2018-11-14T09:07:40-06:00 2017-12-31 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990PF 2017-01-01 251689382 HEINZ FAMILY FOUNDATION HEIN 4124975775 625 LIBERTY AVENUE NO 3200 PITTSBURGH PA 15222 MICHELE M BATTLE TREASURER 4124975775 2018-11-12 1 SUSAN M KIRSCH P00341397 4122613644 208.79.164.82 2018-11-12 13:41:45 ES P 3A1F2F44A86263BA71F2BD6020DBDC90DFBB3F7E 3F84C076404E27FDC1C0905DC0BE890B7076CF49 2017 2019-02-21 02:37:17Z X 140547373 X X 1037984 1647168 10759000 42303078 11260100 49758 -2025 11846742 12905243 36830 1842 34989 458437 22922 435515 148895 7445 141450 75944 30993 41545 21393 941 17872 292266 297852 0 39314 197528 36800 0 15596 780 137371 6869 130502 5121 256 4865 1672 84 1588 687002 331692 676908 2078055 777790 1485234 4369000 4598000 6447055 777790 6083234 5399687 12127453 2483 2406 2406 4180767 21446728 21446728 70800227 60199478 72228069 1693033 1676844 24690 16189 16189 479590 479590 479590 36706190 35583695 46374391 112193947 117728086 140547373 2000 751000 4316217 4450669 4318217 5201669 X 107875730 112526417 107875730 112526417 112193947 117728086 107875730 5399687 0 113275417 749000 112526417 PUBLICLY TRADED SECURITIES P 40390253 31042978 9347275 9347275 FLOWTHROUGH FROM PARTNERSHIPS P 1603237 1603237 1603237 CAPITAL GAIN DISTRIBUTIONS P 309588 309588 309588 11260100 0 3213359 125532120 0.025598 4381707 129052160 0.033953 3314058 130830503 0.025331 1906897 121398934 0.015708 3442681 112897993 0.030494 0.131084 0.026217 136227423 3571474 121275 3692749 6083234 X 121275 0 121275 0 121275 193926 0 0 193926 X 0 72651 72651 0 0 0 0 0 0 0 0 0 1 1 0 1 1 PA 1 0 0 0 0 1 N/A MICHELE M BATTLE 4124975775 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 TERESA HEINZ 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CHAIR/CEO 2.00 0 0 0 ANDRE HEINZ 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CLASS B PERMANENT DIRECTOR 1.00 0 0 0 RONALD DAVENPORT 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 1.00 0 0 0 ARIE KOPELMAN 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 1.00 0 0 0 LINDA K SMITH ESQ 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 2.00 0 0 0 THEODORE H STEBBINS JR 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TERM DIRECTOR 1.00 0 0 0 WENDY MACKENZIE 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 SECRETARY AND TERM DIRECTOR 1.00 0 0 0 ANDREW EBERHART 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CHIEF INVESTMENT OFFICER 4.00 0 0 0 ROSE GIBSON 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TREASURER (RETIRED 6/2017) 5.00 10159 1131 0 MICHELE BATTLE 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 TREASURER (APPOINTED 6/2017) 8.00 22226 3314 0 KIM O'DELL 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 DIRECTOR/HEINZ AWARD 40.00 125500 36112 0 JONATHAN GREENE 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 PROGRAM OFFICER 40.00 80000 20142 0 HALLEY CASEY 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 EXECUTIVE ASSISTANT 40.00 55000 15374 0 LISA GIORGETTI 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 PROGRAM OFFICER 24.00 56300 9369 0 MOLLY MEHLING 625 LIBERTY AVE STE 3200 PITTSBURGH PA 15222 PROGRAM OFFICER 24.00 45833 7249 0 0 HEINZ FAMILY OFFICE 625 LIBERTY AVENUE SUITE 3200 PITTSBURGH PA 15222 CONTRACTED EMPLOYEE SERVICES 624865 LYRICAL ASSET MANAGEMENT 405 PARK AVENUE 6TH FLOOR NEW YORK NY 10022 INVESTMENT CONSULTING SERVICES 111689 BURNESS COMMUNICATIONS 7910 WOODMONT AVENUE SUITE 700 BETHESDA MD 208147034 HEINZ AWARDS PUBLIC RELATIONS CONSULTING 75000 REED SMITH LLP REED SMITH CENTRE 225 FIFTH AVENUE PITTSBURGH PA 15222 LEGAL SERVICES 68010 CAMBRIDGE ASSOCIATES PO BOX 83232 CHICAGO IL 606910232 INVESTMENT CONSULTING SERVICES 60000 0 ONE OF THE PRIMARY EXEMPT PURPOSES OF THE FOUNDATION IS THE AWARDING OF INDIVIDUAL GRANTS, RECOGNIZING OUTSTANDING ACHIEVEMENTS IN THE AREAS OF ARTS & HUMANITIES; HUMAN CONDITION; PUBLIC POLICY; TECHNOLOGY, THE ECONOMY & EMPLOYMENT; AND ENVIRONMENT. DURING 2017, NINE GRANTS WERE MADE TO INDIVIDUALS OR CHARITABLE ORGANIZATIONS AS DETAILED IN PART XV OF FORM 990-PF.THESE AWARDS ARE GRANTED IN ACCORDANCE WITH IRC SECTION 4945 (G) ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS PURSUANT TO A PROCEDURE APPROVED IN ADVANCE BY THE INTERNAL REVENUE SERVICE. 1733632 0 69808550 8882621 59610781 138301952 0 0 138301952 2074529 136227423 6811371 6811371 121275 121275 6690096 0 6690096 0 6690096 6083234 0 6083234 121275 5961959 6690096 5816839 0 0 6083234 5816839 0 0 266395 0 0 0 0 0 0 0 0 6423701 0 0 0 TERESA HEINZ X 826 VALENCIA 826 VALENCIA STREET SAN FRANCISCO CA 94110 N/A PC THE TENDERLOIN CENTER 25000 AMERICAN ACADEMY OF ARTS AND SCIENCES NORTONS WOODS 136 IRVING STREET CAMBRIDGE MA 02138 N/A PC ANNUAL FUND 2500 AMERICAN CIVIL LIBERTIES UNION FOUNDATION C/O GIFT PROCESSING DEPARTMENT 125 BROAD ST 18TH FLOOR NEW YORK NY 10004 N/A PC GENERAL OPERATING SUPPORT 10000 ANGELA BLANCHARD 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2017 HEINZ AWARD 225000 BAKERRIPLEY PO BOX 271389 HOUSTON TX 77277 N/A PC DESIGNATED PAYMENT BY ANGELA BLANCHARD, 2017 HEINZ AWARD WINNER-HUMAN CONDITION 25000 CARNEGIE INSTITUTE 4400 FORBES AVENUE PITTSBURGH PA 15213 N/A PC THE FELLOWS FUND 5000 CARNEGIE INSTITUTE 4400 FORBES AVENUE PITTSBURGH PA 15213 N/A PC 2017 ANNUAL GIVING CAMPAIGN 10000 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE WARNER HALL 500 PITTSBURGH PA 15213 N/A PC 2016-2017 TRUSTEE ANNUAL FUND 20000 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE WARNER HALL 500 PITTSBURGH PA 15213 N/A PC CREATE LAB BREEZE PROJECT 10000 CENTER FOR A NEW AMERICAN SECURITY 1152 15TH ST NW WASHINGTON DC 20005 N/A PC THE ARTIFICIAL INTELLIGENCE AND GLOBAL SECURITY INITIATIVE 750000 COLONEL DANIEL MARR BOYS AND GIRLS CLUB 1135 DORCHESTER AVENUE DORCHESTER MA 02125 N/A PC THE 24TH ANNUAL NEW ENGLAND WOMEN'S LEADERSHIP AWARDS 2000 COMMUNITY FOUNDATION OF GREATER FLINT 500 SAGINAW STREET SUITE 200 FLINT MI 48502 N/A PC DESIGNATED PAYMENT BY DR. MONA HANNA-ATTISHA, 2017 HEINZ AWARD WINNER-PUBLIC POLICY 50000 COMMUNITY SCHOOL INC PO BOX 2118 SUN VALLEY ID 83353 N/A PC 2017-2018 ANNUAL FUND 15000 COUNCIL ON FOREIGN RELATIONS 58 EAST 68TH STREET NEW YORK NY 10065 N/A PC ANNUAL FUND 10000 DOCTORS WITHOUT BORDERS USA PO BOX 5030 HAGERSTOWN MD 217415030 N/A PC GENERAL OPERATING SUPPORT 25000 EAST HARLEM SCHOOL AT EXODUS 309 EAST 103RD STREET NEW YORK NY 10029 N/A PC 25TH ANNIVERSARY PARTY 10000 EQUAL JUSTICE INITIATIVE 122 COMMERCE ST MONTGOMERY AL 36104 N/A PC EQUAL JUSTICE INITIATIVE 25000 FOODCORPS INC 1140 SE 7TH AVENUE SUITE 110 PORTLAND OR 97214 N/A PC SUPPORT OF THE CORPS MEMBERS PROGRAM 50000 FOR INSPIRATION AND RECOGNITION OF SCIENCE AND TECHNOLOGY FIRST 200 BEDFORD STREET MANCHESTER NH 03101 N/A PC GENERAL OPERATING SUPPORT 25000 FRIENDS OF HAND IN HAND INTERNATIONAL 98 POPE ROAD ACTON MA 01720 N/A PC GENERAL OPERATING SUPPORT 50000 FUND FOR PARKS AND RECREATION IN BOSTON 1010 MASSACHUSETTS AVENUE BOSTON MA 02118 N/A PC BOSTON COMMON HOLIDAY DISPLAY CAMPAIGN 2000 GREATER HOUSTON COMMUNITY FOUNDATION 5120 WOODWAY DRIVE SUITE 6000 HOUSTON TX 77056 N/A PC HURRICANE HARVEY RELIEF FUND 75000 GREGORY ASNER 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2017 HEINZ AWARD 250000 GRIST MAGAZINE INC 1201 WESTERN AVENUE SUITE 410 SEATTLE WA 98101 N/A PC GENERAL OPERATING SUPPORT 5000 HEALTHY BIRTH DAY PO BOX 71093 CLIVE IA 50325 N/A PC GENERAL OPERATING SUPPORT 5000 HOLT-ELWELL MEMORIAL FOUNDATION PO BOX 9 EAST HEBRON NH 03241 N/A PC CAMP MOWGLIS 2500 HURLEY FOUNDATION 1 HURLEY PLAZA FLINT MI 48503 N/A PC DESIGNATED PAYMENT BY DR. MONA HANNA-ATTISHA, 2017 HEINZ AWARD WINNER-PUBLIC POLICY 50000 JOSEPH DESIMONE 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2017 HEINZ AWARD 225000 LEE PESKY CENTER FOR LEARNING CENTER 345 BOBWHITE COURT SUITE 220 BOISE ID 83706 N/A PC THE 20TH ANNIVERSARY CELEBRATION & FUNDRAISER 1000 LEE PESKY LEARNING CENTER INC 3324 ELDER STREET BOISE ID 837054713 N/A PC GENERAL OPERATING SUPPORT 2000 LIVING WITH WOLVES LTD PO BOX 896 SUN VALLEY ID 83353 N/A PC GENERAL OPERATING SUPPORT 10000 MASSACHUSETTS GENERAL HOSPITAL CANCER CENTER DEVELOPMENT OFFICE 165 CAMBRIDGE STREET SUITE 600 BOSTON MA 021142792 N/A PC THE "ONE HUNDRED" EVENT 1000 MASSACHUSETTS GENERAL HOSPITAL DEVELOPMENT OFFICE 125 NASHUA STREET SUITE 540 BOSTON MA 021141101 N/A PC DR. BARBARA L. SMITH ENDOWED CHAIR 250000 MONA HANNA-ATTISHA 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2017 HEINZ AWARD 150000 NANTUCKET CONSERVATION FOUNDATION INC PO BOX 13 118 CLIFF ROAD NANTUCKET MA 025540013 N/A PC GENERAL OPERATING SUPPORT 1500 NATASHA TRETHEWEY 625 LIBERTY AVENUE PITTSBURGH PA 15222 NONE I 2017 HEINZ AWARD 250000 NATIONAL ACADEMY OF SOCIAL INSURANCE 1200 NEW HAMPSHIRE AVENUE NW SUITE 830 WASHINGTON DC 20036 N/A PC GRANT TO SUSTAIN THE HEINZ DISSERTATION AWARD 15000 NATIONAL ACADEMY OF SOCIAL INSURANCE 1200 NEW HAMPSHIRE AVENUE NW SUITE 830 WASHINGTON DC 20036 N/A PC 30TH ANNIVERSARY GALA 15000 NATIONAL DANCE INSTITUTE INC 217 WEST 147TH STREET NEW YORK NY 10039 N/A PC GENERAL OPERATING SUPPORT 10000 NATIONAL GALLERY OF ART 6TH CONSTITUTION WASHINGTON DC 20565 N/A PC ANNUAL CIRCLE FUND 20000 NATURAL RESOURCES DEFENSE COUNCIL INC 40 WEST 20TH STREET NEW YORK NY 10001 N/A PC GENERAL OPERATING SUPPORT 10000 NEW YORK RESTORATION PROJECT 254 WEST 31ST STREET 10TH FLOOR NEW YORK NY 10001 N/A PC ANNUAL SPRING PICNIC 2000 PHILLIPS EXETER ACADEMY 20 MAIN STREET EXETER NH 038332460 N/A PC SCHOLARSHIPS FOR THE 2017-2018 ACADEMIC YEAR 51000 PLANNED PARENTHOOD FEDERATION OF AMERICA 123 WILLIAM STREET 10TH FLOOR NEW YORK NY 10038 N/A PC GENERAL OPERATING SUPPORT 10000 PROTESTANT EPISCOPAL CATHEDRAL FOUNDATION ST ALBANS SCHOOL MOUNT ST ALBAN WASHINGTON DC 200165069 N/A PC ST. ALBANS SCHOOL 1500 ROMAN CATHOLIC DIOCESE OF BOISE 1501 S FEDERAL WAY SUITE 400 BOISE ID 83705 N/A PC ST. ANN'S, BONNERS FERRY REBUILDING FUND 100000 ROSIE'S PLACE 889 HARRISON AVENUE BOSTON MA 02118 N/A PC "FUNNY WOMEN... SERIOUS BUSINESS" EVENT 5000 SEED GLOBAL HEALTH PO BOX 8726 BOSTON MA 021149998 N/A PC GENERAL OPERATING SUPPORT 25000 SILENT SPRING INSTITUTE 320 NEVADA STREET SUITE 320 NEWTON MA 02460 N/A PC THE "BREAST CANCER PREVENTION - LEADING THE WAY FOR THE NEXT GENERATION" GALA 5000 SMALL FRIENDS ON NANTUCKET INC PO BOX 2826 NANTUCKET MA 02584 N/A PC NANTUCKET ART & ARTISAN SHOW 500 SOMARTS 934 BRANNAN STREET SAN FRANCISCO CA 94103 N/A PC MCSWEENEY'S PUBLISHING 10000 SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVENUE MONTGOMERY AL 36104 N/A PC GENERAL OPERATING SUPPORT 25000 ST PAUL'S SCHOOL 325 PLEASANT STREET CONCORD OH 03301 N/A PC HEINZ SCHOLARSHIP 250000 SUN VALLEY CENTER FOR THE ARTS AND HUMANITIES PO BOX 656 SUN VALLEY ID 83353 N/A PC 2017 WINE AUCTION 10000 SUN VALLEY SUMMER SYMPHONY INC PO BOX 1914 SUN VALLEY ID 83353 N/A PC GENERAL OPERATING SUPPORT 20000 SUN VALLEY WRITERS' CONFERENCE PO BOX 957 KETCHUN ID 83340 N/A PC 2017 WRITERS' CONFERENCE 2000 TEAM RUBICON 6171 WEST CENTURY BOULEVARD SUITE 310 LOS ANGELES CA 90045 N/A PC 2018 LEADERSHIP CONFERENCE 50000 THE BREAST CANCER RESEARCH FOUNDATION INC 60 EAST 56 STREET 8TH FLOOR NEW YORK NY 10022 N/A PC BOSTON HOT PINK PARTY 10000 THE COMMUNITY LIBRARY 415 SPRUCE AVENUE NORTH PO BOX 2168 KETCHUM ID 83340 N/A PC CAPITAL CAMPAIGN 1000000 THE MIAMI FOUNDATION 40 NW 3RD STREET MIAMI FL 33128 N/A PC IRMA COMMUNITY RECOVERY FUND 75000 THRESHOLD DANCE PROJECT C/O BUGLISI-FOREMAN DANCE 229 W 42ND STREET SUITE 502 NEW YORK NY 10036 N/A PC THE "TABLE OF SILENCE PROJECT 9/11" EVENT 5000 TROY ANDREWS FOUNDATION 650 POYDRAS STREET SUITE 2245 NEW ORLEANS LA 70130 N/A PC THE PURCHASE OF INSTRUMENTS FOR UNDERPRIVILEGED MUSIC STUDENTS IN NEW ORLEANS AND RELATED MUSIC INSTRUCTION 25000 UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 208 W FRANKLIN STREET CHAPEL HILL NC 27516 N/A PC DESIGNATED PAYMENT BY JOSEPH DESIMONE, 2017 HEINZ AWARD WINNER-TECHNOLOGY, ECONOMY, AND EMPLOYMENT 25000 WOMEN DELIVER INC 588 BROADWAY SUITE 905 NEW YORK NY 10012 N/A PC FAMILY OF WOMAN FILM FESTIVAL 1000 WOODLEY HOUSE INC 6856 EASTERN AVENUE NW WASHINGTON DC 20012 N/A PC GENERAL OPERATING SUPPORT 2500 WORLDWOMENWORK 8 COLE LANE SANTA FE NM 87508 N/A PC ELEPHANT CONSERVATION PROJECTS LED BY WOMEN IN AFRICA 5000 YALE UNIVERSITY SCHOOL OF FORESTRY AND ENVIRONMENTA STUDIES SAGE HALL 205 PROSPECT STR NEW HAVEN CT 065112189 N/A PC YALE ENVIRONMENT 360 10000 YALE UNIVERSITY OFFICE OF THE RECORDING SECRETARY PO BOX 2038 NEW HAVEN CT 06521 N/A PC 2017-2018 UNDERGRADUATE SCHOLARSHIPS 178000 4598000 ST PAUL'S SCHOOL 325 PLEASANT STREET CONCORD OH 03301 N/A PC HEINZ SCHOLARSHIP 250000 THE COMMUNITY LIBRARY 415 SPRUCE AVENUE NORTH PO BOX 2168 KETCHUM ID 83340 N/A PC CAPITAL CAMPAIGN 500000 WOMEN DELIVER INC 588 BROADWAY SUITE 905 NEW YORK NY 10012 N/A PC FAMILY OF WOMAN FILM FESTIVAL 1000 751000 14 1037984 900003 9637 18 10749363 INCOME FROM PARTNERSHIPS 900000 -196987 01 246745 0 -187350 12034092 0 11846742 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 21393 941 17872 FORM 990-PF, PART VIII, LINE 1 ANDREW EBERHART, ROSE GIBSON, AND MICHELE BATTLE ARE EMPLOYEES OF THE HEINZ FAMILY OFFICE, AND, AS A RESULT, THE HEINZ FAMILY OFFICE PAYS THEIR RESPECTIVE SALARIES AND BENEFITS. THE HEINZ FAMILY FOUNDATION HAS NO EMPLOYEES, AND CONTRACTS THE HEINZ FAMILY OFFICE'S EMPLOYEES TO PROVIDE ITS SERVICES. THE SALARY AND BENEFIT AMOUNTS LISTED IN PART VIII, LINE 1 ARE ALSO REFLECTED IN PART VIII, LINE 3 OF FORM 990-PF UNDER COMPENSATION PAID TO THE HEINZ FAMILY OFFICE FOR CONTRACTED SERVICES. FORM 990-PF, PART VIII, LINE 2 COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES - THESE INDIVIDUALS ARE EMPLOYEES OF THE HEINZ FAMILY OFFICE AND, AS A RESULT, THE HEINZ FAMILY OFFICE PAYS THEIR RESPECTIVE SALARIES AND BENEFITS. THE HEINZ FAMILY FOUNDATION HAS NO EMPLOYEES, AND CONTRACTS THE HEINZ FAMILY OFFICE'S EMPLOYEES TO PROVIDE SERVICES. THE SALARY AND BENEFITS AMOUNTS LISTED IN PART VIII, LINE 2 ARE ALSO REFLECTED IN PART VIII, LINE 3 OF FORM 990-PF UNDER COMPENSATION PAID TO HEINZ FAMILY OFFICE FOR CONTRACTED EMPLOYEE SERVICES. THE ABOVE INFORMATION REGARIDNG THE FIVE HIGHEST PAID EMPLOYEES IS NOT REQUIRED TO BE DISCLOSED ON THE RETURN AND IS REPORTED FOR TRANSPARENCY PURPOSES. FORM 990-PF, PART XV, LINE 2 THE HEINZ FAMILY FOUNDATION DOES NOT CONSIDER UNSOLICITED REQUESTS FOR GRANTS. THE HEINZ FAMILY FOUNDATION MAKES GRANTS ONLY TO PRIOR SELECTED ORGANIZATIONS THAT ARE PUBLIC CHARITIES AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE HEINZ FAMILY FOUNDATION IS NOT PERMITTED BY THE U.S. GOVERNMENT TAX LAWS TO MAKE GRANTS TO INDIVIDUALS OR ORGANIZATIONS UNLESS THEY ARE A QUALIFIED 501(C)(3) PUBLIC CHARITY IN THE UNITED STATES, WITH THE EXCEPTION OF THE HEINZ AWARD WINNERS. THE HEINZ AWARDS ARE GRANTED IN ACCORDANCE WITH IRC SECTION 4945(G) ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS PURSUANT TO A PROCEDURE APPROVED IN ADVANCE BY THE INTERNAL REVENUE SERVICE. FORM 990-PF, PART VIII, LINE 1 PER SECTION 2.01 OF THE HEINZ FAMILY FOUNDATION BYLAWS, THE DUTIES AND RESPONSIBILITIES OF THE TERM DIRECTORS SHALL BE LIMITED TO ISSUES RELATED TO THE HEINZ AWARDS PROGRAM. 4,058 SHS JOHNSON CTLS INTL PLC (LYRICAL - AWARDS) 190997 154650 1,606 SHS WILLIS TOWERS WATSON PUBLIC LIMITED (LYRICAL - AWARDS) 171209 242008 2,855 SHS T E CONNECTIVITY LIMITED (LYRICAL - AWARDS) 175239 271339 2,197 SHS BROADCOM LTD. (LYRICAL - AWARDS) 156683 564409 2,934 SHS AFLAC INC (LYRICAL - AWARDS) 172803 257547 2,065 SHS AETNA INC (LYRICAL - AWARDS) 164182 372505 1,239 SHS AFFILIATED MANAGERS GROUP (LYRICAL - AWARDS) 198510 254305 1,548 SHS AMERIPRISE FINANCIAL INC (LYRICAL - AWARDS) 172776 262340 1,497 SHS ANTHEM INC. (LYRICAL - AWARDS) 166906 336840 2,927 SHS CELANESE CORP SERIES A (LYRICAL - AWARDS) 172660 313423 8,776 SHS CORNING INC (LYRICAL - AWARDS) 174795 280744 1,731 SHS E O G RES INC (LYRICAL - AWARDS) 169997 186792 6,889 SHS GOODYEAR TIRE & RUBBER CO (LYRICAL - AWARDS) 168473 222584 2,717 SHS HCA HOLDINGS, INC (LYRICAL - AWARDS) 206898 238661 6,611 SHS LIBERTY INTERACTIVE CORPORATION (LYRICAL - AWARDS) 152162 161441 3,911 SHS LINCOLN NATL CORP IND (LYRICAL - AWARDS) 164744 300639 2,773 SHS NATIONAL OILWELL VARCO INC. (LYRICAL - AWARDS) 156080 99883 6,787 SHS OWENS III INC (LYRICAL - AWARDS) 164269 150468 2,087 SHS WESTERN DIGITAL CORP (LYRICAL - AWARDS) 162609 165979 10,191 SHS WESTERN UNION CO (LYRICAL - AWARDS) 172914 193731 934 SHS WHIRLPOOL CORP (LYRICAL - AWARDS) 173608 157510 5,204 SHS AECOM TECHNOLOGY CORP (LYRICAL - AWARDS) 176733 193328 2,642 SHS ASSURANT INC (LYRICAL - AWARDS) 168744 266419 3,599 SHS AVIS BUDGET GROUP INC (LYRICAL - AWARDS) 159438 156169 5,566 SHS COMMSCOPE HOLDINGS INC. (LYRICAL - AWARDS) 174395 210562 2,213 SHS HERTZ GLOBAL HOLDINGS INC (LYRICAL - AWARDS) 121180 48907 4,262 SHS MICROSEMI CORP (LYRICAL - AWARDS) 160019 220132 5,429 SHS N C R CORP NEW (LYRICAL - AWARDS) 173447 184532 3,219 SHS TENNECO INC. (LYRICAL - AWARDS) 182941 188440 6,601 SHS ARRIS INTERNATIONAL PLC (LYRICAL - AWARDS) 189524 169580 4,089 SHS AERCAP HOLDING NV (LYRICAL - AWARDS) 174791 215122 11,979 SHS FLEXTRONICS INTL LTD (LYRICAL - AWARDS) 198174 215502 4,811 SHS SUNCOR ENERGY INC (LYRICAL - AWARDS) 137874 176660 2,161 SHS JOHNSON CTLS INTL PLC (LYRICAL - T&J) 101475 82356 838 SHS WILLIS TOWERS WATSON PUBLIC LIMITED (LYRICAL - T&J) 89335 126278 1,504 SHS T E CONNECTIVITY LIMITED (LYRICAL - T&J) 91940 142940 1,119 SHS BROADCOM LTD. (LYRICAL - T&J) 79804 287471 1,538 SHS AFLAC INC (LYRICAL - T&J) 90583 135005 1,067 SHS AETNA INC (LYRICAL - T&J) 84834 192476 827 SHS AMERIPRISE FINANCIAL INC (LYRICAL - T&J) 89501 140152 655 SHS AFFILIATED MANAGERS GROUP INC (LYRICAL - T&J) 104726 134439 776 SHS ANTHEM INC. (LYRICAL - T&J) 86520 174608 1,530 SHS CELANESE CORP SERIES A (LYRICAL - T&J) 90251 163832 4,618 SHS CORNING INC (LYRICAL - T&J) 91654 147730 931 SHS E O G RES INC (LYRICAL - T&J) 86870 100464 3,568 SHS GOODYEAR TIRE & RUBBER CO (LYRICAL - T&J) 87257 115282 1,433 SHS HCA HOLDINGS INC (LYRICAL - T&J) 108838 125875 3,489 SHS LIBERTY INTERACTIVE CORPORATION (LYRICAL - T&J) 80298 85201 2,063 SHS LINCOLN NATL CORP IND (LYRICAL - T&J) 86718 158583 1,548 SHS NATIONAL OILWELL VARCO INC. (LYRICAL - T&J) 74398 55759 3,734 SHS OWENS III INC (LYRICAL - T&J) 81019 82783 1,157 SHS WESTERN DIGITAL CORP (LYRICAL - T&J) 79571 92016 5,328 SHS WESTERN UNION CO (LYRICAL - T&J) 90402 101285 494 SHS WHIRLPOOL CORP (LYRICAL - T&J) 91640 83308 2,755 SHS AECOM TECHNOLOGY CORP (LYRICAL - T&J) 92024 102348 1,374 SHS ASSURANT INC (LYRICAL - T&J) 87757 138554 1,979 SHS AVIS BUDGET GROUP INC (LYRICAL - T&J) 77792 86839 2,941 SHS COMMSCOPE HOLDINGS INC. (LYRICAL - T&J) 91993 111258 1,241 SHS HERTZ GLOBAL HOLDINGS INC (LYRICAL - T&J) 53116 27426 2,249 SHS MICROSEMI CORP (LYRICAL - T&J) 84295 116161 2,891 SHS N C R CORP NEW (LYRICAL - T&J) 89808 98265 1,703 SHS TENNECO INC. (LYRICAL - T&J) 95009 99694 3,514 SHS ARRIS INTERNATIONAL PLC (LYRICAL - T&J) 97310 90275 2,172 SHS AERCAP HOLDING NV (LYRICAL - T&J) 91175 114269 6,321 SHS FLEXTRONICS INTL INC (LYRICAL - T&J) 104260 113715 2,584 SHS SUNCOR ENERGY INC (LYRICAL - T&J) 75569 94884 FOREIGN EQUITIES 24192340 30987410 VANGUARD ST BOND INDEX FUND - T&J 2648012 2590894 OAKMARK INCOME AND EQUITY FUND - EXETER 976354 1089905 OAKMARK INCOME AND EQUITY FUND - YALE 3453754 3831366 VIRTUS SEIX FLOATING RATE HIGH INCOME FUND - AWARDS 2000000 1926910 VIRTUS SEIX FLOATING RATE HIGH INCOME FUND - T&J 1000000 963455 ISHARES RUSSEL 1000 INDEX - AWARDS 2821132 4350855 ISHARES RUSSEL 1000 INDEX - T&J 1409458 2173718 VANGUARD ST BOND INDEX FUND - AWARDS 5204624 5150173 VANGUARD INTER GOV'T BOND INDEX FUND - AWARDS 5206584 5108540 VANGUARD INTER GOV'T BOND INDEX FUND - T&J 2753704 2700161 LEASEHOLD IMPROVEMENTS 1299982 1298070 1912 1912 FURNITURE & FIXTURES 393051 378774 14277 14277 INVESTMENT IN FINE ARTS AT COST 479590 479590 LEGAL FEES 75944 30993 41545 PARK ST. VI CAP. PRIVATE EQUITY 835755 771780 460464 PARK ST. VII CAP. PRIVATE EQUITY 855600 809775 595763 PARK ST. VIII CAP. PRIVATE EQUITY 1050400 984428 1276067 TUCKER ANTHONY III 1052260 1052260 13642 TUCKER ANTHONY IV 859817 859817 50974 PARK STREET NATURAL RESOURCES 652150 532163 157586 DAVIDSON KEMPNER 945000 2445000 4623647 STARK ASSET MGMT (SHEPHERD) 84406 71099 44702 KENSICO PARTNERS 848288 848288 4896438 COATUE PARTNERS 400000 400000 2559357 CANYON VALUE REALIZATION FUND 6000000 4750000 6877444 NORTH RUN OFFSHORE PARTNERS 1000000 PARK ST. IX CAP. PRIVATE EQUITY 1382100 1306300 1396989 SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND 2000000 2000000 3324070 LITESPEED OFFSHORE FUND 3500000 ROYSTONE CAPITAL OFFSHORE FUND 3500000 3500000 4041692 CERES FARMS, LLC 4500000 5700000 6159994 DL PARTNERS OPPORTUNITIES FUND 3000000 3000000 2772094 ITE RAIL FUND 825850 2088063 2183377 HARVEST MLP INCOME FUND 1400000 1400000 1592015 RIVERNORTH INSTITUTIONAL PARTNERS 2000000 2600000 2776350 MASON CAPITAL, LTD. 14564 14564 14564 HOLLYPORT SECONDARY OPPS VI 450158 557162 ADJUSTMENT FOR CASH BASIS GRANTS 749000 INSURANCE 19319 966 18353 MISC OFFICE 5717 286 5431 OFFICE SUPPLIES 5111 256 4855 DUES & SUBSCRIPTIONS 325 16 309 POSTAGE & MESSENGER EXPENSES 10048 502 9546 PHONE/FAX 25662 1283 24379 FLOWTHROUGH FROM PARTNERSHIPS 0 321930 0 EQUIPMENT & FURNITURE MAINTENANCE 128728 6436 122292 DISPOSAL OF FIXED ASSET 349 17 0 RESEARCH EXPENSES 8111 0 8111 DIRECT HEINZ AWARDS EXPENSES 483632 0 483632 INCOME FROM PARTNERSHIPS 49758 246745 49758 AGENCY LIABILITIES 4316217 4450669 INVESTMENT MGMT FEES 272266 277852 0 INVESTMENT CONSULTING 20000 20000 0 FOREIGN TAX - FLOWTHROUGH FROM PARTNERSHIPS 0 36800 0 FEDERAL INCOME TAX 197528 0 0