2019-05-14T09:29:47-05:00 2018-06-30 GRANT THORNTON LLP 100 E WISCONSIN AVE MILWAUKEE WI 67206 990 2017-07-01 752834344 United Way Foundation of Metropolitan Dallas % JANICE HARISSIS UNIT 2149780000 1800 N Lamar Street Dallas TX 75202 SUSAN HOFF CHIEF STRAT/IMP/OPS 2149780000 2019-05-13 true Michelle L Weber P00556798 4142898200 2019-05-13 65.229.28.136 48105820191345000003 2019-05-14 P EE0445AAFC7BCEACA6A025D08834C35C00D758E8 57486736AB26ACA834109ECA141AD894F423C384 2017 2019-02-21 02:37:17Z Jennifer Sampson 1800 N Lamar Street Dallas TX 75202 19393761 false X www.unitedwaydallas.org X 1999 TX THE FOUNDATION WAS FOUNDED EXCLUSIVELY FOR THE PURPOSE OF RECEIVING GIFTS, GRANTS AND BEQUESTS IN ORDER TO ESTABLISH AN ENDOWMENT FUND FOR THE LONG-TERM BENEFIT OF UWMD. 24 24 0 24 0 0 6114146 3164349 0 0 2521612 2979852 0 0 8635758 6144201 941886 3038734 0 0 0 0 0 0 190602 2633675 240926 3575561 3279660 5060197 2864541 45680364 47579846 3084872 1806057 42595492 45773789 THE FOUNDATION WAS FOUNDED EXCLUSIVELY FOR THE PURPOSE OF RECEIVING GIFTS, GRANTS AND BEQUESTS IN ORDER TO ESTABLISH AN ENDOWMENT FUND FOR THE LONG-TERM BENEFIT OF THE UNITED WAY OF METROPOLITAN DALLAS. false false 2500000 2500000 DURING THE YEAR ENDING JUNE 30, 2018, THE UNITED WAY FOUNDATION OF METROPOLITAN DALLAS (UWFMD) BOARD MADE A DISTRIBUTION TO THE UNITED WAY OF METROPOLITAN DALLAS, INC. (UWMD) OF $2,500,000, WHICH REPRESENTS THE HIGHER OF $2,500,000 OR 4.5% OF THE AVERAGE MARKET VALUE OF THE 12-QUARTER ROLLING AVERAGE BALANCE OF THE ENDOWMENT AT DECEMBER 31, 2017. 18734 18734 UWFMD RECEIVED FUNDS DESIGNATED TO UWMD DURING THE YEAR ENDING JUNE 30, 2018. THESE MONIES WERE GRANTED TO UWMD AS REQUESTED BY THE DONOR. 520000 520000 UWFMD RECEIVED FUNDS DESIGNATED TO OTHER ORGANIZATIONS DURING THE YEAR ENDING JUNE 30, 2018. THESE MONIES WERE DISTRIBUTED AS REQUESTED BY THE DONOR. 3038734 true true false false false true false false false true false false false false false true true true false false false false false false false false false true false true false false false false false false false false false false false false false true false false false true 0 0 0 false false false false false false false false false false X 24 24 false false false false false false false true true false false true true true true true true false false false X X JANICE HARISSIS 2149780000 1800 N LAMAR Dallas TX 75202 Jason Downing Board Chair/UWMD Vice Chair 5.0 5.0 X X 0 0 0 Clint McDonnough Member Thru 3/18;VC as of 4/18 5.0 0.0 X X 0 0 0 Caroline Rose Hunt Honorary Vice Chair 5.0 0.0 X X 0 0 0 Dave C Rader Secretary/Treasurer 5.0 0.0 X X 0 0 0 Troy Aikman At-Large Member 2.0 5.0 X 0 0 0 Millie Bradley At-Large Member 2.0 0.0 X 0 0 0 Hal Brierley At-Large Member 2.0 0.0 X 0 0 0 David Brown Sr At-Large Member 2.0 0.0 X 0 0 0 Jim Burke At-Large Member 2.0 0.0 X 0 0 0 Pete Chilian At-Large Member 2.0 0.0 X 0 0 0 J Patrick Faubion At-Large Member 2.0 0.0 X 0 0 0 Curtis M Fitzgerald At-Large Member 2.0 0.0 X 0 0 0 Barry A Fromberg At-Large Member 2.0 0.0 X 0 0 0 Edward G Galante At-Large Member 2.0 5.0 X 0 0 0 Carol Glendenning At-Large Member 2.0 0.0 X 0 0 0 J Peter Kline At-Large Member 2.0 0.0 X 0 0 0 Erle Nye At-Large Member 2.0 0.0 X 0 0 0 Michael Peterson UWFMD General Counsel 2.0 0.0 X 0 0 0 Stanley A Rabin At-Large Member 2.0 0.0 X 0 0 0 Carolyn Perot Rathjen At-Large Member 2.0 0.0 X 0 0 0 Debra Von Storch At-Large Member 2.0 0.0 X 0 0 0 Debbie Taylor At-Large Member 2.0 0.0 X 0 0 0 Mary Templeton At-Large Member 2.0 0.0 X 0 0 0 Mike Wetherington At-Large Member 2.0 0.0 X 0 0 0 Jennifer Sampson President and CEO 8.0 32.0 X 0 421947 63927 Susan Hoff Chief Strat/IMPACT/OPS OFFICER 6.0 34.0 X 0 349242 35491 Kathryn Sawers Chief Development Officer 8.0 32.0 X 0 284062 39021 Wanda Mizutowicz CHIEF FINANCIAL OFFICER 2.0 38.0 X 0 162771 20494 Katherine Stenesen SVP, Major Gifts & Dev Svcs 16.0 24.0 X 57757 86635 25513 57757 1304657 184446 0 false true false 0 3164349 3164349 0 898376 898376 0 0 0 0 0 15331036 13249560 2081476 2081476 2081476 0 0 0 0 0 0 0 0 0 0 6144201 0 2979852 3038734 3038734 0 0 0 0 0 0 0 0 0 0 0 0 0 0 50324 50324 0 0 0 0 0 0 0 0 0 0 0 0 190602 190602 3279660 3038734 50324 190602 14927 150489 710504 132039 5411499 3524988 0 0 0 0 0 0 0 0 0 0 0 0 0 0 39300488 43425117 0 0 0 0 0 0 242946 347213 45680364 47579846 3084872 1806057 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3084872 1806057 X 22084013 23994490 2851260 3592253 17660219 18187046 42595492 45773789 45680364 47579846 X 2864541 209490 104266 X false true X true false X X X 1 UNITED WAY OF METROPOLITAN DALLAS INC 756005352 7 true 2518734 0 1 2518734 0 true false false false false false false false false false false false false false false true false SUPPORT TO OTHER THAN SUPPORTED ORGANIZATIONS SCHEDULE A, PART IV, SECTION A, LINE 6 DURING THE FISCAL YEAR 2018, AMOUNTS WERE PAID TO TWO ORGANIZATIONS OUT OF AN ENDOWMENT FUND AND A DONOR ADVISED FUND OF THE FOUNDATION THROUGH UWMD. 2 48754 20000 619650 true true 41867356 3258494 3187484 3089058 45224276 34658230 5769411 4641271 1420820 1780736 41867356 32928328 3795736 567397 1487395 1145836 34658230 28095577 6046025 965142 1009003 1169413 32928328 24580203 774060 4627634 992970 893350 28095577 0.52330 0.40210 0.07460 true false 0 0 X 6353691 209490 209490 6144201 6144201 3175394 3175394 104266 104266 3279660 INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 THE ENDOWMENT FUNDS ARE ESTABLISHED FOR THE EXCLUSIVE PURPOSE OF THE DONORS AND TO SUPPORT PROGRAM INITIATIVES OF UWMD. LIABILITY FOR UNCERTAIN TAX POSITIONS (ASC 740) SCHEDULE D, PART X, LINE 2 THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THUS, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING COMBINED FINANCIAL STATEMENTS. THE FOUNDATION FOLLOWS THE ACCOUNTING GUIDANCE FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF A TAX POSITION ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. FOR TAX POSITIONS MEETING THE MORE-LIKELY-THAN-NOT THRESHOLD, THE AMOUNT RECOGNIZED IN THE FINANCIAL STATEMENTS IS THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT WITH THE RELEVANT TAX AUTHORITY. THE FOUNDATION APPLIED THE UNCERTAIN TAX POSITION GUIDANCE TO ALL TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAINED OPEN AND DETERMINED THERE WERE NO MATERIAL UNRECOGNIZED TAX BENEFITS AS OF THAT DATE. THE FOUNDATION DOES NOT BELIEVE THERE IS ANY UNCERTAINTY WITH RESPECT TO THE TAX POSITION THAT WOULD RESULT IN A MATERIAL CHANGE TO THE FINANCIAL STATEMENTS. THE FOUNDATION IS SUBJECT TO FEDERAL AND STATE INCOME TAXES TO THE EXTENT IT HAS UNRELATED BUSINESS INCOME. IN ACCORDANCE WITH THE GUIDANCE FOR UNCERTAINTY IN INCOME TAXES, MANAGEMENT HAS EVALUATED THEIR MATERIAL TAX POSITIONS AND DETERMINED THAT THERE ARE NO MATERIAL INCOME TAX EFFECTS WITH RESPECT TO ITS FINANCIAL STATEMENTS. MANAGEMENT HAS DETERMINED THAT THERE IS NO MATERIAL UNRELATED BUSINESS INCOME TO REPORT FOR THE FOUNDATION AND HAS NOT HISTORICALLY FILED ANY UNRELATED BUSINESS INCOME TAX RETURNS. THEREFORE, TAX YEARS REMAIN OPEN FOR YEARS IN WHICH AN INCOME TAX RETURN HAS NOT BEEN FILED. THE FOUNDATION RECOGNIZES ANY INTEREST AND PENALTIES RELATED TO INCOME TAXES. THERE WERE NO INTEREST OR PENALTIES RELATED TO INCOME TAXES THAT HAVE BEEN ACCRUED OR RECOGNIZED AS OF AND FOR THE YEAR ENDED JUNE 30, 2018 AND 2017. ON DECEMBER 22, 2017, TAX REFORM LEGISLATION COMMONLY KNOWN AS THE TAX CUTS AND JOBS ACT OF 2017 (THE ACT) WAS PASSED; RESULTING IN SIGNIFICANT MODIFICATIONS TO EXISTING TAX LAW. THERE WERE NO MATERIAL EFFECTS ON THE CONSOLIDATED FINANCIAL STATEMENTS AS A RESULT OF THE ACT. RECONCILIATION OF EXPENSES SCHEDULE D, PART XII, LINE 4B FISCAL YEAR 2018 INCREASE IN CASH VALUE OF LIFE INSURANCE 104,266 true UNITED WAY OF METROPOLITAN DALLAS INC 1800 N LAMAR STREET DALLAS TX 75202 756005352 501(c)(3) 2518734 SUPPORT UWMD THE SALVATION ARMY 8787 N STEMMONS FREEWAY SUITE 800 DALLAS TX 75247 580660607 501(c)(3) 500000 HURRICANE RELIEF HENRYETTA PUBLIC SCHOOLS 1800 TROY AIKMAN DRIVE HENRYETTA OK 74437 736021178 STATE OF OK 20000 SCHOLARSHIP FUND 3 PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE THE U.S. SCHEDULE I, PART I, LINE 2 GRANTS ARE MADE IN ACCORDANCE WITH THE OPERATING PURPOSE OF THE ORGANIZATION TO SUPPORT THE OPERATION AND MISSION OF UWMD. false true false false false false false false false Jennifer Sampson President and CEO 0 327477 0 93750 0 720 0 41400 0 22527 0 485874 0 0 Susan Hoff Chief Strat/IMPACT/OPS OFFICER 0 262555 0 84624 0 2063 0 18479 0 17012 0 384733 0 0 Kathryn Sawers Chief Development Officer 0 221958 0 61000 0 1104 0 16494 0 22527 0 323083 0 0 Wanda Mizutowicz CHIEF FINANCIAL OFFICER 0 131916 0 26283 0 4572 0 11911 0 8583 0 183265 0 0 Katherine Stenesen SVP, Major Gifts & Dev Svcs 57692 86538 0 0 65 97 4464 6697 5741 8611 67962 101943 0 0 RELATED ORGANIZATIONS METHOD OF ESTABLISHING COMPENSATION FOR THE CEO SCHEDULE J, PART I, LINE 3 ALL COMPENSATION FOR OFFICERS/DIRECTORS/HIGHEST COMPENSATED EMPLOYEES IS PAID BY A RELATED ORGANIZATION, UWMD. UWFMD RELIED ON UWMD TO REVIEW THIS INFORMATION FOR ALL COMPENSATION PAID. THE COMPENSATION COMMITTEE IS THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMMITTEE HAS THE RESPONSIBILITY OF DETERMINING AND RECOMMENDING TO THE BOARD FOR APPROVAL THE SENIOR LEADERSHIP TEAM COMPENSATION AND BENEFITS. UWMD'S VICE PRESIDENT OF HUMAN RESOURCES PROVIDES FACTUAL, SUPPORTIVE, AND COMPARATIVE INFORMATION, AS REQUESTED. THE COMMITTEE REVIEWS AND APPROVES UWMD'S GOALS AND OBJECTIVES RELEVANT TO CEO COMPENSATION AND EVALUATES THE PERFORMANCE OF THE CEO ANNUALLY AGAINST THOSE GOALS AND OBJECTIVES. THE COMMITTEE RECOMMENDS TO THE BOARD, FOR APPROVAL, THE CEO'S COMPENSATION PACKAGE BASED ON THIS EVALUATION. THE DELIBERATIONS AND DECISIONS OF THE COMMITTEE ARE DOCUMENTED IN CONTEMPORANEOUS SUBSTANTIATION. THE COMMITTEE WILL REVIEW ANNUALLY ALL INCENTIVE COMPENSATION PLANS AND/OR SPECIAL COMPENSATION ARRANGEMENTS FOR MEMBERS OF UWMD'S LEADERSHIP TEAM AND OTHER STAFF MEMBERS AS APPROPRIATE, INCLUDING BONUS AND INCENTIVE AWARDS, SEVERANCE PACKAGES, EMPLOYMENT AGREEMENTS, AND/OR OTHER SPECIAL SUPPLEMENTAL BENEFITS. PERSONS PARTICIPATING IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B JENNIFER SAMPSON RECEIVED PAYMENTS FROM UWMD TO HER 457F PLAN AND THOSE PAYMENTS TOTALED $22,500 FOR CALENDAR YEAR 2017 AND ARE REPORTED IN SCHEDULE J, PART II, COLUMN C ALONG WITH THE PAYMENTS TO HER 403B PLAN. EXECUTIVE COMMITTEE FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE IS CHAIRED BY THE BOARD CHAIR AND COMPRISED OF THE BOARD OFFICERS AND THE PRESIDENT AND CEO. THE BOARD CHAIR MAY ELECT TO INCLUDE ADDITIONAL MEMBERS. THE EXECUTIVE COMMITTEE MEETS REGULARLY WITH THE PRESIDENT AND CEO AND MONITORS AND OVERSEES GOVERNANCE AND ORGANIZATIONAL ISSUES ON BEHALF OF THE BOARD. FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B AN INDEPENDENT CPA FIRM SPECIALIZING IN TAX PREPARATION SERVICES PREPARED THE 990 FORM USING INFORMATION FROM AUDITED FINANCIAL STATEMENTS AND INFORMATION PROVIDED BY UWMD STAFF. UWMD STAFF REVIEWED THE COMPLETED FORM 990. THE RETURN IS DELIVERED TO MEMBERS OF THE AUDIT AND ETHICS COMMITTEE AND BOARD FOR REVIEW AND COMMENTS. A FINAL COPY OF THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING WITH THE IRS. MONITORING AND ENFORCING COMPLIANCE FORM 990, PART VI, SECTION B, LINE 12C THE CODE OF BUSINESS CONDUCT, ETHICS, AND CONFLICT OF INTEREST IS DISTRIBUTED TO DIRECTORS, OFFICERS, STANDING COMMITTEE MEMBERS AND EMPLOYEES ON AN ANNUAL BASIS. DIRECTORS, OFFICERS, STANDING COMMITTEE MEMBERS, AND EMPLOYEES ARE REQUIRED TO SIGN AN AFFIRMATIVE ACTION STATEMENT OF COMPLIANCE AND TO DISCLOSE ANY FINANCIAL OR OTHER RELATIONSHIPS THAT COULD POTENTIALLY GIVE RISE TO A CONFLICT OF INTEREST ALONG WITH THE REASONS, IF ANY, THEY BELIEVE SUCH RELATIONSHIPS WOULD NOT VIOLATE THE CONFLICT OF INTEREST DEFINITIONS PER THE IRS INSTRUCTIONS TO THE FORM 990. BOARD MEMBERS ARE REQUIRED TO RECUSE THEMSELVES FROM DISCUSSIONS AND DECISIONS IMPACTING POTENTIAL CONFLICT OF INTERESTS. COMPLETED CODE OF BUSINESS CONDUCT, ETHICS AND CONFLICT OF INTEREST FORMS ARE REVIEWED BY THE LEADERSHIP TEAM TO DETERMINE IF FURTHER ACTIONS ARE REQUIRED. PROCESS FOR DETERMINING COMPENSATION FORM 990, PART VI, SECTION B, LINES 15A ALL COMPENSATION FOR OFFICERS/DIRECTORS/HIGHEST COMPENSATED EMPLOYEES IS PAID BY A RELATED ORGANIZATION, UWMD. UWFMD RELIED ON UWMD TO REVIEW THIS INFORMATION FOR ALL COMPENSATION PAID. THE COMPENSATION COMMITTEE IS THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMMITTEE HAS THE RESPONSIBILITY OF DETERMINING AND RECOMMENDING TO THE BOARD FOR APPROVAL THE SENIOR LEADERSHIP TEAM COMPENSATION AND BENEFITS. UWMD'S VICE PRESIDENT OF HUMAN RESOURCES PROVIDES FACTUAL, SUPPORTIVE, AND COMPARATIVE INFORMATION, AS REQUESTED. THE COMMITTEE REVIEWS AND APPROVES UWMD'S GOALS AND OBJECTIVES RELEVANT TO CEO COMPENSATION AND EVALUATES THE PERFORMANCE OF THE CEO ANNUALLY AGAINST THOSE GOALS AND OBJECTIVES. THE COMMITTEE RECOMMENDS TO THE BOARD, FOR APPROVAL, THE CEO'S COMPENSATION PACKAGE BASED ON THIS EVALUATION. THE DELIBERATIONS AND DECISIONS OF THE COMMITTEE ARE DOCUMENTED IN CONTEMPORANEOUS SUBSTANTIATION. THE COMMITTEE WILL REVIEW ANNUALLY ALL INCENTIVE COMPENSATION PLANS AND/OR SPECIAL COMPENSATION ARRANGEMENTS FOR MEMBERS OF UWMD'S LEADERSHIP TEAM AND OTHER STAFF MEMBERS AS APPROPRIATE, INCLUDING BONUS AND INCENTIVE AWARDS, SEVERANCE PACKAGES, EMPLOYMENT AGREEMENTS, AND/OR OTHER SPECIAL SUPPLEMENTAL BENEFITS. HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC FORM 990, PART VI, SECTION C, LINES 18 AND 19 UWFMD'S FORM 990 IS AVAILABLE ON THE WEBSITE AND THE FORM 1023 IS AVAILABLE UPON REQUEST. UWFMD'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. REQUESTS MAY BE SENT TO: UWMD ACCOUNTING AND FINANCE, 1800 N. LAMAR STREET, DALLAS, TX 75202. REQUESTS CAN ALSO BE MADE BY CALLING THE UWMD ACCOUNTING AND FINANCE DEPARTMENT AT (214) 978-0000. AUDITED FINANCIAL STATEMENTS AND FILED FORM 990'S ARE AVAILABLE BY ACCESSING UWMD'S WEBSITE AT WWW.UNITEDWAYDALLAS.ORG. AFTER REACHING THE WEBSITE, GO TO "ABOUT" THEN "FINANCIALS" TO OBTAIN THE NECESSARY INFORMATION. OTHER CHANGES IN NET ASSETS AND FUND BALANCES FORM 990, PART XI, LINE 9 FISCAL YEAR 2018 INCREASE IN CASH VALUE OF LIFE INSURANCE 104,266 United Way of Metropolitan Dallas INC 1800 N Lamar Street Dallas TX 75202 756005352 HLTH/HUM SVCS TX 501(c)(3) 07 NA false false true false false false false false false false false false false true true true false false false false