2019-05-13T10:23:08-05:00 2018-06-30 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2017-07-01 300088843 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL MISSION FOUNDATION INC NATI 2023266000 1850 M STREET NW 12TH FLOOR WASHINGTON DC 20036 THERESIA HELLER CHIEF FINANCIAL OFFICER 2023266000 2019-05-03 1 JOHN HUSKINS P01081531 9197196400 34.233.173.235 2019-05-13 10:23:05 ED P 864A7BF621746F4ED5D3A0306E0732A43905445D 905D37EEF873C6152FD48B98D30FD2D04A95BCC4 2017 2019-02-21 02:37:17Z THERESIA HELLER 1850 M STREET NW 12TH FLOOR WASHINGTON DC 20036 31666332 0 X WWW.NAAG.ORG X 2002 DE TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS DESIGNED TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 7 7 0 7 -106970 -113918 0 0 769492 696132 1843769 15967095 -388640 -239482 2224621 16423745 0 0 0 0 0 0 0 0 0 3998481 4007416 3998481 4007416 -1773860 12416329 78021636 92438355 552453 877675 77469183 91560680 THE FOUNDATION'S PURPOSE IS TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, WHO SERVE 50 STATES AND 6 TERRITORIES IN THEIR CAPACITIES AS GOVERNMENT OFFICIALS. 0 0 1863370 45200 NAAG TRAINING AND RESEARCH: THE NATIONAL ATTORNEYS GENERAL TRAINING AND RESEARCH INSTITUTE PROVIDES A VARIETY OF RESEARCH AND TRAINING PROGRAMS FOR ATTORNEYS GENERAL STAFF. COURSES ARE SCHOLARSHIP BASED AND ARE TAUGHT BY A DIVERSE AND EXPERIENCED FACULTY AND COVER A BROAD ARRAY OF TOPICS. ATTENDEES CAN EARN CLE CREDITS. TOPICS COVER CYBERCRIME ISSUES, CRIMINAL LAW, TRIAL, LITIGATION AND GENERAL ADVOCACY SKILLS, LEADERSHIP AND MANAGEMENT SKILLS, AND CONSUMER PROTECTION. 1016404 597216 NATIONAL MEETINGS: 3 ANNUAL MEETINGS AND UP TO 3 REGIONAL MEETINGS PROVIDE AN OPPORTUNITY FOR AGS TO INTERACT WITH EACH OTHER AND WORK TOGETHER ON ISSUES AFFECTING THE STATES. ATTENDEES CAN EARN CLE CREDITS. TOPICS COVER A WIDE RANGE FROM STATE/FEDERAL COOPERATION, PREEMPTION, MULTISTATE PROCEEDINGS, CONSUMER PROTECTION AND OTHER ISSUES. A PRESIDENTIAL SUMMIT IS HELD AT THE DIRECTION OF THE NAAG PRESIDENT TO ADDRESS A SPECIFIC RELEVANT TOPIC. 221217 19840 THE NAAG CENTER FOR SUPREME COURT ADVOCACY HELPS STATES PRESENT CASES EFFECTIVELY BEFORE THE UNITED STATES SUPREME COURT. THE CENTER CONDUCTS 15 TO 25 MOOT COURTS EACH SUPREME COURT TERM FOR STATE ATTORNEYS AND OTHER ATTORNEYS REPRESENTING STATE AGENCIES AND OFFICIALS IN THE SUPREME COURT. THE CENTER ALSO HOSTS TWO CONFERENCES EVER YEAR, AND PUBLISHES THE "SUPREME COURT REPORT" TWICE A MONTH DURING THE SUPREME COURT TERM. IT ALSO FUNDS AND HOSTS 6 FELLOWS PER YEAR TO GAIN DIRECT AND HANDS-ON TRAINING EXPOSURE TO SUPREME COURT PRACTICE. 203526 33876 203526 33876 3304517 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 18 0 1 0 1 1 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X THERESIA HELLER 2023266000 1850 M STREET NW 12TH FLOOR WASHINGTON DC 20036 LAWRENCE WASDEN CHAIR 2.00 2.00 X X 0 0 0 MAURA HEALEY VICE CHAIR/SECRETARY 1.00 1.00 X X 0 0 0 TOM MILLER TREASURER 1.00 1.00 X X 0 0 0 TIM FOX BOARD MEMBER 1.00 1.00 X 0 0 0 JEFF LANDRY BOARD MEMBER 1.00 1.00 X 0 0 0 KARL RACINE BOARD MEMBER 1.00 1.00 X 0 0 0 DEREK SCHMIDT BOARD MEMBER 1.00 1.00 X 0 0 0 JAMES MCPHERSON EXECUTIVE DIRECTOR (TO DEC '17) 11.20 26.30 X 0 214605 23959 CHRISTOPBER TOTH EXECUTIVE DIRECTOR (FROM DEC '17) 11.20 26.30 X 0 181379 20330 ALBERT LAMA DEPUTY DIRECTOR 18.70 18.80 X 0 152169 24028 THERESIA HELLER CHIEF FINANCIAL OFFICER 22.50 15.00 X 0 149609 24009 ERIN SCHECHTER CHIEF ADMIN OFFICER (FROM DEC '17) 18.70 18.80 X 0 93563 25788 0 791325 118114 0 0 1 0 GARSON LAW LLC 7910 WOODMONT AVE STE 650 BETHESDA MD 20814 LEGAL SERVICES 236571 BIG SKY RESORT 50 BIG SKY RESORT RD BIG SKY MT 59716 CONVENTION SERVICES 145653 AMERICAN AUDIO VISUAL INC 80005 HAUTE CT SPRINGFIELD VA 22150 MEDIA SERVICES 142444 BRENDAN RUANE 120 AUTUMN RIDGE RD FAIRFIELD CT 06825 CONSULTING SERVICES 122112 MARRIOTT INTERNATIONAL 10400 FERNWOOD RD BETHESDA MD 20817 CONVENTION SERVICES 109277 6 REGISTRATIONS 900099 662159 662159 PUBLICATIONS 900099 33973 33973 696132 975704 -106970 1082674 152315 391893 -239578 -239578 -239578 9342085 20500000 6530043 8320651 2812042 12179349 14991391 14991391 96 96 96 16423745 696132 -106970 15834583 257084 170014 87070 16500 16500 267203 267203 84370 55795 28575 176795 162782 14013 401400 117933 283467 1492195 1492416 -221 1193663 1193418 245 6047 6047 2700 2700 LICENSE & FEES 65394 65394 CLE 42600 42600 BAD DEBT 1175 1175 TRAINING 290 290 4007416 3304517 702899 0 1810393 3378693 -1300 -2078 0 17438647 182033 158475 420464 408370 6577439 12094 51238641 50088822 18214430 21363702 78021636 92438355 392099 449214 18485 13595 141869 414866 552453 877675 X 77213447 91289525 255736 271155 77469183 91560680 78021636 92438355 12416329 1675168 0 X 0 1 X 1 0 X X X 1 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 521322260 6 1 0 3304517 1 0 3304517 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 420464 408370 12094 12094 ALTERNATIVE INVESTMENTS 21363702 F 21363702 DUE TO NAAG 414866 414866 X PART X, LINE 2: THE ASSOCIATION FOLLOWS THE ACCOUNTING STANDARD REGARDING THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. THE ASSOCIATION EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS TAX POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 11532592 0 0 0 0 0 0 11532592 0 11532592 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 JAMES MCPHERSON EXECUTIVE DIRECTOR (TO DEC '17) 0 213855 0 750 0 0 0 21210 0 2749 0 238564 0 0 CHRISTOPBER TOTH EXECUTIVE DIRECTOR (FROM DEC '17) 0 172629 0 8750 0 0 0 17250 0 3080 0 201709 0 0 ALBERT LAMA DEPUTY DIRECTOR 0 141169 0 11000 0 0 0 14250 0 9778 0 176197 0 0 THERESIA HELLER CHIEF FINANCIAL OFFICER 0 142609 0 7000 0 0 0 14250 0 9759 0 173618 0 0 PART I, LINE 3 COMPENSATION IS PAID BY THE RELATED ORGANIZATION, NATIONAL ASSOCIATION OF ATTORNEYS GENERAL (NAAG). NAAG'S BOARD OF DIRECTORS HIRES THE EXECUTIVE DIRECTOR. THE BOARD USES MARKET STATISTICS PROVIDED BY NAAG'S CHIEF OF STAFF/CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER, AS WELL AS THEIR OWN SOURCES. THE BOARD'S RECOMMENDATION FOR THE EXECUTIVE DIRECTOR'S SALARY IS BASED ON MARKET STATISTICS. MARKET STATISTICS AND PUBLICATIONS ARE USED TO COMPARE SALARY LEVELS WHEN HIRING NEW EMPLOYEES. REGULAR REVIEW OF MARKET DATA BY NAAG'S CHIEF OF STAFF/CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER, AND SENIOR LEVEL OFFICERS ON AN ONGOING BASIS HELPS DETERMINE SALARY ADJUSTMENTS. FORM 990, PART VI, SECTION A, LINE 6 THE FOUNDATION SHALL HAVE A SINGLE MEMBER, THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL (THE "ASSOCIATION"). THE RIGHTS AND DUTIES OF THE ASSOCIATION AS THE SOLE MEMBER SHALL BE EXERCISED BY THE EXECUTIVE COMMITTEE OF THE ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A THE ASSOCIATION SHALL ANNUALLY ELECT DIRECTORS AND TRANSACT OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE ASSOCIATION WILL ALSO FROM TIME TO TIME CONSIDER BUSINESS OF THE FOUNDATION WHEN SUCH BUSINESS IS RAISED BY THE PRESIDENT, OR ANY MEMBER OF THE EXECUTIVE COMMITTEE. THE ASSOCIATION MAY ALSO CONSIDER BUSINESS OF THE FOUNDATION WHEN IT HAS BEEN NOTIFIED BY THE FOUNDATION OF ITEMS NECESSARY FOR CONSIDERATION. WHEN THE BUSINESS OF THE FOUNDATION IS SCHEDULED FOR CONSIDERATION THE ASSOCIATION SHOULD NOTIFY THE VICE CHAIR/SECRETARY OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B THE CFO WILL CONDUCT A THOROUGH REVIEW OF FORM 990 AFTER PREPARATION BY A PROFESSIONAL ACCOUNTING FIRM. FORM 990 WILL THEN BE MADE AVAILABLE TO THE FINANCE COMMITTEE AND DISCUSSED AT THE REGULAR MEETING BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR SHALL: INFORM THE BOARD CHAIR AND THE EXECUTIVE DIRECTOR IMMEDIATELY UPON LEARNING THAT AN ENTITY IN WHICH THE DIRECTOR OR A RELATIVE HAS A FINANCIAL INTEREST IS APPLYING FOR FUNDS OR MAY RECEIVE FUNDS OR SOME OTHER BENEFIT FROM THE MISSION FOUNDATION; DISCLOSE CONFLICT SITUATIONS AT OR BEFORE THE TIME WHEN THE BOARD, BOARD COMMITTEE, OR STAFF IS DISCUSSING SUCH SITUATIONS, DELIBERATING THEIR MERITS, OR VOTING ON THEIR DISPOSITION; AND RECUSE HIMSELF OR HERSELF FROM THE PORTION OF ANY BOARD, BOARD COMMITTEE, OR OTHER FOUNDATION MEETING INVOLVING SUCH DISCUSSION, DELIBERATION, OR VOTING, MAKING HIMSELF OR HERSELF AVAILABLE TO THE BOARD, BOARD COMMITTEE, OR STAFF TO RESPOND TO QUESTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS HIRES THE EXECUTIVE DIRECTOR. THE BOARD USES MARKET STATISTICS PROVIDED BY NAAG'S CHIEF OF STAFF AND CHIEF FINANCIAL OFFICER, AS WELL AS THEIR OWN SOURCES. THE BOARD'S RECOMMENDATION FOR THE EXECUTIVE DIRECTOR'S SALARY IS BASED ON MARKET STATISTICS. MARKET STATISTICS AND PUBLICATIONS ARE USED TO COMPARE SALARY LEVELS WHEN HIRINGNEW EMPLOYEES. REGULAR REVIEW OF MARKET DATA BY NAAG'S CHIEF OF STAFF, CHIEF FINANCIAL OFFICER, AND SENIOR LEVEL OFFICERS ON AN ONGOING BASIS HELPS DETERMINE SALARY ADJUSTMENTS. THE PROCESS WAS LAST COMPLETED IN 2017. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 1850 M STREET NW 12TH FL WASHINGTON DC 20036 521322260 EDUCATION AND TRAINING DC 115 N/A 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1 1 0 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL J 152315 FMV