2019-05-15T14:46:33-05:00 2018-06-30 910189318 Moss Adams LLP 3121 W March Ln Ste 200 Stockton CA 952192367 990 2017-07-01 954625327 Keck Graduate Institute of Applied Life Sciences KECK 9096077855 535 Watson Drive Claremont CA 91711 Michael Jones VP of Finance & Operations 9096077855 2019-05-14 1 Tracy S Paglia P00366884 2099556100 2019-05-14 172.90.17.200 2019-05-14 12:26:30 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 41F3D51277C721D7E64869098416E4BAA04E310D 2017 2019-02-21 02:37:17Z Sheldon M Schuster PhD 535 Watson Drive Claremont CA 91711 91859440 0 X www.kgi.edu X 1997 CA Enrich society with breakthrough approaches to education and translational research in life sciences. 26 24 334 37 0 0 2742549 6208147 27409478 34420216 2217116 3157752 743637 718701 33112780 44504816 4461626 6336827 0 0 18378543 20327065 0 0 1338270 11017921 12657421 33858090 39321313 -745310 5183503 108501387 109049534 47433729 41248577 61067658 67800957 X Keck Graduate Institute is dedicated to education and research aimed at translating into practice, for the benefit of society, the power and potential of the life sciences. 1 0 29910159 6336827 34420216 The institution's primary purpose is to offer innovative postgraduate degrees and certificates that integrate life and health sciences, business, pharmacy, and genetics, with a focus on industry projects, hands-on industry experiences, and team collaboration. Through its two schools, the Henry E. Riggs School of Applied Life Sciences (Riggs School) and the School of Pharmacy and Health Sciences (SPHS), KGI employs an entrepreneurial approach and industry connections that provide pathways for students to become leaders in bioscience and healthcare. Degrees include: Master of Business and Science (MBS); Master of Engineering (MEng) in Biopharmaceutical Processing; Master of Science (MS) in Applied Life Sciences; Master of Science in Medical Device Engineering (MSMDE); PhD in Applied Life Sciences; Postbaccalaureate Premedical Certificate (PPC); Postbaccalaureate Pre-PA Certificate; Postdoctoral Professional Masters (PPM); Certificate in Bioscience Management (CBM); Doctor of Pharmacy (PharmD); Master of Science in Human Genetics and Genetic Counseling (MSGC); Master of Science in Human Genetics and Genomic Data Analytics (MSGDA). KGI also offers a Master of Science in Translational Medicine in partnership with the Irell and Manella Graduate School of Biological Sciences at City of Hope. 60000 0 0 During May of 2018 the board of trustees approved the proposal to develop a new school of medicine, in order to meet the increasing demand for primary care physicians in Southern California. The board based its decision on a feasability study performed by a strategic consultant. The institution plans on hiring of the founding deal with whom it will with to develop a next-generation medical school that serves as a national model in preparing physicians to practice at the intersection of evolving scientific research and population health management. 29970159 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 833 0 1 334 1 0 0 0 0 0 0 0 0 0 0 X 26 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA X Mia Alonzo 9096218043 101 S Mills Ave Claremont CA 91711 Sheldon Schuster President 40.00 1.00 X X 557382 0 47980 Robert E Curry Chairman of the Board 1.00 2.00 X X 0 0 0 Dennis M Fenton Vice-Chairman of the Board 1.00 X X 0 0 0 James Widergren Vice-Chairman of the Board 1.00 X X 0 0 0 Alexander Suh Trustee 1.00 X 0 0 0 Arthur D Riggs Trustee 1.00 X 0 0 0 Barbara Mazur Trustee 1.00 X 0 0 0 Daniel Bradbury Trustee 1.00 X 0 0 0 Francois Ferre Trustee 1.00 X 0 0 0 Frank Biondi Trustee 1.00 X 0 0 0 Gregg Lapointe Trustee 1.00 X 0 0 0 Jamie Dananberg Trustee 1.00 X 0 0 0 Jeereddi Prasad Trustee 1.00 X 0 0 0 Joann DiGennaro Trustee 1.00 X 0 0 0 Jose Ignacio Santos Trustee 1.00 X 0 0 0 Karen Bernstein Trustee 1.00 X 0 0 0 Lydia Villa-Komaroff Trustee 1.00 X 0 0 0 Lilian Wu Trustee 1.00 X 0 0 0 Madhavan Balachandran Trustee 1.00 X 0 0 0 Maxine Savitz Trustee 1.00 X 0 0 0 Murli Tolaney Trustee 1.00 X 0 0 0 Rodney Markin Trustee 1.00 X 0 0 0 Ross Grossman Trustee 1.00 X 0 0 0 Stephen Eck Trustee 1.00 X 0 0 0 Yolanda Moses Trustee 1.00 X 0 0 0 Regan Shea Trustee 1.00 X 0 0 0 Michael Jones VP of Finance & Operations 40.00 X 228134 0 51324 Elizabeth Wright thru 32718 Assoc VP/Sec to Board 40.00 X 88375 0 21686 Steven Casper Dean, School of Applied Life Sciences 40.00 X 242038 0 54742 Kathy Webster Dean, School of Pharmacy 40.00 X 262359 0 47160 E Sofia Toro Dean of Admissions/Fin Aid 40.00 X 172313 0 38655 Larry Grill Dean of Research 40.00 X 129128 0 21596 Cheryl Merritt Director of Human Resource 40.00 X 139838 0 20305 Mia Alonzo Assistant VP of FS & Controller, TCC 4.00 20.00 X 0 145807 37061 Kelleen S Esperias VP, Institutional Dev & Interim Sec 40.00 X 205179 0 36312 Diana Bartlett Assc. VP & Direc of Corp Prtnr 40.00 X 156723 0 32669 Susan Bain Professor of Practice 40.00 X 224536 0 32227 Parviz Shamlou Professor & Direc., Amgen BioProcessing 40.00 X 237400 0 43113 Samit Shah Assc. Dean of Academic Affairs 40.00 X 208057 0 32717 MI Phillips Prof. & Direc. Ctr for Rare Diseases 40.00 X 191004 0 23476 John Krstenansky Chair & Prof. of Bio Pharma. Sciences 40.00 X 207404 0 59896 3249870 145807 600919 62 0 1 0 Alpha Omega Construction Company PO Box 1450 Claremont CA 91711 Construction 479516 Birdsall Voss & Associates Inc 250 W Coventry Court Ste 300 Milwaukee WI 53217 Web Design 238500 Southern California Landscape Inc 8636 Banana Avenue Fontana CA 92335 Landscaping Services 103590 3 6208147 6208147 Gross Tuition and Fees 611710 29585847 29585847 Team Masters Project 611710 1835023 1835023 Fed Grants & Contracts 611710 1269905 1269905 Private Contracts 611710 1010723 1010723 718718 718718 34420216 1905409 1905409 1203864 485163 718701 718701 718701 48121804 46869461 1252343 1252343 1252343 44504816 34420216 0 3876453 6336827 6336827 2744723 1164753 987647 592323 14175679 12737140 1286490 152049 1203463 1051102 143232 9129 1149328 965042 170584 13702 1053872 859211 158974 35687 23151 23151 96801 17000 79801 124582 3500 121082 3576356 3145675 207162 223519 150184 89718 37369 23097 1290366 962400 285587 42379 915524 250922 606446 58156 1385470 474973 812914 97583 588892 526915 23951 38026 522083 440147 43102 38834 817413 419471 397942 2004393 57907 1935890 10596 672936 194337 478599 119289 119289 Building Repair 145733 136252 7624 1857 Food & Housing 14844 14844 209404 122023 86048 1333 39321313 29970159 8012884 1338270 3395246 2732895 1127693 3423932 7477992 8964152 4657362 3991498 3518508 2309489 52925122 11022998 40419587 41902124 47599262 45435079 40981 3 264756 290362 108501387 109049534 3025617 4996058 8266213 5329392 6500000 2000000 29428340 28923127 213559 0 47433729 41248577 X 24482351 26141880 16427714 21466045 20157593 20193032 61067658 67800957 108501387 109049534 X 5183503 1532460 17336 X 0 1 X 1 1 1 X 0 23800 X 0 64528134 174412 4461314 394367 3257589 65511904 62333121 5972935 407226 3370696 64528134 55322440 -755281 10999463 413730 2819771 62333121 59018288 834 238413 390685 3544410 55322440 53127821 228296 9036238 376461 2997606 59018288 0.60630 0.30820 0.08550 1 0 11620000 1806560 13426560 17635000 15538364 5474699 27698665 214443 214443 0 5958639 5333856 624783 152116 152116 41902124 X 40406286 1532460 502499 2034959 38371327 6133489 6133489 44504816 33672987 485163 485163 33187824 6133489 6133489 39321313 Part III, Line 4: The Institute's works of art enhance public spaces that are used for instruction and research. Part V, Line 4: To provide funding for the general operations of the Institute as well as for specific programmatic elements such as student fellowships and faculty professorships. Part X, Line 2: The Institute had no unrecognized tax benefits, and no uncertain tax positions at June 30, 2018. Part XI, Line 2d - Other Adjustments: Rental Expenses 485,163. Actuarial Adjustment 17,336. Part XI, Line 4b - Other Adjustments: Student Financial Aid 6,133,489. Part XII, Line 2d - Other Adjustments: Rental Expenses 485,163. Part XII, Line 4b - Other Adjustments: Student Financial Aid 6,133,489. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 The Institute's nondiscrimination policy is included in print publications and on the web. Schedule E, Part I, Line 6 Keck Graduate Institute receives federal student financial aid from the Federal Direct Student Loan Program (FDSLP). 1 Student Financial Aid 516 6336827 Part I, Line 2: Keck Graduate Institute awards scholarships only to individual graduate students enrolled at the Institute. The scholarships are awarded in the admissions process based upon academic merit, financial need, and availability of funds. The Institute monitors that each student receiving a scholarship maintains satisfactory academic progress. In awarding donor-funded scholarships, the Institute also monitors that students selected for those scholarships meet any donor stipulations as to academic preparation or field of study. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Sheldon Schuster President 477760 0 0 0 79622 0 32400 0 15580 0 605362 0 0 0 Michael Jones VP of Finance & Operations 228134 0 0 0 0 0 28428 0 22896 0 279458 0 0 0 Steven Casper Dean, School of Applied Life Science 239838 0 2200 0 0 0 29656 0 25086 0 296780 0 0 0 Kathy Webster Dean, School of Pharmacy 262359 0 0 0 0 0 32107 0 15053 0 309519 0 0 0 E Sofia Toro Dean of Admissions/Fin Aid 172313 0 0 0 0 0 21315 0 17340 0 210968 0 0 0 Larry Grill Dean of Research 129128 0 0 0 0 0 15641 0 5955 0 150724 0 0 0 Cheryl Merritt Director of Human Resource 139838 0 0 0 0 0 17108 0 3197 0 160143 0 0 0 Mia Alonzo Assistant VP of FS & Controller, TCC 0 145327 0 0 0 480 0 15905 0 21156 0 182868 0 0 Kelleen S Esperias VP, Institutional Dev & Interim Sec 205179 0 0 0 0 0 25183 0 11129 0 241491 0 0 0 Diana Bartlett Assc. VP & Direc of Corp Prtnr 156723 0 0 0 0 0 19248 0 13421 0 189392 0 0 0 Susan Bain Professor of Practice 224536 0 0 0 0 0 27049 0 5178 0 256763 0 0 0 Parviz Shamlou Professor & Direc., Amgen BioProcess 237400 0 0 0 0 0 28974 0 14139 0 280513 0 0 0 Samit Shah Assc. Dean of Academic Affairs 208057 0 0 0 0 0 25006 0 7711 0 240774 0 0 0 MI Phillips Prof. & Direc. Ctr for Rare Disease 191004 0 0 0 0 0 22920 0 556 0 214480 0 0 0 John Krstenansky Chair & Prof. of Bio Pharma. Science 207404 0 0 0 0 0 26776 0 33120 0 267300 0 0 0 Part I, Line 1b A residence or housing allowance is provided for the President. The housing allowance is treated as taxable compensation. Arthur D Riggs Trustee Term Loan X 2000000 2000000 0 1 1 2000000 Form 990, Part III, line 2 Please see Form 990, Part III, Line 4b. Form 990, Part VI, Section B, line 11b The Audit and Risk Management Committee of the Institute's Board of Trustees is responsible for the annual review of the Institute's IRS Form 990 tax return before the return is filed with the IRS. To inform its review, the Committee meets with the Institute's corporate officers and the external auditors who are responsible for preparing and signing the return. The Committee reports on its review to the Board, and documents its review process and the results of the process in the Committee's minutes. The entire return is made available electronically to all members of the Board. Form 990, Part VI, Section B, line 12c The Audit and Risk Management Committee of the Institute's Board of Trustees requires that each trustee, officer, faculty member and management level staff complete an annual code of conduct and conflict of interest questionnaire. Any disclosures from the questionnaires that require Board action are referred to the appropriate Board Committees for response. Institute faculty and management also serve on a Conflict Monitoring Committee, which oversees interactions between the Institute's faculty or students and external academic collaborators to ensure that any conflicts of interest that arise are vetted and elevated to the appropriate Board Committees. Form 990, Part VI, Section B, line 15 The Personnel and Compensation Committee of the Institute's Board of Trustees is responsible for the annual review and recommendation for approval by the Board of the compensation of the President and of each of the President's direct reports, who include all senior staff members, corporate officers and key employees of the Institute. To inform its recommendations, the Committee reviews independent benchmark salary survey data for comparable positions in higher education, from sources such as the Association of Independent California Colleges and Universities (AICCU) and the College and University Professional Association for Human Resources (CUPA-HR). The Committee also reviews the specific job descriptions for each of these positions at the Institute, as well as any explanations of how the responsibilities of these positions vary from those of the positions in the survey data. The Committee also reviews the performance reviews and self-evaluations of the individuals in these positions. The Committee's review process and the results of the process are documented in the Committee's meeting minutes. Form 990, Part VI, Section C, line 19 - Governing documents are available upon request - Financial statements are available upon request - Conflict of interest policy is available on the organization's website Form 990, Part XI, line 9: Actuarial Adjustment 17,336. The Claremont Colleges Inc 101 S Mills Ave Claremont CA 91711 954786748 Provide support to Claremont Colleges CA 501(c)(3) Line 12a, I N/A 0 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 1 1 0 0