2025-01-29T08:52:08-06:00 2024-06-30 331498605 PLANTE & MORAN PLLC 8181 E TUFTS AVE SUITE 600 DENVER CO 80237 990 2023-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION COLO 3032733143 POBOX 4005 GOLDEN CO 80401 STEVE KREIDLER CHIEF BUSINESS OFFICER 3032733143 2025-01-28 1 1 DORI J EGGETT P00645252 3037409400 2025-01-28 2023 2025-03-06 01:10:19Z STEVE KREIDLER PO BOX 4005 GOLDEN CO 80401 532329591 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 10 10 77 467 -40134 0 28007730 36259935 2392233 2616630 3453391 27361502 325464 528404 34178818 66766471 25450560 30119835 0 0 7288527 8005268 0 0 7740739 2961348 4400480 35700435 42525583 -1521617 24240888 446656936 492934636 43927221 48788835 402729715 444145801 X TO SUPPORT THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND TO FOSTER ALUMNI RELATIONS. SEE SCHEDULE O. 0 0 30119835 30119835 2616630 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. 30119835 1 1 0 1 0 0 0 0 0 1 0 1 0 1 1 0 0 1 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 48 0 1 77 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA CO GA MD MA MI MN NH NJ NY PA SC WV WI X STEVE KREIDLER CO CSMF 3032733143 PO BOX 4005 GOLDEN CO 80401 HOWARD E JANZEN CHAIR 1.00 X X 0 0 0 STEVEN R ENGER AT LARGE 1.00 X 0 0 0 NANCY A KEEGAN AT LARGE 1.00 X 0 0 0 SANDRA STASH AT LARGE 1.00 X 0 0 0 ANDREW P SWIGER AT LARGE 1.00 X 0 0 0 GEORGE PULS III AT LARGE 1.00 X 0 0 0 FRANCES M VALLEJO VICE CHAIR 1.00 X X 0 0 0 JACKIE HANEY AT LARGE 1.00 X 0 0 0 MELANIE WESTERGAARD AT LARGE 1.00 X 0 0 0 RODNEY J EICHLER AT LARGE 1.00 X 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 40.00 X 448166 0 63768 STEVE KREIDLER CHIEF BUSINESS OFFICER 40.00 1.00 X 253689 0 25949 DOUG MAYO CHIEF ADVANCEMENT OFFICER 40.00 X 282024 0 39049 DEAN LAATT AVP DEVELOPMENT 40.00 X 188626 0 26992 REBECCA LEEWAYE AVP FINANCE, TREASURER 40.00 X 162654 0 26239 MICHAEL OBER SR. INFORMATION OFFICER 40.00 X 159537 0 26056 RICHARD GRAW SR. DIRECTOR, DEVELOPMENT 40.00 X 148332 0 32227 EMILY KELTON AVP, CORP & FND RELATIONS 40.00 X 146320 0 30490 GRETCHEN GILLILAND SR. DIRECTOR, MAJOR GIFTS 40.00 X 139653 0 17668 RACHELLE TRUJILLO AVP, MARKETING & COMMUNICATIONS 40.00 X 129152 0 32475 2058153 0 320913 18 0 1 0 MONTICELLO ASSOCIATES 1800 LARIMER ST SUITE 2100 DENVER CO 80202 INVESTMENT CONSULTANT 200000 COLORADO LEGISLATIVE SERVICES 1410 GRANT ST D110 DENVER CO 80203 LOBBY SERVICE 119730 2 108257 36151678 2747554 36259935 DEVELOPMENT FEE 900099 2600000 2600000 ALUMNI RELATIONS 900099 16630 16630 2616630 3074740 3074740 11915 11915 489784602 465497840 24286762 24286762 24286762 62185 108257 65280 -3095 -3095 ADMINISTRATION FEES 523000 507574 507574 OTHER INCOME/LOSS 900099 52144 52144 UNRELATED BUS. INCOME 523000 -40134 -40134 519584 66766471 3176348 -40134 27370322 30119835 30119835 1460686 564027 896659 5105367 1003348 4102019 331760 76987 254773 643309 109902 533407 464146 95026 369120 51078 51078 17841 17841 96001 96001 120325 120325 2289834 2289834 80050 66904 13146 238260 238260 310756 26541 284215 230716 52170 178546 252581 2552 250029 50611 50611 EVENTS 465972 465972 PROFESSIONAL DEV. 108615 41862 66753 PREMIUMS 70773 70773 17067 17067 42525583 30119835 4665009 7740739 3575780 2340831 4860468 631139 10447930 17134000 233529 665027 299486225 336151668 104640407 106433105 1352442 1647119 22060155 27931747 446656936 492934636 4544529 4758924 39382692 44029911 43927221 48788835 X 32717353 36531940 370012362 407613861 402729715 444145801 446656936 492934636 X 24240888 17961674 -786476 X 0 1 X 1 0 X 60108602 31995271 30759573 28007730 36259935 187131111 60108602 31995271 30759573 28007730 36259935 187131111 41373250 145757861 1807633 953228 1471047 3369743 3086655 10688306 664649 645074 552319 510924 559718 2932684 200752101 14245639 0.72610 0.71300 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2019 AMOUNT: $ 75,847. 2020 AMOUNT: $ 72,612. 2021 AMOUNT: $ 71,601. 2022 AMOUNT: $ 22,938. 2023 AMOUNT: $ 52,144. ADMINISTRATION FEES - 2019 AMOUNT: $ 588,802. 2020 AMOUNT: $ 572,462. 2021 AMOUNT: $ 480,718. 2022 AMOUNT: $ 487,986. 2023 AMOUNT: $ 507,574. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 120325 120325 32374685 32495010 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 116786 117954 119134 120325 474199 250000 250000 250000 250000 1000000 1500000 336884151 15381523 36296647 16532504 372029817 307657694 18979626 25335351 15088520 336884151 343360416 35409140 -51376431 19735431 307657694 242903234 28104365 86782652 14429835 343360416 245261227 10665023 2401692 15424708 242903234 0.11580 0.69740 0.18680 1 0 0 PARTNERSHIPS INVESTMENTS 106433105 F 106433105 TRUST CONTRIBUTIONS RECEIVABLE 3459380 SPLIT INTEREST AGREEMENTS 10122956 INTEREST IN ENDOWMENT 14065726 INTEREST IN LONG-TERM TRUSTS 200743 INVESTMENT IN COLORADO SCHOOL OF MINES TECHNOLOGY 82942 27931747 SPLIT INTEREST OBLIGATIONS 1028016 GIFT ANNUITY OBLIGATIONS 5073084 ASSETS HELD IN TRUST 37925918 REFUNDABLE ADVANCES 2893 44029911 81782280 17961674 40134 18001808 63780472 2289834 696165 2985999 66766471 40366194 130445 130445 40235749 2289834 2289834 42525583 PART V, LINE 4: SUPPORT FOR THE BENEFIT OF COLORADO SCHOOL OF MINES. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNRELATED BUSINESS LOSS 40,134. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 664,149. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. 32,016. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES 130,445. CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 21740788 0 0 0 0 0 0 21740788 0 21740788 1 0 0 1 1 0 HOUSTON GOLF 96160 68973 27187 24384 2803 1594 GOLDEN GOLF 74282 39284 34998 24315 8071 2612 1501 170442 108257 62185 48699 8071 5415 3095 65280 -3095 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 STATE OF CO 30119835 0 GENERAL 1 0 PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 1 0 BRIAN WINKELBAUER PRESIDENT/CEO 417416 0 30750 0 0 0 40740 0 23028 0 511934 0 0 0 DOUG MAYO CHIEF ADVANCEMENT OFFICER 261274 0 20750 0 0 0 16021 0 23028 0 321073 0 0 0 STEVE KREIDLER CHIEF BUSINESS OFFICER 237939 0 15750 0 0 0 14546 0 11403 0 279638 0 0 0 DEAN LAATT AVP DEVELOPMENT 182876 0 5750 0 0 0 11216 0 15776 0 215618 0 0 0 REBECCA LEEWAYE AVP FINANCE, TREASURER 157904 0 4750 0 0 0 9884 0 16355 0 188893 0 0 0 MICHAEL OBER SR. INFORMATION OFFICER 155787 0 3750 0 0 0 9701 0 16355 0 185593 0 0 0 RICHARD GRAW SR. DIRECTOR, DEVELOPMENT 147582 0 750 0 0 0 9199 0 23028 0 180559 0 0 0 EMILY KELTON AVP, CORP & FND RELATIONS 142570 0 3750 0 0 0 9085 0 21405 0 176810 0 0 0 RACHELLE TRUJILLO AVP, MARKETING & COMMUNICATIONS 124652 0 4500 0 0 0 8176 0 24299 0 161627 0 0 0 GRETCHEN GILLILAND SR. DIRECTOR, MAJOR GIFTS 132153 0 7500 0 0 0 8392 0 9276 0 157321 0 0 0 PART I, LINE 7 EMPLOYEE BONUSES DESCRIBED IN SCHEDULE J, PART II (OTHER THAN THE CEO BONUS) ARE DETERMINED BY THE SENIOR LEADERSHIP TEAM OF THE FOUNDATION USING EMPLOYEE ANNUAL EVALUATIONS, WHICH ARE COMPLETED IN JULY OF EACH YEAR. USING BASE SALARIES AND A SCORING SYSTEM BUILT INTO THE ANNUAL EVALUATION, THE SENIOR LEADERSHIP TEAM ASSIGNS BONUSES BASED ON THOSE SCORES. HIGHER SCORES WARRANT A LARGER BONUS RATE PER THE BASE SALARY AND SCORES BELOW A SET LEVEL DO NOT WARRANT ANY BONUS. THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS DETERMINE THE BONUS FOR THE CEO BASED ON SURVEY WORK CONDUCTED BY THE CHAIRMAN AND HR CHAIRMAN. X 42 2747554 AVERAGE HIGH/LOW 0 1 0 FORM 990, PART III, LINE 1: THE FOUNDATION IS OPERATED INDEPENDENTLY OF THE UNIVERSITY FOR THE EXCLUSIVE PURPOSE OF SUPPORTING THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND FOSTERING ALUMNI RELATIONS. THE FOUNDATION EXISTS TO PROVIDE OPPORTUNITIES FOR STUDENTS AND A MARGIN OF INSTITUTIONAL EXCELLENCE UNAVAILABLE WITH STATE FUNDS ALONE. THE FOUNDATION RAISES AND RECEIVES CHARITABLE CONTRIBUTIONS FROM FRIENDS AND ALUMNI OF THE UNIVERSITY AND FROM THE GENERAL PUBLIC, MANAGES AND INVESTS THE CONTRIBUTED PROPERTY AND FUNDS, AND MAKES DISTRIBUTIONS TO THE UNIVERSITY IN SUPPORT OF THE UNIVERSITY'S MISSION AND PRIORITIES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE CHIEF BUSINESS OFFICER, ASSOCIATE VP OF FINANCE, AND THE SENIOR ACCOUNTANT. PRIOR TO THE 990 BEING FILED WITH THE IRS A COPY IS PROVIDED TO THE EXECUTIVE COMMITTEE FOR REVIEW WITH THE EXCEPTION OF SCHEDULE B INFORMATION WHICH IS KEPT CONFIDENTIAL. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED BY THE HUMAN RESOURCES DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED ON THE FOUNDATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS -664,149. CHANGE IN NET ASSETS OF PROPERTY MANAGEMENT CORP -32,016. UNRELATED BUSINESS GAIN ON PASS-THROUGH ENTITIES 40,134. CANCELLATION OF PLEDGES -130,445. MINES VENTURE FUND MANAGEMENT LLC 1812 ILLINOIS STREET GOLDEN CO 80401 883435356 INVESTMENTS CO 31658 5908 COLORADO SCHOOL OF MINES FOUNDATION MINES VENTURE FUND GP I LLC 1812 ILLINOIS STREET GOLDEN CO 80401 883415179 INVESTMENTS CO 0 0 COLORADO SCHOOL OF MINES FOUNDATION CSMF PROPERTY MANAGEMENT CORP 1812 ILLINOIS STREET GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) LINE 12A, I N/A 0 CSM ALUMNI FOUNDATION INC PO BOX 1410 GOLDEN CO 80402 840363288 TO BENEFIT CO SCHOOL OF MINES CO 501(C)(3) LINE 5 N/A 0 MINES VENTURE FUND I LP 1812 ILLINOIS STREET GOLDEN CO 80401 883404771 INVESTMENTS CO MINES VENTURE FUND GP I LLC EXCLUDED 2350 470692 0 1 0.99000 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0