2018-11-14T11:49:58-06:00 2017-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2017-01-01 451204321 ROCK HEALTH INC ROCK 4158698585 301 HOWARD STREET NO 950 SAN FRANCISCO CA 94105 WILLIAM EVANS CEO & MANAGING DIRECTOR 4158698585 2018-11-14 1 RICHARD CROGHAN P00089862 4159561500 2018-11-14 12.129.7.100 2018-11-14 10:27:35 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5029E8FD9FE66385FA59B177B15FCADA276E8E0F 2017 2019-02-21 02:37:17Z X WILLIAM EVANS 301 HOWARD STREET NO 950 SAN FRANCISCO CA 94105 2092704 0 X WWW.ROCKHEALTH.ORG X 2011 CA TO MAKE HEALTHCARE BETTER FOR EVERY HUMAN BEING BY SUPPORTING COMPANIES IMPROVING THE QUALITY, SAFETY, AND ACCESSIBILITY OF OUR HEALTHCARE SYSTEM. 3 2 11 10 0 0 1287550 1506626 238564 534753 190 200 10217 1847 1536521 2043426 0 0 0 0 781325 1179958 0 0 0 850386 803999 1631711 1983957 -95190 59469 2386250 2555123 0 110810 2386250 2444313 X ROCK HEALTH'S SOLE PURPOSE IS EDUCATING, TEACHING, INSTRUCTING, TRAINING, AND COACHING HEALTHCARE ENTREPRENEURS FOR THE PURPOSE OF IMPROVING AND DEVELOPING THE ENTREPRENEURS' CAPABILITIES, SKILLS, AND KNOWLEDGE BASE. TO MEET THIS EDUCATIONAL PURPOSE, ROCK HEALTH IS ENGAGED IN A NUMBER OF EDUCATIONAL ACTIVITIES THAT ARE AVAILABLE TO THE GENERAL PUBLIC, THE PRIMARY ACTVITY OF WHICH IS HOSTING THE BUSINESS INCUBATOR PROGRAM. 0 0 1068341 0 16535 BUSINESS INCUBATOR: IN KEEPING WITH OUR MISSION TO SUPPORT INNOVATION AT THE INTERSECTION OF HEALTHCARE AND TECHNOLOGY, ROCK HEALTH MET WITH OVER 400 NEW COMPANIES IN 2017, LOGGING AN AVERAGE OF 1 HOUR OF CONVERSATION PER COMPANY AND CLOSELY INTERACTED WITH A PORTFOLIO OF OVER 50 COMPANIES LOGGING AN AVERAGE OF 5-10 HOURS OF INTERACTION, WITH HUNDREDS OF INTRODUCTIONS TO OUR EXPERT NETWORK OF INDUSTRY PROFESSIONALS AND HEALTHCARE THOUGHT LEADERS. AMONGST OUR ENTIRE PORTFIOLIO, OVER $400 MILLION IN GROWTH FUNDING WAS RAISED IN 2017, CREATING HUNDREDS OF NEW JOBS. OUR LOYAL AND GROWING COMMUNITY OF EXPERTS AND ALUMNI CONTINUE TO GENEROUSLY OFFER STRATEGIC GUIDANCE AND EXPERTISE TO ROCK HEALTH START-UPS. 313578 0 402282 PUBLIC EDUCATIONAL EVENTS: ROCK HEALTH HOSTED MULTIPLE EVENTS IN 2017 SERVING 1,479 PEOPLE. WE HOSTED OVER 100 DIVERSE THOUGHT LEADERS AS TEACHERS, SPEAKERS, AND DISCUSSION LEADERS. THE MAIN THEMES COVERED INCLUDED: HEALTHCARE INNOVATION, HEALTH DATA, BUSINESS, ENTREPRENEURSHIP, AND LEADERSHIP. THE EVENTS RANGED FROM INTIMATE GATHERINGS WITH 50-100 ATTENDEES TO A 600+ HEALTHCARE INNOVATION SUMMIT. 12642 0 115936 RESEARCH: ROCK HEALTH OFFERS AN EXTENSIVE ARRAY OF DIVERSE ONLINE EDUCATIONAL RESOURCES. THE CORE OF THESE RESOURCES IS OUR ROCK REPORTS, WHICH ARE BASED ON PRIMARY AND SECONDARY RESEARCH AND PROVIDE AN IN-DEPTH LOOK AT TRENDS IN HEALTH TECHNOLOGY. SIX ROCK REPORTS PUBLISHED IN 2017 RECEIVED OVER 51,940 VIEWS OVER THAT YEAR, ON TOPICS INCLUDING ENTERPRISE SALES IN DIGITAL HEALTH, DIVERSITY IN HEALTHCARE, AND DIGITAL HEALTH VENTURE FUNDING. WE ALSO HOST A PODCAST WITH 26,800 LISTENS OF EPISODES IN 2017. WE ALSO CAREFULLY CURATE A JOBS PAGE, AN EDUCATIONAL BLOG (WITH 30 POSTS IN 2017), A WEEKLY HEALTHCARE TECHNOLOGY NEWS EMAIL DIGEST (WITH OVER 40,000 SUBSCRIBERS), AND OTHER RESOURCES WHICH ARE FREE TO THE PUBLIC ON OUR WEBSITE. 1394561 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 25 0 1 11 1 0 0 0 0 0 0 0 0 0 0 X 3 2 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 1 0 CA X WILLIAM EVANS 4158698585 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 NATE GROSS DIRECTOR 1.00 X 0 0 0 TODD PIERCE DIRECTOR 1.00 X 0 0 0 WILLIAM EVANS DIRECTOR / CEO & MANAGING DIRECTOR 40.00 X X 296511 0 32497 KEITH MUTH VP PORTFOLIO & OPERATIONS 40.00 X 157810 0 12854 ASHLEE ADAMS VP BUSINESS DEVELOPMENT & STRATEGY 40.00 X 107838 0 4408 MEGAN ZWEIG DIRECTOR OF RESEARCH 40.00 X 102367 0 7331 664526 0 57090 4 0 1 0 0 1506626 1506626 PUBLIC EVENT INCOME 900099 402282 402282 PRODUCT SALES 900099 115936 115936 CONSULTING SERVICES 900099 9035 9035 OFFICE VISITS 900099 7500 7500 534753 200 200 51125 49278 1847 1847 1847 2043426 534753 0 2047 X 499672 335168 164504 597367 431157 166210 18658 14663 3995 64261 44983 19278 26773 26773 47716 47716 241324 157942 83382 4580 4580 15133 15133 22467 15727 6740 53759 37631 16128 19447 19447 313578 313578 7147 5003 2144 15780 15780 START-UP SUPPORT COSTS 21487 21487 RESEARCH DATA 12600 12600 TAXES & LICENSES 1687 1687 LICENSES & PERMITS 311 311 210 42 168 1983957 1394561 589396 0 2372988 2351543 153975 15346 19983 9487 10762 10496 2500 2500 0 21263 2386250 2555123 110210 600 0 110810 X 2386250 2444313 0 0 0 0 2386250 2444313 2386250 2555123 59469 -1406 0 X X 0 1 X 1 0 X 906000 1213408 1573406 1287550 1506626 6486990 906000 1213408 1573406 1287550 1506626 6486990 2857134 3629856 22465 47995 25296 45234 51325 192315 3547 599 5 4151 6683456 2638650 0.54310 0.58510 X 9042 4898 4144 10941 4589 6352 10496 2097704 5000 5000 2092704 -49278 -49278 2043426 2038235 5000 49278 54278 1983957 0 1983957 PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -49,278. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 49,278. X 0 0 0 0 0 0 0 0 0 WILLIAM EVANS DIRECTOR / CEO & MANAGING DIRECTOR 230000 0 66511 0 0 0 0 0 32497 0 329008 0 0 0 KEITH MUTH VP PORTFOLIO & OPERATIONS 157810 0 0 0 0 0 0 0 12854 0 170664 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM. THE CEO THEN REVIEWS THE TAX RETURNS FOR ACCURACY. AN ELECTRONIC COPY OF THE FORM 990 IS THEN E-MAILED TO THE ENTIRE BOARD FOR COMMENTS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS, WHO ARE CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, THE INTERESTED PERSON SHALL LEAVE THE BOARD MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT THAT THE BOARD DETERMINES THAT A PROPOSED TRANSACTION OR ARRANGEMENT PRESENTS A CONFLICT OF INTEREST, THE BOARD SHALL APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES, IF APPROPRIATE, AND EXCLUDE THE INTERESTED PERSON FROM THE DISCUSSION OF, AND VOTE ON, THE TRANSACTION. IF THE BOARD HAS REASONABLE CAUSE TO BELIEVE AN INTERESTED PERSON HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE INTERESTED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE INTERESTED PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF THE BOARD DETERMINES THE INTERESTED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF OFFICERS AND KEY EMPLOYEES, INCLUDING THE TOP MANAGEMENT OFFICIAL, IS DETERMINED BY THE DISINTERESTED DIRECTORS. THE CONTENT OF THE DISCUSSION, INCLUDING THE INFORMATION USED TO DETERMINE THE REASONABLENESS OF THE COMPENSATION, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS SHALL BE MAINTAINED IN THE MINUTES OF THE CORPORATION. THE DETERMINATION OF REASONABLENESS SHALL BE BASED UPON INFORMATION ABOUT COMPENSATION PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR SIMILAR SERVICES, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS OR ACTUAL WRITTEN OFFERS FROM SIMILARLY SITUATED ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACTOR WAGES: PROGRAM SERVICE EXPENSES 157,942. MANAGEMENT AND GENERAL EXPENSES 67,690. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 225,632. CONSULTING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 10,236. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 10,236. SERVICE FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 5,456. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,456. FORM 990, PART XII, LINE 12C: THE ORGANIZATION CHANGED FROM A CASH METHOD OF ACCOUNTING TO AN ACCRUAL METHOD OF ACCOUNTING IN 2017. ROCK HEALTH SEED FUND II LLC 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 472585488 INVESTMENT PARTNERSHIP CA N/A 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0