2019-08-08T19:09:54-05:00 2018-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2018-01-01 426130779 ASSOCIATION OF UNIVERSITY PROFESSORS OF OPHTHALMOLOGY INC ASSO 4155618548 655 BEACH STREET SAN FRANCISCO CA 94109 PAUL STERNBERG JR MD PRESIDENT 4155618548 2019-08-08 1 TRACY S PAGLIA P00366884 4159561500 2019-08-08 12.129.4.210 2019-08-08 17:54:37 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 32BFBF1104AA8EEBC72962A0CCB0C2C16BC479E3 2018 2019-02-21 02:37:17Z PAUL STERNBERG JR MD 655 BEACH STREET SAN FRANCISCO CA 94109 3177669 0 X WWW.AUPO.ORG X 1966 MD PROMOTE & REPRESENT ACADEMIC OPHTHALMOLOGY IN ITS MISSIONS OF RESEARCH, EDUCATION & PATIENT CARE. 8 7 0 100 0 0 271419 334861 2204094 2329222 175222 94952 1840 51780 2652575 2810815 31400 125370 0 0 112250 112250 0 0 0 2093082 2243713 2236732 2481333 415843 329482 5732696 5843910 373685 413457 5359011 5430453 X THE MISSION OF AUPO IS TO SERVE, STRENGTHEN, AND REPRESENT DEPARTMENTS OF OPHTHALMOLOGY; TO PROVIDE SUPPORT, INFORMATION, AND LEADERSHIP OPPORTUNITIES TO DEPARTMENT CHAIRS, PROGRAM DIRECTORS, AND OTHER FACULTY MEMBERS; TO PROMOTE EXCELLENCE IN OPHTHALMIC EDUCATION; TO FOSTER VISION RESEARCH AND TO PROMOTE ETHICAL PRACTICE AND EXCELLENCE IN EYE CARE IN ORDER TO ENSURE THE BEST POSSIBLE VISION FOR THE PUBLIC. 0 0 1443334 1741495 OPHTHALMOLOGY MATCHING PROGRAM: OMP MATCHES OPHTHALMIC RESIDENCY CANDIDATES TO RESIDENCY TRAINING PROGRAMS IN THE UNITED STATES. 322297 284495 ANNUAL MEETING: THE AUPO ANNUAL MEETING IS HELD EVERY WINTER. THE EDUCATIONAL MEETING ADDRESSES TRENDS AND TOPICS OF WHICH ACADEMIC DEPARTMENTS SHOULD BE AWARE: CHALLENGES AND OPPORTUNITIES IN FACULTY DEVELOPMENT, OPHTHALMOLOGY TEACHING AND ASSESSMENT, THE EDUCATION AND RESEARCH TRAINING OF MEDICAL STUDENTS, AND THE ROLE OF OPHTHALMOLOGY DEPARTMENTS IN THEIR TRAINING. 211183 97450 FELLOWSHIP COMPLIANCE COMMITTEE: THE GOALS AND OBJECTIVES OF THE FELLOWSHIP COMPLIANCE COMMITTEE ("FCC") ARE TO PROVIDE A SYSTEM THAT WILL ENCHANCE PATIENT CARE FOR OPHTHALMOLOGIC DISEASES BY PROMOTING UNIFORM STANDARDS FOR FELLOWSHIP TRAINING AND EDUCATIONAL PROGRAMS IN CERTAIN OPHTHALMIC SUBSPECIALTIES. 255997 125370 205782 OTHER PROGRAMS SUPPORT ADMINISTRATORS, SALARY SURVEY AND BOARD OF TRUSTEES ACTIVITIES. 255997 125370 205782 2232811 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 8 7 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA MD X TIM LOSCH 4155618548 655 BEACH STREET SAN FRANCSICO CA 94109 KEITH D CARTER MD PRESIDENT THRU 3/2018 / PAST PRES 1.00 X X 0 0 0 RUSSELL VAN GELDER MD PRES ELECT THRU 3/2018 / PRESIDENT 1.00 X X 0 0 0 STEVEN E FELDON MD MBA EXECUTIVE VICE PRESIDENT 20.00 X X 112250 0 0 PAUL STERNBERG JR MD PRESIDENT-ELECT START 4/2018 1.00 X X 0 0 0 OSCAR A CRUZ MD PAST PRESIDENT THRU 3/2018 1.00 X 0 0 0 DONALD L BUDENZ MD TRUSTEE-AT-LARGE START 4/2018 1.00 X 0 0 0 PAUL P LEE MD JD TRUSTEE-AT-LARGE 1.00 X 0 0 0 JOAN MILLER MD TRUSTEE-AT-LARGE 1.00 X 0 0 0 DAVID QUILLEN MD TRUSTEE-AT-LARGE 1.00 X 0 0 0 112250 0 0 1 0 0 0 SF-ASSOCIATION MANAGEMENT SERVICES 655 BEACH STREET SAN FRANCISCO CA 94109 BUSINESS MANAGEMENT 293000 MARRIOTT BUSINESS SERVICES PO BOX 403003 ATLANTA GA 30384 CONFERENCE SERVICES 189981 2 334861 334861 REGISTRATION - OMP 611710 1741495 1741495 REGISTRATION 611710 284495 284495 MEMBERSHIP DUES 611710 193750 193750 APPLICATION FEES 611710 97450 97450 SALARY SURVEY-MEMBERS 611710 12000 12000 32 32 2329222 94952 94952 50000 50000 366854 366854 0 0 MAILING LIST REVENUE 900099 1780 1780 1780 2810815 2329222 0 146732 80870 80870 44500 44500 112250 67350 44900 293000 176125 116875 6694 1564 5130 17387 17387 19672 19672 49636 48806 830 20145 13284 6861 73240 67938 5302 34781 17647 17134 270868 261562 9306 7687 2567 5120 OPHTHALMOLOGY MATCHING 1443334 1443334 DUES & SUBSCRIPTIONS 4645 4645 PRINTING/PUBLICATIONS 2565 2560 5 59 59 2481333 2232811 248522 0 873255 829157 5000 20000 1227688 1219682 36578 17656 3590175 3757415 5732696 5843910 11884 16631 361801 396826 373685 413457 X 5254011 5297453 105000 133000 5359011 5430453 5732696 5843910 329482 -258040 0 X 0 1 X 1 0 X 206000 253992 208567 271419 334861 1274839 1858368 2071768 2051210 2204094 2329222 10514662 2064368 2325760 2259777 2475513 2664083 11789501 54400 70342 34600 51220 68565 279127 0 54400 70342 34600 51220 68565 279127 11510374 92224 75806 89983 80371 144952 483336 92224 75806 89983 80371 144952 483336 4905 5337 3926 1840 1780 17788 2161497 2406903 2353686 2557724 2810815 12290625 0.93650 0.93860 0.03930 0.03470 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2014 AMOUNT: $ 4,905. 2015 AMOUNT: $ 5,337. 2016 AMOUNT: $ 3,926. 2017 AMOUNT: $ 1,840. 2018 AMOUNT: $ 1,780. 0 2533103 -258040 -258040 2791143 19672 19672 2810815 2461661 0 2461661 19672 19672 2481333 1 ALLIANCE FOR EYE AND VISION RESEARCH 1801 ROCKVILLE PIKE SUITE 400 ROCKVILLE MD 20852 521846140 501(C)(3) 26460 MEMBERSHIP CONTRIBUTION AMERICAN ACADEMY OF OPHTHALMOLOGY 655 BEACH STREET SAN FRANCISCO CA 94109 411336784 501(C)(6) 50000 MENTORSHIP SPONSORSHIP 1 1 RPB DAVID F. WEEKS AWARD FOR OUTSTANDING AMD RESEARCH 1 40000 AUPO/RBP RESEARCH STIPEND 4 2000 EXCELLANCE IN MEDICAL STUDENT EDUCATION AWARD 1 2500 PART I, LINE 2: THE AUPO BOARD OF TRUSTEES REQUIRES AN ANNUAL EXPENSE ANALYSIS AND A REPORT ON DELIVERABLES FROM GRANT RECIPIENTS. THE REPORT IS REVIEWED AND DISCUSSED AT A BOARD MEETING PRIOR TO APPROVING A CONTRIBUTION IN ITS BUDGET FOR THE NEXT FISCAL YEAR. FORM 990, PART VI, SECTION A, LINE 3 AUPO HAS A MANAGEMENT CONTRACT WITH SAN FRANCISCO ASSOCIATION MANAGEMENT SERVICES (SF-AMS). UNDER THE ANNUAL CONTRACT, ALL PERSONNEL DECISIONS AND FINANCIAL OPERATIONS ARE THE RESPONSIBILITY OF SF-AMS. FORM 990, PART VI, SECTION A, LINE 6 AUPO'S MEMBERSHIP CONSISTS OF OPHTHALMOLOGISTS WHO ARE CHAIRS OF DEPARTMENTS/DIVISIONS OF OPHTHALMOLOGY IN MEDICAL SCHOOLS ACCREDITED BY THE LIAISON COMMITTEE ON MEDICAL EDUCATION (LCME) IN THE UNITED STATES, HEADS OF DEPARTMENTS/DIVISIONS OF OPHTHALMOLOGY WITH OPHTHALMOLOGY RESIDENCY TRAINING PROGRAMS ACCREDITED BY THE ACGME IN OTHER TEACHING INSTITUTIONS IN THE UNITED STATES, OR HEADS OF DEPARTMENTS/DIVISIONS OF OPHTHALMOLOGY ACCREDITED BY THE ROYAL COLLEGE OF PHYSICIANS AND SURGEONS (RCPS) IN CANADA AND AFFILIATED WITH A CANADIAN MEDICAL SCHOOL. FORM 990, PART VI, SECTION A, LINE 7A EACH MEMBER HAS THE RIGHT TO CAST ONE VOTE FOR THE BOARD MEMBER OF THEIR CHOICE. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO THE ORGANIZATION'S BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN OUTSIDE TAX PROFESSIONAL. THE FORM IS THEN REVIEWED BY THE ORGANIZATION'S FINANCE STAFF AND MANAGEMENT STAFF AND QUESTIONS ARE REFERRED TO THE OUTSIDE TAX PROFESSIONAL. AFTER A FULL REVIEW (WITH MODIFICATIONS WHERE NECESSARY), THE FINAL VERSION OF THE TAX RETURN IS PROVIDED TO ALL MEMBERS OF THE ORGANIZATION'S VOTING GOVERNING BODY. A REPRESENTATIVE OF THE BOARD AUTHORIZES THE FINAL FORM 990 WHICH IS THEN E-FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE AUPO HAS A DUTY TO ITS MEMBERS, THE LARGER MEDICAL COMMUNITY, AND THE PUBLIC TO ENSURE THE INTEGRITY OF ALL OF ITS SCIENTIFIC, EDUCATIONAL, AND CONSUMER INFORMATION ACTIVITIES AND MATERIALS. EACH AUPO BOARD OF TRUSTEES (BOARD) MEMBER, COMMITTEE CHAIR, AND COMMITTEE MEMBER MUST DISCLOSE AND MANAGE CONFLICTS OF INTEREST THAT AFFECT THIS INTEGRITY. WHERE SUCH CONFLICTS OR PERCEIVED CONFLICTS EXIST, THEY MUST BE APPROPRIATELY AND FULLY DISCLOSED AND MANAGED. THE BOARD HAS DETERMINED THAT A FINANCIAL RELATIONSHIP SHOULD NOT RESTRICT EXPERT SCIENTIFIC, CLINICAL, OR NON-CLINICAL CONTRIBUTIONS TO AUPO'S ACTIVITIES PROVIDED THAT APPROPRIATE DISCLOSURE OF SUCH RELATIONSHIP IS MADE. SIMILARLY, IT SHOULD NOT RESTRICT PARTICIPATION IN AUPO LEADERSHIP OR GOVERNANCE, SO LONG AS APPROPRIATE DISCLOSURE IS MADE. AUPO SEEKS TO ENSURE BALANCE, INDEPENDENCE, OBJECTIVITY, AND SCIENTIFIC RIGOR IN ALL INDIVIDUAL OR JOINTLY SPONSORED EDUCATIONAL AND LEADERSHIP ACTIVITIES. THE AUPO FINANCIAL DISCLOSURE REQUEST MUST BE SUBMITTED ANNUALLY. DISCLOSURE INFORMATION IS KEPT ON FILE AND USED DURING THE CALENDAR YEAR IN WHICH IT WAS COLLECTED FOR ALL AUPO ACTIVITIES. UPDATES TO THE DISCLOSURE INFORMATION FILE ARE MADE WHENEVER THERE IS A CHANGE. WHEN NOMINATED OR APPOINTED TO A LEADERSHIP POSITION, EACH AUPO LEADER SPECIFICALLY REVIEWS HIS/HER STATEMENT ON FILE AND NOTIFIES AUPO OF ANY CHANGES TO HIS/HER FINANCIAL DISCLOSURES. THESE REQUIREMENTS APPLY TO RELATIONSHIPS THAT ARE IN PLACE AT THE TIME OF OR WERE IN PLACE 12 MONTHS PRECEDING THE NOMINATION OR APPOINTMENT TO A LEADERSHIP POSITION. FORM 990, PART VI, SECTION C, LINE 19 AUPO MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. AUPO FELLOWSHIP COMPLIANCE COMMITTEE LLC 655 BEACH STREET SAN FRANCISCO CA 94109 202548852 ESTABLISH UNIFORM TRAINING/EDUC. STANDARDS FOR OPHTHALMOLOGY DE 211250 20870 ASSOCIATION OF UNIVERSITY PROFESSORS OPHTHALMOLOGY INC