2019-05-15T15:29:01-05:00 2018-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2017-07-01 314379585 OHIO WESLEYAN UNIVERSITY OHIO 7403682000 61 SOUTH SANDUSKY STREET DELAWARE OH 43015 ROCKWELL F JONES PRESIDENT 7403682000 2019-05-15 1 CHRISTOPHER B ANDERSON P00226559 2163630100 209.116.109.2 2019-05-14 15:27:15 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F0962BFF9ACD815FD594AA84AFE8725155222DCF 2017 2019-02-21 02:37:17Z ROCKWELL F JONES 61 SSANDUSKY STREET DELAWARE OH 43015 120884921 0 X WWW.OWU.EDU X 1842 OH OWU IS ONE OF THE NATION'S PREMIER SMALL LIBERAL ARTS COLLEGES, BOASTING STRONG RELATIONSHIPS BETWEEN STUDENTS AND FACULTY AND OPPORTUNITIES THAT PREPARE STUDENTS FOR SERVICE AND LEADERSHIP. 38 38 1654 1942 420220 0 20751061 21370697 86004186 83517347 3457618 11613151 3339554 4195916 113552419 120697111 44506487 44992730 0 0 39705706 42086765 0 0 4607283 29534991 30584659 113747184 117664154 -194765 3032957 392026117 402438463 53737666 50360321 338288451 352078142 X SEE SCHEDULE OOHIO WESLEYAN'S CHARTER PROVIDES THAT "THE UNIVERSITY IS FOREVER TO BE CONDUCTED ON THE MOST LIBERAL PRINCIPLES, ACCESSIBLE TO ALL RELIGIOUS DENOMINATIONS, AND DESIGNED FOR THE BENEFIT OF OUR CITIZENS IN GENERAL." IN THE SPIRIT OF ITS HERITAGE, THE UNIVERSITY DEFINES ITSELF AS A COMMUNITY OF TEACHERS AND STUDENTS DEVOTED TO THE FREE PURSUIT OF TRUTH. IT DEVELOPS IN ITS STUDENTS QUALITIES OF INTELLECT AND CHARACTER THAT WILL BE USEFUL NO MATTER WHAT THEY CHOOSE TO DO IN LATER LIFE. OWU JUDGES ITSELF SUCCESSFUL WHEN IT HAS ACCOMPLISHED THREE OBJECTIVES IN ITS WORK WITH STUDENTS: TO IMPART KNOWLEDGE. TO DEVELOP AND ENHANCE CERTAIN IMPORTANT CAPABILITIES OF STUDENTS. TO PLACE EDUCATION IN THE CONTEXT OF VALUES. 0 0 104358111 44992730 87231562 ONE OF THE NATION'S PREMIER SMALL LIBERAL ARTS COLLEGES, OHIO WESLEYAN UNIVERSITY BOASTS A RIGOROUS CURRICULUM, EXCEPTIONALLY STRONG MENTORING RELATIONSHIPS BETWEEN STUDENTS AND FACULTY, AND A HOST OF EXPERIENTIAL LEARNING OPPORTUNITIES THAT LINK THE LIBERAL ARTS TO PRACTICAL REALITIES AND PREPARE STUDENTS FOR SERVICE AND LEADERSHIP IN THEIR CAREERS AND COMMUNITIES. 104358111 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 277 0 1 1654 1 1 1 1 SP 0 0 0 1 1 0 0 0 0 X 38 38 1 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 OH X LAURI J STRIMKOVSKY 7403683351 61 SOUTH SANDUSKY STREET DELAWARE OH 43015 RICHARD ALEXANDER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 NICHOLAS CALIO AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 DOREEN DELANEY CRAWLEY AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 DANIEL GLASER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 AARON GRANGER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 EDWARD HADDOCK AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 CAROL HILKIRK LATHAM AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 JACK LUIKART AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 TODD LUTTINGER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 KEVIN MCGINTY AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 JOHN MILLIGAN VICE CHAIR ALUMNI TRUSTEE 4.00 0.00 X X 0 0 0 COLLEEN NISSL AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 C PAUL PALMER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS PALMER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 ANAND PHILIP AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 FRANK QUINN AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 GEORGE ROMINE AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 TOM SIMONS AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 KATHERINE BOLES SMITH AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS TRITTON CHAIR AT-LARGE TRUSTEE 6.00 0.00 X X 0 0 0 KARA TROTT AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 JAN BARAN ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 DAUD BAZ ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 RICK DOODY ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 JASON DOWNEY ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 EMMA DRONGOWSKI ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 PETER EASTWOOD ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 SALLY CHRISTIANSEN HARRIS ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 MARTHA NUNN LEWIS ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 CRAIG LUKE ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 VIKRAM MALHOTRA ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL MCCLUGGAGE ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 CYNTHIA O'NEILL ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 IBRAHIM SAEED ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 KEN STERNAD ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 TRACIE WINBIGLER ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 ROBERT HICKSON EAST OHIO CONFERENCE TRUSTEE OF UMC 1.00 0.00 X 0 0 0 MYRON MCCOY OTHER CONFERENCES OF THE UMC 1.00 0.00 X 0 0 0 TRACY MALONE EX OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 GREGORY PALMER EX OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 ROCKWELL JONES PRESIDENT 40.00 0.00 X 332360 0 116556 SUSAN DILENO VP-ENROLLMENT/STRATEGIC COMM. 40.00 0.00 X 187869 0 49761 COLLEEN GARLAND VP-UNIVERSITY ADVANCEMENT 40.00 0.00 X 256685 0 65529 CHARLES STINEMETZ PROVOST 40.00 0.00 X 200803 0 38666 LAURI STRIMKOVSKY VP-FINANCE&ADMIN. 40.00 0.00 X 181224 0 54959 DWAYNE TODD VP-STUDENT ENGAGEMENT&SUCCESS 40.00 0.00 X 149030 0 34587 BRIAN RELLINGER ASSOC.PROVOST FOR ACADEMIC SUPPORT 40.00 0.00 X 152331 0 39974 LINDA EARLE EXECUTIVE DIRECTOR, NY ARTS PROGRAM 40.00 0.00 X 132073 0 32233 JODI BOPP ASST. VP AND CAMPAIGN DIRECTOR 40.00 0.00 X 129371 0 34509 HAROLD WIEBE PROFESSOR-MATH&COMPUTER SCIENCE 40.00 0.00 X 128589 0 30547 ALICE SIMON PROFESSOR-ECONOMICS 40.00 0.00 X 127790 0 31739 1978125 0 529060 30 0 1 0 CHARTWELLS 40 ROWLAND AVE DELAWARE OH 43015 FOOD SERVICE 6028066 THOMAS & MARKER CONSTRUCTION CO PO BOX 250 BELLEFONTAINE OH 43311 CONSTRUCTION 3323438 ARAMARK RECEIVABLES LLC 24818 NETWORK PLACE CHICAGO IL 60673 HOUSEKEEPING 1862730 JULIAN SPEER CO PO BOX 931307 CLEVELAND OH 44193 CONSTRUCTION 945111 CONTRACT SOURCE INC 2 CORPORATION CENTER BROADVIEW HTS OH 44147 FURNITURE 457775 31 16850 1957959 19395888 3176482 21370697 TUITION AND FEES 900099 67551012 67551012 AUXILIARY SERVICES 900099 15941394 15941394 BOOKSTORE 900099 24941 24941 83517347 256894 68892 188002 7870609 3485648 0 0 7870609 3485648 11356257 11356257 32596 16850 16469 16127 16127 285587 171341 114246 114246 OTHER INCOME 900099 4065543 3714215 351328 4065543 120697111 87231562 420220 11674632 44013730 44013730 979000 979000 2507184 1143685 877404 486095 27352954 23128195 2313992 1910767 2791549 2269117 298356 224076 7355850 5979219 892654 483977 2079228 1690105 222224 166899 166377 166377 92900 92900 5712996 4301515 1194088 217393 146111 103804 39365 2942 536547 239378 107530 189639 514021 485248 7836 20937 3665801 3099040 495156 71605 2871998 2203311 197971 470716 173525 118127 19647 35751 668426 24033 644393 4826195 4460222 327749 38224 310928 309082 1846 RESIDENTIAL EXPENSE 5790054 5790054 OPERATING SUPPLIES 2338341 1762867 314192 261282 PROGRAM/ATHLETIC 1344902 1303822 33282 7798 OTHER AUX ENT 401216 401216 1024321 553341 451798 19182 117664154 104358111 8698760 4607283 10525967 6309924 8200459 7550914 1278807 1484225 5214462 4986494 131499 367478 880824 1192321 196418560 76063876 121001502 120354684 11489534 11358374 228822170 244540911 4480893 4293138 392026117 402438463 13368879 13973267 3856262 3282171 24840818 12640228 0 9851758 11671707 10612897 53737666 50360321 X 83874292 80612499 77924982 85843791 176489177 185621852 338288451 352078142 392026117 402438463 X 3032957 10359349 397385 X 0 1 X 1 1 1 X 27497533 21588810 15078815 20751061 21370697 106286916 27497533 21588810 15078815 20751061 21370697 106286916 14343128 91943788 625377 637186 602368 523293 256894 2645118 5351890 3374111 3077185 3349993 4098139 19251318 128183352 432968572 0.71730 0.71490 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENTS - 2013 AMOUNT: $ 26,486. 2014 AMOUNT: $ 29,932. 2015 AMOUNT: $ 29,499. 2016 AMOUNT: $ 25,546. 2017 AMOUNT: $ 32,596. OTHER INCOME - 2013 AMOUNT: $ 5,325,404. 2014 AMOUNT: $ 3,344,179. 2015 AMOUNT: $ 3,047,686. 2016 AMOUNT: $ 3,324,447. 2017 AMOUNT: $ 4,065,543. X 1 1 1 1 0 20.00 0 1 X X X X 0 221302091 14517007 18295069 14492291 239621876 201610135 6457904 27634052 14400000 221302091 216062747 7816385 -11810685 10458312 201610135 211649630 8634930 5677678 9899491 216062747 189136269 7344941 24877286 9708866 211649630 0.00880 0.71920 0.27200 0 0 3480470 3480470 157408314 53927810 103480504 23388133 18215382 5172751 12141643 3920684 8220959 120354684 INTEREST IN TRUSTS 3013525 F FIXED INCOME 2500000 F OTHER INVESTMENTS 11097 F MULTI-ASSET CLASS 69790295 F INVESTMENT IN STUYVESANT HALL 5052988 F INVESTMENT IN OWU FUND 164173006 F 244540911 POSTRETIREMENT BENEFITS OBLIGATION 6603352 ADVANCES FROM FEDERAL GOVERNMENT 4009545 10612897 X 87196189 10359349 153459 10512808 76683381 44013730 44013730 120697111 73789200 138776 138776 73650424 44013730 44013730 117664154 PART II, LINE 9: CONSERVATION EASEMENT REPORTING - THE UNIVERSITY DOES NOT REFLECT THE CONSERVATION EASEMENT IN ITS BALANCE SHEET OR REVENUE AND EXPENSES. THE VALUE OF THE EASEMENT IS IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS. PART III, LINE 1A: FINANCIAL STATEMENT FOOTNOTE FOR ART COLLECTION - THE UNIVERSITY MAINTAINS A COLLECTION OF ARTWORK IN ITS ROSS ART MUSEUM. DUE TO THE DIFFICULTY IN ESTABLISHING A VALUE FOR COLLECTION PIECES DONATED TO THE UNIVERSITY, THESE ASSETS ARE NOT RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. COLLECTION PURCHASES ARE EXPENSED AS PURCHASED. THE UNIVERSITY PROVIDES A CLEAN, SECURE AND STABLE ENVIRONMENT FOR ITS PERMANENT COLLECTIONS. THE ARTWORK IS GIVEN REASONABLE CARE TOWARD ITS PRESERVATION. PART III, LINE 4: MUSEUM'S PERMANENT COLLECTION: - ALL OF OUR EXHIBITIONS ARE OPEN TO THE PUBLIC. THOSE ARE MOUNTED IN THE MUSEUM OR IN EITHER GALLERY 2001 IN BEEGHLY LIBRARY OR THE ALUMNI GALLERY IN MOWRY ALUMNI CENTER. - STUDENTS REGULARLY USE THE ITEMS ON DISPLAY IN FEATURE EXHIBITIONS AND/OR ITEMS FROM THE MUSEUM'S PERMANENT COLLECTION FOR RESEARCH PROJECTS ASSIGNED TO THEM BY OUR ART HISTORY INSTRUCTOR. OTHER ART INSTRUCTORS FREQUENTLY BRING THEIR CLASSES TO THE MUSEUM OR TO ONE OF THE MUSEUM'S SATELLITE GALLERIES TO VIEW AND DISCUSS ITEMS ON DISPLAY IN FEATURE EXHIBITIONS MOUNTED AT EITHER OR BOTH OF THESE LOCATIONS. - WE HAVE A LARGE PERMANENT COLLECTION WHICH IS HOUSED IN THE MUSEUM'S SECOND FLOOR ARCHIVE AREA. THE ITEMS IN THE COLLECTION ARE SECURED IN A LOCKED AND TEMPERATURE/HUMIDITY CONTROLLED STORAGE AREA. ALL ITEMS ARE STORED IN A WAY THAT ASSURES THEIR SAFEKEEPING AND PRESERVATION FOR FUTURE GENERATIONS. - WE HAVE LOANED ITEMS FROM THE MUSEUM'S PERMANENT COLLECTION TO BOTH PUBLIC AND PRIVATE MUSEUMS ON SEVERAL OCCASIONS. - THE COLLECTION IS COMPOSED PRIMARILY OF ORIGINAL WORKS ON PAPER. WHILE THE COLLECTION INCLUDES DRAWINGS AND PAINTINGS ON PAPER, BY FAR THE LARGEST NUMBER OF WORKS ON PAPER ARE PRINTS (LITHOGRAPHS, ETCHINGS, INTAGLIO, AND SCREEN PRINTS) AND PHOTOGRAPHS. THERE ARE A FEW PIECES OF CERAMICS, SCULPTURE, AND JEWELRY IN THE COLLECTION, AND AT LEAST ONE PAINTING ON CANVAS. DUE TO LIMITED STORAGE SPACE AND COST OF ACQUIRING "ONE-OF-A-KIND" OBJECTS, IN 1972 IT WAS THE DECISION OF THE MEMBERS OF THE FINE ARTS FACULTY TO COMMENCE THE BUILDING OF A PERMANENT COLLECTION OF THE ORIGINAL WORKS OF ART THAT WOULD BE COMPOSED PRIMARILY OF WORKS ON PAPER. PART V, LINE 4: INTENDED USE OF ENDOWMENT ASSETS - PERMANENTLY RESTRICTED ENDOWMENT FUNDS REPRESENT FUNDS WHICH ARE RESTRICTED IN PERPETUITY. DISTRIBUTIONS FROM ENDOWMENT FUNDS ARE SPENT IN COMPLIANCE WITH THE DONOR'S RESTRICTION APPLICABLE TO THE FUNDS BEING DISTRIBUTED. EXPENDITURES FROM OTHER ENDOWMENT FUNDS ARE APPROVED BY THE BOARD OF TRUSTEES AND ARE SPENT ON ACTIVITIES WHICH FURTHER THE EXEMPT EDUCATIONAL PURPOSES OF THE UNIVERSITY. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - FEDERAL INCOME TAX: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES. THE UNIVERSITY RECOGNIZES THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE UNIVERSITY, THE CONTINUED TAX-EXEMPT STATUS OF BONDS ISSUED BY THE UNIVERSITY AND VARIOUS POSITIONS RELATED TO POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME. THE UNIVERSITY BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF JUNE 30, 2018, THE UNIVERSITY'S INCOME TAX YEARS FROM 2014 AND THEREAFTER REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, AS WELL AS VARIOUS STATE AND LOCAL TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENT OF SPLIT-INTEREST AGREEMENTS 158,514. REVENUE OF AFFILIATES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS -5,055. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID, WHICH WAS SHOWN AS A REDUCTION OF REVENUE ON FINANCIAL STATEMENTS BUT AS AN EXPENSE IN PART IX OF FORM 990 44,013,730. PART XII, LINE 2D - OTHER ADJUSTMENTS: PENSION-RELATED CHARGES OTHER THAN NET PERIODIC PENSION COST -238,871. EXPENSES OF AFFILIATES INCLUDED IN CONSOLIDATED FIN.STATEMENTS 377,647. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID, WHICH WAS SHOWN AS A REDUCTION OF REVENUE ON FINANCIAL STATEMENTS BUT AS AN EXPENSE IN PART IX OF FORM 990 44,013,730. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY IS EXEMPT FROM THIS REQUIREMENT UNDER SECTION 4(03)2(B) OF REVENUE PROCEDURE 75-50. THE UNIVERSITY PUBLISHES ITS RACIAL NON-DISCRIMINATION POLICY IN ALL MAJOR FINANCIAL AID AND ADMISSIONS PUBLICATIONS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY PARTICIPATES IN THE GOVERNMENT'S VARIOUS TITLE IV STUDENT FINANCIAL AID PROGRAMS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 489000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 161000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 207000 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 18000 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 14000 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD-TRAVEL LEARNING 172000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 5000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 3000 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 2000 SOUTH ASIA 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITING 4000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 671000 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 201000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 26000 NORTH AMERICA 0 0 GRANTMAKING 33000 SOUTH AMERICA 0 0 GRANTMAKING 24000 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 24000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 11592000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 4184000 NORTH AMERICA 0 0 INVESTMENTS 6129000 0 0 0 0 0 0 1069000 22890000 23959000 UNIVERSITY SCHOLARSHIPS/GRANTS CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 76 671000 STUDENT ACCOUNT CREDIT UNIVERSITY SCHOLARSHIPS/GRANTS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 16 201000 STUDENT ACCOUNT CREDIT UNIVERSITY SCHOLARSHIPS/GRANTS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 10 26000 STUDENT ACCOUNT CREDIT UNIVERSITY SCHOLARSHIPS/GRANTS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 11 33000 STUDENT ACCOUNT CREDIT UNIVERSITY SCHOLARSHIPS/GRANTS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 3 24000 STUDENT ACCOUNT CREDIT UNIVERSITY SCHOLARSHIPS/GRANTS SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 12 24000 STUDENT ACCOUNT CREDIT 1 0 1 0 1 0 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - GRANTS ARE AWARDED TO ADMITTED STUDENTS BASED ON AN EVALUATION OF THEIR ACADEMIC PROFILE AND A CAREFUL ANALYSIS OF THEIR DEMONSTRATED FINANCIAL NEED. STUDENTS AWARDED GRANT FUNDS MUST MAINTAIN SATISFACTORY ACADEMIC PROGRESS AND REMAIN ENROLLED AT THE UNIVERSITY ON A FULL TIME ACADEMIC BASIS. AT THE END OF EVERY TERM, EACH STUDENT'S ACADEMIC STATUS (I.E., GPA) IS MONITORED TO DETERMINE CONTINUED ELIGIBILITY FOR ALL GRANT FUNDS RECEIVED. FOR MONITORING PURPOSES, ELECTRONIC REPORTS GENERATED FROM OUR DATABASE ARE UTILIZED FOR THE AWARD DETERMINATION AND STATUS REVIEW PROCESS. THE UNIVERSITY ENSURES THAT ITS GRANT FUNDS ARE USED FOR EDUCATIONAL PURPOSES BY CREDITING THE SCHOLARSHIPS AND OTHER FINANCIAL AID DIRECTLY TO THE STUDENTS' ACCOUNTS RATHER THAN ISSUING CHECKS. TEAM OWU GOLF EVENT 49446 16850 32596 2000 7000 5274 2195 49446 16850 32596 2000 7000 5274 2195 16469 16127 B 1 SCHOLARSHIPS 1537 44013730 0 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - GRANTS ARE AWARDED TO ADMITTED STUDENTS BASED ON AN EVALUATION OF THEIR ACADEMIC PROFILE AND A CAREFUL ANALYSIS OF THEIR DEMONSTRATED FINANCIAL NEED. STUDENTS AWARDED GRANT FUNDS MUST MAINTAIN SATISFACTORY ACADEMIC PROGRESS AND REMAIN ENROLLED AT THE UNIVERSITY ON A FULL TIME ACADEMIC BASIS. AT THE END OF EVERY TERM, EACH STUDENT'S ACADEMIC STATUS (I.E., GPA) IS MONITORED TO DETERMINE CONTINUED ELIGIBILITY FOR ALL GRANT FUNDS RECEIVED. FOR MONITORING PURPOSES, ELECTRONIC REPORTS GENERATED FROM OUR DATABASE ARE UTILIZED FOR THE AWARD DETERMINATION AND STATUS REVIEW PROCESS. THE UNIVERSITY ENSURES THAT ITS GRANT FUNDS ARE USED FOR EDUCATIONAL PURPOSES BY CREDITING THE SCHOLARSHIPS AND OTHER FINANCIAL AID DIRECTLY TO THE STUDENTS' ACCOUNTS RATHER THAN ISSUING CHECKS. X X 0 1 X X X X X X 0 1 0 0 0 0 0 0 0 ROCKWELL JONES PRESIDENT 332360 0 0 0 0 0 87951 0 28605 0 448916 0 0 0 SUSAN DILENO VP-ENROLLMENT/STRATEGIC COMM. 187869 0 0 0 0 0 31701 0 18060 0 237630 0 0 0 COLLEEN GARLAND VP-UNIVERSITY ADVANCEMENT 256685 0 0 0 0 0 51494 0 14035 0 322214 0 0 0 CHARLES STINEMETZ PROVOST 200803 0 0 0 0 0 23129 0 15537 0 239469 0 0 0 LAURI STRIMKOVSKY VP-FINANCE&ADMIN. 181224 0 0 0 0 0 31721 0 23238 0 236183 0 0 0 DWAYNE TODD VP-STUDENT ENGAGEMENT&SUCCESS 149030 0 0 0 0 0 17279 0 17308 0 183617 0 0 0 BRIAN RELLINGER ASSOC.PROVOST FOR ACADEMIC SUPPORT 152331 0 0 0 0 0 17657 0 22317 0 192305 0 0 0 LINDA EARLE EXECUTIVE DIRECTOR, NY ARTS PROGRAM 132073 0 0 0 0 0 15254 0 16979 0 164306 0 0 0 JODI BOPP ASST. VP AND CAMPAIGN DIRECTOR 129371 0 0 0 0 0 15072 0 19437 0 163880 0 0 0 HAROLD WIEBE PROFESSOR-MATH&COMPUTER SCIENCE 128589 0 0 0 0 0 10843 0 19704 0 159136 0 0 0 ALICE SIMON PROFESSOR-ECONOMICS 127790 0 0 0 0 0 14846 0 16893 0 159529 0 0 0 PART I, LINE 1A BENEFITS PROVIDED - THE PRESIDENT OF THE UNIVERSITY IS REQUIRED TO LIVE IN RESIDENCE AS PART OF HIS CONTRACT. THE RESIDENCE WAS USED FOR OVER 55 UNIVERSITY FUNCTIONS WITH OVER 2,990 GUESTS IN ATTENDANCE DURING THE FISCAL YEAR. THE VALUE OF THE HOUSE HAS BEEN DETERMINED TO BE $24,000 PER YEAR. THE UNIVERSITY DOES NOT TREAT THIS BENEFIT AS TAXABLE INCOME TO THE PRESIDENT. SPOUSAL TRAVEL IS PERMITTED ONLY FOR THE PRESIDENT'S WIFE AND ONLY WHEN AN APPROPRIATE BUSINESS PURPOSE FOR THE TRIP HAS BEEN ESTABLISHED. THIS SPOUSAL TRAVEL BENEFIT IS ADMINISTERED IN ACCORDANCE WITH IRS GUIDELINES. PART I, LINE 1B WRITTEN REIMBURSEMENT POLICY - THE BENEFITS LISTED ABOVE WERE ENUMERATED IN THE PRESIDENT'S EMPLOYMENT CONTRACT. THIS CONTRACT WAS DELIBERATED ON AND REVIEWED BY THE BOARD OF TRUSTEES AND LEGAL COUNSEL. PART I, LINE 4B NONQUALIFIED DEFERRED COMPENSATION PLANS - THE UNIVERSITY SPONSORS A SECTION 457(B) AND SECTION 457(F) PLAN FOR CERTAIN EXECUTIVES. THE UNIVERSITY MADE CONTRIBUTIONS FOR ROCKWELL F. JONES OF $17,500 TO THE SECTION 457(B) PLAN AND $40,000 TO THE SECTION 457(F) PLAN. THE TOTAL CONTRIBUTONS OF $57,500 ARE INCLUDED IN PART II, COLUMN C FOR PRESIDENT JONES. ADDITIONALLY, THE FOLLOWING INDIVIDUALS RECEIVED CONTRIBUTIONS TO THE SECTION 457(B) PLAN FROM THE UNIVERSITY: COLLEEN GARLAND - $35,000; SUSAN DILENO - $10,000; AND LAURI STRIMKOVSKY - $10,000. THE AMOUNTS HAVE BEEN INCLUDED IN PART II, COLUMN C FOR THE RESPECTIVE INDIVIDUALS. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2015-05-06 17339201 REFUND 2009 BONDS 0 0 0 A 4595574 17339201 146000 17193201 2015 1 0 1 1 A 0 0 0 0 0 0 0 A 0 1 0 0 1 0 0 0 1 A 0 X 7 0 N/A X 97 2926368 FMV-STOCK QUOTE X 1 250114 FMV-SELLING PRICE 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE UNIVERSITY USES THE SERVICES OF STOCK BROKERS TO SELL THE DONATED SECURITIES THAT IT RECEIVES. THE BROKERAGE FIRMS ARE INDEPENDENT OF THE UNIVERSITY, AND THE FEES CHARGED ARE IN ACCORDANCE WITH FAIR MARKET VALUE. PART I, LINE 33: GIFTS FOR WHICH REVENUE IS NOT RECORDED - AS MORE FULLY EXPLAINED IN SCHEDULE D, PART III, THE UNIVERSITY DOES NOT RECORD A VALUE FOR DONATED ARTWORK, AS PERMITTED UNDER STATEMENT OF FINANCIAL ACCOUNTING STANDARDS 116. FORM 990, PART VI, SECTION A, LINE 2 REPORTABLE RELATIONSHIPS - C. PAUL PALMER AND TOM PALMER HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OF THE ORGANIZATION - THE MEMBERS OF THE ORGANIZATION ARE THE TRUSTEES. THE BOARD OF TRUSTEES IS COMPRISED OF THE FOLLOWING MEMBERS: THE PRESIDENT OF OHIO WESLEYAN UNIVERSITY, THE PRESIDING BISHOPS OF THE WEST OHIO AREA AND EAST OHIO AREA OF THE UNITED METHODIST CHURCH, NOT MORE THAN EIGHT MEMBERS REPRESENTING THE WEST OHIO AND EAST OHIO CONFERENCE OF THE UNITED METHODIST CHURCH, NOT MORE THAN FIFTEEN MEMBERS OF THE OHIO WESLEYAN ALUMNI ASSOCIATION, AND NOT MORE THAN TWENTY TRUSTEES-AT-LARGE ELECTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER OF ELECTION - THE BOARD OF TRUSTEES (NOT INCLUDING THE TRUSTEES-AT-LARGE) ELECTS NOT MORE THAN TWENTY TRUSTEES-AT-LARGE. THESE TRUSTEES-AT-LARGE HAVE THE SAME VOTING RIGHTS AS THE OTHER MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW - THE BOARD OF TRUSTEES HAS DELEGATED THE AUTHORITY TO REVIEW FORM 990 TO THE BOARD'S AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS FORM 990 WITH THE ASSISTANCE OF THE VICE PRESIDENT FOR FINANCE AND THE INDEPENDENT PUBLIC ACCOUNTING FIRM. FORM 990, PART VI, SECTION B, LINE 11B PROVIDING FORM 990 TO GOVERNING BODY - THE UNIVERSITY HAS PROVIDED A COPY OF FORM 990 TO ALL MEMBERS OF THE GOVERNING BODY BEFORE FILING BUT HAS REDACTED THE NAMES AND ADDRESSES OF DONORS ON SCHEDULE B. THE UNIVERSITY BELIEVES THAT THIS DONOR INFORMATION IS CONFIDENTIAL. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO QUESTION 11A IN PART VI EVEN THOUGH FORM 990 (EXCEPT FOR DONORS' NAMES AND ADDRESSES) HAS BEEN PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE CONFLICT POLICY IS MONITORED BY THE UNIVERSITY'S ADMINISTRATIVE OFFICERS, AS NEEDED. WHEN A CONFLICT ARISES, THE PERSON WITH THE CONFLICT IS NOT PERMITTED TO PARTICIPATE IN THE DISCUSSION OF THE TRANSACTION OR TO VOTE. THE DECISION ABOUT THE TRANSACTION IS MADE BY PERSONS WHO ARE INDEPENDENT OF THE INDIVIDUAL WITH THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL - DURING JULY, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS ALL OFFICER COMPENSATION. COMPENSATION COMPARABILITY DATA FROM THE GREAT LAKES COLLEGE ASSOCIATION AND NATIONAL CUPA DATA ARE USED TO DETERMINE THE COMPENSATION OF ALL OFFICERS. BOARD MEMBERS ARE INDEPENDENT OF THE PERSONS FOR WHICH COMPENSATION IS BEING DETERMINED. THE COMMITTEE DOCUMENTS ITS DELIBERATIONS AND DECISIONS IN THE MINUTES. THE BOARD OF TRUSTEES VOTES ON THE APPOINTMENT AND COMPENSATION FOR THE UNIVERSITY PRESIDENT UPON RECOMMENDATION OF THE PRESIDENTIAL SEARCH COMMITTEE, AIDED BY A PROFESSIONAL CONSULTING FIRM. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE UNIVERSITY MAKES IT FINANCIAL STATEMENTS AVAILABLE ON ITS WEB SITE. IT MAKES ITS GOVERNING DOCUMENTS AND CONFLICT POLICY AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: PENSION-RELATED CHARGES OTHER THAN NET PERIODIC PENSION COST 238,871. ACTUARIAL ADJUSTMENT OF SPLIT-INTEREST AGREEMENTS 158,514. STUYVESANT HALL LLC 61 S SANDUSKY ST DELAWARE OH 43015 364713349 REAL ESTATE OH OWU EXCLUDED -77016 9828908 0 0 0.60000 OWU FUND LP 61 S SANDUSKY ST DELAWARE OH 43015 454089884 INVESTMENTS OH OWU EXCLUDED 9816689 165976588 0 8814 0 0.99990 OWU PROPERTIES INC 61 S SANDUSKY ST DELAWARE OH 43015 311183503 REAL ESTATE OH OWU C -17138 1078096 1.00000 1 STUYVESANT HALL HOLDINGS INC 61 S SANDUSKY ST DELAWARE OH 43015 453743299 REAL ESTATE OH OWU C 14060 8388921 1.00000 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 OWU FUND LP C 14197476 FMV STUYVESANT HALL HOLDINGS INC D 5101909 FMV OWU FUND LP S 14488371 FMV