2019-05-15T13:29:15-05:00 2018-06-30 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DRIVE SUITE 1300 SAN DIEGO CA 92121 990 2017-07-01 952544535 UNIVERSITY OF SAN DIEGO UNIV 6192604600 5998 ALCALA PARK SAN DIEGO CA 921102492 JAMES T HARRIS III PRESIDENT AND TRUSTEE 6192604600 2019-05-13 1 PATRICIA J MAYER P00188643 8586271400 12.129.7.100 2019-05-13 12:51:34 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5AA2B9289D373ED9AECE1682C470BAAD2873C4EE 2017 2019-02-21 02:37:17Z JAMES T HARRIS III 5998 ALCALA PARK SAN DIEGO CA 921102492 825660711 0 X WWW.SANDIEGO.EDU X 1949 CA POST SECONDARY EDUCATION 33 32 5973 1500 -226134 -1727830 36012952 63444265 398692056 422662405 22694105 25462280 5554030 6476209 462953143 518045159 109800267 121488140 0 0 214091902 221635036 0 0 10503333 108687797 107496831 432579966 450620007 30373177 67425152 1286591480 1379830511 270253144 260301310 1016338336 1119529201 THE UNIVERSITY OF SAN DIEGO IS A ROMAN CATHOLIC INSTITUTION COMMITTED TO ADVANCING ACADEMIC EXCELLENCE, EXPANDING LIBERAL AND PROFESSIONAL KNOWLEDGE, CREATING A DIVERSE AND INCLUSIVE COMMUNITY, AND PREPARING LEADERS DEDICATED TO ETHICAL CONDUCT AND COMPASSIONATE SERVICE. 0 0 361770906 121488140 429435208 THE UNIVERSITY OF SAN DIEGO IS ENGAGED IN POST-SECONDARY EDUCATION OF APPROXIMATELY 5,743 UNDERGRADUATE STUDENTS AND 1,667 GRADUATE AND PROFESSIONAL STUDENTS, AND 783 LAW STUDENTS; THIS PROGRAM INCLUDES ROOM & BOARD FOR THE STUDENT POPULATION. 361770906 1 1 0 1 0 0 0 1 0 1 1 0 0 1 1 1 1 0 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 1 1 0 0 1 0 0 0 0 0 0 0 0 1 772 0 1 5973 1 1 1 1 CJ SP 0 0 0 1 1 0 0 0 0 X 33 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X OFFICE OF THE CONTROLLER 6192602302 5998 ALCALA PARK HUGHES ADMINISTRAT SAN DIEGO CA 92110 ANN NAVARRA TRUSTEE 1.00 X 0 0 0 BYRON C ROTH TRUSTEE 1.00 X 0 0 0 CINDY BASSO TRUSTEE 1.00 X 0 0 0 CONSTANCE M CARROLL PHD TRUSTEE 1.00 X 0 0 0 DANIEL C HERBERT TRUSTEE 1.00 X 0 0 0 DARLENE MARCOS SHILEY TRUSTEE 1.00 X 0 0 0 DARRIN MONTALVO TRUSTEE 1.00 X 0 0 0 DAVID HALE TRUSTEE 1.00 X 0 0 0 DONALD R KNAUSS TRUSTEE 1.00 X 0 0 0 JAMES D POWER IV TRUSTEE 1.00 X 0 0 0 JAMES T HARRIS III PRESIDENT AND TRUSTEE 40.00 X X 617211 0 223763 JEFF MARTIN TRUSTEE 1.00 X 0 0 0 KEVIN R GREEN TRUSTEE 1.00 X 0 0 0 KIM BUSCH TRUSTEE 1.00 X 0 0 0 LAURIE KELLEY TRUSTEE 1.00 X 0 0 0 LUIS MAIZEL TRUSTEE 1.00 X 0 0 0 MARK BOSCO TRUSTEE 1.00 X 0 0 0 MARK KING TRUSTEE 1.00 X 0 0 0 MATTHEW J RENO TRUSTEE 1.00 X 0 0 0 PETER SEIDLER TRUSTEE 1.00 X 0 0 0 REV RUBEN ARCEO TRUSTEE 1.00 X 0 0 0 REVEREND PETER MCGUINE TRUSTEE 1.00 X 0 0 0 RICHARD M BARTELL TRUSTEE 1.00 X 0 0 0 ROBERT DEAN TRUSTEE 1.00 X 0 0 0 ROGER AP JOSEPH TRUSTEE 1.00 X 0 0 0 ROYAL W CARSON III TRUSTEE 1.00 X 0 0 0 SANDRA STANGL TRUSTEE 1.00 X 0 0 0 SISTER CAROLYN OSIEK RSCJ THD TRUSTEE 1.00 X 0 0 0 SISTER MARY THERESA MOSER RSCJ PHD TRUSTEE 1.00 X 0 0 0 STANLEY W LEGRO TRUSTEE 1.00 X 0 0 0 SUSANNE STANFORD TRUSTEE 1.00 X 0 0 0 TOM BREITLING TRUSTEE 1.00 X 0 0 0 TOM MULVANEY TRUSTEE 1.00 X 0 0 0 ANDREW T ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECTIVENESS 40.00 X 357407 0 40967 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS 40.00 X 297033 0 34063 GAIL BAKER VICE PRESIDENT AND PROVOST 40.00 X 181338 0 32996 KY SNYDER VICE PRESIDENT, CHIEF OPERATING OFFICER 40.00 X 353443 0 54813 REV MSGR DANIEL DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY 40.00 X 226782 0 42129 TERRY KALFAYAN VICE PRESIDENT, FINANCE AND CFO 40.00 X 327828 0 42775 TIMOTHY L O'MALLEY VICE PRESIDENT, UNIVERSITY RELATIONS 40.00 X 352054 0 40918 CHELL A ROBERTS DEAN, SCHOOL OF ENGINEERING 40.00 X 338861 0 42601 JAIME ALONSO GOMEZ DEAN, SCHOOL OF BUSINESS 40.00 X 381781 0 37329 JASON LEMON THRU 1118 DEAN, PROFESSIONAL AND CONTINUING EDUCATION 40.00 X 228943 0 25936 NICHOLAS LADANY DEAN, SCHOOL OF LEADERSHIP AND EDUCATIONAL SCIENCE 40.00 X 281965 0 39678 NOELLE NORTON DEAN, COLLEGE OF ARTS AND SCIENCES 40.00 X 251779 0 47846 PATRICIA MARQUEZ DEAN, SCHOOL OF PEACE STUDIES 40.00 X 284398 0 47603 SALLY BROSZ HARDIN THRU 7117 FORMER DEAN, SCHOOL OF NURSING AND HEALTH SCIENCE 40.00 X 227539 0 39335 STEPHEN C FERRUOLO DEAN, SCHOOL OF LAW 40.00 X 382689 0 33792 THERESA BYRD DEAN, UNIVERSITY LIBRARY 40.00 X 177283 0 29300 ALLEN LAMONT SMITH THRU 3118 FORMER HEAD COACH, MEN'S BASKETBALL 40.00 X 480427 0 54336 MARKO SVETINA FACULTY, SCHOOL OF BUSINESS 40.00 X 332312 0 24864 MITCH WARACHKA FACULTY, SCHOOL OF BUSINESS 40.00 X 310288 0 52508 ROBERT BOWEN FACULTY, SCHOOL OF BUSINESS 40.00 X 329922 0 36956 WILLIAM MCGILLIS ASSOCIATE VP & EXEC DIR OF ATHLETICS 40.00 X 314651 0 53143 MARY E LYONS FORMER PRESIDENT AND TRUSTEE 40.00 X 160142 0 17331 DAVID PYKE FORMER DEAN, SCHOOL OF BUSINESS 40.00 X 251668 0 44252 PAULA CORDEIRO FORMER DEAN, SOLES 40.00 X 222698 0 34578 7670442 0 1173812 406 1 1 0 RUDOLPH & SLETTEN INC 600 B STREET SUITE 1500 SAN DIEGO CA 92101 CONSTRUCTION SERVICES 6824512 DEMPSEY CONSTRUCTION 1835 ASTON AVENUE CARLSBAD CA 92008 CONSTRUCTION SERVICES 1831789 AHRENS MECHANICAL 5959 MISSION GORGE ROAD SUITE 204 SAN DIEGO CA 92120 CONSTRUCTION SERVICES 1260229 CAMBRIDGE ASSOCIATES 100 SUMMER STREET 13 BOSTON MA 21100 INVESTMENT CONSULTANT 1082552 ALLEN & HEIN INC 4616 SANTA FE STREET SAN DIEGO CA 92109 CONSTRUCTION SERVICES 709237 65 1285174 11796045 50363046 5026509 63444265 TUITION AND FEES 900099 374700863 374700863 STUDENT RES & BOARD 721310 38943338 38943338 BOOKSTORE 451211 5250742 5227119 23623 PARKING SERVICES 611710 2825171 2825171 STUDENT LOAN INTEREST 611710 942291 942291 422662405 6716608 6716608 528207 405401 122806 122806 122806 278987070 46316842 261964829 44593411 17022241 1723431 18745672 18745672 319440 1285174 651911 -332471 -332471 OTHER REVENUE 900099 2521951 2481951 40000 ATHLETICS & RECREATION 611710 2272023 2272023 OTHER RESTRICTED REVEN 900099 1458358 1458358 433542 584094 -289757 139205 6685874 518045159 429435208 -226134 25391820 121488140 121488140 6927938 3962672 1756508 1208758 164927603 124071104 35741780 5114719 16916980 12678879 3536740 701361 21542240 16474234 4659654 408352 11320275 8484280 2366668 469327 536751 536751 293302 293302 2874008 2543820 330188 20106987 13867117 5246012 993858 2308741 1947394 343081 18266 7043371 3950538 2326109 766724 6639305 3983583 2655722 7824071 5858591 1963824 1656 8374315 6922549 1310230 141536 2234594 1763498 408359 62737 7436894 6375045 1061849 16948717 10099359 6684723 164635 1816138 195040 1621098 COST OF SALES 9686577 9631384 55193 EQUIPMENT 3642036 1389517 2227463 25056 BOOKS AND OTHER LIBRARY 2921241 2921241 RECRUITING 1247249 950356 296893 5562534 2212565 2923621 426348 450620007 361770906 78345768 10503333 9179022 11171773 26189943 32685482 7199137 10573604 160000 270000 38715000 36735682 1667927 1588665 3971598 3832627 721161684 200899525 514708187 520262159 510668173 558977207 174132493 203733312 1286591480 1379830511 51939883 51169148 18238553 19493005 157481196 154159756 3249395 2317323 39344117 33162078 270253144 260301310 X 686195982 750709313 145904827 180621345 184237527 188198543 1016338336 1119529201 1286591480 1379830511 X 67425152 33464679 2301034 X 0 1 X 1 1 1 X 35741661 37971679 47473682 36012952 63444265 220644239 35741661 37971679 47473682 36012952 63444265 220644239 6843609 213800630 6362716 8391257 6903130 8888775 7244815 37790693 220169 144111 138613 140882 139205 782980 259217912 1966674212 0.82480 0.81060 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2013 AMOUNT: $ 220,169. 2014 AMOUNT: $ 144,111. 2015 AMOUNT: $ 138,613. 2016 AMOUNT: $ 140,882. 2017 AMOUNT: $ 139,205. SCHEDULE A, PART II THE ORGANIZATION IS A SCHOOL AS DESCRIBED UNDER SECTION 170(B)(1)(A)(II) AND IS NOT REQUIRED TO COMPLETE A PUBLIC SUPPORT SCHEDULE. SCHEDULE A, PART II IS COMPLETED TO VERIFY THE SCHOOL CAN QUALIFY UNDER PUBLIC CHARITY SECTION 170(B)(1)(A)(VI) AND QUALIFIES TO USE THE FIRST LISTED SPECIAL RULE FOR SCHEDULE B REPORTING. 1 1 0 0 0 0 1 159117 0 0 159117 0 PART II-B, LINE 1: PART IIB, LINE 1J: FACULTY WITH THE UNIVERSITY'S SCHOOL OF LAW IN THE CENTER FOR PUBLIC INTEREST AND CHILDREN'S ADVOCACY INSTITUTE OFFERED THEIR RESEARCH DATA AND LEGAL EXPERTISE IN AN ATTEMPT TO INFLUENCE PENDING LEGISLATION CONCERNING CONSUMERS RIGHTS AND CHILDREN'S HEALTH, SAFETY AND WELFARE. NO ATTEMPT WAS MADE BY THE UNIVERSITY TO INFLUENCE A POLITICAL CAMPAIGN OF ANY OFFICE, NOR WERE ANY POLITICAL CONTRIBUTIONS MADE. TOTAL EXPENDITURES WERE $159,117. 4061789 X X 0 503568114 3113526 39671322 9275808 7080407 529996747 449796470 11373825 58019704 6771465 8850420 503568114 469984254 12465689 -16792900 6728035 9132538 449796470 468765728 13643372 474660 2743967 10155539 469984254 395588888 13803869 65156127 1925621 3857535 468765728 0.46000 0.31000 0.23000 0 0 14510275 58819306 73329581 567307004 166183844 401123160 76463310 34715681 41747629 4061789 4061789 520262159 ALTERNATIVE ASSET PARTNERSHIPS - DISTRESSED/DEBT RELATED 10072025 ALTERNATIVE ASSET PARTNERSHIPS - ENERGY/RESOURCES 16705062 ALTERNATIVE ASSET PARTNERSHIPS - INTERNATIONAL PRIVATE EQUITY 8020582 ALTERNATIVE ASSET PARTNERSHIPS - REAL ESTATE 13239907 ALTERNATIVE ASSET PARTNERSHIPS - U.S. PRIVATE EQUITY 18812282 ALTERNATIVE ASSET PARTNERSHIPS - VENTURE CAPITAL 25252344 MARKETABLE ALTERNATIVES - DISTRESSED 6000000 MARKETABLE ALTERNATIVES - DIVERSIFIED ARBITRAGE 23400000 MARKETABLE ALTERNATIVES - DIVERSIFIERS 21500000 MARKETABLE ALTERNATIVES - EVENT DRIVEN 15600000 MARKETABLE ALTERNATIVES - GLOBAL LONG/SHORT 35300000 MARKETABLE ALTERNATIVES - OPPORTUNISTIC 8200000 WEST COAST CONFERENCE 528715 OTHER ASSETS 488615 ALTERNATIVE ASSET PARTNERSHIPS - DIVERSIFIERS 613780 203733312 REFUNDABLE ADVANCES 11885772 BOND INTEREST RATE SWAP 21276306 33162078 X 430506000 33464679 33464679 397041321 121003838 121003838 518045159 327315000 1057312 1057312 326257688 124362319 124362319 450620007 PART III, LINE 4: THE UNIVERSITY'S COLLECTION SEEKS TO STIMULATE INTEREST AND PRIDE AS WELL AS EMPHASIZE THE CULTURAL VALUE OF USD'S FINE ARTS PROGRAMS. PART V, LINE 4: THE UNIVERSITY OF SAN DIEGO ENDOWMENT FUNDS ARE UTILIZED BASED ON DONOR'S INTENT; AS OF JUNE 30, 2018 THE ALLOCATION OF ENDOWMENT FUNDS WAS AS FOLLOWS: ACADEMIC SUPPORT - 26.5%, TUITION FUNDED QUASI - 41.8%, SCHOLARSHIPS - 16%, INSTRUCTION - 4.8%, PLANT MAINTENANCE AND OPERATIONS - 2.0%, PUBLIC SERVICE - 4.2% AND OTHER INSTITUTIONAL SUPPORT - 4.7%. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC") AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE UNIVERSITY HAS NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF JUNE 30, 2018 AND 2017. THE UNIVERSITY FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND WITH THE CALIFORNIA FRANCHISE TAX BOARD. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME -405,401. SPECIAL EVENT EXPENSES INCLUDED IN INCOME -651,911. ROUNDED FINANCIAL STATEMENT DIFFERENCE 8. K-1 PASSTHROUGH LOSS -2,681,889. RECLASS INVESTMENT MANAGEMENT FEES 2,874,008. SCHOLARSHIPS INCLUDED IN EXPENSES 121,488,140. QUALIFIED PARKING FRINGE BENEFITS 380,883. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME 405,401. SPECIAL EVENT EXPENSES INCLUDED IN INCOME 651,911. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS INCLUDED IN EXPENSES 121,488,140. RECLASS INVESTMENT MANAGEMENT FEES 2,874,008. ROUNDED FINANCIAL STATEMENT DIFFERENCE 171. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 UNIVERSITY OF SAN DIEGO'S RACIALLY NONDISCRIMINATORY POLICY PUBLISHED IN ALL RECRUITING BROCHURES AND ADVERTISEMENTS AS WELL AS UNDERGRADUATE AND GRADUATE BULLETINS AND CATALOGS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF SAN DIEGO RECEIVED AN ESTIMATED $134.8 M IN CONTRIBUTIONS FROM FEDERAL AND STATE AGENCIES FOR ASSISTANCE IN PROVIDING POST-SECONDARY EDUCATION. THIS INCLUDES $104.9M IN FEDERAL FAMILY EDUCATION LOANS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 36669 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 360977 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 74868 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 343513 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 214598 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 32411 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 10296926 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 62638 EUROPE (INCLUDING ICELAND AND GREENLAND) 1 3 PROGRAM SERVICES STUDY ABROAD PROGRAMS 4865520 0 0 1 3 1 3 11422600 4865520 16288120 1 0 1 1 1 0 PART I, LINE 3: BOOK VALUE IS THE ACCOUNTING METHOD USED TO DETERMINE INVESTMENT VALUES AND ACCRUAL METHOD OF ACCOUNTING IS USED FOR STUDY ABROAD PROGRAMS. FOUNDERS GALA 1013893 849136 164757 397962 SPORTS BANQUET 242008 193009 48999 101345 6 348713 243029 105684 152604 1604614 1285174 319440 651911 651911 -332471 1 USD SCHOLARSHIPS 3359 73597055 STUDENT AID - GRADUATE AND LAW 1174 21767851 STUDENT AID - ATHLETICS AND RECREATION 195 8397711 STUDENT AID - PRIVATE 288 2868623 ENDOWED SCHOLARSHIPS 443 8067030 STUDENT AID - RESIDENCE AND BOARD 80 956952 FEDERAL SCHOLARSHIPS AND GRANTS 539 5832918 PART I, LINE 2: THE UNIVERSITY AWARDS SCHOLARSHIPS TO INDIVIDUAL STUDENTS TO OFFSET THE COST OF TUITION, FEES, AND ROOM AND BOARD. X X X 1 1 X X X X 0 1 0 0 0 0 0 1 0 JAMES T HARRIS III PRESIDENT AND TRUSTEE 542669 0 0 0 74542 0 32400 0 191363 0 840974 0 0 0 ANDREW T ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECT 316386 0 0 0 41021 0 32400 0 8567 0 398374 0 0 0 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS 256946 0 0 0 40087 0 32400 0 1663 0 331096 0 0 0 GAIL BAKER VICE PRESIDENT AND PROVOST 178685 0 0 0 2653 0 21600 0 11396 0 214334 0 0 0 KY SNYDER VICE PRESIDENT, CHIEF OPERATING OFFI 324007 0 0 0 29436 0 32400 0 22413 0 408256 0 0 0 REV MSGR DANIEL DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY 175574 0 0 0 51208 0 25322 0 16807 0 268911 0 0 0 TERRY KALFAYAN VICE PRESIDENT, FINANCE AND CFO 301549 0 0 0 26279 0 32400 0 10375 0 370603 0 0 0 TIMOTHY L O'MALLEY VICE PRESIDENT, UNIVERSITY RELATIONS 318910 0 0 0 33144 0 32400 0 8518 0 392972 0 0 0 CHELL A ROBERTS DEAN, SCHOOL OF ENGINEERING 334410 0 0 0 4451 0 32400 0 10201 0 381462 0 0 0 JAIME ALONSO GOMEZ DEAN, SCHOOL OF BUSINESS 334807 0 0 0 46974 0 32400 0 4929 0 419110 0 0 0 JASON LEMON THRU 1118 DEAN, PROFESSIONAL AND CONTINUING ED 171431 0 20850 0 36662 0 25020 0 916 0 254879 0 0 0 NICHOLAS LADANY DEAN, SCHOOL OF LEADERSHIP AND EDUCA 235697 0 0 0 46268 0 30120 0 9558 0 321643 0 0 0 NOELLE NORTON DEAN, COLLEGE OF ARTS AND SCIENCES 237299 0 0 0 14480 0 31200 0 16646 0 299625 0 0 0 PATRICIA MARQUEZ DEAN, SCHOOL OF PEACE STUDIES 224547 0 22500 0 37351 0 32340 0 15263 0 332001 0 0 0 SALLY BROSZ HARDIN THRU 7117 FORMER DEAN, SCHOOL OF NURSING AND H 197326 0 0 0 30213 0 27777 0 11558 0 266874 0 0 0 STEPHEN C FERRUOLO DEAN, SCHOOL OF LAW 372090 0 0 0 10599 0 32400 0 1392 0 416481 0 0 0 THERESA BYRD DEAN, UNIVERSITY LIBRARY 150698 0 0 0 26585 0 22170 0 7130 0 206583 0 0 0 ALLEN LAMONT SMITH THRU 3118 FORMER HEAD COACH, MEN'S BASKETBALL 442427 0 0 0 38000 0 32400 0 21936 0 534763 0 0 0 MARKO SVETINA FACULTY, SCHOOL OF BUSINESS 307190 0 0 0 25122 0 23974 0 890 0 357176 0 0 0 MITCH WARACHKA FACULTY, SCHOOL OF BUSINESS 291472 0 0 0 18816 0 30200 0 22308 0 362796 0 0 0 ROBERT BOWEN FACULTY, SCHOOL OF BUSINESS 296746 0 0 0 33176 0 32400 0 4556 0 366878 0 0 0 WILLIAM MCGILLIS ASSOCIATE VP & EXEC DIR OF ATHLETICS 274997 0 0 0 39654 0 32400 0 20743 0 367794 0 0 0 MARY E LYONS FORMER PRESIDENT AND TRUSTEE 136213 0 0 0 23929 0 16360 0 971 0 177473 0 0 0 DAVID PYKE FORMER DEAN, SCHOOL OF BUSINESS 247924 0 0 0 3744 0 31335 0 12917 0 295920 0 0 0 PAULA CORDEIRO FORMER DEAN, SOLES 198698 0 0 0 24000 0 27608 0 6970 0 257276 0 0 0 PART I, LINE 1A SCHEDULE J, PART I, LINE 1A: TRAVEL FOR COMPANIONS - THE UNIVERSITY PROVIDES FOR THE PRESIDENT'S SPOUSE TO TRAVEL WITH HIM WHEN HER PRESENCE IS REQUIRED FOR UNIVERSITY BUSINESS PURPOSES. NO PART OF THIS BENEFIT IS TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A: HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - THE PRESIDENT IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VICE PRESIDENT FOR MISSION AND MINISTRY IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VALUE OF THESE BENEFITS ARE REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PRESIDENT HARRIS OCCUPIED THE RESIDENCE FOR ALL OF FISCAL YEAR 2018. SCHEDULE J, PART I, LINE 1A: PERSONAL SERVICES - THE PRESIDENT WAS PROVIDED HOUSEKEEPING AND FACILITIES MAINTENANCE SERVICES FOR THE PRESIDENT'S ON-CAMPUS RESIDENCE. NO PART OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE VALUE OF THIS BENEFIT IS REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PART I, LINE 4B SCHEDULE J, PART I, LINE 4B: JAMES HARRIS III, PRESIDENT, PARTICIPATED IN A 457(F) PLAN. FOR 2017, CONTRIBUTION WAS MADE IN THE AMOUNT OF $100,000. KY SNYDER AND TERRY KALYFAYAN, BOTH OFFICERS, AS WELL AS WILLIAM MCGILLIS, HIGHEST COMPENSATED EMPLOYEE, WERE ELIGIBLE TO PARTICIPATE IN A 457(F) PLAN. NO FUNDING OCCURED FOR 2017. PART I, LINE 7 NON-FIXED PAYMENTS RECEIVED BY LISTED PERSONS ON SCHEDULE J, PART II, REPRESENT DISCRETIONARY BONUSES NOT BASED ON A FORMULA SPECIFIED IN CONTRACTS. A CALIFORNIA EDUCATION FACILITIES AUTHORITY 521705592 130178YD2 2011-03-16 19562314 NOTE 1 0 0 0 B CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 13048TKY8 2011-10-06 43574459 NOTE 2 0 0 0 C CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 13048TKY8 2012-07-03 10796502 NOTE 3 0 0 0 D CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 2015-07-23 91750000 NOTE 4 0 0 0 A 7725000 19562315 3904 1 0 1 1 B 1630000 43574459 152511 1 0 1 1 C 10796502 3018 1 0 1 1 D 595000 91750000 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 1 0 0 1 1 GEORGE K BAUM FINANCIAL SERVICES 30.000000000000 0 0 0 0 1 A 1 B 1 C 1 D 1 NOTE 1 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2011 (ISSUE DATE MARCH 16, 2011): ADVANCE REFUNDING OF CEFA SERIES 1998 (ISSUE DATE FEBRUARY 25, 1998). NOTE 2 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2011A AND 2011B (ISSUE DATE OCTOBER 6, 2011): SERIES 2011A WAS AN ADVANCE REFUNDING OF THE CALLABLE PORTION OF THE CEFA SERIES 1999 (ISSUE DATE FEBRUARY 4, 1999). SERIES 2011B WAS AN ADVANCE REFUNDING OF THE COUNTY OF SAN DIEGO SERIES 2001 CERTIFICATES OF PARTICIPATION (ISSUE DATE MAY 14, 2001). NOTE 3 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2012 (ISSUE DATE JULY 3, 2012): ADVANCE REFUNDING OF CEFA SERIES 2002A (ISSUE DATE JUNE 6, 2002). NOTE 4 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2015 (ISSUE DATE JULY 23, 2015): ADVANCE REFUNDING OF SERIES 2005 (ISSUE DATE NOVEMBER 16, 2005). PART III, LINES 4 AND 5, COLUMNS A-C: PURSUANT TO IRS GUIDANCE, USD IS NOT REQUIRED TO REPORT PRIVATE BUSINESS USE INFORMATION FOR REFUNDING BONDS THAT REFUNDED BONDS ISSUED BEFORE JANUARY 1, 2003. NICHOLAS LADANY KEY EMPLOYEE MORTGAGE ASSISTANCE X 200000 120000 0 1 1 GAIL BAKER OFFICER MORTGAGE ASSISTANCE X 150000 150000 0 1 1 270000 SEE PART V - SUPPLEMENTAL INFORMATI EMPLOYEE 214910 TUITION ASSISTANCE EMPLOYEE BENEFIT ANDREW T ALLEN OFFICER 320154 SEE PART V 0 SCHEDULE L, PART III - GRANTS OR ASSISTANCE BENEFTING INTERESTED PERSONS: PER THE 990 INSTRUCTIONS, THE UNIVERSITY IS NOT REQUIRED TO IDENTIFY THE INTERESTED PERSONS WHO RECEIVED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE. INSTEAD, THE UNIVERSITY MUST GROUP EACH TYPE OF ASSISTANCE PROVIDED TO INTERESTED PERSONS. THIS IS DONE IN ORDER TO PROTECT THE IDENTITY OF THE STUDENTS. SCHEDULE L, PART III - BUSINESS TRANSACTION INVOLVING INTERESTED PERSONS: ANDREW T. ALLEN, VICE PRESIDENT AND PROVOST, IS RELATED TO DENISE DIMON, HIS WIFE, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS A PROFESSOR OF ECONOMICS, THE ASSOCIATE PROVOST FOR INTERNATIONAL AFFAIRS, AND THE DIRECTOR OF THE AHLERS CENTER FOR INTERNATIONAL BUSINESS. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2017 FOR DENISE DIMON AND ASSOCIATED BENEFITS. X 31 5026509 MARKET VALUE 0 0 1 1 PART I, LINE 32B: THE UNIVERSITY UTILIZES A BROKER TO SELL STOCK GIFTS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND A COPY OF THE 990 IS AVAILABLE TO THE ORGANIZATION'S ENTIRE GOVERNING BOARD ONLINE AT THE SECURED TRUSTEE WEBSITE BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE BOARD OF DIRECTORS AND EXCUTIVE MANAGEMENT ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ANY CONFLICT IS REVIEWED AND HANDLED IN ACCORDANCE WITH THE WRITTEN POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES EXECUTIVE COMPENSATION COMMITTEE DETERMINES COMPENSATION USING COMPARABLE DATA AND CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS. THIS PROCESS IS DONE ANNUALLY FOR THE PRESIDENT AND THE VICE PRESIDENTS. THE PROVOST/VICE PRESIDENT FOR ACADEMIC AFFAIRS DETERMINES THE COMPENSATION FOR THE DEANS USING MARKET BENCHMARK DATA PREPARED INTERNALLY AND THE BENCHMARK SCHOOLS ARE SELECTED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 FORMS 990 AND 990T ARE AVAILABLE TO THE PUBLIC BY VIEWING THE GUIDESTAR WEBSITE AND UPON REQUEST FROM THE OFFICE OF TAX & COMPLIANCE AT 619-260-4683; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE OFFICE OF TAX & COMPLIANCE. FORM 1023 IS AVAILABLE UPON REQUEST FROM THE OFFICE OF TAX & COMPLIANCE AT 619-260-2302; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE OFFICE OF TAX & COMPLIANCE. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE CONTROLLER AT 619-260-2302; ACCOUNTING@SANDIEGO.EDU; GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE PRESIDENT AT 619-260-4520; CONFLICT OF INTEREST POLICY IS AVAILABLE ONLINE AT WWW.SANDIEGO.EDU. FORM 990, PART XI, LINE 9: K-1 PASSTHROUGH LOSS 2,681,889. ROUNDED FINANCIAL STATEMENT DIFFERENCE 28. QUALIFIED PARKING FRINGE BENEFITS -380,883.