2018-11-15T19:21:11-06:00 2017-12-31 990 2017-01-01 391442285 Aurora Health Care Inc AURO 4142991576 750 W Virginia St PO Box 341880 Milwaukee WI 532341880 Nan Nelson Treasurer 4142991576 2018-11-15 198.177.95.129 2018-11-15 19:19:35 CS P B1E2E8CC59754D3E39E93141819ADBF1D6FC326B 8846E46251964E14BE8B5B8D74929B5119D3A6CF 2017 2019-02-21 02:37:17Z Nan Nelson 750 W Virginia St PO Box 341880 Milwaukee WI 532341880 1192161291 0 X www.aurorahealthcare.org X 1983 WI Aurora Health Care is an integrated health care provider. 14 12 9724 0 20470774 -2131092 887132 821993 984687748 1078746651 57920581 84390790 36843663 27086830 1080339124 1191046264 0 0 0 0 676839215 698612097 0 0 0 380259753 409290769 1057098968 1107902866 23240156 83143398 2489800827 2862260073 4811837893 5001537332 -2322037066 -2139277259 X To promote health, prevent illness, and provide state-of-the art diagnosis and treatment, to improve the quality of health care and health outcomes, and to provide services that are affordable and accessible. 0 0 1039096368 1085362707 Aurora Health Care, Inc. and its affiliates (Aurora) constitute an integrated health care system providing health care services to communities throughout eastern Wisconsin, northern Illinois, and the upper peninsula of Michigan. Aurora provides a variety of health care related activities, education, philanthropic, medical research and other benefits to the communities in which they operate. Health care services include primary and specialty care, pharmacies, behavioral health care, emergency care, rehabilitation, home care, and end-of-life care.Aurora Health Care, Inc. (the Corporation) is a Wisconsin nonstock, not-for-profit corporation. TheCorporation is the parent corporation of a group of nonprofit and for profit corporations and otherorganizations that own and operate 14 acute-care hospital campuses, one psychiatric hospital, a networkof approximately 158 physician clinic facilities, home health agency, approximately 67 retailpharmacies, and other health care and related service organizations. 1039096368 1 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 512 0 9724 1 1 1 1 CJ 0 0 0 0 0 0 0 0 X 14 12 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 WI X X Aurora Health Care Inc 4142991576 750 West Virginia Street Milwaukee WI 53204 Nick Turkal MD CEO, Ex Officio Director 55.00 0.00 X X 10663333 0 766389 Joanne Bauer Director 1.00 0.00 X 72800 0 0 Thomas Bolger Director 1.00 0.00 X 69800 0 0 John Daniels Jr Director 1.00 0.00 X X 66633 0 0 Joanne Disch Director 1.00 0.00 X 104300 0 0 Nannette Gardetto Director 1.00 0.00 X 74300 0 0 Charles Harvey Director 1.00 0.00 X 70300 0 0 Daniel Minahan Director 1.00 0.00 X 65800 0 0 Timothy Sullivan Director 1.00 0.00 X 58700 0 0 Richard Weiss Director 1.00 0.00 X 56800 0 0 Christopher White Director 1.00 0.00 X 24600 0 0 Steve Dickson Director 1.00 0.00 X 50300 0 0 Chris Shimojima Director 1.00 0.00 X 59800 0 0 Tejal Gandhi MD Director 1.00 0.00 X 47200 0 0 Gail Hanson CFO, Treasurer 55.00 0.00 X 1495069 0 154557 Michael Lappin Chief Administrative Officer 55.00 0.00 X 1393568 0 143595 Michael Grebe Chief Legal Officer 55.00 0.00 X 385660 0 51321 Michael Brophy Chief of Staff & Communications 55.00 0.00 X 849922 0 109459 Patrick Falvey EVP & Chief Transformation Officer 55.00 0.00 X 965792 0 110040 Cristy Garcia-Thomas Chief Experience Officer 55.00 0.00 X 709446 0 95737 Preston Simons Chief Information Officer 55.00 0.00 X 1103553 0 113294 Rachelle Hart SVP & General Counsel 55.00 0.00 X 724677 0 39421 Gerald Janis Former SVP Strategic Planning 25.00 0.00 X 417656 0 33695 Rachel Roller VP Community & Government Relations 55.00 0.00 X 405735 0 32614 Mary Beth Kingston EVP & Chief Nursing Officer 55.00 0.00 X 1049213 0 107391 Richard Klein Chief Business Strategy & Payor Relations 55.00 0.00 X 1143862 0 133936 Dennis Potts COO 55.00 0.00 X 1576477 0 135804 Amy Rislov Chief Human Resource Officer 55.00 0.00 X 792987 0 102788 Barbara Bigler President ACL 55.00 0.00 X 608813 0 37170 Ruric Anderson MD Chief Medical Officer 55.00 0.00 X 929132 0 116528 Jeff Dalen-Bard EVP North Region 55.00 0.00 X 856942 0 110285 Carrie Killoran EVP Central Region 55.00 0.00 X 777419 0 90194 Nan Nelson EVP Finance 55.00 0.00 X 707649 0 80692 Jeff Bahr MD Chief Clinical Officer 55.00 0.00 X 901984 0 115596 John Foley SVP Business Development 55.00 0.00 X 742676 0 35964 Stephen Francaviglia President - Milwaukee South 55.00 0.00 X 691439 0 43601 James Weese MD VP Cancer Clinical Programs 55.00 0.00 X 764013 0 43601 Titus Muzi Jr SVP Managed Care Contracting 55.00 0.00 X 696953 0 39421 Masood Wasiullah MD SVP Physician Strategist 55.00 0.00 X 755381 0 36794 Gerard Colman Former COO 40.00 0.00 X 1504051 0 37935 Stephen Bablitch Former Chief of Strategic Business Affairs 0.00 0.00 X 763128 0 0 Jeffrey Bailet MD Former EVP & Co-President Medical Groups 0.00 0.00 X 1758177 0 25979 Cindy Moon-Mongush Former SVP Marketing & Communications 0.00 0.00 X 209176 0 0 Eugene Monroe MD Former EVP & Co-President Medical Groups 55.00 0.00 X 1420915 0 43601 38586131 0 2987402 823 1 1 0 Crothall Services Group 9905 South 13th Street Milwaukee WI 53022 Laundry Services 11931836 Medspeed LLC 650 West Grand Avenue Suite 316 Elmhurst IL 60126 Courier Services 4744743 Marsh & McLennan Agency 2725 South Moorland Road 200 New Berlin WI 53151 Professional Consulting 4232648 Great Lakes Pathologists SC 8901 West Lincoln Avenue West Allis WI 53227 Specialists Fees 4092297 Press Ganey Associates Inc One North Franklin Suite 3400 Chicago IL 60606 Professional Consulting 2666413 70 810993 11000 821993 Support Services 561000 1077013484 1056542710 20470774 Medical Records Revenu 900099 956851 956851 Medical Services Fees 900099 606545 606545 Rental Income 900099 169771 169771 1078746651 85132675 85132675 373142 1115027 -741885 -741885 -741885 Clinical Quality Incen 900099 18594072 18594072 EAP Revenue 812900 2414730 2414730 Electronic Health Reco 900099 720212 720212 5357816 5357816 27086830 1191046264 1085362707 20470774 84390790 38376955 38376955 209176 209176 510992877 510992877 24106169 24106169 92256635 92256635 32670285 32670285 4276155 4276155 1581388 1581388 82040950 81594034 446916 11958089 11958089 26737421 26737421 15924470 15924470 3082274 3082274 5096455 2079348 3017107 59068820 59068820 355471 355471 51881246 51881246 43581 43581 Equipment and maintenan 101536038 101536038 0 Medical and other suppl 23723693 23603392 120301 Other expenses 14698949 7350345 7348604 Lab Testing 7285769 0 7285769 1107902866 1039096368 68806498 0 1725185212 2036660642 69038618 52184126 7764891 8085345 40506524 45994683 568237701 308068404 266942965 260169297 131021232 153627379 82029585 93939625 34167 4829375 167277633 206769601 2489800827 2862260073 473072351 507295330 47469004 42914440 1341697288 1276743407 154950678 140901346 5072676 4766361 2789575896 3028916448 4811837893 5001537332 X -2353615459 -2208497758 31578393 69219004 0 1495 -2322037066 -2139277259 2489800827 2862260073 X 83143398 63590228 36026181 X 0 1 X 1 1 1 X X 16 Visiting Nurse Association of Wisconsin Inc 390806180 10 1 17081390 0 Aurora UW Academic Medical Group 391136738 10 1 1323175 0 Aurora Health Care Metro Inc 390806181 3 1 307238860 0 Aurora Health Care Southern Lakes Inc 390806347 3 1 101144573 0 Aurora Health Care Central Inc 390930748 3 0 33008334 0 Aurora Psychiatric Hospital Inc 390872192 3 0 7834339 0 Aurora Medical Center of Washington County Inc 391150165 3 0 11277729 0 Aurora Health Care North Inc 391211629 3 1 15206278 0 West Allis Memorial Hospital Inc 391022464 3 0 57757910 0 Aurora Family Service Inc 390806174 10 1 105630 0 Aurora Medical Center of Oshkosh Inc 391027676 3 0 28463126 0 Aurora Medical Group Inc 391678306 3 1 176099116 0 Kradwell School Inc 261516765 2 0 265912 0 Aurora Advanced Healthcare Inc 391595302 10 1 66300101 0 AMG Illinois Ltd 264041287 3 0 2100965 0 Aurora Medical Center Grafton LLC 272953799 3 0 47930092 0 16 873137530 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X 1 1 Part IV, Section E, Line 3a: Under the organizational documents of each of the supported organizations, the organization has the right to designate the directors of each of the supported organizations. Part IV, Section E, Line 3b: In addition to the right to designate the directors of each of the supported organizations, approval of the organization is required for the amendment or restatement of any of supported organizations' governing documents. In addition, each of the supporting organizations is subject to the policies adopted by the organization's board of directors (e.g. the conflict of interest policy). 1 0 0 1 0 0 1 309409 0 0 309409 0 Part II-B, Line 1: Aurora Health Care, Inc. is involved in direct and indirect political lobbying activities related to issues impacting health care financing, health care delivery, and community health initiatives in an effort toward improvement of health care in Wisconsin. 27952719 237496 1779317 1616437 28353095 28969237 21377 788155 1826050 27952719 29281753 10827 819341 1142684 28969237 28082424 40293 1783343 624307 29281753 73995021 28054 5450477 51391128 28082424 0.67000 0.33000 0 1 1 21655429 21655429 209534219 105346936 104187283 25730563 10771169 14959394 307245468 191935942 115309526 4072022 14357 4057665 260169297 Due from Affiliates 110793332 Funds Held by Aurora Foundation 69220499 Other Non-Current Assets 26755770 206769601 Due to Affiliates 2725708777 Pension Liability 248978889 Self Insured Liabilities 36139956 Deferred Rent 13013003 Other Long-Term Liabilities 5075823 3028916448 X Part V, Line 4: Endowment funds are used to support programs and services offered by Aurora Health Care, Inc. and its affiliates. Part X, Line 2: Aurora evaluates its uncertain tax positions on an annual basis. A tax benefit from an uncertain tax position may be recognized when it is more likely than not that the position will be sustained upon examination, including resolutions of any related appeals or litigation processes, based on the technical merits. There have been no uncertain tax positions recorded in 2017. Central America and the Caribbean 0 0 Program Services Professional and General Liability Insurance 3576526 Central America and the Caribbean 0 0 Organizational Costs 25093 Central America and the Caribbean 0 0 Investment in Health Care Re, Ltd. 182167 0 0 0 0 0 0 3783786 0 3783786 0 0 1 0 0 0 X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 Nick Turkal MD CEO, Ex Officio Director 1466599 0 3346217 0 5850517 0 747492 0 18897 0 11429722 0 511222 0 Gail Hanson CFO, Treasurer 713045 0 672775 0 109249 0 141656 0 12901 0 1649626 0 99409 0 Michael Lappin Chief Administrative Officer 680591 0 641567 0 71410 0 124274 0 19321 0 1537163 0 94972 0 Michael Grebe Chief Legal Officer 383654 0 0 0 2006 0 51321 0 0 0 436981 0 0 0 Michael Brophy Chief of Staff & Communications 416436 0 385993 0 47493 0 96558 0 12901 0 959381 0 60907 0 Patrick Falvey EVP & Chief Transformation Officer 470580 0 354826 0 140386 0 90719 0 19321 0 1075832 0 64001 0 Cristy Garcia-Thomas Chief Experience Officer 370657 0 275246 0 63543 0 76416 0 19321 0 805183 0 50114 0 Preston Simons Chief Information Officer 534372 0 325708 0 243473 0 100393 0 12901 0 1216847 0 58162 0 Rachelle Hart SVP & General Counsel 447388 0 188323 0 88966 0 20100 0 19321 0 764098 0 0 0 Gerald Janis Former SVP Strategic Planning 120572 0 110626 0 186458 0 30700 0 2995 0 451351 0 0 0 Rachel Roller VP Community & Government Relations 262813 0 116804 0 26118 0 20100 0 12514 0 438349 0 0 0 Mary Beth Kingston EVP & Chief Nursing Officer 422380 0 326923 0 299910 0 94490 0 12901 0 1156604 0 59113 0 Richard Klein Chief Business Strategy & Payor Rela 584890 0 477151 0 81821 0 121035 0 12901 0 1277798 0 78663 0 Dennis Potts COO 613476 0 470925 0 492076 0 122903 0 12901 0 1712281 0 85170 0 Amy Rislov Chief Human Resource Officer 424176 0 313728 0 55083 0 83467 0 19321 0 895775 0 56533 0 Barbara Bigler President ACL 327944 0 68536 0 212333 0 30700 0 6470 0 645983 0 0 0 Ruric Anderson MD Chief Medical Officer 531697 0 320413 0 77022 0 97207 0 19321 0 1045660 0 66825 0 Jeff Dalen-Bard EVP North Region 468424 0 302967 0 85551 0 90964 0 19321 0 967227 0 62280 0 Carrie Killoran EVP Central Region 479072 0 253951 0 44396 0 90194 0 0 0 867613 0 46553 0 Nan Nelson EVP Finance 431463 0 226423 0 49763 0 79666 0 1026 0 788341 0 40214 0 Jeff Bahr MD Chief Clinical Officer 587677 0 240310 0 73997 0 96699 0 18897 0 1017580 0 35907 0 John Foley SVP Business Development 466167 0 216600 0 59909 0 20100 0 15864 0 778640 0 0 0 Stephen Francaviglia President - Milwaukee South 466780 0 143659 0 81000 0 30700 0 12901 0 735040 0 0 0 James Weese MD VP Cancer Clinical Programs 523532 0 189831 0 50650 0 30700 0 12901 0 807614 0 0 0 Titus Muzi Jr SVP Managed Care Contracting 451524 0 191700 0 53729 0 20100 0 19321 0 736374 0 0 0 Masood Wasiullah MD SVP Physician Strategist 457375 0 198076 0 99930 0 30700 0 6094 0 792175 0 0 0 Gerard Colman Former COO 754287 0 747225 0 2539 0 20100 0 17835 0 1541986 0 120265 0 Stephen Bablitch Former Chief of Strategic Business A 0 0 300327 0 462801 0 0 0 0 0 763128 0 0 0 Jeffrey Bailet MD Former EVP & Co-President Medical Gr 143910 0 0 0 1614267 0 25236 0 743 0 1784156 0 101296 0 Cindy Moon-Mongush Former SVP Marketing & Communication 0 0 0 0 209176 0 0 0 0 0 209176 0 0 0 Eugene Monroe MD Former EVP & Co-President Medical Gr 664256 0 515302 0 241357 0 30700 0 12901 0 1464516 0 101340 0 Part I, Line 1a Health or social club dues are for business club memberships, which are strictly related for business use only, per company policy. Part I, Line 1b In a few, limited instances, Aurora has allowed directors and executives to fly first-class. Factors considered in making a decision to permit first-class travel include flight time, the need to complete work, and the need for some measure of privacy for such work and related communications. Part I, Lines 4a-b Aurora Health Care, Inc. established the Aurora Health Care, Inc. Supplemental Executive Retirement Plan (the "Plan") to retain and attract key personnel by providing them with additional retirement income. The following employees participated in the Plan and received contributions in 2017 as follows: Nick Turkal, MD. - $511,222 Jeffrey Bailet - $101,296 Michael Brophy - $60,907 Gerard Colman - $120,265 Patrick Falvey - $64,001 Cristy Garcia-Thomas - $50,114 Gail Hanson - $99,409 Mary Beth Kingson - $59,113 Richard Klein - $78,663 Michael Lappin - $94,972 Dennis Potts - $85,170 Amy Rislov - $56,533 Preston Simons - $58,162 Andy Anderson - $66,825 Jeff Dalen-Bard - $62,280 Eugene Monroe - $101,340 Jeffrey Bahr - $35,907 Carrie Killoran - $46,553 Nan Nelson - $40,214 Part I, Line 7 Written incentive compensation plans for certain management levels are awarded based on the organization's annual patient experience, care management, and financial performance results. A WI Health & Ed Facilities Authority 391337855 97710JAB1 2008-11-14 160000000 See Part VI, Supplemental Information 0 0 0 B WI Health & Ed Facilities Authority 391337855 97710BLE0 2009-09-10 160043815 See Part VI, Supplemental Information 0 0 0 C WI Health & Ed Facilities Authority 391337855 97710BRN4 2010-01-28 224132256 See Part VI, Supplemental Information 0 0 0 D WI Health & Ed Facilities Authority 391337855 97710BZS4 2010-12-09 153375977 See Part VI, Supplemental Information 0 0 0 A 160000000 1242380 590379 158167241 2010 0 0 1 1 B 5025000 160061116 2788638 2434487 17302 30000000 111609327 2010 1 0 1 1 C 68240000 224198102 16300421 3433256 65846 205000000 2010 0 0 1 1 D 106515000 153375977 1884882 19215263 132275832 2010 1 0 1 1 A 0 1 1 1 1 1 0.02600 0.02600 1 1 0.01500 1 1 B 0 1 1 1 1 1 0.02490 0.02490 1 0 1 C 0 1 1 1 1 1 0.02470 0.02470 1 1 0.01300 0 1 D 0 1 1 1 1 1 0.00940 0.00940 1 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 0 1 1 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Part 1, Line A(c): CUSIP numbers include all of the following: 97710JAB1, 97710JAC9, 97710JAD7, 97710JAA3, 97710KAA0. Part I, Line A(f): To reimburse the organization for various building additions, renovations and improvements, land acquisitions and equipment acquisitions at various hospital and clinic facilities. Part I, Line B(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, Series 1997 (issued October 1, 1997) and to pay for or reimburse the organization for construction of a hospital facility. Part I, Line C(f): To reimburse the organization for various building additions, renovations and improvements, land acquisitions and equipment acquisitions at various hospital and clinic facilities. Part I, Line D(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, (Series 1996 AMG issued 1/15/1996, Series 1996 ASMC issued 9/15/1996, Series 1997 AHC issued 9/1/1997, Series 1999A AHC issued 3/15/1999, and Series 1999B AHC issued 5/1/1999) and to pay for or reimburse the organization for construction of a hospital facility. Part I Continuation, Line A(f): To refund the Wisconsin Health and Educational Facilities Authority Revenue Bonds, Series 2000 issued 12/28/2000 (Aurora Receivables SPE, LLC) Periodic Auction Reset Securities. Part 1 Continuation, Line B(c): CUSIP numbers include all of the following: 99710BM66, 97710MB82, 97710BN24, 97710BN40. Part I Continuation, Line B(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, (Series 1996 AMG issued 1/15/1996, Series 1999A AHC issued 3/15/1999, Series 1999B AHC issued 5/1/1999, and Series 2006A AHC, Series 2006B AHC and Series 2006C AHC all issued 4/6/2006) and to refund all for Series 1996 ASMC issued 9/15/1996. To reimburse the organization for construction costs, renovations and improvements, and equipment acquisitions and installations. Part I Continuation, Line C(f): To refund a portion of the Wisconsin Health and Educational Facilities Authority Revenue Bonds, Series 2003 (issued August 25, 2003) and to pay for or reimburse the organization for construction of a hospital facility. Part II, Line 3B: Differences between the total proceeds (Part II, Line 3) and the issue price (Part I, Line B(e)) are due to investment earnings on debt service reserve funds. Part II, Line 3C: Differences between the total proceeds (Part II, Line 3) and the issue price (Part I, Line C(e)) are due to investment earnings on debt service reserve funds. Part II, Line 4B: The amount shown consists of $2,769,900 in debt service reserve funds and $18,738 of debt service sinking funds. Part II, Line 4C: The amount shown consists of $15,758,466 in debt service reserve funds and $541,955 of debt service sinking funds. Part III Continuation, B: This section was completed for the refunded Series 2006A AHC, Series 2006B AHC and Series 2006C AHC all issued on 4/6/2006, Series 2012A AHC issued on 1/20/2012, and Series 2012B AHC, Series 2012C AHC, and Series 2012D AHC all issued on 2/2/2012. Part III, Line 7: Aurora monitors the private use of its bond-financed assets and routinely takes steps to limit private use. Aurora does not separately track private payments and private security; rather it assumes such tests will be met and manages compliance through this private use monitoring. Based solely on such assumption, Aurora has responded yes to this question. Part III, Line 8b: Amounts reported include routine dispositions in the ordinary course of business on or after the period of reasonably expected economic life. When there is an anticipated transfer to a non-exempt entity, Aurora has a system in place and routinely works with counsel to take the appropriate remedial action prior to transfer. In most cases, an appropriate action is taken. However, if Aurora discovers that a transfer has not been remediated, Aurora has procedures in place and works with counsel to engage in the VCAP process. Aurora has requested and obtained the following voluntary closing agreements: A voluntary closing agreement pertaining to Series 1997 issued 9/1/1997. A voluntary closing agreement pertaining to Series 1996, issued 1/15/1996, Series 1999A issued March 15, 1999, Series 1999B issued 5/1/1999, Series 2000 issued 12/28/2000 and Series 2006 issued 4/6/2006. A voluntary closing agreement pertaining to bond Series 2006A, Series 2006B and Series 2006C all issued on April 6, 2006, Series 2008A and Series 2008B issued on 11/14/2008, and Series 2012A issued 1/20/2012, Series 2012B, Series 2012C and Series 2012D all issued on 2/2/2012. Amounts reported in Part III, Line 4 and Part III, Line 8 do not include private business use and private ownership addressed in such closing agreements. Part III, Line 8c: When there is an anticipated transfer to a non-exempt entity, Aurora has a system in place and routinely works with counsel to take the appropriate remedial action prior to such transfer. In most cases, an appropriate action is taken. However, if Aurora discovers that a transfer has not been remediated, Aurora has procedures in place and works with counsel to engage in the VCAP process. We have reached agreement for each of the situations that gave rise to the voluntary disclosure under the VCAP process. A WI Health & Ed Facilities Authority 391337855 97712CAA6 2010-12-09 103405000 See Part VI, Supplemental Information 0 0 0 B WI Health & Ed Facilities Authority 391337855 97710BM66 2012-02-07 394216556 See Part VI, Supplemental Information 0 0 0 C WI Health & Ed Facilities Authority 391337855 97712DCY0 2013-08-15 114234129 See Part VI, Supplemental Information 0 0 0 A 940000 103405000 758880 54536 102591584 1 0 1 1 B 16665000 394216556 3320826 630325 56678968 333586437 2012 1 0 1 1 C 114234129 1539192 1200000 111494938 2013 1 0 1 1 B 0 1 1 1 1 1 0.02600 0.02600 1 1 0.04000 1 1 C 0 1 1 1 1 1 0.01250 0.01250 1 0 1 A 0 0 1 0 1 0 0 0 1 B 0 1 0 0 1 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 Form 990, Part VI, Section A, line 4 In December of 2017, Aurora Health Care, Inc. and Advocate Health Care Network signed a definitive Affiliation Agreement ("Agreement") to combine and create Advocate Aurora Health, Inc. Under the terms of the Agreement, a new company was formed, Advocate Aurora Health, Inc., which became the sole member of Advocate Health Care Network and Aurora Health Care, Inc. The closing of the affiliation occurred on April 1, 2018. Form 990, Part VI, Section B, line 11b The 2017 Form 990 was reviewed by senior leadership of Aurora Health Care. A copy of the final return was made available to the Advocate Aurora Health, Inc. Board of Directors. Form 990, Part VI, Section B, line 12c Officers, directors and key employees are required to complete a Conflict of Interest Statement on an annual basis. Aurora Health Care Leadership reviews these statements for compliance with the established policy. When a conflict is discovered, the governing body determines if such conflict warrants a restiction on the capacity of the board member or key employee involved (e.g. recusal from decision-making or utilizing another method of non-participation in an activity). Form 990, Part VI, Section B, line 15 The following compensation review process was conducted in 2017: Aurora Health Care's CEO and the CEO's executive leadership team have their compensation reviewed annually by the Compensation Committee of the AHC Board of Directors, which is vested with board-delegated powers to act on behalf of the board with respect to compensation matters in reviewing and establishing compensation for the CEO and the CEO's executive team. The Committee uses a process which is intended to create the presumption that payment of compensation to these persons constitutes reasonable compensation, defined as amounts that are within the range of compensation paid to similarly qualified persons in functionally-comparable positions at similarly-situated organizations. In this process, no member of the Committee who has a conflict of interest with respect to the compensation arrangement at issue is permitted to participate in the review and approval of that compensation arrangement. The Compensation Committee retains and consults with an independent compensation consultant who prepares a customized market-based analysis for the Committee regarding amounts paid to similarly-qualified persons in functionally-comparable positions at similarly-situated organizations. The Committee uses the market-based analysis provided by the consultant, and where appropriate, performance review and compensation recommendations, to establish market-based compensation for the CEO and the CEO's executive team. After making its compensation decisions, the Committee documents its deliberations and decisions in AHC's written or electronic books and records. Key employees and all other employees have their compensation reviewed and approved by their leader annually within market-based guidelines prescribed by the organization's Human Resources function. These market-based guidelines are established using applicable comparability data and similar compensation metrics that are based on similarly-qualified persons in functionally-comparable positions at similarly-situated organizations. Documentation and recordkeeping for these deliberations and decisions are maintained. Form 990, Part VI, Section C, line 19 The Articles of Incorporation for Aurora Health Care, Inc. are on file with the State of Wisconsin, Department of Financial Institutions. The financial statements are also on file with the State of Wisconsin, Department of Financial Institutions. The conflict of interest policy is available upon request. Form 990, Part XI, line 9: Equity transfers among affiliates & change in foundation equity interest. 36,026,181. Aurora Liability Assurance Ltd 23 Lime Tree Bay Avenue Grand Cayman CJ KY1-102 980413631 Professional Liability Insurance CJ 10206784 51027571 N/A Aurora Medical Group Inc 3031 West Montana Street Milwaukee WI 53215 391678306 Physician Services WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Aurora Health Care Metro Inc 2900 West Oklahoma Avenue Milwaukee WI 53215 390806181 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Aurora Health Care Central Inc 2636 Eastern Avenue Plymouth WI 53073 390930748 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Aurora Psychiatric Hospital Inc 1220 Dewey Avenue Wauwatosa WI 53213 390872192 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Aurora Health Care Southern Lakes Inc 252 McHenry Street Burlington WI 53105 390806347 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Aurora Medical Center of Oshkosh Inc 855 North Westhaven Drive Oshkosh WI 54904 391027676 Hospital WI 501(c)(3) Line 3 Aurora Health Care North Inc 1 West Allis Memorial Hospital Inc 8901 West Lincoln Avenue West Allis WI 53227 391022464 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Kradwell School Inc 1220 Dewey Avenue Wauwatosa WI 53213 261516765 School WI 501(c)(3) Line 2 Aurora Psychiatric Hospital Inc 1 Aurora Medical Center Washington County Inc 1032 East Sumner Street Hartford WI 53027 391150165 Hospital WI 501(c)(3) Line 3 Aurora Health Care Metro Inc 1 Aurora Advanced Healthcare Inc 3003 West Good Hope Road Glendale WI 53209 391595302 Physician Services WI 501(c)(3) Line 11 Aurora Health Care Inc 1 Aurora Health Care North Inc 5000 Memorial Drive Two Rivers WI 54241 391211629 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Visiting Nurse Association of Wisconsin Inc 11333 West National Avenue West Allis WI 53227 390806180 Home Care Services WI 501(c)(3) Line 7 Aurora Health Care Inc 1 Aurora Family Service Inc 3200 Highland Boulevard Milwaukee WI 53208 390806174 Social Services WI 501(c)(3) Line 11 Aurora Health Care Inc 1 Aurora UW Academic Medical Group Inc 1020 North 12th Street Milwaukee WI 53233 391136738 Physician Serives WI 501(c)(3) Line 11 Aurora Medical Group Inc 1 Aurora Health Care Foundation Inc 750 West Virginia Street Milwaukee WI 53204 396044569 Fund Raising WI 501(c)(3) Line 7 Aurora Health Care Inc 1 AMG Illinois Ltd 3031 West Montana Avenue Milwaukee WI 53215 264041287 Physician Services IL 501(c)(3) Line 3 Aurora Medical Group Inc 1 Aurora Medical Center Grafton LLC 975 Port Washington Road Grafton WI 53024 272953799 Hospital WI 501(c)(3) Line 3 Aurora Health Care Inc 1 Advocate Aurora Health Inc 3075 Highland Parkway Suite 600 Downers Grove IL 60515 834184596 Supporting Organization DE 501(c)(3) Line 12c, III-FI N/A 0 Aurora Consolidated Labs A Co-Tenancy 8901 West Lincoln Avenue West Allis WI 53227 391898089 Laboratory Services WI Related -2662 10686917 0 1 0.93120 North Shore Surgical Center Ltd 7007 Range Line Road Glendale WI 53209 391548024 Surgical Services WI Advanced Healthcare Inc Related 2805410 11561253 0 0 0.82350 BayCare Aurora LLC 750 West Virginia Street Milwaukee WI 53204 391947472 Hospital WI Aurora Medical Group Inc Related 74100821 292620854 0 8354 0 0.61880 Waukesha Pain Center LLC 4131 West Loomis Road Suite 300 Greenfield WI 53221 900928071 Physician Services WI N/A N/A 0 0 Aurora GI ASC LLC 2801 West KK River Parkway 1030 Milwaukee WI 53215 461848055 Physician Services WI N/A N/A 0 0 Wisconsin Surgery Center LLC 4131 West Loomis Road Suite 210 Greenfield WI 53221 383661215 Surgical Services WI N/A N/A 0 0 Aurora Health Care Ventures Inc 750 West Virginia Street Milwaukee WI 53204 391513129 For-Profit Company WI C 22040247 141739689 1.00000 1 Aurora Health Network Inc 750 West Virginia Street Milwaukee WI 53204 391817175 Inactive WI N/A C 1 Aurora Pharmacy Inc 750 West Virginia Street Milwaukee WI 53204 391733325 Retail Pharmacy WI N/A C 1 Diversified Care Inc 4811 South 76th Street Greenfield WI 53220 391609054 Temporary Staffing Agency WI N/A C 1 Aurora Retail Stores Inc 750 West Virginia Street Milwaukee WI 53204 391722937 Inactive WI N/A C 1 Advanced Healthcare Inc 3003 West Good Hope Road Glendale WI 53209 391195501 Physician Services WI N/A C 1 LMC Inc 750 West Virginia Street Milwaukee WI 53204 472374743 Health Services WI N/A C 1 Nor Door Clinic Building Condominium Association of Unit Owners 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 St Luke's Physician Office Condominium Association Inc 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 Aurora Health Center of Kenosha Condominium Association Inc 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 Aurora Health Center of Oshkosh Condominium Association Inc 750 West Virginia Street Milwaukee WI 53204 Condo Association WI N/A C 1 Health Care Re Ltd 750 West Virginia Street Milwaukee WI 53204 981063814 Health Services CJ C 1.00000 1 Aurora Health Care Medical Group Inc 750 West Virginia Street Milwaukee WI 53204 474167075 Physician Services WI C 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 BayCare Aurora LLC A 2573638 Fair value BayCare Aurora LLC D 110793332 Fair value BayCare Aurora LLC Q 130059731 Cost