2019-09-30T07:51:48-05:00 2018-12-31 060530830 SEWARD AND MONDE CPA'S 296 STATE STREET NORTH HAVEN CT 064732165 990 2018-01-01 061590283 THE KNIGHTS OF COLUMBUS MUSEUM INC KNIG 2037524323 ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 MICHAEL J O'CONNOR SECRETARY 2037524323 2019-09-26 1 THOMAS F LYDEN P01215353 2032489341 173.166.62.193 2019-09-26 09:38:42 ED P 913AEF01DEF8EC71BF512CB8341D47D4D1ABF31F 10D40757338076D52CC4237D125AC571E9019363 2018 2019-02-21 02:37:17Z MICHAEL J O'CONNOR ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 1720699 0 X HTTP://WWW.KOFCMUSEUM.ORG/EN/ X 2000 CT TO MAINTAIN A MUSEUM THAT IS DEDICATED TO THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS. 9 3 0 0 0 0 1684667 1255583 0 0 6950 12060 367869 363813 2059486 1631456 0 0 0 0 0 0 0 0 0 3012590 2607552 3012590 2607552 -953104 -976096 6995896 5952784 148159 95904 6847737 5856880 X THE KNIGHTS OF COLUMBUS MUSEUM IS OPERATED EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES. IN FURTHERANCE OF THESE PURPOSES, THE MUSEUM'S ACTIVITIES ARE DEDICATED TO SUPPORT THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS, A NONPROFIT FRATERNAL BENEFIT ORGANIZATION. THE MUSEUM ACCEPTS GIFTS AND BEQUESTS FROM MEMBERS OF KNIGHTS OF COLUMBUS AND THE PUBLIC THAT CONFORM WITH THE TERMS OF THE GOVERNING INSTRUMENT. 0 0 2348045 53813 OPERATION AND MAINTENANCE OF A MUSEUM TO DISPLAY ARTWORK, ARTIFACTS AND "ON LOAN" EXHIBITS THAT RELATE TO THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS. 2348045 1 1 0 0 0 0 0 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 1 34 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 3 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X MICHAEL J O'CONNOR 2037524822 ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 CARL A ANDERSON PRESIDENT 3.00 57.00 X X 0 1763220 33205 PATRICK E KELLY VICE PRESIDENT 3.00 52.00 X X 0 477346 41638 MICHAEL J O'CONNOR SECRETARY 1.00 54.00 X X 0 396251 41265 RONALD F SCHWARZ TREASURER 1.00 54.00 X X 0 291603 30891 LARRY W KUSTRA DIRECTOR 1.00 9.00 X 0 32142 0 MOST REV WILLIAM E LORI DIRECTOR 1.00 9.00 X 0 135000 0 JOHN A MARRELLA DIRECTOR 1.00 54.00 X 0 641078 33205 ANTHONY V MINOPOLI DIRECTOR 1.00 54.00 X 0 696320 41638 JOSE C REYES JR DIRECTOR 1.00 9.00 X 0 32290 0 VIRGIL C DECHANT DIRECTOR 1.00 7.00 X 0 22742 0 GRAYDON A NICHOLAS DIRECTOR 1.00 9.00 X 0 34281 0 THOMAS P SMITH JR DIRECTOR 1.00 54.00 X 0 561683 16886 KATHRYN E COGAN MUSEUM DIRECTOR 40.00 0.00 X 0 138784 16579 JOHN J KENNEDY CHIEF FINANCIAL OFFICER 1.00 54.00 X 0 563032 41384 0 5785772 296691 0 0 1 0 ALLIED UNIVERSAL SECURITY SERVICES 161 WASHINGTON ST STE 600 CONSHOHOCKEN PA 19428 SECURITY SERVICES 152163 SECURITAS SECURITY SERVICES USA INC 321 RESEARCH PKWY MERIDEN CT 06450 SECURITY SERVICES 102351 2 1244751 10832 1944 1255583 8708 8708 310000 0 310000 310000 310000 29369 26017 3352 3352 3352 117039 63226 53813 53813 1631456 53813 0 322060 34555 34555 3138 3138 11767 11767 122041 122041 526818 526818 405661 405661 1073697 959778 113919 70096 70096 EXHIBIT EXPENSE 306632 306632 MISCELLANEOUS 41371 12201 29170 PRINTING & PUBLICATION 11776 11776 2607552 2348045 259507 0 12702 31732 12973 12061 116068 109560 23651195 18162124 6545881 5489071 308008 310233 264 127 6995896 5952784 145485 79672 2674 16232 148159 95904 X 6847737 5856880 6847737 5856880 6995896 5952784 X -976096 -9859 -4902 X 0 1 X 1 0 X X 1 KNIGHTS OF COLUMBUS CHARITIES INC - SEE SCHEDULE A PART IV 237227608 7 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 FORM 990, SCHEDULE A, REASON FOR NON-PRIVATE FOUNDATION STATUS, LINE 12G: EXPLANATION: THE TAXPAYER IS A SUPPORTING ORGANIZATION FOR KNIGHTS OF COLUMBUS CHARITIES, INC. ("CHARITIES"). AS A SUPPORTING ORGANIZATION, THE TAXPAYER IS ORGANIZED TO SUPPORT CHARITIES, AS INDICATED IN THE TAXPAYER'S ARTICLES OF INCORPORATION. IN ADDITION, THE TAXPAYER IS SUPERVISED AND CONTROLLED IN CONNECTION WITH CHARITIES. TAXPAYER IS OPERATED EXCLUSIVELY FOR THE BENEFIT, AND TO CARRY OUT THE PURPOSES, OF CHARITIES. X X 0 62498 62498 19939119 14664224 5274895 1035576 1035305 271 2614002 2462595 151407 5489071 DUE TO KNIGHTS OF COLUMBUS FOURTH DEGREE FUND 1200 DUE TO KNIGHTS OF COLUMBUS 6125 DUE TO JOHN PAUL II SHRINE AND INSTITUTE, INC. 8907 16232 2879629 -9859 1261170 1251311 1628318 3138 3138 1631456 3865584 1261170 1261170 2604414 3138 3138 2607552 PART III, LINE 1A: THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN NET ASSETS WITH DONOR RESTRICTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES OF LOST OR DESTROYED COLLECTION ITEMS ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASS. PART III, LINE 4: THE MUSEUM'S COLLECTIONS REPRESENT ARTWORK, ARTIFACTS AND "ON LOAN" EXHIBITS THAT RELATE TO THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS. PART X, LINE 2: THERE IS NO FIN 48 NOTE IN THE ORGANIZATION'S FINANCIAL STATEMENTS AND THE ORGANIZATION HAS NOT IDENTIFIED ANY UNCERTAIN TAX POSITIONS UNDER FIN 48 (ASC 740). 0 1 0 0 0 0 0 0 0 CARL A ANDERSON PRESIDENT 0 917700 0 326318 0 519202 0 8250 0 24955 0 1796425 0 0 PATRICK E KELLY VICE PRESIDENT 0 330496 0 105418 0 41432 0 8250 0 33388 0 518984 0 0 MICHAEL J O'CONNOR SECRETARY 0 262552 0 69217 0 64482 0 7877 0 33388 0 437516 0 0 RONALD F SCHWARZ TREASURER 0 198089 0 62518 0 30996 0 5936 0 24955 0 322494 0 0 JOHN A MARRELLA DIRECTOR 0 387083 0 113518 0 140477 0 8250 0 24955 0 674283 0 0 ANTHONY V MINOPOLI DIRECTOR 0 481631 0 109518 0 105171 0 8250 0 33388 0 737958 0 0 THOMAS P SMITH JR DIRECTOR 0 293913 0 120900 0 146870 0 3173 0 13713 0 578569 0 0 KATHRYN E COGAN MUSEUM DIRECTOR 0 134776 0 1461 0 2547 0 4018 0 12561 0 155363 0 0 JOHN J KENNEDY CHIEF FINANCIAL OFFICER 0 430106 0 129618 0 3308 0 8250 0 33134 0 604416 0 0 PART I, LINE 3 ALL COMPENSATION IS PAID BY A RELATED ORGANIZATION. THE COMPENSATION PROCESS AND INDEPENDENT REVIEW WAS PERFORMED BY THE RELATED ORGANIZATION, KNIGHTS OF COLUMBUS, A SECTION 501(C)(8) ORGANIZATION. KNIGHTS OF COLUMBUS' COMPENSATION PROCESS IS AS FOLLOWS: THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS, INCLUDING IN 2018, FOR A REVIEW OF THE REASONABLENESS OF TOTAL COMPENSATION PROVIDED TO SUPREME OFFICERS AND OTHER TOP MANAGEMENT OFFICIALS. THE INDEPENDENT COMPENSATION CONSULTANT USES SURVEY SOURCES THAT THEY HAVE COMPILED PLUS OTHER PUBLISHED SURVEYS TO PRESENT A REPORT OF COMPARABLE MARKET DATA OF TOTAL COMPENSATION FOR EACH MANAGEMENT POSITION. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS AND DISCUSSES THE COMPARABLE MARKET DATA BEFORE MAKING A RECOMMENDATION TO THE BOARD OF DIRECTORS. AFTER A REVIEW AND DISCUSSION ABOUT THE COMPARABLE MARKET DATA AND THE INDIVIDUALS IN THE ROLES UNDER REVIEW, A VOTE IS TAKEN TO APPROVE A NEW SALARY RANGE AND OBJECTIVE BONUS STRUCTURE FOR THE TOP MANAGEMENT INDIVIDUALS. TOTAL COMPENSATION FOR EACH INDIVIDUAL IS WITHIN THE RANGE APPROVED BY THE BOARD OF DIRECTORS WHICH IS WITHIN THE COMPARABLE MARKET DATA. PART I, LINE 4B CARL A. ANDERSON $499,254 PATRICK E. KELLY 29,012 MICHAEL J. O'CONNOR 60,347 RONALD F. SCHWARZ 28,447 JOHN A. MARRELLA 137,514 ANTHONY V. MINOPOLI 104,169 THOMAS P. SMITH, JR. 142,905 KNIGHTS OF COLUMBUS SPONSORS A NONQUALIFIED DEFERRED COMPENSATION PLAN THAT IS DESIGNED TO MAKE UP FOR BENEFITS LOST IN THE TAX-QUALIFIED RETIREMENT PLAN. ONCE A PARTICIPANT BECOMES VESTED IN THIS NONQUALIFIED DEFERRED COMPENSATION PLAN, BY LAW, THE PARTICIPANT IS TAXED ON THE VESTED AMOUNT. THE KNIGHTS OF COLUMBUS' PLAN PROVIDES THAT UPON VESTING, A PARTICIPANT WILL RECEIVE A PAYMENT FOR THE ESTIMATED INCOME TAXES RELATED TO THE VESTED AMOUNT. THE ABOVE AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART I: THE ORGANIZATION DOES NOT HAVE ANY PAID EMPLOYEES. KNIGHTS OF COLUMBUS PROVIDES TO THE MUSEUM A DIRECTOR AND SUPPORT STAFF TO RUN THE DAY-TO-DAY OPERATIONS OF THE MUSEUM. KNIGHTS OF COLUMBUS ALSO PROVIDES ADMINISTRATIVE SUPPORT TO ASSIST WITH THE DAY-TO-DAY OPERATIONS WITHOUT CHARGE. X 89 0 N/A X 11 0 N/A 1 0 1 0 PART I, LINE 33: THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN NET ASSETS WITH DONOR RESTRICTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES OF LOST OR DESTROYED COLLECTION ITEMS ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 IS DISTRIBUTED TO EACH BOARD MEMBER FOR REVIEW BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS ALL BOARD MEMBERS AND TOP MANAGEMENT OFFICIALS ARE REQUIRED TO FILL OUT A CONFLICT OF INTEREST QUESTIONNAIRE. ALL POTENTIAL ISSUES ARE REVIEWED AND RESOLVED BY THE SECRETARY'S OFFICE IN CONJUNCTION WITH THE CHIEF COMPLIANCE OFFICER AND THE INTERNAL AUDIT DEPARTMENT. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT HAVE ANY PAID EMPLOYEES. KNIGHTS OF COLUMBUS PROVIDES TO THE MUSEUM A DIRECTOR AND SUPPORT STAFF TO RUN THE DAY-TO-DAY OPERATIONS OF THE MUSEUM. KNIGHTS OF COLUMBUS ALSO PROVIDES ADMINISTRATIVE SUPPORT TO ASSIST WITH THE DAY-TO-DAY OPERATIONS WITHOUT CHARGE. THE COMPENSATION PROCESS AND INDEPENDENT REVIEW WAS PERFORMED BY A RELATED ORGANIZATION, KNIGHTS OF COLUMBUS, A 501(C)(8) ORGANIZATION. KNIGHTS OF COLUMBUS' COMPENSATION PROCESS IS AS FOLLOWS: THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS, INCLUDING IN 2018, FOR A REVIEW OF THE REASONABLENESS OF TOTAL COMPENSATION PROVIDED TO SUPREME OFFICERS AND OTHER TOP MANAGEMENT OFFICIALS. THE INDEPENDENT COMPENSATION CONSULTANT USES SURVEY SOURCES THAT THEY HAVE COMPILED PLUS OTHER PUBLISHED SURVEYS TO PRESENT A REPORT OF COMPARABLE MARKET DATA OF TOTAL COMPENSATION FOR EACH MANAGEMENT POSITION. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS AND DISCUSSES THE COMPARABLE MARKET DATA BEFORE MAKING A RECOMMENDATION TO THE BOARD OF DIRECTORS. AFTER A REVIEW AND DISCUSSION ABOUT THE COMPARABLE MARKET DATA AND THE INDIVIDUALS IN THE ROLES UNDER REVIEW, A VOTE IS TAKEN TO APPROVE A NEW SALARY RANGE AND OBJECTIVE BONUS STRUCTURE FOR THE TOP MANAGEMENT INDIVIDUALS. TOTAL COMPENSATION FOR EACH INDIVIDUAL IS WITHIN THE RANGE APPROVED BY THE BOARD OF DIRECTORS WHICH IS WITHIN THE COMPARABLE MARKET DATA. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE PHOTOCOPIED AND MAILED TO INDIVIDUALS OR ORGANIZATIONS UPON REQUEST. FORM 990, PART XI, LINE 9: PURCHASED ARTWORK -4,902. FORM 990, SCHEDULE R, PART II, COLUMN D: KNIGHTS OF COLUMBUS CANADA CHARITIES, INC.'S EXEMPT CODE SECTION: CANADA CHARITIES IS EXEMPT FROM FEDERAL TAXATION IN CANADA UNDER PARAGRAPH 149(1)(F) OF THE INCOME TAX ACT AND IS DESIGNATED AS A "PUBLIC FOUNDATION" PER PARAGRAPH 149.1(6.3) OF THE ACT. KNIGHTS OF COLUMBUS ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 060416470 FRATERNAL BENEFIT ORGANIZATION CT 501(C)(8) N/A 0 KNIGHTS OF COLUMBUS CHARITIES USA INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 412140273 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CT 501(C)(3) 11B KNIGHTS OF COLUMBUS 1 KNIGHTS OF COLUMBUS CHARITIES INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 237227608 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CT 501(C)(3) 7 KNIGHTS OF COLUMBUS 1 JOHN PAUL II SHRINE AND INSTITUTE INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 521547103 OPERATION OF AN EDUCATIONAL INSTITUTE AND A MUSEUM DC 501(C)(3) 2 KNIGHTS OF COLUMBUS 1 KNIGHTS OF COLUMBUS CANADA CHARITIES INC 1843 TRAPPERS AVENUE WINDSOR ON ONTARIO CA N8P 1T1 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CA SEE SCHD O KNIGHTS OF COLUMBUS 1 0 0 1 0 0 0 0 0 0 1 1 0 1 0 0 1 1 0 0 KNIGHTS OF COLUMBUS - 501(C)(8) C 1244751 FAIR MARKET VALUE KNIGHTS OF COLUMBUS - 501(C)(8) J 310000 FAIR MARKET VALUE KNIGHTS OF COLUMBUS - 501(C)(8) P 158933 FAIR MARKET VALUE