICIPATE, UNDER SUPERVISION, IN THE ACADEMY'S LAB ACTIVITIES. PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN FOREIGN REGIONS. PART I, LINE 3 FOR MORE THAN 160 YEARS, THE ACADEMY HAS TRAVELED THE GLOBE, COLLECTING ALL MANNER OF ROCKS AND ORGANISMS THAT CONTINUALLY TEACH US ABOUT WHERE WE'VE COME FROM AND WHERE WE ARE GOING. DIGGING, DIVING, AND DISCOVERING, ACADEMY SCIENTISTS HAVE LED EXPEDITIONS TO DOCUMENT THE PLANET'S DIVERSE FLORA AND FAUNA. THE MADAGASCAR BIODIVERSITY CENTER (MBC) IS A MALAGASY NGO FUNDED AND MANAGED BY THE CALIFORNIA ACADEMY OF SCIENCES. THE CENTRAL MISSION OF MBC IS TO IMPROVE AND ACCELERATE INDIVIDUAL AND INSTITUTIONAL CAPACITY IN BIODIVERSITY RESEARCH IN MADAGASCAR. THE CENTER INCLUDES TRAINING FACILITIES FOR MALAGASY STUDENTS AND PROVIDES AN ENVIRONMENT WHERE MALAGASY SCIENTISTS CAN PARTICIPATE IN CONSERVATION DECISION-MAKING. MBC HAS ESTABLISHED COLLABORATIONS WITH PARC BOTANIQUE ET ZOOLOGIQUE DE TSIMBAZAZA, ASSOCIATION NATIONALE POUR LA GESTION DES AIRES PROTEGEES, AND INTERNATIONAL CONSERVATION AGENCIES IN MADAGASCAR TO ENSURE THAT OUR RESULTS WILL BE CONSIDERED AS THEY DESIGN PRIORITY AREAS, MODEL CLIMATE CHANGE, OR MANAGE LOCAL PARKS. BIG BANG GALA 1923994 1775744 148250 110983 506730 SUPERNATURAL 313683 210666 103017 9871 130082 2237677 1986410 251267 120854 636812 757666 -506399 1 ASSISTANCE TO STUDENTS FOR STUDY AND RESEARCH 51 104360 PART I, LINE 2: PARTICIPANTS WORK CLOSELY WITH THEIR DEPARTMENTAL ADVISER, WHO IS REQUIRED TO SUBMIT REPORTS DESCRIBING PROJECT OUTCOMES THROUGHOUT THE TERM OF THE SCHOLARSHIP OR ASSISTANCE. X X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 JONATHAN FOLEY EXECUTIVE DIRECTOR 389460 0 0 0 720 0 93500 0 216762 0 700442 0 0 0 MIKE MCGEE CHIEF FINANCIAL OFFICER 348214 0 0 0 720 0 8831 0 18883 0 376648 0 0 0 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER & RO 301291 0 0 0 1104 0 13500 0 12067 0 327962 0 0 0 MELISSA FELDER CHIEF MARKETING OFFICER 300887 0 0 0 1104 0 13500 0 18883 0 334374 0 0 0 JANET HARRIS CHIEF PHILANTROPY OFFICER 290390 0 0 0 3168 0 13250 0 1319 0 308127 0 0 0 SHANNON BENNETT CHIEF OF SCIENCE AND SUSTAINABILITY 266030 0 0 0 608 0 12897 0 796 0 280331 0 0 0 ISAAC KWON CHIEF OPERATIONS OFFICER 258673 0 0 0 635 0 13250 0 12016 0 284574 0 0 0 SCOTT MORAN SENIOR DIRECTOR, EXHIBITS & ARCHITEC 225022 0 0 0 803 0 11349 0 8404 0 245578 0 0 0 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFICER 205124 0 0 0 1347 0 10347 0 7694 0 224512 0 0 0 MARGARET LOWMAN SENIOR CURATOR & LINDSAY CHAIR OF BO 222593 0 0 0 2162 0 11256 0 8392 0 244403 0 0 0 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOLOGY 221368 0 0 0 328 0 10337 0 18809 0 250842 0 0 0 RYAN WYATT SENIOR DIRECTOR, MORRISON PLANETARIU 202473 0 0 0 468 0 10311 0 8370 0 221622 0 0 0 BART SHEPHERD SENIOR DIRECTOR OF THE STEINHART ACQ 190724 0 0 0 454 0 10054 0 18786 0 220018 0 0 0 CATHERINE ESTELLE DIRECTOR OF SALES AND BUSINESS PARTN 180415 0 0 0 315 0 0 0 18703 0 199433 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE" AS A CONDITION OF EMPLOYMENT, THE EXECUTIVE DIRECTOR IS REQUIRED TO RESIDE ON ACADEMY PROPERTY IN ORDER TO BE AVAILABLE FOR AFTERHOURS EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. PART I, LINE 4B JONATHAN FOLEY RECEIVED NON-QUALIFIED DEFERRED COMPENSATION IN THE FORM OF EMPLOYER CONTRIBUTIONS TO A 457(F) RETIREMENT PLAN. THIS AMOUNT IS INCLUDED IN PART II, COLUMN (C) IN THE AMOUNT OF $80,000. A CA INFRASTRUCTURE & ECON DEVELOPMENT BANK 630304653 13033WP98 2008-07-29 281450000 SEE PART VI 0 0 0 A 281450000 180420000 3350444 97679556 2008 0 1 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 0 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CA INFRASTRUCTURE & ECON DEVELOPMENT BANK DATE THE REBATE COMPUTATION WAS PERFORMED: 08/17/2016 PART I, COLUMN (F) DESCRIPTION OF PURPOSE THE FOLLOWING CUSIP NUMBERS RELATE TO A SINGLE BOND ISSUE ON JULY 29, 2008; 13033WP98, 13033WQ30, 13033WQ55, 13033WQ71, 13033WQ97, AND 13033WR39. THE BOND WAS ISSUED TO PROVIDE FUNDING FOR THE FOLLOWING PURPOSES: (1) TO REFUND, IN FULL, BONDS PREVIOUSLY ISSUED IN MARCH 2003 AND FEBRUARY 2005; (2) TO CONSTRUCT AND IMPROVE MUSEUM RESEARCH AND EDUCATION FACILITIES. SHANNON BENNETT CHIEF OF SCIENCE AND SUSTAINABILITY HOME LOAN PURCHASE PROGRAM X 133000 52400 0 1 1 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOLOGY HOME LOAN PURCHASE PROGRAM X 103000 46647 0 1 1 99047 X 31 1028027 FMV X 10 80509 FMV X COMPUTER HARDWARE/SOFTWARE 1 258059 FMV X MATERIALS/SUPPLIES 5 13124 FMV 0 1 0 PART I, COLUMN (B): THE AMOUNTS SHOWN IN PART I, COLUMN (B) FOR "NUMBER OF CONTRIBUTIONS" REPRESENTS THE TOTAL NUMBER OF ITEMS CONTRIBUTED AND NOT NECESSARILY THE TOTAL NUMBER OF CONTRIBUTIONS CONTRIBUTED. PART I, LINE 32B: THE ORGANIZATION RECEIVED NONCASH CONTRIBUTIONS OF SCIENTIFIC SPECIMENS. AS ALLOWED UNDER SFAS 116, NO VALUE FOR THESE ITEMS WAS INCLUDED ON FORM 990, PART VIII, STATEMENT OF REVENUE, LINE 1G, BECAUSE THE ORGANIZATION DID NOT CAPITALIZE ITS COLLECTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY RSM US LLP ("RSM"), BASED ON INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS DISTRIBUTED TO THE TRUSTEES FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C PERSONS COVERED: THE CODE OF CONDUCT, CONFLICT OF INTEREST AND CONFIDENTIALITY POLICY SHALL APPLY TO THE CONDUCT OF ANY "INTERESTED PERSON, AND ANY TRANSACTION OR ARRANGEMENT WITH AN "INTERESTED PERSON." AN "INTERESTED PERSON" IS A TRUSTEE, AN OFFICER, AN EXECUTIVE DIRECTOR, A HIGHLY COMPENSATED EMPLOYEE, A SUBSTANTIAL CONTRIBUTOR OR A MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS WHO HAS A DIRECT OR INDIRECT "FINANCIAL INTEREST". DETERMINATION OF CONFLICTS: ANY QUESTIONS WITH REGARD TO A PARTICULAR CIRCUMSTANCE OR OCCURRENCE SHOULD BE ADDRESSED TO THE CHAIR OF THE AUDIT COMMITTEE, WHO MAY CONSULT WITH LEGAL COUNSEL AS APPROPRIATE. ACTUAL CONFLICTS REVIEWED: AS SOON AS IS PRACTICABLE AFTER DETERMINING THAT A POTENTIAL CONFLICT OF INTEREST EXISTS, THE BOARD SHALL DELIBERATE THE MATTER, AND THE POTENTIALLY INTERESTED PERSON, AFTER SUPPLYING SUCH INFORMATION AS THE BOARD SHALL REQUEST, SHALL RECUSE HIMSELF OR HERSELF. RESTRICTIONS IMPOSED: REQUIRE THAT THE INTERESTED PERSON LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT MAY CREATE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE DIRECTOR, JONATHAN FOLEY'S PERFORMANCE AND COMPENSATION IS REVIEWED ANNUALLY. INCREASES IN PAY ARE RECOMMENDED CONSISTENT WITH GUIDELINES FOR ALL STAFF. THE CHAIRMAN OF THE BOARD RECOMMENDS AN INCREASE FOR THE EXECUTIVE DIRECTOR. THIS RECOMMENDATION IS BASED ON COMPENSATION DATA, PREPARED BY THE ORGANIZATION'S ATTORNEYS. COMPENSATION DATA MAY INCLUDE A COMPENSATION SURVEY BY THE HAY GROUP AND 990 ORGANIZATIONS. THE PERFORMANCE AND COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY. THE EXECUTIVE DIRECTOR RECOMMENDS INCREASES THAT ARE CONSISTENT WITH THE GUIDELINES FOR THE REST OF STAFF AND REVIEWS THESE RECOMMENDATIONS WITH THE CHAIRMAN OF THE BOARD. COMPENSATION STUDIES FOR THESE POSITIONS MAY BE CONDUCTED BY THE HAY GROUP TO PROVIDE SUPPORT FOR RECOMMENDATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE. GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 162,337. PLEDGE WRITE-OFF -390,903. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. FORM 990, PART I, LINE 6 VOLUNTEER LIST OBTAINED FROM VOLUNTEER SERVICES AS PART OF THE 6/30/18 FINANCIAL STATEMENT FOOTNOTE CREATION. TOTAL VOLUNTEERS ON FILE WAS OVER 800, AND ESTIMATION IS THAT ABOUT 800 ACTIVELY PROVIDED VOLUNTEER SERVICES DURING THE YEAR. CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP C/O CAMBRIDGE ASSOCIATES 125 HIGH S BOSTON MA 02110 472271303 INVESTMENT MA CALIFORNIA ACADEMY OF SCIENCES INVESTMENT 1465033 180861942 0 -44334 0 0.99990 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP B 13000000 GAAP CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP R 11966783 GAAP