2018-12-19T10:08:23-06:00 2018-04-30 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2017-05-01 200366717 THE INTREPID FALLEN HEROES FUND INTR 6463815130 ONE INTREPID SQ-W 46TH ST 12TH AVE NEW YORK NY 10036 DAVID A WINTERS PRESIDENT 6463815130 2018-12-19 1 GARRETT M HIGGINS P00543209 2122862600 2018-12-19 4.15.211.182 2018-12-19 08:32:10 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 C5C0E2060BEB3F24671B5CC0358F632D6B4109AD 2017 2019-02-21 02:37:17Z DAVID A WINTERS ONE INTREPID SQ-W 46TH ST 12TH AVE NEW YORK NY 10036 9272708 0 X WWW.FALLENHEROESFUND.ORG X 2003 NY THE INTREPID FALLEN HEROES FUND SUPPORTS THE MEN AND WOMEN OF THE ARMED FORCES AND THEIR FAMILIES. 13 12 5 23 0 616 8997489 9161722 0 0 69519 53725 -50216 930 9016792 9216377 223919 22904818 0 0 554370 641339 0 0 574900 466286 533588 1244575 24079745 7772217 -14863368 20813779 5879678 909973 863515 19903806 5016163 X THE INTREPID FALLEN HEROES FUND SERVES MILITARY PERSONNEL SUFFERING TRAUMATIC BRAIN INJURY AND POST-TRAUMATIC STRESS. WE HELP THEM FIGHT THE WAR WITHIN BY BUILDING ADVANCED TREATMENT CENTERS PROVIDING THE BEST POSSIBLE CARE, ENABLING THEM TO CONTINUE TO SERVE ON ACTIVE DUTY AND ENJOY A PRODUCTIVE LIFE. 0 0 22894718 22894718 CONSTRUCTION OF INTREPID SPIRIT CENTERS:THE INTREPID FALLEN HEROES FUND (IFHF) IS LEADING THE EFFORTS TO SUPPORT SERVICE MEMBERS SUFFERING THE TERRIBLE EFFECTS OF TRAUMATIC BRAIN INJURY (TBI) AND POST-TRAUMATIC STRESS (PTS), WHICH AFFLICT HUNDREDS OF THOUSANDS OF MILITARY PERSONNEL. IFHF IS BUILDING A SERIES OF TEN SPECIALLY-DESIGNED TREATMENT FACILITIES, CALLED INTREPID SPIRIT CENTERS, AT MILITARY BASES AROUND THE NATION, WITHIN WHICH SERVICE MEMBERS RECEIVE THE MOST ADVANCED AND PROVEN CARE TO ADDRESS THE COMPLEX SYMPTOMS OF TBI AND PTS, WITH THE GOAL OF RETURNING THESE MEN AND WOMEN TO THEIR REGULAR DUTIES IN THE ARMED FORCES. SEVEN INTREPID SPIRIT CENTERS ARE ALREADY OPEN AND SERVING AMERICA'S BRAVE SERVICE MEMBERS, AND THEY HAVE ACHIEVED A SUCCESS RATE OF RETURNING MORE THAN 90% OF PATIENTS TO DUTY. THREE MORE CENTERS ARE IN PLANNING. 153868 10100 OTHER PROGRAM SERVICES:IN SEPTEMBER 2017, A $10,000 SUPPORT GRANT WAS GIVEN TO A BRITISH NON-PROFIT, WALKING WITH THE WOUNDED, WHICH TREATS AND ASSISTS BRITISH MILITARY PERSONNEL WHO HAVE SUFFERED SEVERE INJURIES IN THE WARS IN IRAQ AND AFGHANISTAN. THE INTREPID FALLEN HEROES FUND HAS A LONG HISTORY OF SUPPORTING BRITISH SERVICE MEMBERS, WHO WERE INCLUDED IN THE FUND'S ORIGINAL PROGRAM OF PROVIDING GRANTS TO FAMILIES OF MILITARY PERSONNEL WHO HAD BEEN KILLED WHILE SERVING IN UNIFORM. 23048586 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 6 0 5 1 1 1 0 0 0 0 1 1 0 0 0 0 X 13 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OK OH OR PA RI SC TN UT VA WI WA WV X X X THOMAS J ALLETTO TREASURERCHIEF FINANCIAL OFFICER 6463815130 ONE INTREPID SQUARE W 46TH ST 12TH NEW YORK NY 10036 X RICHARD T SANTULLI CHAIRMAN 1.00 X X 0 0 0 DAVID A WINTERS-SEE SCHEDULE O PRESIDENT 20.00 3.00 X X 145198 0 0 DANIEL ASKEY DIRECTOR 1.00 X 0 0 0 AMANDA BOWMAN DIRECTOR 1.00 X 0 0 0 JAMES CARRIER DIRECTOR 1.00 X 0 0 0 GENERAL RICHARD A CODY DIRECTOR 1.00 X 0 0 0 MARTIN L EDELMAN DIRECTOR 1.00 X 0 0 0 FRANK FERTITTA III DIRECTOR 1.00 X 0 0 0 LORENZO FERTITTA DIRECTOR 1.00 X 0 0 0 BRIAN D FINN DIRECTOR 1.00 X 0 0 0 WINSTON FISHER DIRECTOR 1.00 0.10 X 0 0 0 HONORABLE RAYMOND KELLY DIRECTOR UNTIL FEB. 2018 1.00 X 0 0 0 JOSEPH PERELLA DIRECTOR 1.00 X 0 0 0 ANTHONY SICHENZIO DIRECTOR 1.00 X 0 0 0 THOMAS J ALLETTO CFO/TREASURER 40.00 2.00 X 109915 0 13197 LISA YACONIELLO-SEE SCHEDULE O VP/SECRETARY 10.00 X 80986 0 3194 336099 0 16391 2 0 0 1 TURNER CONSTRUCTION 250 W COURT STREET SUITE 300 CINCINNATI OH 45202 CONTRACTOR - INTREPID SPIRIT CENTER PROG 17070589 SMITHGROUPJJR 1700 NEW YORK AVENUE NW SUITE 100 WASHINGTON DC 20006 CONTRACTOR - INTREPID SPIRIT CENTER PROG 823101 SOCIAL FACTOR INC 1101 E 6TH STREET AUSTIN TX 78702 DIGITAL SOCIAL MEDIA CONSULTANT 191134 CRAMERKRASSELT COMPANY 39012 TREASURY CENTER CHICAGO IL 606949000 BRANDING CONSULTANT 142185 PLAZA CONSTRUCTION CORP 5 BRYANT PARK 7TH FLOOR NEW YORK NY 10018 CONTRACTOR - INTREPID SPIRIT CENTER PROG 127796 5 57264 247724 8856734 53966 9161722 45254 45254 930 930 53966 45495 8471 8471 8471 10836 247724 10836 0 9216377 0 0 54655 22894818 22894818 10000 10000 343583 73209 155609 114765 242181 51603 109684 80894 15340 3269 6947 5124 40235 8573 18222 13440 31960 31960 41500 41500 193319 47884 145435 180231 12409 167822 44847 6320 38527 11337 2693 8644 21672 21672 REGULATORY FEES 7114 7114 OTHER EXPENSES 1608 1359 249 24079745 23048586 456259 574900 544449 13599 16449147 5787886 162577 58166 24754 4983 3632852 15044 20813779 5879678 61733 115964 848240 747551 909973 863515 X 18203388 4576663 1700418 439500 19903806 5016163 20813779 5879678 X -14863368 -24275 X X 0 1 X 1 0 X 11378367 10266859 9503842 8997489 9161722 49308279 11378367 10266859 9503842 8997489 9161722 49308279 7537622 41770657 105084 89470 73591 71810 46184 386139 49694418 0.84060 0.87770 X 0 CONSTRUCTION COSTS PAYABLE 747551 747551 X 9314670 98293 98293 9216377 0 9216377 24202313 98293 24275 122568 24079745 0 24079745 PART X, LINE 2: IFHF RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT IFHF HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. IFHF IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR FISCAL YEARS PRIOR TO 2015. PART XII, LINE 2D - OTHER ADJUSTMENTS: ADJUSTMENT MADE FOR UNCOLLECTIBLE PLEDGES 24,275. 0 0 0 0 0 0 0 0 0 EUROPE GENERAL SUPPORT FOR PROGRAM SERVICE ACTIVITIES 10000 CHECK 1 0 0 0 0 0 0 0 TEAM EXTREME 258560 247724 10836 450 10386 258560 247724 10836 450 10386 10836 0 1 DEPARTMENT OF DEFENSE 1400 DEFENSE PENTAGON WASHINGTON DC 203011400 US GOVERNMENT 0 22894718 BOOK VALUE INTREPID SPIRIT CENTERS IN WASHINGTON AND CALIFORNIA TO BUILD A COMPREHENSIVE HEALTH CARE FACILITY FOR MILITARY PERSONNEL WITH TRAUMATIC BRAIN INJURY. 1 0 PART I, LINE 2: GRANT RECIPIENTS HAVE MET THE ELIGIBILITY REQUIREMENTS TO RECEIVE THE GRANT AND ACCORDINGLY ALL FUNDS PAID TO AND RECEIVED BY THEM ARE UNRESTRICTED IN NATURE. 0 0 0 0 0 0 0 0 0 DAVID A WINTERS-SEE SCHEDULE O PRESIDENT 145198 0 0 0 0 0 0 0 0 0 145198 0 0 0 LISA YACONIELLO-SEE SCHEDULE O VP/SECRETARY 80986 0 0 0 0 0 0 0 3194 0 84180 0 0 0 FORM 990, PART VII, LINE 5: THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII, SECTION A RECEIVED OR ACCRUED SALARY COMPENSATION FROM AN UNRELATED ORGANIZATION FOR SERVICES PERFORMED FOR THE REPORTING ORGANIZATION. REPORTED IN FORM 990, PART VII, COLUMN (D) ARE THE PORTION OF THE INDIVIDUAL'S FORM W-2 COMPENSATION ALLOCATED TO THE SERVICES PERFORMED FOR THE REPORTING ORGANIZATION. THE INDIVIDUALS WHO RECEIVED COMPENSATION PAID BY INTREPID MUSEUM FOUNDATION, INC., AN UNRELATED ORGANIZATION, ARE: NAME: DAVID A. WINTERS TITLE: PRESIDENT COMPENSATION: $145,198 PAID BY INTREPID MUSEUM FOUNDATION, INC. NAME: LISA YACONIELLO TITLE: VP/SECRETARY COMPENSATION: $26,319 PAID BY INTREPID MUSEUM FOUNDATION, INC. X 15 53966 AVG. SELLING PRICE 0 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN SCHEDULE M, PART I COLUMN (B). FORM 990, PART VI, SECTION A, LINE 2 WINSTON FISHER, A DIRECTOR OF THE INTREPID FALLEN HEROES FUND, AND MARTIN EDELMAN, A DIRECTOR OF THE INTREPID FALLEN HEROES FUND, HAVE BUSINESS RELATIONSHIPS WITH ONE ANOTHER AS PARTNERS AT FISHER BROTHERS. FRANK FERTITTA, WHO IS A DIRECTOR OF THE INTREPID FALLEN HEROES FUND, HAS A FAMILY RELATIONSHIP WITH LORENZO FERTITTA, WHO IS ALSO A DIRECTOR OF THE INTREPID FALLEN HEROES FUND. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED AND APPROVED BY AUDIT COMMITTEE AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS SUBMITTED ELECTRONICALLY TO MEMBERS OF THE ORGANIZATION'S GOVERNING BODY FOR ANY COMMENTS PRIOR TO ITS SUBMISSION. THE GOVERNING BODY IS PROVIDED WITH ONE WEEK TO REVIEW THE PREPARED FORM 990 AND PROVIDE THEIR COMMENTS. ANY COMMENTS ARE THEN GROUPED, SUMMARIZED AND PROVIDED TO THE COMPLIANCE OFFICER OR COMMITTEE IN CHARGE OF FILING THE RETURN FOR THEIR REVIEW. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C THE INTREPID FALLEN HEROES FUND CURRENTLY HAS IN PLACE A CONFLICT OF INTEREST POLICY WHICH IT ANNUALLY MONITORS AND ENFORCES. THE BOARD CURRENTLY MANDATES THAT ALL MEMBERS OF THE GOVERNING BODY AND OFFICERS ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED CONFLICT OF INTEREST POLICY IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICER WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS. IF A POTENTIAL OR ACTUAL CONFLICT OF INTEREST EXISTS, THE CORPORATE COMPLIANCE OFFICER WILL NOTIFY MEMBER OF MANAGEMENT OR THE GOVERNING BODY ABOUT SUCH CONFLICT AND INVESTIGATE THE CONFLICT. THE RESULTS OF THE INVESTIGATION WILL BE SUMMARIZED AND DOCUMENTED BY THE CORPORATE COMPLIANCE OFFICER AND BE REPORTED TO THE GOVERNING BODY. IF THE CORPORATE COMPLIANCE OFFICER ESTABLISHES THAT AN ACTUAL CONFLICT EXISTS, THE MEMBER OF MANAGEMENT OR THE GOVERNING BODY WILL BE NOTIFIED IMMEDIATELY AND WILL NOT BE ALLOWED TO VOTE OR BE A PART OF ANY DECISIONS ABOUT ANY SUCH TRANSACTIONS THAT HAVE TO DO WITH THE CONFLICT UNTIL SUCH TIME THERE IS NO LONGER A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE INTREPID FALLEN HEROES FUND HAS ESTABLISHED A WRITTEN COMPENSATION POLICY FOR THEIR BOARD TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE CEO, EXECUTIVE DIRECTOR, TOP MANAGEMENT OFFICIAL, OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE BOARD AND THAT THE BOARD SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE BOARD REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE BOARD USES A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE BOARD'S DECISION REGARDING THE AMOUNT OF COMPENSATION PAID MUST BE ADEQUATELY DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT, DOCUMENTED WITH THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION AND THOSE WHO VOTED ON IT, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THIS POLICY AND PROCESS FOR DETERMINING COMPENSATION FOR EXECUTIVES AND KEY EMPLOYEES WAS LAST UNDERTAKEN IN FY18. FORM 990, PART VI, SECTION C, LINE 19 THE INTREPID FALLEN HEROES FUND MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON THEIR WEBSITE AS WELL AS GUIDESTAR.ORG AND OTHER SIMILAR WEBSITES. IN ADDITION FORMS 990 AS WELL AS THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE AVAILABLE UPON WRITTEN REQUEST. FORM 990, PART VII, SECTION A, COLUMN (A): THE ORGANIZATION SHARES EMPLOYEES WITH INTREPID MUSEUM FOUNDATION, INC. (IMF). COMPENSATION EXPENSE WAS ALLOCATED AND RECORDED FOR THE ORGANIZATION AND IMF FOR THE FOLLOWING OFFICERS REPORTED ON FORM 990, PART VII, SECTION A AS FOLLOWS: NAME: DAVID A. WINTERS TITLE: PRESIDENT COMPENSATION EXPENSED TO INTREPID FALLEN HEROES FUND: $145,198 COMPENSATION EXPENSED TO INTREPID MUSEUM FOUNDATION, INC.: $145,199 NAME: LISA YACONIELLO TITLE: VP/SECRETARY COMPENSATION EXPENSED TO INTREPID FALLEN HEROES FUND: $26,319 COMPENSATION EXPENSED TO INTREPID MUSEUM FOUNDATION, INC.: $78,955 FORM 990, PART XI, LINE 9: ADJUSTMENT MADE FOR UNCOLLECTABLE PLEDGES -24,275. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS AN AUDIT COMMITTEE THAT IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, THE FUND'S PRESIDENT AND CFO. THIS COMMITTEE REVIEWS ALL FINANCIAL REPORTS AND STATEMENTS, TAX RETURNS, AND AUDIT REPORTS THROUGHOUT THE FISCAL YEAR; SUPERVISES THE AUDIT PROCESS AND SELECTION OF THE INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR FISCAL YEAR. INTREPID RELIEF FUND ONE INTREPID SQUARE W46TH ST 12TH A NEW YORK NY 10036 136894054 TO PROVIDE SUPPORT FOR PROGRAMS ASSISTING WOUNDED MILITARY PERSONNEL NY 501(C)(3) LINE 7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0