2019-10-31T09:55:21-05:00 2018-12-31 113266576 GRASSI & CO CPA'S PC 50 JERICHO QUADRANGLE SUITE 200 JERICHO NY 11753 990 2018-01-01 133156507 IRON WORKERS LOCALS 40 & 361 TOPPING OUT FUND IRON 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 BRIAN SABBAGH FUND MANAGER 2126841586 2019-10-28 1 ALAN SILVERSTEIN P00043838 5162563500 2019-10-28 24.38.5.5 2019-10-28 10:06:15 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 C7AD96754DCBCDFC6E5A9FA57FCA199BF852563A 2018 2019-02-21 02:37:17Z BRIAN SABBAGH 451 PARK AVE SOUTH NEW YORK NY 10016 236035139 0 X WWW.IRONWORKERS.NET X 1985 NY PROVIDING SUPPLEMENTAL UNEMPLOYMENT, DEATH, DISABILITY AND UNREIMBURSED MEDICAL EXPENSE BENEFITS TO PARTICIPANTS 18 18 0 0 0 0 0 0 52363086 51392701 9692191 9743979 0 0 62055277 61136680 0 0 41288914 42188040 335487 388989 0 0 0 792794 913056 42417195 43490085 19638082 17646595 232463242 237136032 761721 1266799 231701521 235869233 THE PLAN WAS ABLE TO PROVIDE DEATH, DISABILITY, UNEMPLOYMENT, AND UNREIMBURSED MEDICAL EXPENSE PAYMENTS TO MEMBERS 0 0 TO PROVIDE DISABILITY, DEATH, UNEMPLOYMENT BENEFITS, AND UNREIMBURSED MEDICAL EXPENSE PAYMENTS TO IT'S MEMBERS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1782 0 0 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 1 0 0 0 X BRIAN SABBAGH 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 DANIEL DOYLE UNION TRUSTEE 0.50 0.50 X 0 0 0 CHRISTOPHER WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 MICHAEL GAYDOS UNION TRUSTEE 0.50 0.50 X 0 0 0 JOHN CUSH UNION TRUSTEE 0.50 0.50 X 0 0 0 JAKE BIDOSKY EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 TERRY DALY EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 A ALAN SEIDMAN EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 RICHARD LUCAS EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ROBERT SAMELA EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WEISS EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 DANIEL TEUTUL EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ANTHONY DEBLASIE UNION TRUSTEE 0.50 0.50 X 0 102213 115367 STEVE ISAACSON EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW CHARTRAND UNION TRUSTEE 0.50 0.50 X 0 0 0 KEITH EISGRUBER UNION TRUSTEE 0.50 0.50 X 0 0 0 MICHAEL P STODDARD UNION TRUSTEE 0.50 0.50 X 0 0 0 BRIAN SABBAGH FUND MANAGER 5.00 35.00 X 0 209138 114233 JOHN J DELANEY EMPLOYEE 5.00 35.00 X 0 171875 114233 ELSIE O'NEIL EMPLOYEE 5.00 35.00 X 0 167403 114233 JIM DUFFICY EMPLOYEE 5.00 35.00 X 0 159454 114233 HELENE SCHWARTZ EMPLOYEE 5.00 35.00 X 0 153244 114233 LUCIA D BAUKNIGHT EMPLOYEE 5.00 35.00 X 0 153244 114233 IAN CHAN EMPLOYEE 5.00 35.00 X 0 144930 114233 DOREEN STENNET EMPLOYEE 5.00 35.00 X 0 129165 114233 GARRENT LEUNG EMPLOYEE 5.00 35.00 X 0 119083 114233 0 1509749 1143464 0 0 1 0 MANNING & NAPIER 290 WOODCLIFF DRIVE FAIRPORT NY 14450 INVESTMENT MANAGEMENT 237820 LAZARD FRERES 30 ROCKEFELLER PLAZA NEW YORK NY 10112 INVESTMENT MANAGEMENT 156430 2 EMPLOYERS CONTRIBUTIONS 230000 51392701 51392701 51392701 6419325 6419325 178223113 174898459 3324654 3324654 3324654 61136680 54717355 0 6419325 42188040 211617 159540 17832 36902 88298 10397 29767 56549 1596 3940 2984 36600 INVESTMENT EXPENSE 621840 POSTAGE & PRINTING 11148 MISCELLANEOUS EXPENSES 10172 EQUIPMENT RENTAL 2338 525 43490085 2187137 897199 9308201 8406836 3880945 3271737 216069401 223357499 1017558 1202761 232463242 237136032 173453 602649 588268 664150 761721 1266799 X 0 0 0 0 231701521 235869233 231701521 235869233 232463242 237136032 17646595 -13478883 0 X 0 1 X 0 0 0 STATE AND LOCAL GOVERNMENT BONDS 1331647 F U.S. GOVERNMENT AND AGENCIES 106975913 F CORPORATE BONDS AND DEBENTURES 55467308 F COMMON STOCK 44247577 F EXCHANGE TRADED FUNDS 7042987 F MUTUAL FUNDS 8292067 F 223357499 DUE TO AFFILIATED FUND 664150 664150 X 47035957 -13478883 -13478883 60514840 621840 621840 61136680 42461631 0 42461631 621840 406614 1028454 43490085 PART X, LINE 2: THE PLAN ADOPTED THE PROVISIONS PERTAINING TO UNCERTAIN TAX PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD("FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, AND HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY(OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER THERE ARE NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION FOR YEARS PRIOR TO 2015 PART XII, LINE 4B - OTHER ADJUSTMENTS: INCREASE IN BENEFITS PAYABLE 406,614. 0 0 0 ANTHONY DEBLASIE UNION TRUSTEE 0 102213 0 0 0 0 0 56412 0 58955 0 217580 0 0 BRIAN SABBAGH FUND MANAGER 0 209138 0 0 0 0 0 56326 0 57907 0 323371 0 0 JOHN J DELANEY EMPLOYEE 0 171875 0 0 0 0 0 56326 0 57907 0 286108 0 0 ELSIE O'NEIL EMPLOYEE 0 167403 0 0 0 0 0 56326 0 57907 0 281636 0 0 JIM DUFFICY EMPLOYEE 0 159454 0 0 0 0 0 56326 0 57907 0 273687 0 0 HELENE SCHWARTZ EMPLOYEE 0 153244 0 0 0 0 0 56326 0 57907 0 267477 0 0 LUCIA D BAUKNIGHT EMPLOYEE 0 153244 0 0 0 0 0 56326 0 57907 0 267477 0 0 IAN CHAN EMPLOYEE 0 144930 0 0 0 0 0 56326 0 57907 0 259163 0 0 DOREEN STENNET EMPLOYEE 0 129165 0 0 0 0 0 56326 0 57907 0 243398 0 0 GARRENT LEUNG EMPLOYEE 0 119083 0 0 0 0 0 56326 0 57907 0 233316 0 0 FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PROVIDED TO MEMBERS OR ORGANIZATION'S GOVERNING BODY BEFORE IT IS FILED FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY MONITORS THE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY.ENFORCEMENT AND COMPLIANCE WITH THE POLICY IS ADDRESSED AT QUARTERLY BOARD MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE UPON REQUEST IRON WORKERS LOCALS 40 361 & 417 HEALTH FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 135622663 PROVIDE HEALTH AND VACATION BENEFITS TO MEMBERS NY 501(C)(9) 0 IRON WORKERS LOCALS 40 361 & 417 PENSION FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 516102576 TO PROVIDE PENSION BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 ANNUITY FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 237299279 TO PROVIDE ANNUITY BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 APPRENTICESHIP & TRAINING FUND 35-23 36TH STREET ASTORIA NY 11106 132571023 TO PROVIDE TRAINING TO MEMBERS NY 501(C)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 IRON WORKERS LOCALS 40361 & 417 HEALTH FUND P 594524 TIME & MOTION STUDY