2019-05-14T07:35:32-05:00 2018-06-30 205991824 SC&H TAX & ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2017-07-01 521338141 MOSAIC COMMUNITY SERVICES INC MOSA 4104539553 1925 GREENSPRING DRIVE TIMONIUM MD 21093 KELLY SAVOCA CHIEF FINANCIAL OFFICER 4104539553 2019-05-10 1 LORI S BURGHAUSER P00370694 4104031500 2019-05-10 50.206.141.66 2019-05-10 10:36:56 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 D598169B7B70477E3779F4FD99F3BFF6A447919F 2017 2019-02-21 02:37:17Z KELLY SAVOCA 1925 GREENSPRING DRIVE TIMONIUM MD 21093 44919818 0 X WWW.MOSAICINC.ORG X 1988 MD OUTPATIENT BEHAVIORAL HEALTH AND RESIDENTIAL REHABILITATION SERVICES. 12 11 951 12 0 6100 3833858 3138174 39421259 39574868 61225 180570 2331237 2023146 45647579 44916758 0 0 0 0 30602116 28886618 0 0 217933 15413570 15089698 46015686 43976316 -368107 940442 31625177 30001793 15849974 13419146 15775203 16582647 MOSAIC COMMUNITY SERVICES, INC. TRANSFORMS LIVES THROUGH COMPREHENSIVE HEALTH SERVICES FOR PEOPLE WITH MENTAL ILLNESS AND ADDICTIONS. 0 0 24773248 30728959 MOSAIC COMMUNITY SERVICES' RESIDENTIAL REHABILITATION PROGRAM IS DESIGNED TO PROVIDE HOUSING AND TO HELP MENTALLY DISABLED INDIVIDUALS GAIN THE SKILLS AND CONFIDENCE NECESSARY TO PERFORM EVERYDAY LIFE ACTIVITIES. CLIENTS IN MOSAIC'S PROGRAM MAY RECEIVE HOUSING AS WELL AS INDIVIDUAL CASE MANAGEMENT SERVICES, AND PARTICIPATE IN VARIOUS WELLNESS, VOCATIONAL, SOCIAL AND RECREATIONAL ACTIVITIES TO HELP DEVELOP THE SKILLS AND SUPPORTS NECESSARY TO LIVE INDEPENDENT, PRODUCTIVE LIVES. 10538992 7414539 MOSAIC'S OUTPATIENT MENTAL HEALTH CLINICS PROVIDE A COMPREHENSIVE ARRAY OF SERVICES THAT ADDRESS A RANGE OF BEHAVIORAL HEALTH PROBLEMS AFFECTING INDIVIDUALS OF ALL AGES, INCLUDING ADULTS AND CHILDREN. CLIENTS VISITING THESE CLINICS CAN RECEIVE INDIVIDUAL THERAPY SESSIONS, GROUP THERAPY SESSIONS, AND MEDICATION MANAGEMENT, AMONG OTHER SERVICES. 122905 3454516 MOSAIC PROVIDES OTHER VARIOUS BEHAVIORAL HEALTH PROGRAMS. 35435145 1 1 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 380 0 951 1 1 1 0 0 0 0 0 0 0 0 0 X 12 11 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 MD X KELLY SAVOCA 4104539553 1925 GREENSPRING DRIVE TIMONIUM MD 21093 ALTON KNIGHT PRESIDENT 1.00 0.00 X X 0 0 0 JUD WILLIAMS VICE PRESIDENT 1.00 0.00 X X 0 0 0 PEGGY SPARR SECRETARY 1.00 0.00 X X 0 0 0 ROBERT LG WILLIAMS TREASURER 1.00 0.00 X X 0 0 0 JOE FOSS MEMBER, BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 PHILIP GRANTHAM MEMBER, BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 KATHY LAVINA MEMBER, BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 MICHAEL LAVINA MEMBER, BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 ALICIA LUCKSTED MEMBER, BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 ROBERT ROCA MD MEMBER, BOARD OF DIRECTORS 1.00 40.00 X 0 535246 97343 CRYSTAL WILLOUGHBY MEMBER, BOARD OF DIRECTORS (PART YR) 1.00 1.00 X 0 0 0 PAMELA YOUNG MEMBER, BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 ZOSIA ZAKS MEMBER, BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 JEFFREY W RICHARDSON EXECUTIVE DIRECTOR 40.00 1.00 X 334576 0 30458 KELLY SAVOCA CHIEF FINANCIAL OFFICER 40.00 1.00 X 137321 0 17096 SUPRIYA NARANG CHIEF MEDICAL OFFICER 40.00 0.00 X 272682 0 6272 LOREEN DOYLE CHIEF OPERATIONS OFFICER 40.00 0.00 X 180634 0 10402 DIANE MAISTROS CHIEF ADMINISTRATIVE OFFICER 40.00 0.00 X 158572 0 14332 LEROY BELL PSYCHIATRIST 40.00 0.00 X 240439 0 3872 LASZLO TRAZKOVICH PSYCHIATRIST 40.00 0.00 X 209417 0 22338 MIGUEL ARCE PSYCHIATRIST 40.00 0.00 X 203879 0 12393 OLEG TARKOVSKY DIVISION DIRECTOR - CLINIC 40.00 0.00 X 145083 0 1475 MATT PEELING CHIEF OF INFORMATION TECHNOLOGY 40.00 0.00 X 128293 0 1883 2010896 535246 217864 16 0 1 0 NETSMART TECHNOLOGIES PO BOX 823519 PHILADELPHIA PA 19182 IT CONSULTING 305040 ARCTIC AIR SOLUTIONS LLC PO BOX 19925 BALTIMORE MD 21211 REPAIRS AND MAINTENANCE 176987 EMPOWERING LIVES 8318 SCOTTS LEVEL ROAD PIKESVILLE MD 21208 ASSISTED LIVING 141410 AMERICAN MAID INC PO BOX 290 STEVENSON MD 21153 CLEANING SERVICES 100950 4 3445 2956120 178609 3138174 REHABILITATION REVENUE 621400 26325421 26325421 CLINIC REVENUE 621400 7414539 7414539 GROSS RENTAL INCOME 624200 2819604 2819604 RRP COST OF CARE 624100 1583934 1583934 CACFP FOOD PROGRAM 624200 345108 345108 1086262 1086262 39574868 172778 172778 10852 3060 7792 7792 7792 INTERCORPORATE REVENUE 900099 2023146 2023146 2023146 44916758 41598014 0 180570 1180035 1126051 53984 23176806 20303839 2770595 102372 224183 157711 66141 331 2523053 2040397 478254 4402 1782541 1341433 429558 11550 24303 24303 322857 37014 285843 27844 27844 858156 793336 64820 12556 100 655 11801 1661243 687497 948380 25366 1097454 765897 330641 916 5899190 5075997 823193 248532 199673 48766 93 232031 71118 159987 926 1956424 1481248 469110 6066 382956 259226 123730 CLIENT SERVICES 2033609 2033609 STAFF DEVELOPMENT 262811 160926 101885 MISCELLANEOUS 59732 26124 33482 126 INTERCORPORATE SERVICES 10000 10000 43976316 35435145 8323238 217933 4404569 3193895 227514 253725 2067960 1997657 512299 506386 37867241 20986487 17612849 16880754 3743038 3878778 3056948 3290598 31625177 30001793 4540432 4702622 3820000 3446000 319271 198577 476956 458078 6693315 4613869 15849974 13419146 X 15256280 16186215 268310 145819 250613 250613 15775203 16582647 31625177 30001793 X 940442 10511 -143509 X X 0 1 X 1 1 1 X 3567736 6245506 5040569 3833858 3138174 21825843 3567736 6245506 5040569 3833858 3138174 21825843 559006 21266837 89474 82756 58719 65693 172778 469420 18775 29149 47924 22343187 176114238 0.95180 0.95380 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME 0 1 X 250613 25475 25475 250613 447598 3015 200000 250613 444623 1500 1475 447598 350000 100612 4856 10845 444623 350000 40493 40493 350000 1.00000 0 1 1 1492124 1492124 26051962 12799509 13252453 1623226 1261076 362150 8699929 6925902 1774027 16880754 CDA RESERVE FUND 51145 STATE UNEMPLOYMENT RESERVE FUND 263096 DUE FROM AFFILIATES 2976357 3290598 DUE TO AFFILIATES 3753737 ASSET RETIREMENT OBLIGATION 239568 DEFERRED LEASE LIABILITY COSTS 203582 WORKERS COMPENSATION LIABILITY 496979 SWAP FMV LIABILITY 129649 DEFERRED FINANCING COSTS -209646 4613869 X PART IV, LINE 2B: THE ORGANIZATION FUNCTIONS AS A CUSTODIAN FOR ITS CLIENTS BY HOLDING SOCIAL SECURITY FUNDS. THE ORGANIZATION ALSO HOLDS TENANT SECURITY DEPOSITS FOR ITS CLIENTS. PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUND IS FOR THE BENEFIT AND WELFARE OF OUR CLIENTS. PART X, LINE 2: THE COMPANY ACCOUNTS FOR TAX PROVISIONS IN ACCORDANCE WITH FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC) SUBTOPIC 740-10, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH CREATES A SINGLE MODEL TO ADDRESS UNCERTAINTY IN TAX POSITIONS AND CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. UNDER THE REQUIREMENTS OF ASC SUBTOPIC 740-10, TAX-EXEMPT ORGANIZATIONS COULD BE REQUIRED TO RECORD AN OBLIGATION AS THE RESULT OF A TAX POSITION THEY HAVE HISTORICALLY TAKEN ON VARIOUS TAX EXPOSURE ITEMS. MOSAIC HAS DETERMINED THAT IT DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2018 AND 2017. SCHEDULE D, PART XI AND XII MOSAIC COMMUNITY SERVICES, INC. WAS INCLUDED IN AN AUDIT OF THE CONSOLIDATED GROUP KNOWN AS SHEPPARD AND ENOCH PRATT FOUNDATION, INC. AND SUBSIDIARIES. AN AUDIT WAS PERFORMED AND AUDITED FINANCIAL STATEMENTS WERE ISSUED FOR SHEPPARD AND ENOCH PRATT FOUNDATION, INC. AND SUBSIDIARIES ON A CONSOLIDATED BASIS. AUDITED FINANCIAL STATEMENTS WERE ALSO PREPARED FOR MOSAIC COMMUNITY SERVICES, INC. AND SUBSIDIARIES. X X X X X 0 1 0 0 0 0 0 0 0 ROBERT ROCA MD MEMBER, BOARD OF DIRECTORS 0 522993 0 0 0 12253 0 80287 0 17056 0 632589 0 0 JEFFREY W RICHARDSON EXECUTIVE DIRECTOR 331096 0 3480 0 0 0 5000 0 25458 0 365034 0 0 0 KELLY SAVOCA CHIEF FINANCIAL OFFICER 137189 0 0 0 132 0 3010 0 14086 0 154417 0 0 0 SUPRIYA NARANG CHIEF MEDICAL OFFICER 270000 0 2682 0 0 0 5000 0 1272 0 278954 0 0 0 LOREEN DOYLE CHIEF OPERATIONS OFFICER 156634 0 0 0 24000 0 3575 0 6827 0 191036 0 0 0 DIANE MAISTROS CHIEF ADMINISTRATIVE OFFICER 148972 0 0 0 9600 0 3259 0 11073 0 172904 0 0 0 LEROY BELL PSYCHIATRIST 238035 0 2404 0 0 0 2600 0 1272 0 244311 0 0 0 LASZLO TRAZKOVICH PSYCHIATRIST 204534 0 2757 0 2126 0 4511 0 17827 0 231755 0 0 0 MIGUEL ARCE PSYCHIATRIST 201839 0 2040 0 0 0 4151 0 8242 0 216272 0 0 0 PART I, LINE 4B DURING CALENDAR YEAR 2017, THE FOLLOWING PARTICIPATED IN SHEPPARD PRATT'S 457(F) PLAN: ROBERT ROCA $25,000 A MD HEALTH & HIGHER EDUCATION FOUNDATION 520936091 2016-09-28 4066000 ADVANCE REFUNDING SERIES D POOLED FINANCING 0 0 0 A 620000 4066000 77812 3988188 2006 1 0 1 1 A 0 1 0 0 0.02250 0.02250 0 0 1 A 0 1 0 0 1 1 BB&T 9.758000000000 0 0 0 0 1 A 1 FORM 990, PART VI, SECTION A, LINE 2 KATHY LAVINA IS THE MOTHER TO MICHAEL LAVINA. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS A WHOLLY OWNED SUBSIDIARY OF THE SHEPPARD & ENOCH PRATT FOUNDATION, INC. FORM 990, PART VI, SECTION A, LINE 7A THE SHEPPARD & ENOCH PRATT FOUNDATION HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT AND REMOVE BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B THE SHEPPARD & ENOCH PRATT FOUNDATION HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT AND REMOVE BOARD MEMBERS. THE FOUNDATION HOLDS THE RIGHT TO APPROVE CERTAIN SELECT TRANSACTIONS OF ITS SUBSIDIARIES INCLUDING THE SELECTION OF THE AUDITING FIRM AND INSURANCE PROVIDER. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PRESENTED AND REVIEWED BY MOSAIC'S BOARD OF DIRECTORS PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY REQUIRES THAT EACH BOARD MEMBER SIGN A CONFLICT OF INTEREST STATEMENT ONCE PER YEAR. THE FORMS ARE REVIEWED BY THE EXECUTIVE DIRECTOR AND THE BOARD. IF DURING THE YEAR, A BOARD MEMBER BECOMES AWARE OF A CONFLICT OF INTEREST, HE OR SHE MUST DISCLOSE THE CONFLICT TO MOSAIC AND THE BOARD AND FOR SUBSEQUENT RESOLUTION, AND THE BOARD MEMBER CANNOT BE A PARTY TO DECISION MAKING WHERE HIS OR HER CONFLICT OF INTEREST COULD BE IMPACTED. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS REVIEWS AND APPROVES ANNUALLY THE EXECUTIVE DIRECTOR'S COMPENSATION. MOSAIC'S HUMAN RESOURCES DEPARTMENT IN CONJUNCTION WITH THE CEO DETERMINE COMPENSATION FOR KEY EMPLOYEES AND EMPLOYEES BASED UPON MARKET DATA, COMPENSATION SURVEYS, ETC. THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING REGARDING THE COMPENSATION ARRANGEMENT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON MOSAIC'S WEBSITE AND FORM 990S ARE AVAILABLE TO THE PUBLIC ON GUIDESTAR. GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC AT THE STATE DEPARTMENT OF ASSESSMENTS AND TAXATION (SDAT WEBSITE). ADDITIONALLY, ALL DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP -62,198. CHANGE IN DEFERRED GRANT REVENUE -81,311. FORM 990, PART XII, LINE 2C THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SHEPPARD & ENOCH PRATT FOUNDATION INC PO BOX 6815 BALTIMORE MD 21285 521357109 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT AFFILIATED ORGANIZATIONS MD 501(C)(3) 7 N/A 0 SHEPPARD PRATT HEALTH SYSTEM INC PO BOX 6815 BALTIMORE MD 21285 520591684 PROVIDES INPATIENT/OUTPATIENT CARE, EDUC. SVCS & RESID. SVCS MD 501(C)(3) 3 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 SHEPPARD PRATT INVESTMENT INC PO BOX 6815 BALTIMORE MD 21285 521388935 HOLD AND MANAGE ENDOWMENT FUNDS OF RELATED NONPROFIT ENTITIES MD 501(C)(3) 12A SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 FAMILY SERVICES INC 610 EAST DIAMOND AVE GAITHERSBURG MD 20877 520730225 FOSTER HEALTHY FAMILIES THROUGH EDUC, BEHAVIORAL HLTH, ETC SVCS MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 WAY STATION INC PO BOX 3826 FREDERICK MD 21705 521162749 PROVIDES REHABILIATION AND TREATMENT SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 SHEPPARD PRATT PHYSICIANS PA INC PO BOX 6815 BALTIMORE MD 21285 521392214 PROVIDES CARE TO PATIENTS AND RESIDENCY TRAINING TO MEDICAL PROFESSIONALS MD 501(C)(3) 10 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 REVISIONS COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521849336 PROVIDE AFFORDABLE HOUSING TO CHRONICALLY MENTALLY DISABLED INDIVIDUALS MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 020650286 CREATES AFFORDABLE HOUSING FOR LOW INCOME ADULTS W/ PSYCHIATRIC DISABILITIES MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 ALLIANCE INC 8003 CORPORATE DRIVE NOTTINGHAM MD 21236 521277262 EDUC., VOC., & RESID. SERVICES FOR INDIVIDUALS WITH DISABILITIES MD 501(C)(3) 7 MOSAIC COMMUNITY SERVICES INC 1 WAY STATION FOUNDATION INC 230 W PATRICK ST PO BOX 3826 FREDERICK MD 21705 521857765 SOLICIT AND ACCEPT FUNDS AND PROPERTY TO SUPPORT AFFILIATED ORGANIZATION MD 501(C)(3) 7 WAY STATION INC 0 CRANBROOK HOMES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 522094389 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 DOS DELOS INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 522211157 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 GUILFORD HOMES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 311719671 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 TERRY HOMES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 522284384 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 SCHNEIDER & RYLAND HOMES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521914510 PROVIDING AFFORDABLE HOUSING TO THECHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 STANSBURY HOMES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521952714 PROVIDING AFFORDABLE HOUSING TO THECHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 HICKERNELL HOMES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 522021873 PROVIDE AFFORDABLE HOUSING TO CHRONICALLY MENTALLY DISABLED INDIVIDUALS MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 SHEPPARD PRATT PREFERRED RESOURCES INC 6501 N CHARLES ST TOWSON MD 21285 521757742 INACTIVE MD N/A C 0 0 0 1 1 1 0 0 0 0 0 1 1 0 1 1 1 1 0 1 DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC D 521418 FAIR MARKET VALUE REVISIONS COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC D 2152311 FAIR MARKET VALUE ALLIANCE INC E 3508697 FAIR MARKET VALUE REVISIONS COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC O 139356 FAIR MARKET VALUE DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC O 54036 FAIR MARKET VALUE